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Alan Davis

Named as an officer, director or promoter on SEC Form D filings · PA · Feb 21, 2012 → Oct 28, 2022

1deal (issuers)
$40.6Mreported sold
209investors
9Form D filings
2012–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Davis is listed as a director on 9 SEC Form D filings by 1 issuer between Feb 2012 and Oct 2022: Trice Medical, Inc. (Lake Forest, CA — other health care — 2012–2022; $40.6M reported sold to 209 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gary Kurtzman (5 shared filings), Mark Foster (5 shared filings), Randy Scott (5 shared filings), Vasant Padmanabhan (5 shared filings), Jeffrey O'Donnell (4 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 SEC releases, 1 state regulator order, 7 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Alan Davis and found 13 differences, 2 worth asking the sponsor about: 33% of the money raised went to insiders; Alan Davis is no longer listed on the Jan 28, 2015 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Davis has not run yet — it is joining a line of 41,243 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Alan S Davis v. Jo Anne B Barnhart closed
District Court, C.D. California · No. 2:06-cv-07270 · Filed Nov 14, 2006 · Closed Apr 26, 2007 · Nature of suit: 864 S.S.I.D.
Role of Alan S Davis: Plaintiff · Outcome: Terminated 2007-04-26 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

8 SEC releases; 1 state regulator order

Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Aug 1, 2006 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Mar 8, 2004 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis Litigation release
SEC · Mar 3, 2004 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Nov 1, 2002 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker, and Alan T. Davis Litigation release
SEC · Jun 17, 2002 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker, and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Oct 30, 2001 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Oct 5, 2001 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Litigation release
SEC · Jun 21, 2001 · Parties as named in the release: Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
Consent Order to Cease and Desist and vacating SDO-44-01 as to Respondent Steven Chausse. WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date not stated in the index entry we read · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · SDO-043-02 · Parties (regulator's caption): General Marketing Associates, Inc., Alan Davis and Steven Chausse, Respondents
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Davis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Alan Davis and Rose Davis closed
United States Bankruptcy Court, S.D. California · No. 08-12941 · Filed Dec 18, 2008 · Closed Mar 23, 2009
Role of Alan Davis and Rose Davis: Debtor · Outcome: Case closed 2009-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Alan D. Davis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-25736 · Filed Nov 25, 2002 · Closed Jan 9, 2004
Role of Alan D. Davis: Debtor · Outcome: Case closed 2004-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA)
Alan Davis and Rose Davis closed
United States Bankruptcy Court, S.D. California · No. 00-11365 · Filed Nov 22, 2000 · Closed Mar 5, 2001
Role of Alan Davis and Rose Davis: Debtor · Outcome: Case closed 2001-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Alan C. Davis and Peggy E. Davis closed
United States Bankruptcy Court, S.D. California · No. 98-10763 · Filed Jul 31, 1998 · Closed Nov 4, 1999
Role of Alan C. Davis and Peggy E. Davis: Debtor · Outcome: Case closed 1999-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Alan R. Davis and Diana M. Davis closed
United States Bankruptcy Court, C.D. California · No. 8:94-bk-12027 · Filed Mar 1, 1994 · Closed Jul 12, 1994
Role of Alan R. Davis and Diana M. Davis: Debtor · Outcome: Case closed 1994-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Alan C. Davis and Debra L. Davis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:92-bk-00948 · Filed May 22, 1992 · Closed Nov 20, 1992
Role of Alan C. Davis and Debra L. Davis: Debtor · Outcome: Case closed 1992-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA)
Alan W Davis closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-82811 · Filed Jul 11, 1991 · Closed Nov 2, 1992
Role of Alan W Davis: Debtor · Outcome: Case closed 1992-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 175 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Alan Davis — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Sep 20, 1994 – Jul 26, 1995

Bankruptcy case: Sierra Canyon Investment, Inc. v. Almany — filed Sep 20, 1994

United States Bankruptcy Court, C.D. California docket "Sierra Canyon Investment, Inc. v. Almany" filed Sep 20, 1994, closed Jul 26, 1995. Steve Almany (listed on the same filings) is listed as Defendant ("Almany"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Steve Almany — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2020

33% of the money raised went to insiders — Trice Medical, Inc.

