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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:53 AM ET

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Alan Marshall

Named as an officer, director or promoter on SEC Form D filings · NY, Bermuda (as filed: D0), Cayman Islands (as filed: E9) · Jan 29, 2018 → Mar 18, 2025

22deals (issuers)
$5.44Breported sold
653investors
109Form D filings
2018–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Marshall is listed as a director on 109 SEC Form D filings by 22 issuers between Jan 2018 and Oct 2026. Largest by amount reported sold: Stratus Feeder LP (New York, NY — pooled investment fund — 2018–2026; $835.2M reported sold to 26 investors), CFM Institutional Systematic Diversified Fund LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2022; $805.6M reported sold to 15 investors), STRATUS FEEDER LLC (New York, NY — pooled investment fund — 2018–2026; $773.5M reported sold to 136 investors), Discus Feeder Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021–2026; $609.5M reported sold to 99 investors), CFM Institutional Systematic Trends Fund LLC (New York, NY — pooled investment fund — 2018–2025; $430.4M reported sold to 20 investors) and 17 more (all listed below).

What this means That is a lot of deals — 22 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $5.44B sold in total.

Listed alongside Humphry A. Leue (108 shared filings), Jacques Sauliere (99 shared filings), Lionel Berruti (87 shared filings), CFM North America Inc. (77 shared filings, management entity) and Philippe Jordan (77 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

All 22 issuers belong to the sponsor group Cfm Institutional Systematic (22 issuers, $5.44B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cfm Institutional Systematic has 22 companies on file and $5.44B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 109 public filings for Alan Marshall and found 15 differences, 5 worth asking the sponsor about: Bankruptcy case: Alan I. Marshall; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Marshall has not run yet — it is joining a line of 21,325 names; searches run around the clock at the hosts' allowed rate. Searched so far: 343 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Marshall..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 1 open, 20 closed (disposition not in docket feed)

