PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:51 PM ET

Sponsor Check › Person

Albert Goldstein

Related person on Form D filings · address states as listed: IL, CA · listed Jul 8, 2009 → Oct 13, 2026

11issuers
37Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

4 of 26 offerings report sales commissions totalling $3,632,279; 1 reports finder's fees totalling $43,250; 1 reports proceeds to related persons totalling $1,007,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 13, 2026 D
File 021-600933
$0$0$0None listed on this filing
EDGAR ↗Sep 3, 2024 D
File 021-522956
$5,000$0$0ASCENT CAPITAL ADVISORS LIMITED no CRD number reported
EDGAR ↗Aug 15, 2024 D
File 021-521691
$0$0$0None listed on this filing
EDGAR ↗Jan 25, 2024 D
File 021-503471
$32,443$0$0Ascent Capital Advisors Limited no CRD number reported
EDGAR ↗Apr 20, 2023 D/A
File 021-436677
$219,836$0$0ASCENT CAPITAL ADVISORS LIMITED no CRD number reported
KEEFE, BRUYETTE & WOODS, INC. BrokerCheck CRD 481 ↗
EDGAR ↗Dec 7, 2022 D
File 021-466769
$3,375,000$0$0None listed on this filing
EDGAR ↗Apr 20, 2022 D
File 021-442749
$0$0$0None listed on this filing
EDGAR ↗Oct 5, 2021 D
File 021-415714
$0$0$0
Proceeds shall be maintained in a separate bank account and used for platform development and other general corporate purposes. Some may be used for general working capital purposes which may include payment of salaries, expenses, fees to Related Persons.
None listed on this filing
EDGAR ↗May 18, 2021 D
File 021-399799
$0$0$0None listed on this filing
EDGAR ↗May 3, 2021 D
File 021-397934
$0$0$0None listed on this filing
EDGAR ↗Apr 22, 2021 D
File 021-396734
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2019 D
File 021-341772
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 11, 2019 D
File 021-341625
$0$0$0None listed on this filing
EDGAR ↗May 16, 2019 D
File 021-339789
$0$0$0 (est.)None listed on this filing
EDGAR ↗Mar 23, 2018 D
File 021-308462
$0$0$0None listed on this filing
EDGAR ↗Feb 16, 2018 D
File 021-305869
$0$0$0None listed on this filing
EDGAR ↗Nov 3, 2015 D
File 021-250588
$0$0$0None listed on this filing
EDGAR ↗Nov 3, 2015 D
File 021-250551
$0$43,250 (est.)$0Ascent Capital Advisors Limited no CRD number reported
via BCW Securities LLC (CRD 144930 ↗)

