PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

Sponsor Check › Person

AH
No photo found yet (own website and image search run after this page is viewed)

Alan Hallberg

Named as an officer, director or promoter on SEC Form D filings · WA · Apr 27, 2009 → Oct 14, 2016

3deals (issuers)
$11.3Mreported sold
42investors
12Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Hallberg is listed as an executive officer and director on 12 SEC Form D filings by 3 issuers between Apr 2009 and Oct 2017: CBC Partners I, LLC (Bellevue, WA — other banking and financial services — 2011–2016; $9.53M reported sold to 33 investors), Lodge Acquisition, LLC (Bellevue, WA — other banking and financial services — 2017; $1M reported sold to 1 investors) and Commerce Bridge Company, LLC (Bellevue, WA — other banking and financial services — 2009; $801K reported sold to 8 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $11.3M sold in total.

Listed alongside John Otter (11 shared filings), Mark Henkel (6 shared filings), Brad Harlow (5 shared filings), Brad Shain (5 shared filings), Steve Moore (5 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

2 of the issuers belong to the sponsor group Commerce Bridge (4 issuers, $3.41M reported sold, 2009–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Commerce Bridge has 4 companies on file and $3.41M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Alan Hallberg and found 19 differences, 7 worth asking the sponsor about: Bankruptcy case: Alan S. Hallberg; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Hallberg has not run yet — it is joining a line of 26,238 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Hallberg..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Alan S. Hallberg closed
United States Bankruptcy Court, N.D. Georgia · No. 11-21876 · Filed May 2, 2011 · Closed Jun 29, 2011
Role of Alan S. Hallberg: Debtor · Outcome: Case closed 2011-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for Alan Hallberg — 7 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · May 2, 2011 – Jun 29, 2011

Bankruptcy case: Alan S. Hallberg — filed May 2, 2011

United States Bankruptcy Court, N.D. Georgia docket "Alan S. Hallberg" filed May 2, 2011, closed Jun 29, 2011. Alan Hallberg is listed as Debtor ("Alan S. Hallberg"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Georgia ↗
Sources
Worth asking · Apr 27, 2009 – Oct 8, 2009

Amount sold went down between filings — Commerce Bridge Company, LLC

The Apr 27, 2009 filing says $800,750 sold; the Oct 8, 2009 Form D/A says $211,852 sold — $588,898 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Apr 27, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2009

Amount sold went down between filings — Commerce Bridge Company, LLC

The Oct 8, 2009 filing says $250,000 sold; the Oct 8, 2009 Form D/A says $186,200 sold — $63,800 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 8, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 27, 2009 – Oct 8, 2009

Investor count went down between filings — Commerce Bridge Company, LLC

The Apr 27, 2009 filing reports 8 investors; the Oct 8, 2009 Form D/A reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Apr 27, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2009

Investor count went down between filings — Commerce Bridge Company, LLC

The Oct 8, 2009 filing reports 6 investors; the Oct 8, 2009 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 8, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Oct 8, 2009 – Oct 14, 2016

Alan Hallberg appears on 2 deals that stopped filing before reaching their target

CBC Partners I, LLC (last filing Oct 14, 2016; $9,525,000 sold of $150,000,000); Commerce Bridge Company, LLC (last filing Oct 8, 2009; $800,750 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CBC Partners I, LLC — PartnerFacts page ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 9, 2008 – Apr 27, 2009

Form D filed 322 days after the first sale — Commerce Bridge Company, LLC

The filing says the first sale was Jun 9, 2008. The Form D was filed Apr 27, 2009 — 322 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 307 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 27, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2008 – Apr 27, 2009

Form D filed 362 days after the first sale — Commerce Bridge Company, LLC

The filing says the first sale was Apr 30, 2008. The Form D was filed Apr 27, 2009 — 362 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 347 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 27, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Sep 21, 2017 – Oct 11, 2017

Form D filed 20 days after the first sale — Lodge Acquisition, LLC

The filing says the first sale was Sep 21, 2017. The Form D was filed Oct 11, 2017 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 11, 2017 ↗Lodge Acquisition, LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2008 – Oct 11, 2017

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lodge Acquisition, LLC (latest filing Oct 11, 2017) · No amendment in the last 12 months on an offering that may still be open — CBC Partners I, LLC (latest filing Jun 24, 2015) · No amendment in the last 12 months on an offering that may still be open — CBC Partners I, LLC (latest filing Jan 31, 2013) · No amendment in the last 12 months on an offering that may still be open — Commerce Bridge Company, LLC (latest filing Oct 8, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 11, 2017 ↗Lodge Acquisition, LLC — PartnerFacts page ↗Form D/A · Jun 24, 2015 ↗CBC Partners I, LLC — PartnerFacts page ↗
Sources
Note · Dec 13, 2013 – Jun 24, 2015

Minimum investment changed between filings — CBC Partners I, LLC

The Dec 13, 2013 filing lists a minimum of $50,000; the Jun 24, 2015 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 13, 2013 ↗Form D/A (later) · Jun 24, 2015 ↗CBC Partners I, LLC — PartnerFacts page ↗
Sources
Note · Jul 19, 2011 – Jan 31, 2013

Minimum investment changed between filings — CBC Partners I, LLC

The Jul 19, 2011 filing lists a minimum of $100,000; the Jan 31, 2013 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 19, 2011 ↗Form D/A (later) · Jan 31, 2013 ↗CBC Partners I, LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Oct 8, 2009

Minimum investment changed between filings — Commerce Bridge Company, LLC

The Apr 27, 2009 filing lists a minimum of $50,000; the Oct 8, 2009 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 27, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Oct 8, 2009

