PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:52 PM ET

Sponsor Check › Person

CHRISTOPHER C DEWEY

Related person on Form D filings · address states as listed: NY, FL, CA, MN, WI, CT · listed Jan 14, 2010 → Mar 5, 2020

9issuers
25Form D filings
2010–2020years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

12 of 19 offerings report sales commissions totalling $8,604,153; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 29, 2026 D
File 021-585602
$650,000 (est.)$0$0
Ceros receives a 10% commission for sourcing investors and 5% commission for investors introduce by Potrero Medical, Inc.
Ceros Financial Services, Inc. BrokerCheck CRD 37869 ↗
EDGAR ↗Sep 2, 2025 D
File 021-556331
$500,000 (est.)$0$0Ceros Financial Services, Inc. BrokerCheck CRD 37869 ↗
EDGAR ↗Dec 5, 2024 D
File 021-531149
$213,543$0$0Ceros Financial Services BrokerCheck CRD 37869 ↗
EDGAR ↗Oct 31, 2024 D
File 021-528294
$1,165,000 (est.)$0$0Ceros Financial Services, Inc. BrokerCheck CRD 37869 ↗
EDGAR ↗Jun 22, 2023 D
File 021-484914
$3,319,500 (est.)$0$0Ceros Financial Services, Inc. BrokerCheck CRD 37869 ↗
EDGAR ↗Jan 11, 2023 D
File 021-470415
$0$0$0None listed on this filing
EDGAR ↗Jun 16, 2022 D/A
File 021-371587
$480,179 (est.)$0$0- no CRD number reported
via CEROS Financial Services, Inc. (CRD 37869 ↗)
EDGAR ↗Mar 20, 2020 D
File 021-363312
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2020 D
File 021-363101
$305,366$0$0CEROS FINANCIAL SERVICES, INC. BrokerCheck CRD 37869 ↗
NEWBRIDGE SECURITIES CORP. BrokerCheck CRD 104065 ↗
EDGAR ↗Mar 5, 2020 D/A
File 021-339517
$493,500$0$0Ceros Financial Services, Inc. BrokerCheck CRD 37869 ↗
via Ceros Financial Services, Inc. (CRD 37869 ↗)
EDGAR ↗Jan 12, 2015 D/A
File 021-225503
$1,015,665 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Apr 11, 2013 D
File 021-194873
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 24, 2012 D/A
File 021-152107
$0$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
via Christopher C. Dewey (CRD 603620 ↗)
EDGAR ↗Jan 14, 2011 D
File 021-153773
$41,400 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Nov 4, 2010 D
File 021-150000
$120,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Oct 13, 2010 D
File 021-148910
$300,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Jun 11, 2010 D
File 021-143385
$0$0$0None listed on this filing
EDGAR ↗Jan 14, 2010 D
File 021-118921
$0$0$0None listed on this filing
EDGAR ↗May 12, 2009 D
File 021-47182
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Potrero Medical, Inc.DirectorMay 29, 2026D$6,500,000
similar: $2,000,000–$14,000,000
$6,500,00056
similar: 1–19
$1,318
similar: $10,000–$50,000
EDGAR ↗Potrero Medical, Inc.DirectorSep 2, 2025D$5,500,000
similar: $2,000,000–$19,999,994
$2,278,24129
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Dermasensor, Inc.DirectorDec 5, 2024D$17,000,000
similar: $829,831–$9,999,998
$8,929,50541
similar: 2–15
$4,200
similar: $10,000–$54,310
EDGAR ↗Potrero Medical, Inc.DirectorOct 31, 2024D$12,000,000
similar: $2,000,000–$19,999,994
$3,200,0006
similar: 2–16
$50,000
similar: $10,000–$50,000
EDGAR ↗TriSalus Life Sciences, Inc.Executive Officer, Director
Chief Executive Officer
Jun 22, 2023D$50,000,000
similar: $829,831–$9,999,998
$17,855,02017
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Radom CorpDirectorJan 11, 2023D$10,000,000
similar: $1,100,015–$10,001,163
$4,385,2246
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TriFlo Cardiovascular IncDirectorJun 16, 2022D/A$16,100,000
similar: $500,000–$7,000,000
$13,759,523150
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TriFlo Cardiovascular IncDirectorApr 8, 2022D/A$16,100,000
similar: $500,000–$7,000,000
$12,900,616142
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TriFlo Cardiovascular IncDirectorDec 22, 2021D/A$12,075,000
similar: $500,000–$7,000,000
$11,599,156140
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TriFlo Cardiovascular IncDirectorJul 22, 2020D$4,590,000
similar: $500,000–$7,000,000
$4,590,000127
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MIVI Neuroscience, Inc.DirectorMar 20, 2020D$2,500,000
similar: $829,831–$9,999,998
$2,159,27844
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Dermasensor, Inc.DirectorMar 17, 2020D$10,000,000
similar: $829,831–$9,999,998
$5,904,64797
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗ORTHOSENSOR, INCDirectorMar 5, 2020D/A$16,187,008
similar: $829,831–$9,999,998
$16,187,00831
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗ORTHOSENSOR, INCDirectorOct 8, 2019D/A$12,166,043
similar: $829,831–$9,999,998
$12,166,04326
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Cephea Valve Technologies, Inc.DirectorJan 12, 2015D/A$16,342,399
similar: $829,831–$9,999,998
$14,708,647154
similar: 2–15
$1
similar: $10,000–$54,310
EDGAR ↗Cephea Valve Technologies, Inc.Director, PromoterSep 30, 2014D$14,688,333
similar: $829,831–$9,999,998
$6,499,33259
similar: 2–15
$1
similar: $10,000–$54,310
EDGAR ↗ORTHOSENSOR, INCDirectorApr 11, 2013D$12,000,000
similar: $829,831–$9,999,998
$11,379,92634
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗ORTHOSENSOR, INCDirectorApr 24, 2012D/A$35,000,000
similar: $829,831–$9,999,998
$29,051,33281
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive Officer, DirectorJan 14, 2011D$690,000
similar: $720,689–$5,000,000
$00
similar: 1–1
No minimum reported
similar: $1,000–$3,290
EDGAR ↗ORTHOSENSOR, INCDirectorDec 17, 2010D$20,000,000
similar: $829,831–$9,999,998
$414,6714
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive Officer, DirectorNov 4, 2010D$2,000,000
similar: $720,689–$5,000,000
$00
similar: 1–1
No minimum reported
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive Officer, DirectorOct 13, 2010D$5,000,000
similar: $720,689–$5,000,000
$3,000,0006
similar: 1–1
$75,000,000
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive Officer, DirectorJun 11, 2010D$2,000,000
similar: $720,689–$5,000,000
$1,700,0008
similar: 1–1
$75,000,000
similar: $1,000–$3,290
EDGAR ↗ORTHOSENSOR, INCDirectorJan 14, 2010D$3,000,000
similar: $829,831–$9,999,998
$00
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive Officer, DirectorMay 12, 2009D$500,000
similar: $720,689–$5,000,000
$500,0001
similar: 1–1
$500,000
similar: $1,000–$3,290

