PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

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Alan Levy

Named as an officer, director or promoter on SEC Form D filings · WA · May 1, 2009 → Jul 30, 2021

5deals (issuers)
$153.4Mreported sold
121investors
17Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Levy is listed as a director on 17 SEC Form D filings by 5 issuers between May 2009 and Jul 2021: CALYPSO MEDICAL TECHNOLOGIES INC (Seattle, WA — other health care — 2009–2011; $48.4M reported sold to 41 investors), Bardy Diagnostics, Inc. (Seattle, WA — other health care — 2018–2020; $35.5M reported sold to 28 investors), BAROSENSE INC (Redwood City, CA — biotechnology — 2009; $29.5M reported sold to 31 investors), PROPRIO, INC (Seattle, WA — other technology — 2020–2021; $23M reported sold to 12 investors) and Tasso Inc. (Seattle, WA — industry reported as "Other" — 2020; $17M reported sold to 9 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $153.4M sold in total.

Listed alongside David Gill (6 shared filings), Jeanne Cunicelli (6 shared filings), Ross Jaffe (6 shared filings), David Tamburri (5 shared filings), Gust H. Bardy (5 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

1 of the issuers belongs to the sponsor group Bardy (2 issuers, $10.5M reported sold, 2016–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Bardy has 2 companies on file and $10.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Alan Levy and found 11 differences, 2 worth asking the sponsor about: Form D filed 217 days after the first sale; Form D filed 85 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Levy has not run yet — it is joining a line of 56,134 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Alan Levy v. Experian Information Solutions, Inc. dismissed
District Court, C.D. California · No. 8:15-cv-01734 · Filed Oct 27, 2015 · Closed Dec 16, 2015 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1681 Fair Credit Reporting Act
Role of Alan Levy: Plaintiff · Outcome: Terminated 2015-12-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Levy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Alan Levy and Anne-Marie Levy closed
United States Bankruptcy Court, M.D. Florida · No. 6:20-bk-02910 · Filed May 26, 2020 · Closed Aug 25, 2020
Role of Alan Levy and Anne-Marie Levy: Debtor · Outcome: Case closed 2020-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Alan E. Levy closed
United States Bankruptcy Court, D. Vermont · No. 15-10444 · Filed Sep 14, 2015 · Closed Jan 14, 2016
Role of Alan E. Levy: Debtor · Outcome: Case closed 2016-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in VT (not a filing state)
Alan Levy and Deborah Levy closed
United States Bankruptcy Court, D. New Jersey · No. 08-18829 · Filed May 12, 2008 · Closed Feb 24, 2012
Role of Alan Levy and Deborah Levy: Debtor · Outcome: Case closed 2012-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Alan Levy closed
United States Bankruptcy Court, E.D. New York · No. 1-01-21319 · Filed Aug 28, 2001 · Closed Feb 13, 2002
Role of Alan Levy: Debtor · Outcome: Case closed 2002-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Alan T. Levy closed
United States Bankruptcy Court, W.D. Tennessee · No. 99-28391 · Filed Jul 16, 1999 · Closed Oct 4, 2000
Role of Alan T. Levy: Debtor · Outcome: Case closed 2000-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Alan Levy and Joyce F. Levy closed
United States Bankruptcy Court, S.D. Florida. · No. 98-26003 · Filed Aug 24, 1998 · Closed Sep 17, 2003
Role of Alan Levy and Joyce F. Levy: Debtor · Outcome: Case closed 2003-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Alan N. Levy closed
United States Bankruptcy Court, N.D. Georgia · No. 93-69654 · Filed Jul 6, 1993 · Closed Oct 15, 1993
Role of Alan N. Levy: Debtor · Outcome: Case closed 1993-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
Alan N. Levy closed
United States Bankruptcy Court, N.D. Georgia · No. 88-00825 · Filed Feb 1, 1988 · Closed Feb 18, 1993
Role of Alan N. Levy: Debtor · Outcome: Case closed 1993-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Alan Levy — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Note · May 5, 1999 – Aug 30, 1999

Bankruptcy case: Michael E. Anderson and Bardy L. Anderson — filed May 5, 1999

United States Bankruptcy Court, S.D. California docket "Michael E. Anderson and Bardy L. Anderson" filed May 5, 1999, closed Aug 30, 1999. Gust H. Bardy (listed on the same filings) is listed as Debtor ("Michael E. Anderson and Bardy L. Anderson"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Gust H. Bardy — PartnerFacts page ↗
Sources
Worth asking · Dec 19, 2019 – Jul 23, 2020

Form D filed 217 days after the first sale — Tasso Inc.

