PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:36 AM ET

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Alan B. Levin

Named as an officer, director or promoter on SEC Form D filings · FL, NY · Apr 4, 2019 → Aug 11, 2022

9deals (issuers)
$45.9Mreported sold
340investors
36Form D filings
2019–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: Oct 24, 2026, 2:28 AM ET

The short version

Alan B. Levin is listed as an executive officer, director, and promoter on 36 SEC Form D filings by 9 issuers between May 2009 and Aug 2022. Largest by amount reported sold: BRIDGE LINE VENTURES, LLC (Boca Raton, FL — pooled investment fund — 2019–2021; $14.5M reported sold to 113 investors), BRIDGE LINE VENTURES, LLC SERIES NW-2QP (Boca Raton, FL — pooled investment fund — 2021; $11.4M reported sold to 52 investors), NATIONAL HOLDINGS CORP (New York, NY — investment banking — 2009–2013; $8.84M reported sold to 45 investors), BRIDGE LINE VENTURES, LLC SERIES NW-1 (Boca Raton, FL — pooled investment fund — 2021; $5.78M reported sold to 84 investors), BRIDGE LINE VENTURES, LLC SERIES Y-3QP (Boca Raton, FL — pooled investment fund — 2022; $2.26M reported sold to 1 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $45.9M sold in total.

Listed alongside Leonard J. Sokolow (35 shared filings), Robert G. Abrams (29 shared filings), Mark Goldwasser (6 shared filings), CHRISTOPHER C DEWEY (5 shared filings), Frank S. Plimpton (5 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

8 of the issuers belong to the sponsor group Innovation (97 issuers, $2.67B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Innovation has 97 companies on file and $2.67B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 36 public filings for Alan B. Levin and found 16 differences, 8 worth asking the sponsor about: 6 bankruptcy cases name the subject or team members; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan B. Levin has not run yet — it is joining a line of 36,606 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 2:28 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

ALAN S. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 22-50676 · Filed Dec 16, 2022 · Closed May 3, 2024
Role of ALAN S. LEVIN: Debtor · Outcome: Case closed 2024-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state); middle initial differs
Alan Levin and Marla Levin closed
United States Bankruptcy Court, D. Massachusetts · No. 11-16667 · Filed Jul 14, 2011 · Closed Oct 28, 2011
Role of Alan Levin and Marla Levin: Debtor · Outcome: Case closed 2011-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Alan A. Levin and Erin M. Levin closed
United States Bankruptcy Court, N.D. Florida · No. 10-40426 · Filed Apr 30, 2010 · Closed Mar 21, 2012
Role of Alan A. Levin and Erin M. Levin: Debtor · Outcome: Case closed 2012-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
ALAN A. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 07-17342 · Filed Nov 7, 2007 · Closed Feb 22, 2008
Role of ALAN A. LEVIN: Debtor · Outcome: Case closed 2008-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state); middle initial differs
Alan Levin and Sherry Levin closed
United States Bankruptcy Court, S.D. Florida. · No. 03-23205 · Filed May 5, 2003 · Closed Aug 20, 2003
Role of Alan Levin and Sherry Levin: Debtor · Outcome: Case closed 2003-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Alan B. Levin closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-33245 · Filed Sep 18, 2002 · Closed May 27, 2003
Role of Alan B. Levin: Debtor · Outcome: Case closed 2003-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Alan Levin closed
United States Bankruptcy Court, S.D. Florida. · No. 01-42787 · Filed Dec 6, 2001 · Closed Mar 20, 2002
Role of Alan Levin: Debtor · Outcome: Case closed 2002-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL)
Alan B. Levin closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-11876 · Filed Feb 8, 2001 · Closed Jul 18, 2006
Role of Alan B. Levin: Debtor · Outcome: Case closed 2006-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Alan C. Levin closed
United States Bankruptcy Court, M.D. Florida · No. 2:87-bk-03179 · Filed Jun 11, 1987 · Closed Oct 16, 1990
Role of Alan C. Levin: Debtor · Outcome: Case closed 1990-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Alan B. Levin — 8 worth asking about (compared 36 filings on Oct 24, 2026)