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as CHRISTOPHER C DEWEY. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Mark Goldwasser — 8 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 38 other issuers
  • David Matlin — 8 shared filings (4 issuers) · roles as listed: Director, Executive Officer · also listed on 6 other issuers
  • Martin Roche, MD — 7 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Maurice Ferre — 6 shared filings (3 issuers) · role as listed: Director · also listed on 4 other issuers
  • Michael Stansky — 6 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Aldo Maccari — 6 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Leonard J. Sokolow — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 11 other issuers
  • Robert Lautz — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Alan B. Levin — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 8 other issuers
  • Jorge Ortega — 5 shared filings (1 issuer) · role as listed: Director
  • Marshall Geller — 5 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Manuel Aguero — 5 shared filings (2 issuers) · role as listed: Director
  • Thierry Thaure — 4 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Charles M Modica — 4 shared filings (1 issuer) · role as listed: Director
  • JAY PIERCE — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Frank S. Plimpton — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Ivan Delevic — 4 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Luca Pesce — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Elton Satusky — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Stephane Piat — 4 shared filings (1 issuer) · role as listed: Director
  • John Paul Ussia — 4 shared filings (1 issuer) · role as listed: Director
  • Paul J Coviello — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Roman Bensen — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Rich Keenan — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • MANNY AGUERO — 2 shared filings (1 issuer) · role as listed: Director
  • Eitan Machover — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Fred Moll — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Kunal Sarkar — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • CHARLES O'MEARA — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Juan Granada — 2 shared filings (1 issuer) · role as listed: Director
  • Jonathan Trousdale — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Chang Kyu Kim — 2 shared filings (1 issuer) · role as listed: Director
  • John Leo — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Cody Simmons — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Mark Baumgartner — 2 shared filings (1 issuer) · role as listed: Director
  • John Mastrototaro — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Steve Seger — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Daniel Mahnert-Lueg — 2 shared filings (1 issuer) · role as listed: Director
  • Ramachandra Reddy — 2 shared filings (1 issuer) · role as listed: Director
  • Todd Dunn — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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