The filing says the first sale was Dec 19, 2019. The Form D was filed Jul 23, 2020 — 217 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 202 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 23, 2020 ↗Tasso Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 25, 2020 – Jun 18, 2020

Form D filed 85 days after the first sale — PROPRIO, INC

The filing says the first sale was Mar 25, 2020. The Form D was filed Jun 18, 2020 — 85 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 70 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 18, 2020 ↗PROPRIO, INC — PartnerFacts page ↗
Sources
Note · Apr 22, 2009 – Jul 30, 2021

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PROPRIO, INC (latest filing Jul 30, 2021) · No amendment in the last 12 months on an offering that may still be open — Bardy Diagnostics, Inc. (latest filing Mar 31, 2020) · No amendment in the last 12 months on an offering that may still be open — Bardy Diagnostics, Inc. (latest filing Feb 28, 2020) · No amendment in the last 12 months on an offering that may still be open — Bardy Diagnostics, Inc. (latest filing Jan 3, 2019) · No amendment in the last 12 months on an offering that may still be open — CALYPSO MEDICAL TECHNOLOGIES INC (latest filing Sep 28, 2009) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 30, 2021 ↗PROPRIO, INC — PartnerFacts page ↗Form D · Mar 31, 2020 ↗Bardy Diagnostics, Inc. — PartnerFacts page ↗
Sources
Note · Oct 12, 2016 – Jun 8, 2018

Offering amount changed between filings — Bardy Diagnostics, Inc.

The Oct 12, 2016 filing says $27,613,967 offered; the Jun 8, 2018 Form D/A says $35,363,985.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 12, 2016 ↗Form D/A (later) · Jun 8, 2018 ↗Bardy Diagnostics, Inc. — PartnerFacts page ↗
Sources
Note · Jul 22, 2009 – Sep 28, 2009

Offering amount changed between filings — CALYPSO MEDICAL TECHNOLOGIES INC

The Jul 22, 2009 filing says $5,000,000 offered; the Sep 28, 2009 Form D says $51,830,895.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 22, 2009 ↗Form D (later) · Sep 28, 2009 ↗CALYPSO MEDICAL TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Dec 31, 2009 – Dec 29, 2025

Same name, different state: "Alan Levy" (CA) is a separate record

This page covers filings where the address state is WA. A separate record, "Alan Levy" with address state CA, is listed on 4 filings — most recently by GEN1E LIFESCIENCES INC. (Dec 29, 2025). Both records have filings in the same period (Dec 31, 2009 to Jul 30, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Levy (CA) — PartnerFacts page ↗Form D · Dec 29, 2025 ↗GEN1E LIFESCIENCES INC. — PartnerFacts page ↗Alan Levy (WA) — this page ↗
Sources
Note · Aug 26, 2022

Same name, different state: "Alan Levy" (NV) is a separate record

This page covers filings where the address state is WA. A separate record, "Alan Levy" with address state NV, is listed on 1 filing — most recently by Encore Technologies Investment, LP (Aug 26, 2022). The two records do not overlap in time: this page runs May 1, 2009 to Jul 30, 2021; the other has one filing dated Aug 26, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Levy (NV) — PartnerFacts page ↗Form D · Aug 26, 2022 ↗Encore Technologies Investment, LP — PartnerFacts page ↗Alan Levy (WA) — this page ↗
Sources
Note · Mar 10, 2014 – Jun 13, 2014

Same name, different state: "ALAN LEVY" (MA) is a separate record

This page covers filings where the address state is WA. A separate record, "ALAN LEVY" with address state MA, is listed on 2 filings — most recently by CHRONO THERAPEUTICS INC. (Jun 13, 2014). Both records have filings in the same period (Mar 10, 2014 to Jun 13, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ALAN LEVY (MA) — PartnerFacts page ↗Form D · Jun 13, 2014 ↗CHRONO THERAPEUTICS INC. — PartnerFacts page ↗Alan Levy (WA) — this page ↗
Sources
Note · Mar 29, 2010 – Aug 25, 2011

Same name, different state: "Alan Levy" (NJ or NY) is a separate record

This page covers filings where the address state is WA. A separate record, "Alan Levy" with address state NJ or NY, is listed on 3 filings — most recently by CINCHCAST, INC (Jun 9, 2014). Both records have filings in the same period (Mar 29, 2010 to Aug 25, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Levy (NJ,NY) — PartnerFacts page ↗Form D · Jun 9, 2014 ↗CINCHCAST, INC — PartnerFacts page ↗Alan Levy (WA) — this page ↗
Sources
Note · Oct 12, 2016 – Jun 8, 2018

Address moved from Charlotte, NC to Seattle, WA — Bardy Diagnostics, Inc.

The people listed on the Oct 12, 2016 filing give Charlotte, NC; on the Jun 8, 2018 filing they give Seattle, WA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 12, 2016 ↗Form D/A · Jun 8, 2018 ↗Bardy Diagnostics, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 12 offerings reports sales commissions totalling $1,215,000; 2 report finder's fees totalling $304,458; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2021 D
PROPRIO, INC
File 021-408348
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2020 D
PROPRIO, INC
File 021-372431
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2020 D
Tasso Inc.
File 021-371689
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2020 D
PROPRIO, INC
File 021-369222
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2020 D
Bardy Diagnostics, Inc.
File 021-364048
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2020 D
Bardy Diagnostics, Inc.
File 021-361629
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D
Bardy Diagnostics, Inc.
File 021-338120
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2019 D
Bardy Diagnostics, Inc.
File 021-329573
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2018 D/A
Bardy Diagnostics, Inc.
File 021-272267
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
CALYPSO MEDICAL TECHNOLOGIES INC
File 021-154041
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2009 D
CALYPSO MEDICAL TECHNOLOGIES INC
File 021-72616
$1,215,000$19,458$0Leerink Swann LLC BrokerCheck CRD 39011 ↗
via Leerink Swann LLC (CRD 39011 ↗)
EDGAR ↗
Sep 24, 2009 D/A
BAROSENSE INC
File 021-45588
$0$285,000 (est.)$0 (est.)BIO-IB Capital Partners, LLC BrokerCheck CRD 145134 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Alan Levy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Other Technology