Valerie Johnson Marshall and Alan Marshall open
United States Bankruptcy Court, E.D. Louisiana · No. 19-13076 · Filed Nov 13, 2019
Role of Alan Marshall: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in LA (not a filing state)
Alan J. Marshall and Linda J. Marshall closed
United States Bankruptcy Court, D. Minnesota · No. 11-51089 · Filed Sep 27, 2011 · Closed Dec 16, 2014
Role of Alan J. Marshall and Linda J. Marshall: Debtor · Outcome: Case closed 2014-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in MN (not a filing state)
Alan Marshall and Deborah Denice Marshall closed
United States Bankruptcy Court, E.D. Virginia · No. 11-71622 · Filed Apr 7, 2011 · Closed Jan 22, 2013
Role of Alan Marshall and Deborah Denice Marshall: Debtor · Outcome: Case closed 2013-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in VA (not a filing state)
Alan W. Marshall and Lynn D. Marshall closed
United States Bankruptcy Court, W.D. Louisiana · No. 10-80282 · Filed Feb 25, 2010 · Closed Jun 22, 2015
Role of Alan W. Marshall and Lynn D. Marshall: Debtor · Outcome: Case closed 2015-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in LA (not a filing state)
Alan Marshall closed
United States Bankruptcy Court, N.D. Alabama · No. 09-72115 · Filed Aug 19, 2009 · Closed Apr 23, 2012
Role of Alan Marshall: Debtor · Outcome: Case closed 2012-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in AL (not a filing state)
Alan Marshall closed
United States Bankruptcy Court, N.D. Alabama · No. 08-72262 · Filed Oct 15, 2008 · Closed Dec 1, 2009
Role of Alan Marshall: Debtor · Outcome: Case closed 2009-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in AL (not a filing state)
Alan G Marshall closed
United States Bankruptcy Court, N.D. Illinois · No. 07-70781 · Filed Apr 3, 2007 · Closed Jul 10, 2007
Role of Alan G Marshall: Debtor · Outcome: Case closed 2007-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in IL (not a filing state)
Alan K. Marshall and Alice B. Marshall closed
United States Bankruptcy Court, D. Maryland · No. 06-17386 · Filed Nov 17, 2006 · Closed Feb 27, 2007
Role of Alan K. Marshall and Alice B. Marshall: Debtor · Outcome: Case closed 2007-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in MD (not a filing state)
Alan R. Marshall closed
United States Bankruptcy Court, E.D. Michigan · No. 06-53869 · Filed Sep 29, 2006 · Closed Mar 30, 2007
Role of Alan R. Marshall: Debtor · Outcome: Case closed 2007-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in MI (not a filing state)
Alan E Marshall and Lauralyn J Marshall closed
United States Bankruptcy Court, N.D. Illinois · No. 06-02692 · Filed Mar 17, 2006 · Closed Sep 11, 2006
Role of Alan E Marshall and Lauralyn J Marshall: Debtor · Outcome: Case closed 2006-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in IL (not a filing state)
Alan G. Marshall closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-32162 · Filed Sep 13, 2005 · Closed Mar 15, 2006
Role of Alan G. Marshall: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in PA (not a filing state)
Alan W Marshall and Carol A Marshall closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-53689 · Filed Mar 12, 2004 · Closed Jun 11, 2007
Role of Alan W Marshall and Carol A Marshall: Debtor · Outcome: Case closed 2007-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in OH (not a filing state)
Alan I. Marshall closed
United States Bankruptcy Court, W.D. New York · No. 1-02-17583 · Filed Dec 5, 2002 · Closed Jun 12, 2007
Role of Alan I. Marshall: Debtor · Outcome: Case closed 2007-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in the person's filing state (NY)
Alan I. Marshall closed
United States Bankruptcy Court, W.D. New York · No. 1-01-13944 · Filed Jun 21, 2001 · Closed Jun 28, 2002
Role of Alan I. Marshall: Debtor · Outcome: Case closed 2002-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in the person's filing state (NY)
Alan M. Marshall and Angela M. Marshall closed
United States Bankruptcy Court, M.D. North Carolina · No. 99-10147 · Filed Jan 20, 1999 · Closed May 10, 1999
Role of Alan M. Marshall and Angela M. Marshall: Debtor · Outcome: Case closed 1999-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in NC (not a filing state)
Alan T. Marshall and Alicia J. Marshall closed
United States Bankruptcy Court, D. Connecticut · No. 98-34621 · Filed Oct 20, 1998 · Closed Mar 23, 1999
Role of Alan T. Marshall and Alicia J. Marshall: Debtor · Outcome: Case closed 1999-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in CT (not a filing state)
Alan T Marshall and Corina E Marshall closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-15647 · Filed Apr 24, 1997 · Closed Sep 5, 1997
Role of Alan T Marshall and Corina E Marshall: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in CA (not a filing state)
Alan I. Marshall closed
United States Bankruptcy Court, W.D. New York · No. 1-97-10952 · Filed Feb 20, 1997 · Closed Jun 20, 2000
Role of Alan I. Marshall: Debtor · Outcome: Case closed 2000-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in the person's filing state (NY)
Alan M. Marshall closed
United States Bankruptcy Court, D. Alaska · No. 96-00288 · Filed Apr 15, 1996 · Closed Sep 10, 1996
Role of Alan M. Marshall: Debtor · Outcome: Case closed 1996-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in AK (not a filing state)
Alan R. Marshall closed
United States Bankruptcy Court, E.D. Michigan · No. 92-15763 · Filed Dec 23, 1992 · Closed Apr 29, 1993
Role of Alan R. Marshall: Debtor · Outcome: Case closed 1993-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in MI (not a filing state)
Alan S. Marshall closed
United States Bankruptcy Court, D. Massachusetts · No. 90-15277 · Filed Sep 18, 1990 · Closed Aug 13, 1991
Role of Alan S. Marshall: Debtor · Outcome: Case closed 1991-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Alan Marshall — 5 worth asking about (compared the newest 50 of 109 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 5, 2002 – Jun 12, 2007

Bankruptcy case: Alan I. Marshall — filed Dec 5, 2002

United States Bankruptcy Court, W.D. New York docket "Alan I. Marshall" filed Dec 5, 2002, closed Jun 12, 2007. Alan Marshall is listed as Debtor ("Alan I. Marshall"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Jun 21, 2001 – Jun 28, 2002

