Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:45 AM ET

No photo found yet (own website and image search run after this page is viewed)

Alan Baratz

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1), CA · Feb 22, 2019 → Dec 4, 2019

2deals (issuers)

$303.3Mreported sold

86investors

3Form D filings

2019year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Baratz is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Feb 2019 and Jan 2026: D-Wave Quantum Inc. (Palo Alto, CA — other technology — 2026; $275M reported sold to 53 investors) and D-Wave Systems Inc. (Burnaby, British Columbia, Canada (as filed: A1) — other technology — 2019; $28.4M reported sold to 33 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $303.3M sold in total.

Listed alongside Steven M. West (3 shared filings), Colin Williams (2 shared filings), Dan Cohrs (2 shared filings), Donald J. Listwin (2 shared filings), Francois Lachance (2 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 2 state regulator orders, 2 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Alan Baratz and found 6 differences, 1 worth asking the sponsor about: 7 court cases name Alan Baratz; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Baratz has not run yet — it is #46,532 of 60,343 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 693 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 5 dismissed, 2 closed (disposition not in docket feed)

Impact Sports Management, Inc. v. Baratz dismissed

District Court, D. Minnesota · No. 0:16-cv-02187 · Filed Jun 28, 2016 · Closed Jan 20, 2017 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Breach of Contract

Role of Baratz: Defendant · Outcome: Terminated 2017-01-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in MN (not a filing state)

Impact Sports Management, Inc. v. Baratz closed

District Court, S.D. Florida · No. 9:16-cv-80049 · Filed Jan 12, 2016 · Closed Jun 27, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract

Role of Baratz: Defendant · Outcome: Terminated 2016-06-27 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in FL (not a filing state)

BARATZ v. COMCAST SPECTACOR, L.P. closed

District Court, E.D. Pennsylvania · No. 2:05-cv-06348 · Filed Dec 8, 2005 · Closed Feb 22, 2006 · Nature of suit: 380 Other personal property damage

Role of BARATZ: Plaintiff · Outcome: Terminated 2006-02-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in PA (not a filing state)

Baratz v. Stellent, Inc. dismissed

District Court, D. Minnesota · No. 0:03-cv-05210 · Filed Sep 11, 2003 · Closed Dec 2, 2003 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Baratz: Plaintiff · Outcome: Terminated 2003-12-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in MN (not a filing state)

Baratz v. PST Services Inc dismissed

District Court, D. Arizona · No. 2:01-cv-00122 · Filed Jan 22, 2001 · Closed Jul 22, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of Baratz: Plaintiff · Outcome: Terminated 2002-07-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in AZ (not a filing state)

Baratz v. Caterpillar Inc dismissed

District Court, C.D. Illinois · No. 1:95-cv-01451 · Filed Nov 21, 1995 · Closed Nov 6, 1996 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Baratz: Plaintiff · Outcome: Terminated 1996-11-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in IL (not a filing state)

Baratz v. Siskon Gold Corp dismissed

District Court, S.D. New York · No. 1:92-cv-05432 · Filed Jul 21, 1992 · Closed Sep 29, 1992 · Nature of suit: 190 Other contract actions

Role of Baratz: Plaintiff · Outcome: Terminated 1992-09-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in NY (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h) FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Sep 4, 2015 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Arnold Baratz (CRD #2317724)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (4 people in Form D filings); different first name (arnold); nationwide regulator (FINRA) — the state is not a signal

Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d) FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Jun 25, 2015 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Arnold Baratz (CRD #2317724)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (4 people in Form D filings); different first name (arnold); nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Baratz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Hope Elizabeth Baratz-Johnson closed

United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-22479 · Filed Oct 8, 2005 · Closed Jan 19, 2006

Role of Hope Elizabeth Baratz-Johnson: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); different first name (elizabeth); court in FL (not a filing state)

Sunarhauserman, Inc. v. Baratz closed

United States Bankruptcy Court, N.D. Ohio · No. 91-01471 · Filed Sep 30, 1991 · Closed Apr 21, 1992

Role of Baratz: Defendant · Outcome: Case closed 1992-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 15 federal dockets); surname only in the caption; court in OH (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Alan Baratz — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Note · Sep 30, 1991 – Apr 21, 1992

Bankruptcy case: Sunarhauserman, Inc. v. Baratz — filed Sep 30, 1991

United States Bankruptcy Court, N.D. Ohio docket "Sunarhauserman, Inc. v. Baratz" filed Sep 30, 1991, closed Apr 21, 1992. Alan Baratz is listed as Defendant ("Baratz"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Ohio ↗

Sources

Docket · United States Bankruptcy Court, N.D. Ohio ↗ (Sep 30, 1991)

Worth asking · Jul 21, 1992 – Jun 28, 2016

7 court cases name Alan Baratz — 2 as defendant

By role: defendant in 2, plaintiff in 5. Newest: "Impact Sports Management, Inc. v. Baratz" (District Court, D. Minnesota, Jun 28, 2016); "Impact Sports Management, Inc. v. Baratz" (District Court, S.D. Florida, Jan 12, 2016); "BARATZ v. COMCAST SPECTACOR, L.P." (District Court, E.D. Pennsylvania, Dec 8, 2005). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Impact Sports Management, Inc. v. Baratz ↗Docket · Impact Sports Management, Inc. v. Baratz ↗Docket · BARATZ v. COMCAST SPECTACOR, L.P. ↗Docket · Baratz v. Stellent, Inc. ↗

