Alan B. Polansky is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Jul 2018 and Jul 2019: SBH Global Discovery Fund, LLC (Chicago, IL — pooled investment fund — 2018–2019; $70.5M reported sold to 49 investors) and LOWER WACKER SMALL CAP INVESTMENT FUND LLC (Chicago, IL — pooled investment fund — 2018; $28.3M reported sold to 85 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $98.7M sold in total.
Listed alongside Paul A. Lythberg (3 shared filings), Ralph M. Segall (3 shared filings) and Jasper R. Frontz (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.
All 2 issuers belong to the sponsor group Segall Bryant (19 issuers, $1.34B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Segall Bryant has 19 companies on file and $1.34B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Alan B. Polansky and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Alan B. Polansky is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.