Bankruptcy case: Alan I. Marshall — filed Jun 21, 2001

United States Bankruptcy Court, W.D. New York docket "Alan I. Marshall" filed Jun 21, 2001, closed Jun 28, 2002. Alan Marshall is listed as Debtor ("Alan I. Marshall"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Feb 20, 1997 – Jun 20, 2000

Bankruptcy case: Alan I. Marshall — filed Feb 20, 1997

United States Bankruptcy Court, W.D. New York docket "Alan I. Marshall" filed Feb 20, 1997, closed Jun 20, 2000. Alan Marshall is listed as Debtor ("Alan I. Marshall"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Nov 16, 2023 – Apr 18, 2024

Amount sold went down between filings — CFM Institutional Systematic Diversified Fund Ltd

The Nov 16, 2023 filing says $745,901 sold; the Apr 18, 2024 Form D/A says $511,212 sold — $234,689 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 16, 2023 ↗Form D/A (later) · Apr 18, 2024 ↗CFM Institutional Systematic Diversified Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Nov 1, 2007 – Apr 17, 2026

8 Form Ds were filed more than 15 days after the first sale

Form D filed 784 days after the first sale — CFM Institutional Systematic Trends Fund Ltd · Form D filed 398 days after the first sale — Stratus Capital Acceleration Fund LP · Form D filed 5,400 days after the first sale — Discus Feeder Ltd · Form D filed 6,615 days after the first sale — STRATUS FEEDER LLC · Form D filed 6,707 days after the first sale — Stratus Feeder Ltd · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 17, 2026 ↗CFM Institutional Systematic Trends Fund Ltd — PartnerFacts page ↗Form D · Apr 2, 2026 ↗Stratus Capital Acceleration Fund LP — PartnerFacts page ↗
Sources
Note · Jun 30, 2025 – Jul 28, 2025

No amendment in the last 12 months on an offering that may still be open — CFM Cumulus Fund LP (latest filing Jul 28, 2025)

The latest filing for this offering is dated Jul 28, 2025 (first sale Jun 30, 2025). It reports $40,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 28, 2025 ↗CFM Cumulus Fund LP — PartnerFacts page ↗
Sources
Note · May 1, 2023 – Apr 18, 2024

No amendment in the last 12 months on an offering that may still be open — CFM Institutional Systematic Diversified Fund Ltd (latest filing Apr 18, 2024)

The latest filing for this offering is dated Apr 18, 2024 (first sale May 1, 2023). It reports $511,212 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 18, 2024 ↗CFM Institutional Systematic Diversified Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 6, 2025 – Feb 11, 2026

Minimum investment changed between filings — CFM Cumulus Fund Ltd

The Mar 6, 2025 filing lists a minimum of $5,000,000; the Feb 11, 2026 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 6, 2025 ↗Form D/A (later) · Feb 11, 2026 ↗CFM Cumulus Fund Ltd — PartnerFacts page ↗
Sources
Note · Apr 18, 2024 – Apr 17, 2025

Minimum investment changed between filings — CFM Institutional Systematic Trends Fund Ltd

The Apr 18, 2024 filing lists a minimum of $100,000; the Apr 17, 2025 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2024 ↗Form D/A (later) · Apr 17, 2025 ↗CFM Institutional Systematic Trends Fund Ltd — PartnerFacts page ↗
Sources
Note · May 2, 2023 – Apr 30, 2024

Minimum investment changed between filings — Discus Feeder LLC

The May 2, 2023 filing lists a minimum of $1,000,000; the Apr 30, 2024 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 2, 2023 ↗Form D/A (later) · Apr 30, 2024 ↗Discus Feeder LLC — PartnerFacts page ↗
Sources
Note · Jan 29, 2018 – Mar 8, 2024

Alan Marshall is written 2 different ways on the filings

listed as "Alan Marshall" on 90 filings (from Jan 29, 2018), and "Alan D. Marshall" on 3 filings (from Mar 8, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 29, 2018 ↗Form D · Mar 8, 2024 ↗Alan Marshall — PartnerFacts page ↗
Sources
Note · Mar 16, 2010 – Mar 7, 2018

