PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

Sponsor Check › Person

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Alan E. Goldberg

Named as an officer, director or promoter on SEC Form D filings · NY, MA, OH · May 14, 2013 → Jul 6, 2020

6deals (issuers)
$8.69Breported sold
282investors
13Form D filings
2013–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan E. Goldberg is listed as an executive officer and director on 13 SEC Form D filings by 6 issuers between May 2013 and Jul 2020. Largest by amount reported sold: Lindsay Goldberg IV L.P. (New York, NY — pooled investment fund — 2014–2015; $3.49B reported sold to 103 investors), Lindsay Goldberg V L.P. (New York, NY — pooled investment fund — 2018–2020; $3.38B reported sold to 108 investors), Dealer Tire Holdings, LLC (Cleveland, OH — industry reported as "Other" — 2015–2017; $1.68B reported sold to 56 investors), Lindsay Goldberg III - Formation Energy L.P. (New York, NY — pooled investment fund — 2013; $100M reported sold to 6 investors), Lindsay Goldberg III - MBI Co-Inv. L.P. (New York, NY — pooled investment fund — 2014; $25M reported sold to 8 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $8.69B sold in total.

Listed alongside Robert D. Lindsay (6 shared filings), John F. Aiello (4 shared filings), Michael W. Dees (4 shared filings), Robert J.S. Roriston (4 shared filings), Dean T. Mueller (3 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

The issuers belong to 2 sponsor groups: Lindsay Goldberg (16 issuers, $11.26B reported sold, 2010–2026) and Dealer Tire (4 issuers, $1.84B reported sold, 2009–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Alan E. Goldberg and found 7 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: MPW Capital Advisors Limited; Paid seller listed without a CRD number: First Avenue Partners LLP; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan E. Goldberg has not run yet — it is joining a line of 46,172 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

ALAN GOLDBERG v. SIERRACIN CORP. D/B/A dismissed
District Court, D. New Jersey · No. · Filed Jul 21, 1989 · Closed Dec 22, 1989 · Nature of suit: 190 Other contract actions
Role of ALAN GOLDBERG: Plaintiff · Outcome: Terminated 1989-12-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan E. Goldberg..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Alan Goldberg closed
United States Bankruptcy Court, N.D. New York · No. 14-11376 · Filed Jun 20, 2014 · Closed Oct 2, 2014
Role of Alan Goldberg: Debtor · Outcome: Case closed 2014-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Alan S. Goldberg and Deborah F. Goldberg closed
United States Bankruptcy Court, D. Massachusetts · No. 10-19859 · Filed Sep 10, 2010 · Closed Dec 21, 2010
Role of Alan S. Goldberg and Deborah F. Goldberg: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
Alan P. Goldberg closed
United States Bankruptcy Court, N.D. New York · No. 03-18179 · Filed Dec 12, 2003 · Closed Apr 28, 2004
Role of Alan P. Goldberg: Debtor · Outcome: Case closed 2004-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Alan Goldberg closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-19748 · Filed Jun 25, 2003 · Closed Feb 4, 2004
Role of Alan Goldberg: Debtor · Outcome: Case closed 2004-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Alan P. Goldberg and Elizabeth A. Goldberg closed
United States Bankruptcy Court, W.D. New York · No. 2-99-21148 · Filed Apr 15, 1999 · Closed Sep 23, 1999
Role of Alan P. Goldberg and Elizabeth A. Goldberg: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Alan S Goldberg closed
United States Bankruptcy Court, E.D. New York · No. 8-99-80047 · Filed Jan 6, 1999 · Closed May 12, 1999
Role of Alan S Goldberg: Debtor · Outcome: Case closed 1999-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Alan Goldberg and Barbara Goldberg closed
United States Bankruptcy Court, S.D. New York · No. 98-22038 · Filed Jul 31, 1998 · Closed Mar 28, 2000
Role of Alan Goldberg and Barbara Goldberg: Debtor · Outcome: Case closed 2000-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Alan L. Goldberg closed
United States Bankruptcy Court, D. Massachusetts · No. 96-47291 · Filed Dec 30, 1996 · Closed Apr 14, 1997
Role of Alan L. Goldberg: Debtor · Outcome: Case closed 1997-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Alan E. Goldberg — 3 worth asking about (compared 13 filings on Oct 24, 2026)

Note · Sep 13, 2013

Alan E. Goldberg appears on 1 deal that stopped filing before reaching its target

CRANE & CO INC (last filing Sep 13, 2013; $15,300,000 sold of $35,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CRANE & CO INC — PartnerFacts page ↗
Sources
Worth asking · Jul 6, 2020

Paid seller listed without a CRD number: MPW Capital Advisors Limited — Lindsay Goldberg V L.P.