The Mar 11, 2020 Form D reports $2,121,533 sold and $700,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 11, 2020 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 7, 2012 – Sep 7, 2021

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Trice Medical, Inc. (latest filing Sep 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Trice Medical, Inc. (latest filing Apr 14, 2021) · No amendment in the last 12 months on an offering that may still be open — Trice Medical, Inc. (latest filing Mar 11, 2020) · No amendment in the last 12 months on an offering that may still be open — Trice Medical, Inc. (latest filing Jan 15, 2019) · No amendment in the last 12 months on an offering that may still be open — Trice Medical, Inc. (latest filing Sep 13, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 7, 2021 ↗Trice Medical, Inc. — PartnerFacts page ↗Form D · Apr 14, 2021 ↗Form D · Mar 11, 2020 ↗
Sources
Worth asking · Jul 17, 2014 – Jan 28, 2015

Alan Davis is no longer listed on the Jan 28, 2015 amendment — Trice Medical, Inc.

Alan Davis appears on the Jul 17, 2014 Form D (director) but not on the Jan 28, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 17, 2014 ↗Form D/A · Jan 28, 2015 ↗Alan Davis — PartnerFacts page ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Jun 8, 2017 – Jan 15, 2019

Offering amount changed between filings — Trice Medical, Inc.

The Jun 8, 2017 filing says $19,265,464 offered; the Jan 15, 2019 Form D/A says $42,295,088.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 8, 2017 ↗Form D/A (later) · Jan 15, 2019 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Jul 17, 2014 – Jan 28, 2015

Offering amount changed between filings — Trice Medical, Inc.

The Jul 17, 2014 filing says $11,594,965 offered; the Jan 28, 2015 Form D/A says $18,094,965.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 17, 2014 ↗Form D/A (later) · Jan 28, 2015 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 21, 2012 – Jul 17, 2014

Industry group changed between filings — Trice Medical, Inc.

"Biotechnology" (Feb 21, 2012 to Sep 13, 2013); then "Other Health Care" (Jul 17, 2014 to Oct 28, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 21, 2012 ↗Form D · Jul 17, 2014 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 21, 2012 – Jan 28, 2015

Reported revenue range changed between filings — Trice Medical, Inc.

"No Revenues" (Feb 21, 2012); then "Decline to Disclose" (Jan 28, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 21, 2012 ↗Form D/A · Jan 28, 2015 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Sep 25, 2025

Same name, different state: "ALAN DAVIS" (NE) is a separate record

This page covers filings where the address state is PA. A separate record, "ALAN DAVIS" with address state NE, is listed on 1 filing — most recently by Discharge IQ, Inc. (Sep 25, 2025). The two records do not overlap in time: this page runs Feb 21, 2012 to Oct 28, 2022; the other has one filing dated Sep 25, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ALAN DAVIS (NE) — PartnerFacts page ↗Form D · Sep 25, 2025 ↗Discharge IQ, Inc. — PartnerFacts page ↗Alan Davis (PA) — this page ↗
Sources
Note · Sep 16, 2020

Same name, different state: "Alan Douglas Davis" (NY) is a separate record

This page covers filings where the address state is PA. A separate record, "Alan Douglas Davis" with address state NY, is listed on 1 filing — most recently by Hemp Hunter Labs Inc. (Sep 16, 2020). Both records have filings in the same period (Sep 16, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Douglas Davis (NY) — PartnerFacts page ↗Form D · Sep 16, 2020 ↗Hemp Hunter Labs Inc. — PartnerFacts page ↗Alan Davis (PA) — this page ↗
Sources
Note · May 9, 2011

Same name, different state: "Alan Davis" (TX) is a separate record

This page covers filings where the address state is PA. A separate record, "Alan Davis" with address state TX, is listed on 1 filing — most recently by Newark E&P Holdings, LLC (May 9, 2011). The two records do not overlap in time: this page runs Feb 21, 2012 to Oct 28, 2022; the other has one filing dated May 9, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Davis (TX) — PartnerFacts page ↗Form D · May 9, 2011 ↗Newark E&P Holdings, LLC — PartnerFacts page ↗Alan Davis (PA) — this page ↗
Sources
Note · Jun 8, 2017 – Jan 15, 2019

Address moved from King of Prussia, PA to Malvern, PA — Trice Medical, Inc.