Reported net asset value range changed between filings — STRATUS FEEDER LLC

"$50,000,001 - $100,000,000" (Mar 16, 2010); then "Over $100,000,000" (Mar 16, 2011); then "Decline to Disclose" (Mar 7, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 16, 2010 ↗Form D/A · Mar 16, 2011 ↗Form D/A · Mar 7, 2018 ↗STRATUS FEEDER LLC — PartnerFacts page ↗
Sources
Note · Mar 16, 2010 – Mar 7, 2018

Reported net asset value range changed between filings — Stratus Feeder Ltd

"Over $100,000,000" (Mar 16, 2010); then "Decline to Disclose" (Mar 7, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 16, 2010 ↗Form D/A · Mar 7, 2018 ↗Stratus Feeder Ltd — PartnerFacts page ↗
Sources
Note · Mar 15, 2012 – May 12, 2026

23 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — CFM Institutional Systematic Trends Equity Capped Fund LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Discus Feeder LLC · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Stratus Capital Acceleration Fund LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Stratus Feeder LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — CFM Cumulus Fund LLC · and 18 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 15, 2025 ↗Form D/A · May 12, 2026 ↗CFM Institutional Systematic Trends Equity Capped Fund LP — PartnerFacts page ↗Form D/A · Apr 30, 2025 ↗
Sources
Note · Jan 29, 2018 – Oct 8, 2026

Alan Marshall is listed with 3 different address states: D0, NY, E9

Bermuda (as filed: D0) on 39 filings (Jan 29, 2018 to Mar 18, 2025); NY on 16 filings (May 13, 2020 to Oct 8, 2026); Cayman Islands (as filed: E9) on 38 filings (Dec 1, 2021 to Sep 1, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jan 29, 2018 ↗Form D · May 13, 2020 ↗Form D/A · Dec 1, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 109 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 27 offerings report sales commissions; 0 report finder's fees; 6 report proceeds to related persons totalling $15,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2026 D/A
CFM Institutional Systematic Trends Equity Capped Fund LLC
File 021-494133
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2026 D/A
Discus Feeder Ltd
File 021-161107
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 1, 2026 D/A
CFM Institutional Systematic Trends Fund Ltd
File 021-450136
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2026 D/A
Stratus Feeder Ltd
File 021-111537
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2026 D/A
STRATUS FEEDER LLC
File 021-115336
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2026 D/A
Stratus Capital Acceleration Fund LP
File 021-541439
$0$0$0None listed on this filingEDGAR ↗
May 12, 2026 D/A
CFM Institutional Systematic Trends Equity Capped Fund LP
File 021-366804
$0$0$2,500
The General Partner will receive an annual fee of $2,500.
None listed on this filingEDGAR ↗
Apr 30, 2026 D/A
Discus Feeder LLC
File 021-480568
$0$0$2,500
The Managing Member will receive an annual fee of $2,500.
None listed on this filingEDGAR ↗
Apr 17, 2026 D
CFM Institutional Systematic Trends Fund Ltd
File 021-580912
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2026 D
Stratus Capital Acceleration Fund LP
File 021-578898
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2026 D
Stratus Feeder Ltd
File 021-576488
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2026 D
STRATUS FEEDER LLC
File 021-576504
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2026 D
Discus Feeder Ltd
File 021-576465
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 11, 2026 D/A
CFM Cumulus Fund Ltd
File 021-507133
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2026 D/A
Stratus Feeder LP
File 021-234103
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2026 D/A
CFM Cumulus Fund LLC
File 021-535166
$0$0$2,500
The Managing Member will receive an annual fee of $2,500.
None listed on this filingEDGAR ↗
Dec 9, 2025 D/A
CFM Institutional Systematic Trends Fund LP
File 021-300342
$0$0$2,500
The General Partner will receive an annual fee of US$2,500.
None listed on this filingEDGAR ↗
Dec 9, 2025 D/A
CFM Institutional Systematic Trends Fund LLC
File 021-327809
$0$0$2,500
The Managing Member will receive an annual fee of US$2,500.
None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
CFM Systematic Global Macro Fund LP
File 021-381800
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2025 D
CFM PORTABLE ALPHA CUMULUS US EQUITY FUND LLC
File 021-565807
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2025 D
CFM PORTABLE ALPHA CUMULUS US EQUITY FUND LP
File 021-565811
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2025 D
CFM Cumulus Fund LP
File 021-552927
$0$0$2,500
The General Partner will receive $2,500 annually.
None listed on this filingEDGAR ↗
Apr 18, 2024 D/A
CFM Institutional Systematic Diversified Fund Ltd
File 021-497435
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2022 D/A
CFM Institutional Systematic Diversified Fund LLC
File 021-309805
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2022 D/A
CFM Institutional Systematic Diversified Fund LP
File 021-231880
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2022 D/A
CFM Ensemble Segregated Portfolio 1, a segregated portfolio of CFM Fund Solutions SPC
File 021-305478
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2018 D/A
CFM Institutional Systematic Behavioral Fund LP
File 021-273132
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 22