PROPRIO, INC

Seattle, WA · Jun 18, 2020 → Jul 30, 2021 · 3 filings
  • Jul 30, 2021 · D · $5,000,000 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 4, 2020 · D · $220,000 sold of $220,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 18, 2020 · D · $22,999,998 sold of $22,999,998 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23M from 12 investors (100% of the $6M target) as of the latest filing. Alan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other

Tasso Inc.

Seattle, WA · Jul 23, 2020
  • Jul 23, 2020 · D · $16,999,976 sold of $16,999,976 · 9 investors · min. $1 · role: Director EDGAR ↗

Raised $17M from 9 investors (100% of the $17M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Other Health Care · group: Bardy

Bardy Diagnostics, Inc.

Seattle, WA · Jun 8, 2018 → Mar 31, 2020 · 5 filings
  • Mar 31, 2020 · D · $0 sold of $450,001 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 28, 2020 · D · $12,492,818 sold of $13,000,000 · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 25, 2019 · D · $35,534,146 sold of $35,534,146 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2019 · D · $6,000,000 sold of $6,250,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2018 · D/A · $35,363,985 sold of $35,363,985 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $35.5M from 28 investors (100% of the $450K target) as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Other Health Care

CALYPSO MEDICAL TECHNOLOGIES INC

Seattle, WA · May 1, 2009 → Mar 4, 2011 · 6 filings
  • Mar 4, 2011 · D/A · $7,500,000 sold of $7,500,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2011 · D · $6,406,337 sold of $7,500,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2009 · D · $48,363,045 sold of $51,830,895 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2009 · D/A · $2,869,484 sold of $5,000,000 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2009 · D/A · $2,592,112 sold of $5,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2009 · D · $1,802,540 sold of $5,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $48.4M from 41 investors (100% of the $7.5M target) as of the latest filing. Alan is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

B
Biotechnology

BAROSENSE INC

Redwood City, CA · Aug 21, 2009 → Sep 24, 2009 · 2 filings
  • Sep 24, 2009 · D/A · $29,485,394 sold of $30,552,784 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 21, 2009 · D · $27,414,578 sold of $30,552,784 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.5M from 31 investors (97% of the $30.6M target) as of the latest filing. Alan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan Levy — CA, 2 issuers, Dec 31, 2009 → Dec 29, 2025 · no shared issuer
  • Alan Levy — NJ, NY, 1 issuer, Mar 29, 2010 → Aug 25, 2011 · no shared issuer
  • ALAN LEVY — MA, 1 issuer, Mar 10, 2014 → Jun 13, 2014 · no shared issuer
  • Alan Levy — NV, 1 issuer, Aug 26, 2022 → Aug 26, 2022 · no shared issuer

People around Alan 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gill

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Cunicelli

Director · 6 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Jaffe

Director · 6 shared filings (1 issuer) · also on 12 other issuers

Ross Jaffe is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Handfelt

Executive Officer, Promoter · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Paul LaViolette

Director · 5 shared filings (1 issuer) · also on 19 other issuers

Paul LaViolette is on 20 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gust H. Bardy

Executive Officer, Director, Promoter · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

MQ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Querry

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Tamburri

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Watson

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Levy. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Trever Moody

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Meier

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Vertatschitsch

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Alan Levy. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Sweeney

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Russ Rottiers

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Berenson

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Tallman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

SAMUEL BROWD

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Garheng Kong

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Levy. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth D. Denman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Gabriel Jones

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Nelson, III

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Rik Vandevenne

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Freund

Director · 3 shared filings (1 issuer) · also on 6 other issuers

John Freund is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

John Onopchenko

Director · 2 shared filings (1 issuer) · also on 4 other issuers

John Onopchenko is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Linsley

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Stack

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory A. Barrett

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Balbierz

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK WETHINGTON

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Levy. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Teymour Boutrous-Ghali

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Armen Vidian

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Frazier

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Alan Frazier is on 12 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Hambrecht

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Ben Casavant

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Conley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Levy. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Erwin Berthier

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Cohen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levy. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Teymour Boutros-Ghali

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Levy. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Bardy

2 issuers · 7 filings · $10.5M reported sold · 2016–2025

One team, 2 deal companies. Alan Levy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Levy.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Levy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Levy is listed on: none on file. No website or social profile named in Bardy Diagnostics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #217,395 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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