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The filing says the first sale was Feb 20, 2026. The Form D was filed Apr 16, 2026 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 23, 2025. The Form D was filed Jul 9, 2025 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 23, 2025. The Form D was filed Jul 9, 2025 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Terrance Sisco's role changed at Synergy IOM Holdings, LLC: director → executive officer, director · Michael J. Risoldi's role changed at Champion Wellness Holdings, LLC: director → executive officer, director · Glenn Scolnik's role changed at Kelly Roofing Holdings, LLC: executive officer, director, promoter → director, promoter · Gregory Q. Schorr's role changed at Kelly Roofing Holdings, LLC: executive officer, director → executive officer, director, promoter · Robert D. Erwin's role changed at Command Holdings, LLC: executive officer, director, promoter → executive officer, director · and 8 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

The Jul 9, 2025 filing says $1,524,975 offered; the Oct 31, 2025 Form D/A says $2,124,975.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Command Holdings, LLC (latest filing Apr 18, 2019) · No amendment in the last 12 months on an offering that may still be open — HKW CAPITAL PARTNERS V-A, L.P. (latest filing Feb 26, 2019) · No amendment in the last 12 months on an offering that may still be open — HKW CAPITAL PARTNERS V, L.P. (latest filing Feb 26, 2019) · No amendment in the last 12 months on an offering that may still be open — PIL Holdings, Inc. (latest filing Jan 19, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Richard Larkin is written 2 different ways on the filings · Robert A Sigel is written 2 different ways on the filings · Timothy M. Hildebrand is written 2 different ways on the filings · James O. Futterknecht, Jr. is written 2 different ways on the filings · Robert D. Erwin is written 2 different ways on the filings · and 1 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

"Investing" (Apr 18, 2019 to Dec 23, 2019); then "Business Services" (Aug 25, 2020 to Oct 29, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

The people listed on the Apr 23, 2021 filing give Ashburn, VA; on the Jul 21, 2022 filing they give Indianapolis, IN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Address on file is a registered agent / shared office — Sepratech TopCo, LLC · Address on file is a registered agent / shared office — Encore TopCo, LLC · Address on file is a registered agent / shared office — Alchemy TopCo, LLC · Address on file is a registered agent / shared office — Alchemy Sponsor Member Aggregator, LLC · Address on file is a registered agent / shared office — PANOS Intermediate Holdings, LLC · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Delaware (26), Indiana (17), Mi (1), California (1), Illinois (1), Texas (1), Pennsylvania (1), Michigan (1) — out of 49 member issuers. The odd ones out: Visioneering Inc (Mi); SPECIAL APPLICATIONS TECHNOLOGY INC (Indiana); CLS Holdings Corp (Indiana); A.E. Company, Inc. (California); NaturMed, Inc., an Indiana Corp (Indiana); Corporate Visions, Inc. (Indiana).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

IN (27), NY (7), TX (3), CA (3), MI (2), CO (1), AZ (1), NV (1), IL (1), OR (1), PA (1), NJ (1). 12 members use a registered-agent or shared-office address: HKW CAPITAL PARTNERS III-A SUPPLEMENTAL L.P. (420 Lexington Avenue, Suite 402, New York, NY); HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P. (420 Lexington Avenue, Suite 402, New York, NY); HKW CAPITAL PARTNERS IV-A, L.P. (420 Lexington Avenue, Suite 402, New York, NY); HKW CAPITAL PARTNERS IV, L.P. (420 Lexington Avenue, Suite 402, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.