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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:12 AM ET

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Albert Goldstein

Named as an officer, director or promoter on SEC Form D filings · IL, CA · Jul 8, 2009 → Oct 13, 2026

11deals (issuers)
$845.4Mreported sold
614investors
37Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Albert Goldstein is listed as an executive officer, director, and promoter on 37 SEC Form D filings by 11 issuers between Jul 2009 and Oct 2026. Largest by amount reported sold: Avant, Inc. (Chicago, IL — other banking and financial services — 2012–2015; $325M reported sold to 46 investors), Amount, Inc. (Chicago, IL — other banking and financial services — 2021–2024; $99M reported sold to 58 investors), StoicLane Inc. (Chicago, IL — other technology — 2021–2024; $88.8M reported sold to 113 investors), Pangea Properties (Chicago, IL — commercial — 2011; $88.5M reported sold to 104 investors), Avant Holding Company, Inc. (Chicago, IL — other technology — 2021–2022; $72.8M reported sold to 17 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $845.4M sold in total.

Listed alongside John Sun (13 shared filings), Steven Joung (13 shared filings), ADAM JIWAN (11 shared filings), Adam Hughes (10 shared filings), Anna Fridman (10 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Albert. Each name links to their own page.

6 of the issuers belong to the sponsor group Avant (6 issuers, $589.4M reported sold, 2009–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Avant has 6 companies on file and $589.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 37 public filings for Albert Goldstein and found 20 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Albert Goldstein has not run yet — it is joining a line of 9,635 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

RESORTS INTERNATIONAL HOTEL v. ALBERT GOLDSTEIN judgment
District Court, D. New Jersey · No. · Filed Feb 10, 1987 · Closed Jul 26, 1988 · Nature of suit: 190 Other contract actions
Role of ALBERT GOLDSTEIN: Defendant · Outcome: Terminated 1988-07-26 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (rare in federal dockets); court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Albert Goldstein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Albert Goldstein and Diane Streeks Goldstein closed
United States Bankruptcy Court, D. South Carolina · No. 15-00494 · Filed Jan 30, 2015 · Closed Feb 6, 2020
Role of Albert Goldstein and Diane Streeks Goldstein: Debtor · Outcome: Case closed 2020-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in SC (not a filing state)
Albert M. Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 96-14340 · Filed Jul 16, 1996 · Closed May 22, 1997
Role of Albert M. Goldstein: Debtor · Outcome: Case closed 1997-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Albert Goldstein — 5 worth asking about (compared 37 filings on Oct 24, 2026)

Worth asking · May 10, 2022 – Feb 10, 2023

Amount sold went down between filings — StoicLane Inc.

The May 10, 2022 filing says $81,975,900 sold; the Feb 10, 2023 Form D/A says $80,090,800 sold — $1,885,100 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 19, 2010 – Mar 9, 2010

Amount sold went down between filings — Pangea Equity Partners, L.P.

The Jan 19, 2010 filing says $52,343,333 sold; the Mar 9, 2010 Form D says $24,300,000 sold — $28,043,333 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · May 10, 2022 – Feb 10, 2023

Investor count went down between filings — StoicLane Inc.

The May 10, 2022 filing reports 111 investors; the Feb 10, 2023 Form D/A reports 52 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jan 19, 2010 – Mar 9, 2010

Investor count went down between filings — Pangea Equity Partners, L.P.

The Jan 19, 2010 filing reports 59 investors; the Mar 9, 2010 Form D reports 15 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · May 10, 2022 – Sep 3, 2024

Paid seller listed without a CRD number: ASCENT CAPITAL ADVISORS LIMITED — StoicLane Inc.