Worth asking · Mar 26, 1998 – Mar 22, 2023

6 bankruptcy cases name the subject or team members

Bankruptcy case: Alan Levin — filed Dec 6, 2001 · Bankruptcy case: Mark S Goldwasser — filed Dec 1, 2022 · Bankruptcy case: Olympic-Cascade Publishing, Inc. — filed Feb 13, 2020 · Bankruptcy case: Richard C. Breeden, Esq. v. Sokolow — filed Mar 26, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Sokolow — filed Mar 26, 1998 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Florida. ↗Docket · United States Bankruptcy Court, S.D. New York ↗Mark Goldwasser — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Mar 9, 2022 – Mar 16, 2022

Amount sold went down between filings — BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS

The Mar 9, 2022 filing says $784,000 sold; the Mar 16, 2022 Form D/A says $0 sold — $784,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 9, 2022 ↗Form D/A (later) · Mar 16, 2022 ↗BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2021 – Sep 20, 2021

Amount sold went down between filings — BRIDGE LINE VENTURES, LLC

The Jul 19, 2021 filing says $2,016,000 sold; the Sep 20, 2021 Form D/A says $224,000 sold — $1,792,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 19, 2021 ↗Form D/A (later) · Sep 20, 2021 ↗BRIDGE LINE VENTURES, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 9, 2022 – Mar 16, 2022

Investor count went down between filings — BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS

The Mar 9, 2022 filing reports 14 investors; the Mar 16, 2022 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Mar 9, 2022 ↗Form D/A (later) · Mar 16, 2022 ↗BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2021 – Sep 20, 2021

Investor count went down between filings — BRIDGE LINE VENTURES, LLC

The Jul 19, 2021 filing reports 24 investors; the Sep 20, 2021 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 19, 2021 ↗Form D/A (later) · Sep 20, 2021 ↗BRIDGE LINE VENTURES, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 20, 2021 – Aug 11, 2022

Alan B. Levin appears on 7 deals that stopped filing before reaching their target

Bridge Line Ventures, LLC Series T-2QP (last filing Aug 11, 2022; $1,168,000 sold of $100,000,000); Bridge Line Ventures, LLC Series T-1 (last filing Jun 10, 2022; $952,000 sold of $100,000,000); BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS (last filing Mar 16, 2022; $784,000 sold of $100,000,000); BRIDGE LINE VENTURES, LLC SERIES Y-3QP (last filing Jan 11, 2022; $2,260,458 sold of $100,000,000); BRIDGE LINE VENTURES, LLC SERIES NW-1 (last filing Oct 29, 2021; $5,782,000 sold of $100,000,000); BRIDGE LINE VENTURES, LLC SERIES NW-2QP (last filing Oct 29, 2021; $11,445,392 sold of $100,000,000); and 1 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Bridge Line Ventures, LLC Series T-2QP — PartnerFacts page ↗Bridge Line Ventures, LLC Series T-1 — PartnerFacts page ↗BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS — PartnerFacts page ↗BRIDGE LINE VENTURES, LLC SERIES Y-3QP — PartnerFacts page ↗
Sources
Worth asking · Aug 17, 2009

Paid seller listed without a CRD number: Alan M. Levin — Billboard Jungle, Inc.

Alan M. Levin is listed as receiving sales compensation on 1 filing (Aug 17, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Aug 17, 2009 ↗BrokerCheck search: Alan M. Levin ↗Billboard Jungle, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 29, 2020 – Jun 10, 2022

9 Form Ds were filed more than 15 days after the first sale

Form D filed 154 days after the first sale — BRIDGE LINE VENTURES, LLC SERIES Y-3QP · Form D filed 30 days after the first sale — Bridge Line Ventures, LLC Series T-2QP · Form D filed 31 days after the first sale — Bridge Line Ventures, LLC Series T-1 · Form D filed 45 days after the first sale — BRIDGE LINE VENTURES, LLC SERIES NW-2QP · Form D filed 45 days after the first sale — BRIDGE LINE VENTURES, LLC SERIES NW-1 · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 11, 2022 ↗BRIDGE LINE VENTURES, LLC SERIES Y-3QP — PartnerFacts page ↗Form D · Jun 10, 2022 ↗Bridge Line Ventures, LLC Series T-2QP — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Aug 11, 2022