Minimum investment changed between filings — Commerce Bridge Company, LLC

The Oct 8, 2009 filing lists a minimum of $100,000; the Oct 8, 2009 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 8, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Oct 8, 2009

Minimum investment changed between filings — Commerce Bridge Company, LLC

The Oct 8, 2009 filing lists a minimum of $50,000; the Oct 8, 2009 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 8, 2009 ↗Form D/A (later) · Oct 8, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009

Minimum investment changed between filings — Commerce Bridge Company, LLC

The Apr 27, 2009 filing lists a minimum of $100,000; the Apr 27, 2009 Form D lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 27, 2009 ↗Form D (later) · Apr 27, 2009 ↗Commerce Bridge Company, LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Oct 11, 2017

Alan Hallberg is written 2 different ways on the filings

listed as "Alan Hallberg" on 11 filings (from Apr 27, 2009), and "Alan Everett Hallberg" on the Oct 11, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 27, 2009 ↗Form D · Oct 11, 2017 ↗Alan Hallberg — PartnerFacts page ↗
Sources
Note · Jul 19, 2011 – Jun 24, 2015

Industry group changed between filings — CBC Partners I, LLC

"Other Real Estate" (Jul 19, 2011 to Dec 13, 2013); then "Other Banking and Financial Services" (Jun 24, 2015 to Oct 14, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 19, 2011 ↗Form D/A · Jun 24, 2015 ↗CBC Partners I, LLC — PartnerFacts page ↗
Sources
Note · Jul 19, 2011 – Jan 31, 2013

Reported revenue range changed between filings — CBC Partners I, LLC

"No Revenues" (Jul 19, 2011); then "$1,000,001 - $5,000,000" (Jan 31, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 19, 2011 ↗Form D/A · Jan 31, 2013 ↗CBC Partners I, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 11, 2017 D
Lodge Acquisition, LLC
File 021-296399
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2016 D/A
CBC Partners I, LLC
File 021-249596
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2015 D/A
CBC Partners I, LLC
File 021-207966
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2013 D/A
CBC Partners I, LLC
File 021-163126
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2009 D/A
Commerce Bridge Company, LLC
File 021-130491
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Alan Hallberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LA
Other Banking and Financial Services

Lodge Acquisition, LLC

Bellevue, WA · Oct 11, 2017
  • Oct 11, 2017 · D · $1,005,000 sold of $1,205,000 · 1 investors · min. $1,000,000 · role: Director (Manager) EDGAR ↗

Raised $1M from 1 investor (83% of the $1.21M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Other Banking and Financial Services · group: Commerce Bridge

CBC Partners I, LLC

Bellevue, WA · Jul 19, 2011 → Oct 14, 2016 · 6 filings
  • Oct 14, 2016 · D/A · $0 sold of $150,000,000 · 0 investors · min. $1,000,000 · role: Director (Director of CBC Partners, LLC, manager of CBC Partners I, LLC) EDGAR ↗
  • Oct 16, 2015 · D · $0 sold of $150,000,000 · 0 investors · min. $1,000,000 · role: Director (Director of CBC Partners, LLC, manager of CBC Partners I, LLC) EDGAR ↗
  • Jun 24, 2015 · D/A · $3,900,000 sold of $20,000,000 · 10 investors · min. $200,000 · role: Director (Mr. Hallberg is a Director of CBC Partners, LLC, manager of CBC Partners I, LLC.) EDGAR ↗
  • Dec 13, 2013 · D · $0 sold of $20,000,000 · 0 investors · min. $50,000 · role: Director (Mr. Hallberg is a Director of CBC Partners, LLC, manager of CBC Partners I, LLC.) EDGAR ↗
  • Jan 31, 2013 · D/A · $9,525,000 sold of $30,000,000 · 33 investors · min. $200,000 · role: Director (Member of CBC Partners, LLC, the manager of the issuer) EDGAR ↗
  • Jul 19, 2011 · D · $8,175,000 sold of $30,000,000 · 28 investors · min. $100,000 · role: Director (Member of Commerce Bridge Company, LLC, the manager of the issuer) EDGAR ↗

Raised $9.53M from 33 investors (6% of the $150M target) as of the latest filing. Alan is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Other Banking and Financial Services · group: Commerce Bridge

Commerce Bridge Company, LLC

Bellevue, WA · Apr 27, 2009 → Oct 8, 2009 · 5 filings
  • Oct 8, 2009 · D/A · $186,200 sold of $5,000,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 8, 2009 · D/A · $250,000 sold of $5,000,000 · 2 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Oct 8, 2009 · D/A · $211,852 sold of $5,000,000 · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 27, 2009 · D · $186,200 sold of $5,000,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 27, 2009 · D · $800,750 sold of $5,000,000 · 8 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $801K from 8 investors (16% of the $5M target) as of the latest filing. Alan is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Alan 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

John Otter

Executive Officer, Director · 11 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Alan Hallberg. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Henkel

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Alan Hallberg. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Harlow

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Brad Harlow is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Moore

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Hallberg. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Shain

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Brad Shain is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Schmitt

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Peter Schmitt is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

CB
Sponsor group

Commerce Bridge

4 issuers · 18 filings · $3.41M reported sold · 2009–2016

One team, 4 deal companies. Alan Hallberg is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Hallberg.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Hallberg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Hallberg is listed on: none on file. No website or social profile named in CBC Partners I, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #281,005 of 374,652 in line (1,307 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bellevue, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Alan Hallberg appears on a new Form D, or when a court case or SEC action is matched to them. See plans →