ASCENT CAPITAL ADVISORS LIMITED is listed as receiving sales compensation on 5 filings (May 10, 2022 to Sep 3, 2024) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Nov 7, 2014 – Sep 3, 2024

6 Form Ds were filed more than 15 days after the first sale

Form D filed 19 days after the first sale — StoicLane Inc. · Form D filed 48 days after the first sale — StoicLane Inc. · Form D filed 28 days after the first sale — Amount, Inc. · Form D filed 16 days after the first sale — Avant Holding Company, Inc. · Form D filed 20 days after the first sale — Avant, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Oct 5, 2021 – Mar 10, 2022

Albert Goldstein's role changed at StoicLane Inc.: executive officer, director → executive officer, director, promoter

The Oct 5, 2021 filing lists Albert Goldstein as executive officer, director; the Mar 10, 2022 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Dec 17, 2012 – Feb 12, 2013

Albert Goldstein's role changed at Avant, Inc.: executive officer → executive officer, director

The Dec 17, 2012 filing lists Albert Goldstein as executive officer; the Feb 12, 2013 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Aug 14, 2009 – Apr 20, 2023

6 offerings changed their target amount between filings

Offering amount changed between filings — StoicLane Inc. · Offering amount lowered between filings — StoicLane Inc. · Offering amount changed between filings — StoicLane Inc. · Offering amount changed between filings — Avant, Inc. · Offering amount lowered between filings — Pangea Equity Partners, L.P. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jun 24, 2009 – Aug 15, 2024

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Amount, Inc. (latest filing Aug 15, 2024) · No amendment in the last 12 months on an offering that may still be open — Avant Holding Company, Inc. (latest filing Dec 7, 2022) · No amendment in the last 12 months on an offering that may still be open — Amount, Inc. (latest filing Apr 20, 2022) · No amendment in the last 12 months on an offering that may still be open — Amount, Inc. (latest filing May 18, 2021) · No amendment in the last 12 months on an offering that may still be open — Springcoin, Inc. (latest filing May 3, 2021) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 18, 2021 – Aug 15, 2024

Industry group changed between filings — Amount, Inc.

"Other Technology" (May 18, 2021 to Apr 20, 2022); then "Other Banking and Financial Services" (Aug 15, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Oct 5, 2021 – Mar 10, 2022

Industry group changed between filings — StoicLane Inc.

"Other" (Oct 5, 2021); then "Other Technology" (Mar 10, 2022 to Sep 3, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Mar 23, 2018 – May 16, 2019

Address moved from Chicago, IL to Marina Del Rey, CA — Springcoin, Inc.

The people listed on the Mar 23, 2018 filing give Chicago, IL; on the May 16, 2019 filing they give Marina Del Rey, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 8, 2009 – Oct 13, 2026

Albert Goldstein is listed with 2 different address states: IL, CA

IL on 34 filings (Jul 8, 2009 to Oct 13, 2026); CA on 3 filings (May 16, 2019 to May 3, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Dec 17, 2012 – Feb 12, 2013

Reported revenue range changed between filings — Avant, Inc.

"No Revenues" (Dec 17, 2012); then "Decline to Disclose" (Feb 12, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Jul 8, 2009 – Jul 17, 2009

Reported revenue range changed between filings — Pangea Equity Partners, L.P.

"$25,000,001 - $100,000,000" (Jul 8, 2009); then "Decline to Disclose" (Jul 17, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Feb 10, 2023 – Apr 20, 2023

Minimum investment changed between filings — StoicLane Inc.

The Feb 10, 2023 filing lists a minimum of $20,000; the Apr 20, 2023 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 10, 2022 – Feb 10, 2023

Minimum investment changed between filings — StoicLane Inc.

The May 10, 2022 filing lists a minimum of $25,000; the Feb 10, 2023 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 19, 2010 – Mar 9, 2010

Minimum investment changed between filings — Pangea Equity Partners, L.P.

The Jan 19, 2010 filing lists a minimum of $85,000; the Mar 9, 2010 Form D lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 13, 2009 – Aug 14, 2009

Minimum investment changed between filings — Pangea Equity Partners, L.P.