MPW Capital Advisors Limited is listed as receiving sales compensation on 1 filing (Jul 6, 2020) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jul 6, 2020 ↗BrokerCheck search: MPW Capital Advisors Limited ↗Lindsay Goldberg V L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 30, 2015

Paid seller listed without a CRD number: First Avenue Partners LLP — Lindsay Goldberg IV L.P.

First Avenue Partners LLP is listed as receiving sales compensation on 1 filing (Oct 30, 2015) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 30, 2015 ↗BrokerCheck search: First Avenue Partners LLP ↗Lindsay Goldberg IV L.P. — PartnerFacts page ↗
Sources
Note · May 7, 2013 – Jul 6, 2020

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lindsay Goldberg V L.P. (latest filing Jul 6, 2020) · No amendment in the last 12 months on an offering that may still be open — Lindsay Goldberg IV L.P. (latest filing Oct 30, 2015) · No amendment in the last 12 months on an offering that may still be open — Lindsay Goldberg III - MBI Co-Inv. L.P. (latest filing Jun 6, 2014) · No amendment in the last 12 months on an offering that may still be open — CRANE & CO INC (latest filing Sep 13, 2013) · No amendment in the last 12 months on an offering that may still be open — Lindsay Goldberg III - Formation Energy L.P. (latest filing May 14, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 6, 2020 ↗Lindsay Goldberg V L.P. — PartnerFacts page ↗Form D/A · Oct 30, 2015 ↗Lindsay Goldberg IV L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 5, 2017 – Jan 5, 2018

Alan E. Goldberg is no longer listed on the Jan 5, 2018 amendment — Dealer Tire Holdings, LLC

Alan E. Goldberg appears on the Jan 5, 2017 Form D/A (director) but not on the Jan 5, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 5, 2017 ↗Form D/A · Jan 5, 2018 ↗Alan E. Goldberg — PartnerFacts page ↗Dealer Tire Holdings, LLC — PartnerFacts page ↗
Sources
Note · May 14, 2013 – Sep 13, 2013

Alan E. Goldberg is written 2 different ways on the filings

listed as "Alan E. Goldberg" on 12 filings (from May 14, 2013), and "Alan Goldberg" on the Sep 13, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 14, 2013 ↗Form D · Sep 13, 2013 ↗Alan E. Goldberg — PartnerFacts page ↗
Sources
Note · May 14, 2013 – Jul 6, 2020

Alan E. Goldberg is listed with 3 different address states: NY, MA, OH

NY on 9 filings (May 14, 2013 to Jul 6, 2020); MA on 1 filing (Sep 13, 2013); OH on 3 filings (Jan 5, 2015 to Jan 5, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 14, 2013 ↗Form D · Sep 13, 2013 ↗Form D · Jan 5, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 6 offerings report sales commissions totalling $7,680,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2020 D/A
Lindsay Goldberg V L.P.
File 021-320602
$6,600,000 (est.)$0$0Bessemer Investor Services, Inc. BrokerCheck CRD 17442 ↗
MPW Capital Advisors Limited no CRD number reported		EDGAR ↗
Jan 5, 2017 D/A
Dealer Tire Holdings, LLC
File 021-231368
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2015 D/A
Lindsay Goldberg IV L.P.
File 021-215267
$1,080,000$0$0FAP USA, L.P. BrokerCheck CRD 145860 ↗
via FAP USA, L.P. (CRD 145860 ↗)

First Avenue Partners LLP no CRD number reported
via First Avenue Partners LLP
EDGAR ↗
Jun 6, 2014 D
Lindsay Goldberg III - MBI Co-Inv. L.P.
File 021-218721
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2013 D
CRANE & CO INC
File 021-202832
$0$0$0None listed on this filingEDGAR ↗
May 14, 2013 D
Lindsay Goldberg III - Formation Energy L.P.
File 021-196455
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Alan E. Goldberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LG
Pooled Investment Fund · group: Lindsay Goldberg

Lindsay Goldberg V L.P.