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Bridge Line Ventures, LLC Series T-2QP (latest filing Aug 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Bridge Line Ventures, LLC Series T-1 (latest filing Jun 10, 2022) · No amendment in the last 12 months on an offering that may still be open — BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS (latest filing Mar 16, 2022) · No amendment in the last 12 months on an offering that may still be open — BRIDGE LINE VENTURES, LLC SERIES Y-3QP (latest filing Jan 11, 2022) · No amendment in the last 12 months on an offering that may still be open — BRIDGE LINE VENTURES, LLC SERIES NW-2QP (latest filing Oct 29, 2021) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 11, 2022 ↗Bridge Line Ventures, LLC Series T-2QP — PartnerFacts page ↗Form D · Jun 10, 2022 ↗Bridge Line Ventures, LLC Series T-1 — PartnerFacts page ↗
Sources
Note · May 6, 2021 – Jun 25, 2021

Minimum investment changed between filings — BRIDGE LINE VENTURES, LLC

The May 6, 2021 filing lists a minimum of $56,000; the Jun 25, 2021 Form D/A lists $24,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 6, 2021 ↗Form D/A (later) · Jun 25, 2021 ↗BRIDGE LINE VENTURES, LLC — PartnerFacts page ↗
Sources
Note · May 6, 2021 – Jun 25, 2021

Minimum investment changed between filings — BRIDGE LINE VENTURES, LLC

The May 6, 2021 filing lists a minimum of $56,000; the Jun 25, 2021 Form D/A lists $24,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 6, 2021 ↗Form D/A (later) · Jun 25, 2021 ↗BRIDGE LINE VENTURES, LLC — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Sep 13, 2013

Alan B. Levin is written 2 different ways on the filings

listed as "Alan Levin" on 6 filings (from May 12, 2009), and "Alan B. Levin" on 30 filings (from Sep 13, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 12, 2009 ↗Form D · Sep 13, 2013 ↗Alan B. Levin — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Sep 13, 2013

Reported revenue range changed between filings — NATIONAL HOLDINGS CORP

"$25,000,001 - $100,000,000" (May 12, 2009); then "Over $100,000,000" (Sep 13, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 12, 2009 ↗Form D · Sep 13, 2013 ↗NATIONAL HOLDINGS CORP — PartnerFacts page ↗
Sources
Note · Jun 6, 2023

Same name, different state: "Alan Levin" (CT) is a separate record

This page covers filings where the address state is FL or NY. A separate record, "Alan Levin" with address state CT, is listed on 1 filing — most recently by Tangen Biosciences, Inc. (Jun 6, 2023). The two records do not overlap in time: this page runs Apr 4, 2019 to Aug 11, 2022; the other has one filing dated Jun 6, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Levin (CT) — PartnerFacts page ↗Form D · Jun 6, 2023 ↗Tangen Biosciences, Inc. — PartnerFacts page ↗Alan B. Levin (FL,NY) — this page ↗
Sources
Note · Jan 14, 2011 – Sep 13, 2013

Address moved from Boca Raton, FL to New York, NY — NATIONAL HOLDINGS CORP

The people listed on the Jan 14, 2011 filing give Boca Raton, FL; on the Sep 13, 2013 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 14, 2011 ↗Form D · Sep 13, 2013 ↗NATIONAL HOLDINGS CORP — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Aug 11, 2022

Alan B. Levin is listed with 2 different address states: FL, NY

FL on 35 filings (May 12, 2009 to Aug 11, 2022); NY on 1 filing (Sep 13, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 12, 2009 ↗Form D · Sep 13, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