The Aug 13, 2009 filing lists a minimum of $500,000; the Aug 14, 2009 Form D/A lists $85,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 26 offerings report sales commissions totalling $3,632,279; 1 reports finder's fees totalling $43,250; 1 reports proceeds to related persons totalling $1,007,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 13, 2026 D
Archer Lewis Group, Inc.
File 021-600933
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2024 D
StoicLane Inc.
File 021-522956
$5,000$0$0ASCENT CAPITAL ADVISORS LIMITED no CRD number reportedEDGAR ↗
Aug 15, 2024 D
Amount, Inc.
File 021-521691
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2024 D
StoicLane Inc.
File 021-503471
$32,443$0$0Ascent Capital Advisors Limited no CRD number reportedEDGAR ↗
Apr 20, 2023 D/A
StoicLane Inc.
File 021-436677
$219,836$0$0ASCENT CAPITAL ADVISORS LIMITED no CRD number reported
KEEFE, BRUYETTE & WOODS, INC. BrokerCheck CRD 481 ↗
EDGAR ↗
Dec 7, 2022 D
Avant Holding Company, Inc.
File 021-466769
$3,375,000$0$0None listed on this filingEDGAR ↗
Apr 20, 2022 D
Amount, Inc.
File 021-442749
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2021 D
StoicLane Inc.
File 021-415714
$0$0$0
Proceeds shall be maintained in a separate bank account and used for platform development and other general corporate purposes. Some may be used for general working capital purposes which may include payment of salaries, expenses, fees to Related Persons.
None listed on this filingEDGAR ↗
May 18, 2021 D
Amount, Inc.
File 021-399799
$0$0$0None listed on this filingEDGAR ↗
May 3, 2021 D
Springcoin, Inc.
File 021-397934
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2021 D
Avant Holding Company, Inc.
File 021-396734
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2019 D
Springcoin, Inc.
File 021-341772
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2019 D
Pangea Equity Partners II, L.P.
File 021-341625
$0$0$0None listed on this filingEDGAR ↗
May 16, 2019 D
Springcoin, Inc.
File 021-339789
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 23, 2018 D
Springcoin, Inc.
File 021-308462
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2018 D
Springcoin, Inc.
File 021-305869
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2015 D
Avant, Inc.
File 021-250588
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2015 D
Avant Capital Partnership I, L.P.
File 021-250551
$0$43,250 (est.)$0Ascent Capital Advisors Limited no CRD number reported
via BCW Securities LLC (CRD 144930 ↗)

E.L.K. Capital Advisors, LLC BrokerCheck CRD 134999 ↗
EDGAR ↗
Dec 5, 2014 D
Avant, Inc.
File 021-229595
$0$0$0None listed on this filingEDGAR ↗
May 29, 2014 D/A
I2R Holdings, LLC
File 021-216137
$0$0$1,007,000 (est.)
Estimated current payoff of $1,000,000 of bridge debt advanced to Issuer's subsidiary by entities owned by Issuer's exec. officers or families, currently accruing interest at 0.33% per annum on $450,000 principal and at 8% per annum on $550,000 principal.
E.L.K. Capital Advisors, LLC BrokerCheck CRD 134999 ↗
via Randall S. Winters (CRD 2508289 ↗)
EDGAR ↗
Feb 10, 2014 D
Avant, Inc.
File 021-211634
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2013 D
Avant, Inc.
File 021-200720
$0$0$0None listed on this filingEDGAR ↗
May 6, 2013 D/A
Avant, Inc.
File 021-191708
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2012 D
Avant, Inc.
File 021-188482
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 9, 2011 D
Pangea Properties
File 021-159437
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2010 D
Pangea Equity Partners, L.P.
File 021-132521
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Albert Goldstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Archer Lewis Group, Inc.

Chicago, IL · Oct 13, 2026
  • Oct 13, 2026 · D · $12,388,384 sold of $20,000,000 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $12.4M from 25 investors (62% of the $20M target) as of the latest filing. Albert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

StoicLane Inc.