New York, NY · Sep 4, 2018 → Jul 6, 2020 · 4 filings
  • Jul 6, 2020 · D/A · $3,381,350,000 sold of Indefinite · 108 investors · min. No minimum reported · role: Executive Officer (Officer of the General Partner of the Issuer) EDGAR ↗
  • Mar 6, 2020 · D/A · $3,055,850,000 sold of Indefinite · 95 investors · min. No minimum reported · role: Executive Officer (Officer of the General Partner of the Issuer) EDGAR ↗
  • Sep 3, 2019 · D/A · $2,872,000,000 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of the General Partner of the Issuer) EDGAR ↗
  • Sep 4, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of the General Partner of the Issuer) EDGAR ↗

Raised $3.38B from 108 investors as of the latest filing. Alan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DT
Other · group: Dealer Tire

Dealer Tire Holdings, LLC

Cleveland, OH · Jan 5, 2015 → Jan 5, 2017 · 3 filings
  • Jan 5, 2017 · D/A · $3,089,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2016 · D/A · $3,089,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2015 · D · $3,089,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.68B from 56 investors as of the latest filing. Alan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Lindsay Goldberg

Lindsay Goldberg IV L.P.

New York, NY · Apr 10, 2014 → Oct 30, 2015 · 3 filings
  • Oct 30, 2015 · D/A · $3,486,400,000 sold of Indefinite · 103 investors · min. No minimum reported · role: Executive Officer (Officer of Lindsay Goldberg GP IV LLC, general partner of Lindsay Goldberg IV L.P.) EDGAR ↗
  • Apr 9, 2015 · D/A · $3,303,600,000 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (Officer of Lindsay Goldberg GP IV LLC, general partner of Lindsay Goldberg IV L.P.) EDGAR ↗
  • Apr 10, 2014 · D · $30,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Officer of Lindsay Goldberg GP IV LLC, general partner of Lindsay Goldberg IV L.P.) EDGAR ↗

Raised $3.49B from 103 investors as of the latest filing. Alan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Lindsay Goldberg

Lindsay Goldberg III - MBI Co-Inv. L.P.

New York, NY · Jun 6, 2014
  • Jun 6, 2014 · D · $25,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (officer of the General Partner) EDGAR ↗

Raised $25M from 8 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Manufacturing

CRANE & CO INC

Boston, MA · Sep 13, 2013
  • Sep 13, 2013 · D · $15,300,000 sold of $35,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.3M from 1 investor (44% of the $35M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LG
Pooled Investment Fund · group: Lindsay Goldberg

Lindsay Goldberg III - Formation Energy L.P.

New York, NY · May 14, 2013
  • May 14, 2013 · D · $100,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (officer of the General Partner) EDGAR ↗

Raised $100M from 6 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan I. Goldberg — MA, 1 issuer, Apr 21, 2011 → Feb 21, 2012 · no shared issuer

People around Alan 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
Management entity

Mohan Reddy

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Lindsay

Executive Officer, Director · 6 shared filings (4 issuers) · also on 8 other issuers

Robert D. Lindsay is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Aiello

Executive Officer · 4 shared filings (2 issuers) · also on 24 other issuers

John F. Aiello is on 26 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J.S. Roriston

Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael W. Dees

Director · 4 shared filings (2 issuers)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dean T. Mueller

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C. Mueller

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Raskind

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David P. Cosper

Director · 2 shared filings (1 issuer) · also on 4 other issuers

David P. Cosper is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Mark O'Neil

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Gibson

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Hirt

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven M. Raguz

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Pickel, Jr.

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

James C. Pickel, Jr. is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen P. DeFalco

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis G. Lockyer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott A. Smith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Charles J. Kittredge

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lars-Ake Helgesson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy T. Crane

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Frances P. Philip

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cameron K. Mackey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Ivan Montoya

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Westervelt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Katie Lacey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald E. Eilers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James, Jr. W. Hackett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Pete Waters

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Raguz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Carlisle

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Charles Hyndman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Francisco Codina

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas S. Prince

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan E. Goldberg. Their page shows their other deals.

The team behind the deals

LG
Sponsor group

Lindsay Goldberg

16 issuers · 23 filings · $11.26B reported sold · 2010–2026

One team, 16 deal companies. Alan E. Goldberg is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan E. Goldberg.

DT
Sponsor group

Dealer Tire

4 issuers · 20 filings · $1.84B reported sold · 2009–2025

One team, 4 deal companies. Alan E. Goldberg is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan E. Goldberg.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan E. Goldberg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan E. Goldberg is listed on: none on file. No website or social profile named in Lindsay Goldberg III - Formation Energy L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #329,888 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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