E.L.K. Capital Advisors, LLC BrokerCheck CRD 134999 ↗
EDGAR ↗Dec 5, 2014 D
File 021-229595
$0$0$0None listed on this filing
EDGAR ↗May 29, 2014 D/A
File 021-216137
$0$0$1,007,000 (est.)
Estimated current payoff of $1,000,000 of bridge debt advanced to Issuer's subsidiary by entities owned by Issuer's exec. officers or families, currently accruing interest at 0.33% per annum on $450,000 principal and at 8% per annum on $550,000 principal.
E.L.K. Capital Advisors, LLC BrokerCheck CRD 134999 ↗
via Randall S. Winters (CRD 2508289 ↗)
EDGAR ↗Feb 10, 2014 D
File 021-211634
$0$0$0None listed on this filing
EDGAR ↗Aug 5, 2013 D
File 021-200720
$0$0$0None listed on this filing
EDGAR ↗May 6, 2013 D/A
File 021-191708
$0$0$0None listed on this filing
EDGAR ↗Dec 17, 2012 D
File 021-188482
$0$0$0 (est.)None listed on this filing
EDGAR ↗May 9, 2011 D
File 021-159437
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2010 D
File 021-132521
$0$0$0 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Archer Lewis Group, Inc.Executive Officer, DirectorOct 13, 2026D$20,000,000
similar: $500,000–$7,000,000
$12,388,38425
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterSep 3, 2024D$28,525,000
similar: $1,100,015–$10,001,163
$28,525,00033
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Amount, Inc.Executive Officer, DirectorAug 15, 2024D$30,000,000
similar: $2,144,500–$20,220,000
$24,575,96558
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterJan 25, 2024D$6,427,750
similar: $1,100,015–$10,001,163
$6,427,75020
similar: 2–14
$20,000
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterApr 20, 2023D/A$88,750,800
similar: $1,100,015–$10,001,163
$88,750,80064
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterFeb 10, 2023D/A$80,090,800
similar: $1,100,015–$10,001,163
$80,090,80052
similar: 2–14
$20,000
similar: $5,000–$50,000
EDGAR ↗Avant Holding Company, Inc.
group: Avant
Executive Officer, DirectorDec 7, 2022D$146,631,659
similar: $1,100,015–$10,001,163
$72,750,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterMay 10, 2022D/A$81,975,900
similar: $1,100,015–$10,001,163
$81,975,900111
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Amount, Inc.Executive Officer, DirectorApr 20, 2022D$39,999,986
similar: $1,100,015–$10,001,163
$35,704,89511
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director, PromoterMar 10, 2022DIndefinite
similar: $1,100,015–$10,001,163
$00
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗StoicLane Inc.Executive Officer, Director
Mr. Goldstein is the Chairman of the Board and CEO.
Oct 5, 2021D$49,805,000
similar: $500,000–$7,000,000
$49,805,000113
similar: 2–14
$7,000
similar: $5,000–$50,000
EDGAR ↗Amount, Inc.Executive Officer, DirectorMay 18, 2021D$99,999,997
similar: $1,100,015–$10,001,163
$99,034,75215
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Springcoin, Inc.DirectorMay 3, 2021D$30,000,000
similar: $1,100,015–$10,001,163
$14,999,9793
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Avant Holding Company, Inc.
group: Avant
Executive Officer, DirectorApr 22, 2021D$3,900,814
similar: $1,100,015–$10,001,163
$3,900,81417
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Springcoin, Inc.DirectorJun 12, 2019D$23,000,000
similar: $1,100,015–$10,001,163
$22,579,8788
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Pangea Equity Partners II, L.P.
group: Avant
Executive Officer
Trustee of the General Partner of the Issuer.
Jun 11, 2019D$36,532,475
similar: $1,815,000–$10,000,000
$36,532,47591
similar: 7–33
No minimum reported
similar: $20,000–$50,000
EDGAR ↗Springcoin, Inc.DirectorMay 16, 2019D$13,750,068
similar: $1,100,015–$10,001,163
$13,750,06830
similar: 2–14
$4,999
similar: $5,000–$50,000
EDGAR ↗Springcoin, Inc.DirectorMar 23, 2018D$12,750,000
similar: $1,100,015–$10,001,163
$10,500,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Springcoin, Inc.DirectorFeb 16, 2018DIndefinite
similar: $1,100,015–$10,001,163
$2,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorNov 3, 2015D$325,000,000
similar: $2,144,500–$20,220,000
$325,000,00046
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Avant Capital Partnership I, L.P.
group: Avant
Executive Officer, Director
President of the General Partner; Chairman, President & CEO of Avant, Inc.
Nov 3, 2015D$75,000,000
similar: $155,000–$5,250,000
$42,260,00047
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorDec 5, 2014D$224,999,954
similar: $2,144,500–$20,220,000
$224,999,95446
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗I2R Holdings, LLCDirector
Manager
May 29, 2014D/A$10,000,000
similar: $1,000,000–$16,613,798
$5,225,00024
similar: 2–13
$10,000
similar: $10,000–$100,000
EDGAR ↗I2R Holdings, LLCDirector
Manager
May 16, 2014D/A$10,000,000
similar: $1,000,000–$16,613,798
$5,225,00024
similar: 2–13
$10,000
similar: $10,000–$100,000
EDGAR ↗I2R Holdings, LLCDirector
Manager
Apr 24, 2014D$10,000,000
similar: $1,000,000–$16,613,798
$4,450,00020
similar: 2–13
$10,000
similar: $10,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorFeb 10, 2014D$75,000,005
similar: $2,144,500–$20,220,000
$75,000,00513
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorAug 5, 2013D$25,000,000
similar: $2,144,500–$20,220,000
$20,232,1413
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorMay 6, 2013D/A$8,000,000
similar: $2,144,500–$20,220,000
$8,000,0003
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive Officer, DirectorFeb 12, 2013D$7,500,000
similar: $2,144,500–$20,220,000
$5,500,0001
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Avant, Inc.
group: Avant
Executive OfficerDec 17, 2012D$1,000,000
similar: $2,144,500–$20,220,000
$1,000,00020
similar: 2–24
$25,000
similar: $10,000–$100,000
EDGAR ↗Pangea Properties
group: Avant
Executive Officer, DirectorMay 9, 2011D$127,823,500
similar: $1,815,000–$10,000,000
$88,549,000104
similar: 7–33
$500,000
similar: $20,000–$50,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Manager of Pangea Equity GP, LLC, the General Partner of the Issuer
Mar 9, 2010D$30,000,000
similar: $155,000–$5,250,000
$24,300,00015
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Manager of Pangea Equity GP, LLC, the General Partner of the Issuer
Jan 19, 2010D/A$75,000,000
similar: $155,000–$5,250,000
$52,343,33359
similar: 4–27
$85,000
similar: $1,000–$100,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Manager of Pangea Equity GP, LLC, the General Partner of the Issuer
Aug 14, 2009D/A$50,000,000
similar: $155,000–$5,250,000
$37,475,00040
similar: 4–27
$85,000
similar: $1,000–$100,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Manager of Pangea Equity GP, LLC, the General Partner of the Issuer
Aug 13, 2009D/A$50,000,000
similar: $155,000–$5,250,000
$37,475,00037
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Managing Principal of Pangea Equity GP, LLC, the General Partner of the Issuer
Jul 17, 2009D/A$50,000,000
similar: $155,000–$5,250,000
$10,350,00010
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Pangea Equity Partners, L.P.
group: Avant
Executive Officer, Director
Managing Principal of Pangea Equity GP, LLC, the General Partner of the Issuer
Jul 8, 2009D$50,000,000
similar: $155,000–$5,250,000
$8,850,0007
similar: 4–27
$500,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (3 management entities, 37 people)