Chicago, IL · Oct 5, 2021 → Sep 3, 2024 · 7 filings
  • Sep 3, 2024 · D · $28,525,000 sold of $28,525,000 · 33 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jan 25, 2024 · D · $6,427,750 sold of $6,427,750 · 20 investors · min. $20,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 20, 2023 · D/A · $88,750,800 sold of $88,750,800 · 64 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 10, 2023 · D/A · $80,090,800 sold of $80,090,800 · 52 investors · min. $20,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 10, 2022 · D/A · $81,975,900 sold of $81,975,900 · 111 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 10, 2022 · D · $0 sold of Indefinite · 0 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 5, 2021 · D · $49,805,000 sold of $49,805,000 · 113 investors · min. $7,000 · role: Executive Officer, Director (Mr. Goldstein is the Chairman of the Board and CEO.) EDGAR ↗

Raised $88.8M from 113 investors (100% of the $28.5M target) as of the latest filing. Albert is listed as executive officer, director, promoter on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services

Amount, Inc.

Chicago, IL · May 18, 2021 → Aug 15, 2024 · 3 filings
  • Aug 15, 2024 · D · $24,575,965 sold of $30,000,000 · 58 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 20, 2022 · D · $35,704,895 sold of $39,999,986 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 18, 2021 · D · $99,034,752 sold of $99,999,997 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $99M from 58 investors (100% of the $30M target) as of the latest filing. Albert is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Avant

Avant Holding Company, Inc.

Chicago, IL · Apr 22, 2021 → Dec 7, 2022 · 2 filings
  • Dec 7, 2022 · D · $72,750,000 sold of $146,631,659 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 22, 2021 · D · $3,900,814 sold of $3,900,814 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $72.8M from 17 investors (50% of the $146.6M target) as of the latest filing. Albert is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Springcoin, Inc.

Marina Del Rey, CA · Feb 16, 2018 → May 3, 2021 · 5 filings
  • May 3, 2021 · D · $14,999,979 sold of $30,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 12, 2019 · D · $22,579,878 sold of $23,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2019 · D · $13,750,068 sold of $13,750,068 · 30 investors · min. $4,999 · role: Director EDGAR ↗
  • Mar 23, 2018 · D · $10,500,000 sold of $12,750,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 16, 2018 · D · $2,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.6M from 30 investors (75% of the $30M target) as of the latest filing. Albert is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Avant

Pangea Equity Partners II, L.P.

Chicago, IL · Jun 11, 2019
  • Jun 11, 2019 · D · $36,532,475 sold of $36,532,475 · 91 investors · min. No minimum reported · role: Executive Officer (Trustee of the General Partner of the Issuer.) EDGAR ↗

Raised $36.5M from 91 investors (100% of the $36.5M target) as of the latest filing. Albert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Avant

Avant, Inc.

Chicago, IL · Dec 17, 2012 → Nov 3, 2015 · 7 filings
  • Nov 3, 2015 · D · $325,000,000 sold of $325,000,000 · 46 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 5, 2014 · D · $224,999,954 sold of $224,999,954 · 46 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 10, 2014 · D · $75,000,005 sold of $75,000,005 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 5, 2013 · D · $20,232,141 sold of $25,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 6, 2013 · D/A · $8,000,000 sold of $8,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 12, 2013 · D · $5,500,000 sold of $7,500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 17, 2012 · D · $1,000,000 sold of $1,000,000 · 20 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $325M from 46 investors (100% of the $325M target) as of the latest filing. Albert is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Avant

Avant Capital Partnership I, L.P.

Chicago, IL · Nov 3, 2015
  • Nov 3, 2015 · D · $42,260,000 sold of $75,000,000 · 47 investors · min. No minimum reported · role: Executive Officer, Director (President of the General Partner; Chairman, President & CEO of Avant, Inc.) EDGAR ↗

Raised $42.3M from 47 investors (56% of the $75M target) as of the latest filing. Albert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy

I2R Holdings, LLC

Chicago, IL · Apr 24, 2014 → May 29, 2014 · 3 filings
  • May 29, 2014 · D/A · $5,225,000 sold of $10,000,000 · 24 investors · min. $10,000 · role: Director (Manager) EDGAR ↗
  • May 16, 2014 · D/A · $5,225,000 sold of $10,000,000 · 24 investors · min. $10,000 · role: Director (Manager) EDGAR ↗
  • Apr 24, 2014 · D · $4,450,000 sold of $10,000,000 · 20 investors · min. $10,000 · role: Director (Manager) EDGAR ↗

Raised $5.22M from 24 investors (52% of the $10M target) as of the latest filing. Albert is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Avant

Pangea Properties

Chicago, IL · May 9, 2011
  • May 9, 2011 · D · $88,549,000 sold of $127,823,500 · 104 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $88.5M from 104 investors (69% of the $127.8M target) as of the latest filing. Albert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Avant

Pangea Equity Partners, L.P.

Chicago, IL · Jul 8, 2009 → Mar 9, 2010 · 6 filings
  • Mar 9, 2010 · D · $24,300,000 sold of $30,000,000 · 15 investors · min. $500,000 · role: Executive Officer, Director (Manager of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Jan 19, 2010 · D/A · $52,343,333 sold of $75,000,000 · 59 investors · min. $85,000 · role: Executive Officer, Director (Manager of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Aug 14, 2009 · D/A · $37,475,000 sold of $50,000,000 · 40 investors · min. $85,000 · role: Executive Officer, Director (Manager of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Aug 13, 2009 · D/A · $37,475,000 sold of $50,000,000 · 37 investors · min. $500,000 · role: Executive Officer, Director (Manager of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Jul 17, 2009 · D/A · $10,350,000 sold of $50,000,000 · 10 investors · min. $500,000 · role: Executive Officer, Director (Managing Principal of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Jul 8, 2009 · D · $8,850,000 sold of $50,000,000 · 7 investors · min. $500,000 · role: Executive Officer, Director (Managing Principal of Pangea Equity GP, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $52.3M from 59 investors (100% of the $30M target) as of the latest filing. Albert is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Albert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Avant, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

Management entity

Avant Capital Advisors I, LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

Management entity

Pangea Properties

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Joung

Executive Officer, Director · 13 shared filings (3 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sun

Executive Officer · 13 shared filings (3 issuers) · also on 2 other issuers

John Sun is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM JIWAN

Director, Executive Officer · 11 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Hughes

Executive Officer, Director · 10 shared filings (3 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Anna Fridman

Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nigel Morris

Director · 9 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

John Johnston

Director · 8 shared filings (2 issuers) · also on 9 other issuers

John Johnston is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Goldstein

Executive Officer, Director · 8 shared filings (3 issuers) · also on 2 other issuers

Alexander Goldstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Carlborg

Director · 8 shared filings (3 issuers) · also on 15 other issuers

Eric Carlborg is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Foran

Executive Officer, Director, Promoter · 8 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Borchard

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Martay

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

W. Eric Carlborg

Director · 6 shared filings (3 issuers) · also on 3 other issuers

W. Eric Carlborg is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Siddharth Mehta

Director · 5 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan McLennan

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Nice

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Raleigh

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

YZ
No photo found yet (own website and image search run after this page is viewed)
Person

Yipeng Zhang

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Raph Osnoss

Director · 4 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Coleman

Director · 4 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

PZ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Zhang

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Friedgan

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Suketu Shah

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Robinson III

Director · 3 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Marcus

Director · 3 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Rahul Gupta

Director · 3 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jade Mandel

Director · 3 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Jacob Nice

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James Paris

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Clarke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Janice Eberly

Director · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bhanu Arora

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kathryn Madison

Director · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Friedrich

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Levy

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Errol R. Halperin

Director, Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Rychel

Director, Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Albert Goldstein. Their page shows their other deals.

The team behind the deals

Sponsor group

Avant

6 issuers · 18 filings · $589.4M reported sold · 2009–2022

One team, 6 deal companies. Albert Goldstein is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Albert Goldstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Albert Goldstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Albert Goldstein is listed on: none on file. No website or social profile named in Amount, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #93,007 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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