Every issuer that named Alan Marshall on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Trends Equity Capped Fund LLC

New York, NY · Oct 10, 2023 → Oct 8, 2026 · 4 filings
  • Oct 8, 2026 · D/A · $40,968,706 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Oct 10, 2025 · D/A · $33,672,338 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Oct 7, 2024 · D/A · $14,299,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Oct 10, 2023 · D · $9,991,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $41M from 24 investors as of the latest filing. Alan is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Trends Fund Ltd

George Town, Cayman Islands (as filed: E9) · Jun 24, 2022 → Sep 1, 2026 · 5 filings
  • Sep 1, 2026 · D/A · $117,721,553 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 17, 2026 · D · $117,721,553 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 17, 2025 · D/A · $109,321,554 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 18, 2024 · D/A · $4,800,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 24, 2022 · D · $511,212 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $117.7M from 3 investors as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DF
Pooled Investment Fund · group: Cfm Institutional Systematic

Discus Feeder Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2021 → Sep 1, 2026 · 7 filings
  • Sep 1, 2026 · D/A · $609,520,222 sold of Indefinite · 98 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2026 · D · $609,520,223 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2025 · D/A · $607,530,047 sold of Indefinite · 98 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2024 · D/A · $231,435,047 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2023 · D/A · $210,001,047 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $185,471,047 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2021 · D/A · $178,731,047 sold of Indefinite · 29 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $609.5M from 99 investors as of the latest filing. Alan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Cfm Institutional Systematic

Stratus Capital Acceleration Fund LP

New York, NY · Mar 19, 2025 → Aug 31, 2026 · 3 filings
  • Aug 31, 2026 · D/A · $52,902,263 sold of Indefinite · 6 investors · min. $100,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 2, 2026 · D · $52,902,263 sold of Indefinite · 6 investors · min. $100,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Mar 19, 2025 · D · $22,000,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $52.9M from 6 investors as of the latest filing. Alan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Pooled Investment Fund · group: Cfm Institutional Systematic

STRATUS FEEDER LLC

New York, NY · Mar 7, 2018 → Aug 31, 2026 · 11 filings
  • Aug 31, 2026 · D/A · $773,458,250 sold of Indefinite · 136 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 13, 2026 · D · $773,458,250 sold of Indefinite · 136 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 18, 2025 · D/A · $769,514,295 sold of Indefinite · 133 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 15, 2024 · D/A · $751,739,727 sold of Indefinite · 130 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 7, 2023 · D/A · $667,450,051 sold of Indefinite · 120 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 9, 2022 · D/A · $661,660,051 sold of Indefinite · 117 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 9, 2021 · D/A · $625,718,383 sold of Indefinite · 104 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 9, 2020 · D/A · $613,563,630 sold of Indefinite · 98 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 12, 2019 · D/A · $612,223,597 sold of Indefinite · 97 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 12, 2019 · D/A · $612,223,597 sold of Indefinite · 97 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Mar 7, 2018 · D/A · $546,222,922 sold of Indefinite · 97 investors · min. $3,500,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗

Raised $773.5M from 136 investors as of the latest filing. Alan is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Pooled Investment Fund · group: Cfm Institutional Systematic