People and management entities the issuers listed as related persons on the same Form D filings as Albert Goldstein. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Avant, Inc. entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Avant Capital Advisors I, LLC entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter
  • Pangea Properties entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Steven Joung — 13 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • John Sun — 13 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • ADAM JIWAN — 11 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Adam Hughes — 10 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • Anna Fridman — 10 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Nigel Morris — 9 shared filings (2 issuers) · role as listed: Director
  • John Johnston — 8 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Alexander Goldstein — 8 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Eric Carlborg — 8 shared filings (3 issuers) · role as listed: Director · also listed on 15 other issuers
  • Matthew Foran — 8 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Patrick Borchard — 6 shared filings (3 issuers) · role as listed: Executive Officer
  • Peter Martay — 6 shared filings (3 issuers) · role as listed: Executive Officer
  • W. Eric Carlborg — 6 shared filings (3 issuers) · role as listed: Director · also listed on 3 other issuers
  • Siddharth Mehta — 5 shared filings (2 issuers) · role as listed: Director
  • Ryan McLennan — 5 shared filings (3 issuers) · role as listed: Executive Officer
  • Jacob Nice — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Thomas Raleigh — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Yipeng Zhang — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Raph Osnoss — 4 shared filings (2 issuers) · role as listed: Director
  • Thomas Coleman — 4 shared filings (1 issuer) · role as listed: Director
  • Paul Zhang — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Mark Friedgan — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Suketu Shah — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • James D. Robinson III — 3 shared filings (2 issuers) · role as listed: Director
  • Kevin Marcus — 3 shared filings (1 issuer) · role as listed: Director
  • Rahul Gupta — 3 shared filings (1 issuer) · role as listed: Director
  • Jade Mandel — 3 shared filings (1 issuer) · role as listed: Director
  • John Jacob Nice — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • James Paris — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Timothy Clarke — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Janice Eberly — 2 shared filings (1 issuer) · role as listed: Director
  • Bhanu Arora — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kathryn Madison — 2 shared filings (1 issuer) · role as listed: Director
  • Kevin Friedrich — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert Levy — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Errol R. Halperin — 2 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Eric Rychel — 2 shared filings (2 issuers) · roles as listed: Director, Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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