The people listed on the Jun 8, 2017 filing give King of Prussia, PA; on the Jan 15, 2019 filing they give Malvern, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 8, 2017 ↗Form D/A · Jan 15, 2019 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 21, 2012 – Oct 4, 2012

Address moved from Wayne, PA to King of Prussia, PA — Trice Medical, Inc.

The people listed on the Feb 21, 2012 filing give Wayne, PA; on the Oct 4, 2012 filing they give King of Prussia, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 21, 2012 ↗Form D/A · Oct 4, 2012 ↗Trice Medical, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 1 reports finder's fees totalling $250,000; 2 report proceeds to related persons totalling $1,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2022 D
Trice Medical, Inc.
File 021-463129
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2021 D
Trice Medical, Inc.
File 021-412493
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2021 D
Trice Medical, Inc.
File 021-395799
$0$0$500,000 (est.)None listed on this filingEDGAR ↗
Mar 11, 2020 D
Trice Medical, Inc.
File 021-362500
$0$0$700,000 (est.)None listed on this filingEDGAR ↗
Jan 15, 2019 D/A
Trice Medical, Inc.
File 021-288355
$0$250,000$0 (est.)None listed on this filingEDGAR ↗
Jul 17, 2014 D
Trice Medical, Inc.
File 021-221312
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2013 D
Trice Medical, Inc.
File 021-202908
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2012 D/A
Trice Medical, Inc.
File 021-173708
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Alan Davis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TM
Other Health Care

Trice Medical, Inc.

Lake Forest, CA · Feb 21, 2012 → Oct 28, 2022 · 9 filings
  • Oct 28, 2022 · D · $7,296,615 sold of $7,296,615 · 209 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2021 · D · $27,550,228 sold of $37,550,228 · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2021 · D · $10,228,135 sold of $11,000,000 · 22 investors · min. $1 · role: Director EDGAR ↗
  • Mar 11, 2020 · D · $2,121,533 sold of $6,000,000 · 8 investors · min. $1 · role: Director EDGAR ↗
  • Jan 15, 2019 · D/A · $40,580,088 sold of $42,295,088 · 47 investors · min. $1 · role: Director EDGAR ↗
  • Jul 17, 2014 · D · $5,609,119 sold of $11,594,965 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2013 · D · $675,000 sold of $2,800,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 4, 2012 · D/A · $2,153,145 sold of $4,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 21, 2012 · D · $1,850,000 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.6M from 209 investors (100% of the $7.3M target) as of the latest filing. Alan is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan Davis — TX, 1 issuer, May 9, 2011 → May 9, 2011 · no shared issuer
  • Alan Douglas Davis — NY, 1 issuer, Sep 16, 2020 → Sep 16, 2020 · no shared issuer
  • ALAN DAVIS — NE, 1 issuer, Sep 25, 2025 → Sep 25, 2025 · no shared issuer

People around Alan 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Kurtzman

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Gary Kurtzman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Foster

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Scott

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

Vasant Padmanabhan

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Almany

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Kienzle

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Davis. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Schrauben

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey O'Donnell

Executive Officer, Director · 4 shared filings (1 issuer) · also on 13 other issuers

Jeffrey O'Donnell is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Puneet Khanna

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

William Scott Rhoda

Director · 2 shared filings (1 issuer) · also on 5 other issuers

William Scott Rhoda is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Washburn

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Davis. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Carra

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Davis. Their page shows their other deals.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Yamamoto

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey F. O'Donnell, Sr.

Executive Officer, Director · 1 shared filing (1 issuer) · also on 6 other issuers

Jeffrey F. O'Donnell, Sr. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen T. Zarrilli

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Davis. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William A. Hawkins

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Schraubon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC C. SALZMAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Davis. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Davis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Davis is listed on: none on file. No website or social profile named in Trice Medical, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #119,532 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lake Forest, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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