Stratus Feeder Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 7, 2018 → Aug 31, 2026 · 10 filings
  • Aug 31, 2026 · D/A · $331,324,153 sold of Indefinite · 52 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2026 · D · $331,324,153 sold of Indefinite · 52 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2025 · D/A · $312,942,453 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2024 · D/A · $311,937,453 sold of Indefinite · 48 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2023 · D/A · $304,270,833 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $299,956,553 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2021 · D/A · $285,916,701 sold of Indefinite · 31 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2020 · D/A · $284,366,701 sold of Indefinite · 30 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 12, 2019 · D/A · $264,366,701 sold of Indefinite · 30 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2018 · D/A · $261,866,701 sold of Indefinite · 29 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $331.3M from 52 investors as of the latest filing. Alan is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Trends Equity Capped Fund LP

New York, NY · May 13, 2020 → May 12, 2026 · 7 filings
  • May 12, 2026 · D/A · $47,121,574 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 15, 2025 · D/A · $3,027,629 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 15, 2024 · D/A · $2,926,365 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 15, 2023 · D/A · $374,023 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 13, 2022 · D/A · $354,023 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 13, 2021 · D/A · $328,873 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 13, 2020 · D · $222,913 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $47.1M from 11 investors as of the latest filing. Alan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DF
Pooled Investment Fund · group: Cfm Institutional Systematic

Discus Feeder LLC

New York, NY · May 2, 2023 → Apr 30, 2026 · 4 filings
  • Apr 30, 2026 · D/A · $171,490,462 sold of Indefinite · 150 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 30, 2025 · D/A · $147,589,639 sold of Indefinite · 139 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 30, 2024 · D/A · $86,010,282 sold of Indefinite · 79 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • May 2, 2023 · D · $762,735 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $171.5M from 150 investors as of the latest filing. Alan is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Cumulus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 8, 2024 → Feb 11, 2026 · 3 filings
  • Feb 11, 2026 · D/A · $184,489,072 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 6, 2025 · D/A · $81,158,255 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 8, 2024 · D · $852,605 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $184.5M from 28 investors as of the latest filing. Alan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Pooled Investment Fund · group: Cfm Institutional Systematic

Stratus Feeder LP

New York, NY · Jan 29, 2018 → Jan 30, 2026 · 9 filings
  • Jan 30, 2026 · D/A · $835,160,139 sold of Indefinite · 26 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 31, 2025 · D/A · $800,830,231 sold of Indefinite · 24 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 26, 2024 · D/A · $750,987,687 sold of Indefinite · 22 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 27, 2023 · D/A · $717,201,948 sold of Indefinite · 21 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 28, 2022 · D/A · $549,418,608 sold of Indefinite · 19 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 28, 2021 · D/A · $428,337,799 sold of Indefinite · 17 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 29, 2020 · D/A · $191,129,808 sold of Indefinite · 9 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 29, 2019 · D/A · $155,979,969 sold of Indefinite · 8 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 29, 2018 · D/A · $155,700,000 sold of Indefinite · 7 investors · min. $3,500,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $835.2M from 26 investors as of the latest filing. Alan is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Cumulus Fund LLC

New York, NY · Jan 14, 2025 → Jan 15, 2026 · 2 filings
  • Jan 15, 2026 · D/A · $192,150,000 sold of Indefinite · 68 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 14, 2025 · D · $300,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $192.2M from 68 investors as of the latest filing. Alan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Trends Fund LLC

New York, NY · Dec 13, 2018 → Dec 9, 2025 · 8 filings
  • Dec 9, 2025 · D/A · $430,424,985 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2024 · D/A · $271,149,800 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 8, 2023 · D/A · $226,111,800 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 12, 2022 · D/A · $225,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2021 · D/A · $225,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 1, 2020 · D/A · $225,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2019 · D/A · $225,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 13, 2018 · D · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $430.4M from 20 investors as of the latest filing. Alan is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Trends Fund LP

New York, NY · Dec 7, 2018 → Dec 9, 2025 · 8 filings
  • Dec 9, 2025 · D/A · $61,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2024 · D/A · $35,500,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 8, 2023 · D/A · $35,500,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 2, 2022 · D/A · $30,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2021 · D/A · $17,050,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 1, 2020 · D/A · $17,050,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 9, 2019 · D/A · $17,050,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 7, 2018 · D/A · $17,050,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $61M from 4 investors as of the latest filing. Alan is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Systematic Global Macro Fund LP