Sources

Docket · Impact Sports Management, Inc. v. Baratz ↗ (Jun 28, 2016)
Docket · Impact Sports Management, Inc. v. Baratz ↗ (Jan 12, 2016)
Docket · BARATZ v. COMCAST SPECTACOR, L.P. ↗ (Dec 8, 2005)
Docket · Baratz v. Stellent, Inc. ↗ (Sep 11, 2003)
Docket · Baratz v. PST Services Inc ↗ (Jan 22, 2001)

Note · Nov 19, 2019 – Dec 4, 2019

No amendment in the last 12 months on an offering that may still be open — D-Wave Systems Inc. (latest filing Dec 4, 2019)

The latest filing for this offering is dated Dec 4, 2019 (first sale Nov 19, 2019). It reports $7,945,258 sold of $9,662,089 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 4, 2019 ↗D-Wave Systems Inc. — PartnerFacts page ↗

Sources

Form D · Dec 4, 2019 ↗ (Dec 4, 2019)
D-Wave Systems Inc. — PartnerFacts page ↗ (Dec 4, 2019)

Note · Feb 22, 2019 – Jan 30, 2026

Alan Baratz is written 2 different ways on the filings

listed as "Alan Baratz" on 2 filings (from Feb 22, 2019), and "Alan E. Baratz" on the Jan 30, 2026 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 22, 2019 ↗Form D · Jan 30, 2026 ↗Alan Baratz — PartnerFacts page ↗

Sources

Note · Apr 22, 2009 – Jul 27, 2010

Same name, different state: "ALAN BARATZ" (CA) is a separate record

This page covers filings where the address state is A1 or CA. A separate record, "ALAN BARATZ" with address state CA, is listed on 3 filings — most recently by BLUEARC CORP (Jul 27, 2010). The two records do not overlap in time: this page runs Feb 22, 2019 to Dec 4, 2019; the other runs Apr 22, 2009 to Jul 27, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ALAN BARATZ (CA) — PartnerFacts page ↗Form D · Jul 27, 2010 ↗BLUEARC CORP — PartnerFacts page ↗Alan Baratz (A1,CA) — this page ↗

Sources

ALAN BARATZ (CA) — PartnerFacts page ↗ (Jul 27, 2010)
Form D · Jul 27, 2010 ↗ (Jul 27, 2010)
BLUEARC CORP — PartnerFacts page ↗ (Jul 27, 2010)
Alan Baratz (A1,CA) — this page ↗ (Dec 4, 2019)

Note · Feb 22, 2019 – Jan 30, 2026

Alan Baratz is listed with 2 different address states: A1, CA

British Columbia, Canada (as filed: A1) on 2 filings (Feb 22, 2019 to Dec 4, 2019); CA on 1 filing (Jan 30, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 22, 2019 ↗Form D · Jan 30, 2026 ↗

Sources

Form D · Feb 22, 2019 ↗ (Feb 22, 2019)
Form D · Jan 30, 2026 ↗ (Jan 30, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 30, 2026 D D-Wave Quantum Inc. File 021-571983	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 4, 2019 D D-Wave Systems Inc. File 021-354744	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 22, 2019 D D-Wave Systems Inc. File 021-333356	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alan Baratz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

D-Wave Quantum Inc.

Palo Alto, CA · Jan 30, 2026

Jan 30, 2026 · D · $274,963,306 sold of $274,963,306 · 53 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $275M from 53 investors (100% of the $275M target) as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

D-Wave Systems Inc.

Burnaby, British Columbia, Canada (as filed: A1) · Feb 22, 2019 → Dec 4, 2019 · 2 filings

Dec 4, 2019 · D · $7,945,258 sold of $9,662,089 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Feb 22, 2019 · D · $20,000,000 sold of $20,000,000 · 13 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $28.4M from 33 investors (100% of the $9.66M target) as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

ALAN BARATZ — CA, 2 issuers, Apr 22, 2009 → Jul 27, 2010 · no shared issuer

People around Alan 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven M. West

Director · 3 shared filings (2 issuers)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Lee

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Paul Lee is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Tanya Rothe

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Jurvetson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeremy P. Hilton

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Vern Brownell

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Warren Wall

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Haig Deb Farris

Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Francois Lachance

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Colin Williams

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jennifer Houston

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Donald J. Listwin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Victoria Brydon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Geoff Catherwood

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dan Cohrs

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sharon E. Holt

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John M. Markovich

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Geordie Rose

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexandre M. Zagoskin

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexandre Zagoski

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Philippe St-Jean

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anik Lanthier

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kirstjen Nielsen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Diane Nguyen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rohit Ghai

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John D. DiLullo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roger Biscay

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Baratz. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Baratz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Baratz is listed on: none on file. No website or social profile named in D-Wave Quantum Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #43,445 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palo Alto, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Alan Baratz

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Sunarhauserman, Inc. v. Baratz — filed Sep 30, 1991

7 court cases name Alan Baratz — 2 as defendant

No amendment in the last 12 months on an offering that may still be open — D-Wave Systems Inc. (latest filing Dec 4, 2019)

Alan Baratz is written 2 different ways on the filings

Same name, different state: "ALAN BARATZ" (CA) is a separate record

Alan Baratz is listed with 2 different address states: A1, CA

5. Money to insiders

Deals 2

People around Alan 27

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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