20 of 24 offerings report sales commissions totalling $8,258,835; 1 reports finder's fees totalling $19,500; 1 reports proceeds to related persons totalling $19,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 11, 2022 D/A
Bridge Line Ventures, LLC Series T-2QP
File 021-448868
$125,143$0$0John Zaffarano BrokerCheck CRD 6690551 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗		EDGAR ↗
Jun 10, 2022 D
Bridge Line Ventures, LLC Series T-1
File 021-448859
$102,000$0$0John Zaffarano BrokerCheck CRD 6690551 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
Steven Goldstein BrokerCheck CRD 1630008 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Michael Zappier BrokerCheck CRD 4329223 ↗		EDGAR ↗
Mar 16, 2022 D/A
BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS
File 021-436549
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2022 D
BRIDGE LINE VENTURES, LLC SERIES Y-3QP
File 021-428906
$127,450$0$0Andrew Friis BrokerCheck CRD 4354032 ↗EDGAR ↗
Oct 29, 2021 D
BRIDGE LINE VENTURES, LLC SERIES NW-1
File 021-419243
$619,500$0$0Howard Yeager BrokerCheck CRD 2276310 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Steven Miller BrokerCheck CRD 6667404 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗		EDGAR ↗
Oct 29, 2021 D
BRIDGE LINE VENTURES, LLC SERIES NW-2QP
File 021-419310
$1,226,293$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
James Walsh BrokerCheck CRD 1745131 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗		EDGAR ↗
Sep 20, 2021 D/A
BRIDGE LINE VENTURES, LLC
File 021-392723
$24,000$0$0John Moy BrokerCheck CRD 848350 ↗EDGAR ↗
Jun 25, 2021 D/A
BRIDGE LINE VENTURES, LLC
File 021-398541
$414,030$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
Paul Battson BrokerCheck CRD 4256820 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Robert Levering BrokerCheck CRD 2459061 ↗
David Lorber BrokerCheck CRD 2313582 ↗
John Moy BrokerCheck CRD 848350 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
Dennis Zator BrokerCheck CRD 812662 ↗
Steven Miller BrokerCheck CRD 6667404 ↗		EDGAR ↗
Jun 25, 2021 D/A
BRIDGE LINE VENTURES, LLC
File 021-398549
$569,970$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗		EDGAR ↗
Apr 22, 2021 D
BRIDGE LINE VENTURES, LLC
File 021-396844
$1,555,827$0$0Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗		EDGAR ↗
Nov 25, 2020 D
BRIDGE LINE VENTURES, LLC
File 021-381512
$431,862$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Gregory Lourdin BrokerCheck CRD 4152768 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Craig Rabinowitz BrokerCheck CRD 717866 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Alan Levin BrokerCheck CRD 3073530 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Kyle Corgan BrokerCheck CRD 4417800 ↗		EDGAR ↗
Nov 25, 2020 D
BRIDGE LINE VENTURES, LLC
File 021-381519
$822,854$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
John Demeo BrokerCheck CRD 1034717 ↗
Gregory Lourdin BrokerCheck CRD 4152768 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗		EDGAR ↗
Aug 17, 2020 D
BRIDGE LINE VENTURES, LLC
File 021-373325
$239,413$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
John Moy BrokerCheck CRD 848350 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗		EDGAR ↗
Jul 2, 2020 D
BRIDGE LINE VENTURES, LLC
File 021-370182
$873,107$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Daniel Fischer BrokerCheck CRD 1033125 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
John Moy BrokerCheck CRD 848350 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Michael Zappier BrokerCheck CRD 4329223 ↗		EDGAR ↗
Jun 8, 2020 D/A
BRIDGE LINE VENTURES, LLC
File 021-367270
$102,000$0$0Robert Raab BrokerCheck CRD 832584 ↗
Robert Bodnar BrokerCheck CRD 2627355 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
John Egan BrokerCheck CRD 818750 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗		EDGAR ↗
Apr 8, 2020 D/A
BRIDGE LINE VENTURES, LLC
File 021-364182
$234,642$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Robert Raab BrokerCheck CRD 832584 ↗		EDGAR ↗
Jun 11, 2019 D/A
BRIDGE LINE VENTURES, LLC
File 021-334310
$170,594$0$0Richard Benedetti BrokerCheck CRD 4779697 ↗
Richard Griffin BrokerCheck CRD 2542692 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
William LaPiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Craig Rabinovitz BrokerCheck CRD 717886 ↗
Rodolfo Andres Salgado BrokerCheck CRD 2822584 ↗
via Alliance Global Partners (CRD 8361 ↗)
EDGAR ↗
Sep 13, 2013 D
NATIONAL HOLDINGS CORP
File 021-202860
$158,750 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
National Securitites Corporation BrokerCheck CRD 7569 ↗EDGAR ↗
Jan 14, 2011 D
NATIONAL HOLDINGS CORP
File 021-153773
$41,400 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗EDGAR ↗
Nov 4, 2010 D
NATIONAL HOLDINGS CORP
File 021-150000
$120,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗EDGAR ↗
Oct 13, 2010 D
NATIONAL HOLDINGS CORP
File 021-148910
$300,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗EDGAR ↗
Jun 11, 2010 D
NATIONAL HOLDINGS CORP
File 021-143385
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2009 D
Billboard Jungle, Inc.
File 021-133733
$0$19,500 (est.)$19,500 (est.)Alan M. Levin no CRD number reportedEDGAR ↗
May 12, 2009 D
NATIONAL HOLDINGS CORP
File 021-47182
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Alan B. Levin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BL
Pooled Investment Fund · group: Innovation