New York, NY · Dec 1, 2020 → Dec 5, 2025 · 7 filings
  • Dec 5, 2025 · D/A · $192,930,539 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 5, 2024 · D/A · $192,930,539 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 2, 2024 · D/A · $192,930,539 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 1, 2023 · D/A · $172,930,539 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 2, 2022 · D/A · $172,930,539 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 1, 2021 · D/A · $171,430,539 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 1, 2020 · D · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $192.9M from 3 investors as of the latest filing. Alan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM PORTABLE ALPHA CUMULUS US EQUITY FUND LP

New York, NY · Dec 4, 2025
  • Dec 4, 2025 · D · $40,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $40M from 1 investor as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM PORTABLE ALPHA CUMULUS US EQUITY FUND LLC

New York, NY · Dec 4, 2025
  • Dec 4, 2025 · D · $60,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $60M from 1 investor as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Cumulus Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Jul 28, 2025
  • Jul 28, 2025 · D · $40,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $40M from 1 investor as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Diversified Fund Ltd

New York, NY · Nov 16, 2023 → Apr 18, 2024 · 2 filings
  • Apr 18, 2024 · D/A · $511,212 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D · $745,901 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $746K from 1 investor as of the latest filing. Alan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Diversified Fund LLC

New York, NY · Apr 10, 2018 → Apr 8, 2022 · 5 filings
  • Apr 8, 2022 · D/A · $205,211,550 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 9, 2021 · D/A · $205,211,550 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 10, 2020 · D/A · $205,211,550 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 10, 2019 · D/A · $205,211,550 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 10, 2018 · D · $35,248,963 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $205.2M from 2 investors as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Diversified Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 4, 2019 → Apr 8, 2022 · 5 filings
  • Apr 8, 2022 · D/A · $805,644,547 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 9, 2021 · D/A · $770,581,695 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Apr 9, 2020 · D/A · $762,471,695 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 9, 2020 · D/A · $710,772,271 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Jan 4, 2019 · D/A · $690,622,432 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $805.6M from 15 investors as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Ensemble Segregated Portfolio 1, a segregated portfolio of CFM Fund Solutions SPC

Grand Cayman, Cayman Islands (as filed: E9) · Feb 13, 2018 → Feb 11, 2022 · 5 filings
  • Feb 11, 2022 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $40,000,000 · role: Director EDGAR ↗
  • Feb 12, 2021 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $40,000,000 · role: Director EDGAR ↗
  • Feb 13, 2020 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $40,000,000 · role: Director EDGAR ↗
  • Feb 13, 2019 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $40,000,000 · role: Director EDGAR ↗
  • Feb 13, 2018 · D · $125,000,000 sold of Indefinite · 1 investors · min. $40,000,000 · role: Director EDGAR ↗

Raised $125M from 1 investor as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cfm Institutional Systematic

CFM Institutional Systematic Behavioral Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Oct 16, 2018
  • Oct 16, 2018 · D/A · $120,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $120M from 1 investor as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Alan 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CN
Management entity

CFM North America Inc.

Promoter · 77 shared filings (16 issuers)

CFM North America Inc. is on 16 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Humphry A. Leue

Director · 108 shared filings (21 issuers) · also on 24 other issuers

Humphry A. Leue is on 45 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jacques Sauliere

Director, Executive Officer · 99 shared filings (21 issuers)

Jacques Sauliere is on 21 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lionel Berruti

Director · 87 shared filings (17 issuers)

Lionel Berruti is on 17 issuers in total — a repeat sponsor. Their page lists every one.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Philippe Jordan

Director · 77 shared filings (16 issuers)

Philippe Jordan is on 16 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

CI
Sponsor group

Cfm Institutional Systematic

22 issuers · 145 filings · $5.44B reported sold · 2009–2026

One team, 22 deal companies. Alan Marshall is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Marshall.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 22 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Marshall by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 22 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Marshall is listed on: none on file. No website or social profile named in CFM Institutional Systematic Diversified Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #159,482 of 374,652 in line (542 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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