Bridge Line Ventures, LLC Series T-2QP

Boca Raton, FL · Jun 10, 2022 → Aug 11, 2022 · 3 filings
  • Aug 11, 2022 · D/A · $1,168,000 sold of $100,000,000 · 5 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jul 8, 2022 · D/A · $1,140,000 sold of $100,000,000 · 4 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jun 10, 2022 · D · $1,084,000 sold of $100,000,000 · 3 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $1.17M from 5 investors (1% of the $100M target) as of the latest filing. Alan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

Bridge Line Ventures, LLC Series T-1

Boca Raton, FL · Jun 10, 2022
  • Jun 10, 2022 · D · $952,000 sold of $100,000,000 · 18 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $952K from 18 investors (1% of the $100M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS

Boca Raton, FL · Mar 9, 2022 → Mar 16, 2022 · 2 filings
  • Mar 16, 2022 · D/A · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Mar 9, 2022 · D · $784,000 sold of $100,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $784K from 14 investors (1% of the $100M target) as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

BRIDGE LINE VENTURES, LLC SERIES Y-3QP

Boca Raton, FL · Jan 11, 2022
  • Jan 11, 2022 · D · $2,260,458 sold of $100,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $2.26M from 1 investor (2% of the $100M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

BRIDGE LINE VENTURES, LLC SERIES NW-2QP

Boca Raton, FL · Oct 29, 2021
  • Oct 29, 2021 · D · $11,445,392 sold of $100,000,000 · 52 investors · min. $56,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $11.4M from 52 investors (11% of the $100M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

BRIDGE LINE VENTURES, LLC SERIES NW-1

Boca Raton, FL · Oct 29, 2021
  • Oct 29, 2021 · D · $5,782,000 sold of $100,000,000 · 84 investors · min. $56,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $5.78M from 84 investors (6% of the $100M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Innovation

BRIDGE LINE VENTURES, LLC

Boca Raton, FL · Apr 4, 2019 → Sep 20, 2021 · 20 filings
  • Sep 20, 2021 · D/A · $224,000 sold of $100,000,000 · 4 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jul 19, 2021 · D/A · $2,016,000 sold of $100,000,000 · 24 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jun 25, 2021 · D/A · $3,792,198 sold of $100,000,000 · 79 investors · min. $24,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jun 25, 2021 · D/A · $5,319,718 sold of $100,000,000 · 39 investors · min. $24,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • May 7, 2021 · D/A · $873,000 sold of $100,000,000 · 17 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • May 6, 2021 · D · $840,000 sold of $100,000,000 · 6 investors · min. $56,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • May 6, 2021 · D · $168,000 sold of $100,000,000 · 3 investors · min. $56,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D · $14,521,056 sold of $100,000,000 · 99 investors · min. $56,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D/A · $845,000 sold of $100,000,000 · 16 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Mar 18, 2021 · D · $341,000 sold of $100,000,000 · 7 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Nov 25, 2020 · D · $9,426,000 sold of $100,000,000 · 42 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Nov 25, 2020 · D · $4,048,000 sold of $100,000,000 · 99 investors · min. $20,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Aug 17, 2020 · D · $2,284,520 sold of $100,000,000 · 34 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jul 2, 2020 · D · $8,149,000 sold of $100,000,000 · 113 investors · min. $14,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jun 8, 2020 · D/A · $952,000 sold of $100,000,000 · 21 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • May 19, 2020 · D · $588,000 sold of $100,000,000 · 12 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Apr 8, 2020 · D/A · $2,189,996 sold of $100,000,000 · 7 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Apr 2, 2020 · D · $2,150,000 sold of $100,000,000 · 6 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Jun 11, 2019 · D/A · $2,272,588 sold of $100,000,000 · 28 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗
  • Apr 4, 2019 · D/A · $1,785,588 sold of $100,000,000 · 16 investors · min. $28,000 · role: Executive Officer (Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.) EDGAR ↗

Raised $14.5M from 113 investors (15% of the $100M target) as of the latest filing. Alan is listed as executive officer on 20 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NH
Investment Banking · group: Innovation

NATIONAL HOLDINGS CORP

New York, NY · May 12, 2009 → Sep 13, 2013 · 6 filings
  • Sep 13, 2013 · D · $3,174,989 sold of $3,174,989 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 14, 2011 · D · $0 sold of $690,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 4, 2010 · D · $0 sold of $2,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 13, 2010 · D · $3,000,000 sold of $5,000,000 · 6 investors · min. $75,000,000 · role: Executive Officer EDGAR ↗
  • Jun 11, 2010 · D · $1,700,000 sold of $2,000,000 · 8 investors · min. $75,000,000 · role: Executive Officer EDGAR ↗
  • May 12, 2009 · D · $500,000 sold of $500,000 · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $8.84M from 45 investors (100% of the $3.17M target) as of the latest filing. Alan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BJ
Telecommunications

Billboard Jungle, Inc.

Altamonte Springs, FL · Aug 17, 2009
  • Aug 17, 2009 · D · $195,000 sold of Indefinite · 8 investors · min. $1,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $195K from 8 investors as of the latest filing. Alan is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan G. Levin — VA, 2 issuers, Jan 21, 2016 → May 27, 2020 · no shared issuer
  • Alan Levin — CT, 1 issuer, Jun 6, 2023 → Jun 6, 2023 · no shared issuer

People around Alan 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leonard J. Sokolow

Executive Officer, Director · 35 shared filings (8 issuers) · also on 4 other issuers

Leonard J. Sokolow is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert G. Abrams

Executive Officer · 29 shared filings (7 issuers)

Robert G. Abrams is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Goldwasser

Executive Officer, Director · 6 shared filings (1 issuer) · also on 39 other issuers

Mark Goldwasser is on 40 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Lautz

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

Jorge Ortega

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marshall Geller

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Marshall Geller is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Frank S. Plimpton

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles M Modica

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul J Coviello

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Friedman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Rich

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley M. Levin

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark D. Klein

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

Mark D. Klein is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PZ
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Zurkow

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Frederic B. Powers, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Lerner

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Salvatore Guardina

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Fagenson

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan B. Levin. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Innovation

97 issuers · 181 filings · $2.67B reported sold · 2009–2026

One team, 97 deal companies. Alan B. Levin is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan B. Levin.

Same business address

30 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan B. Levin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan B. Levin is listed on: none on file. No website or social profile named in BRIDGE LINE VENTURES, LLC SERIES NW-2QP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #176,261 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boca Raton, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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