PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:50 PM ET

Sponsor Check › Person

Alan B. Levin

Related person on Form D filings · address states as listed: FL, NY · listed Apr 4, 2019 → Aug 11, 2022

9issuers
36Form D filings
2019–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

20 of 24 offerings report sales commissions totalling $8,258,835; 1 reports finder's fees totalling $19,500; 1 reports proceeds to related persons totalling $19,500. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 11, 2022 D/A
File 021-448868
$125,143$0$0John Zaffarano BrokerCheck CRD 6690551 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
EDGAR ↗Jun 10, 2022 D
File 021-448859
$102,000$0$0John Zaffarano BrokerCheck CRD 6690551 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
Steven Goldstein BrokerCheck CRD 1630008 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Michael Zappier BrokerCheck CRD 4329223 ↗
EDGAR ↗Mar 16, 2022 D/A
File 021-436549
$0$0$0None listed on this filing
EDGAR ↗Jan 11, 2022 D
File 021-428906
$127,450$0$0Andrew Friis BrokerCheck CRD 4354032 ↗
EDGAR ↗Oct 29, 2021 D
File 021-419243
$619,500$0$0Howard Yeager BrokerCheck CRD 2276310 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Steven Miller BrokerCheck CRD 6667404 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
EDGAR ↗Oct 29, 2021 D
File 021-419310
$1,226,293$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
James Walsh BrokerCheck CRD 1745131 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
EDGAR ↗Sep 20, 2021 D/A
File 021-392723
$24,000$0$0John Moy BrokerCheck CRD 848350 ↗
EDGAR ↗Jun 25, 2021 D/A
File 021-398541
$414,030$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
Paul Battson BrokerCheck CRD 4256820 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Robert Levering BrokerCheck CRD 2459061 ↗
David Lorber BrokerCheck CRD 2313582 ↗
John Moy BrokerCheck CRD 848350 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
Dennis Zator BrokerCheck CRD 812662 ↗
Steven Miller BrokerCheck CRD 6667404 ↗
EDGAR ↗Jun 25, 2021 D/A
File 021-398549
$569,970$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
EDGAR ↗Apr 22, 2021 D
File 021-396844
$1,555,827$0$0Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
EDGAR ↗Nov 25, 2020 D
File 021-381512
$431,862$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Gregory Lourdin BrokerCheck CRD 4152768 ↗
Geronal Hurdle BrokerCheck CRD 7220061 ↗
David Lorber BrokerCheck CRD 2313582 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Craig Rabinowitz BrokerCheck CRD 717866 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Alan Levin BrokerCheck CRD 3073530 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Kyle Corgan BrokerCheck CRD 4417800 ↗
EDGAR ↗Nov 25, 2020 D
File 021-381519
$822,854$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
John Demeo BrokerCheck CRD 1034717 ↗
Gregory Lourdin BrokerCheck CRD 4152768 ↗
Elvis Rodriguez BrokerCheck CRD 3129852 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
EDGAR ↗Aug 17, 2020 D
File 021-373325
$239,413$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
John Moy BrokerCheck CRD 848350 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
EDGAR ↗Jul 2, 2020 D
File 021-370182
$873,107$0$0Robert Raab BrokerCheck CRD 832584 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Guy Amico BrokerCheck CRD 1723157 ↗
Tyler Bashaw BrokerCheck CRD 4922569 ↗
Peter Bodnar BrokerCheck CRD 2627355 ↗
David Calderon BrokerCheck CRD 3236220 ↗
Howard Devin Corum BrokerCheck CRD 4260924 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
Daniel Fischer BrokerCheck CRD 1033125 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
David Lorber BrokerCheck CRD 2313582 ↗
John Moy BrokerCheck CRD 848350 ↗
Sherrie Stalzer BrokerCheck CRD 2296388 ↗
Todd Weatherwax BrokerCheck CRD 6678780 ↗
James Williams BrokerCheck CRD 1631008 ↗
Howard Yeager BrokerCheck CRD 2276310 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Michael Zappier BrokerCheck CRD 4329223 ↗
EDGAR ↗Jun 8, 2020 D/A
File 021-367270
$102,000$0$0Robert Raab BrokerCheck CRD 832584 ↗
Robert Bodnar BrokerCheck CRD 2627355 ↗
William Lapiana BrokerCheck CRD 4580411 ↗
John Egan BrokerCheck CRD 818750 ↗
Richard Benedetti BrokerCheck CRD 4779697 ↗
Betsy Whipple BrokerCheck CRD 2703262 ↗
EDGAR ↗Apr 8, 2020 D/A
File 021-364182
$234,642$0$0Guy Amico BrokerCheck CRD 1723157 ↗
Scott Goldstein BrokerCheck CRD 1630008 ↗
John Zaffarano BrokerCheck CRD 6690551 ↗
Allen Klein BrokerCheck CRD 6953284 ↗
Andrew Friis BrokerCheck CRD 4354032 ↗
Robert Raab BrokerCheck CRD 832584 ↗
EDGAR ↗Jun 11, 2019 D/A
File 021-334310
$170,594$0$0Richard Benedetti BrokerCheck CRD 4779697 ↗
Richard Griffin BrokerCheck CRD 2542692 ↗
Robert Raab BrokerCheck CRD 832584 ↗
Glenn Fiocca BrokerCheck CRD 2566013 ↗
William LaPiana BrokerCheck CRD 4580411 ↗
Douglas Albert BrokerCheck CRD 1040077 ↗
Craig Rabinovitz BrokerCheck CRD 717886 ↗
Rodolfo Andres Salgado BrokerCheck CRD 2822584 ↗
via Alliance Global Partners (CRD 8361 ↗)
EDGAR ↗Sep 13, 2013 D
File 021-202860
$158,750 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
National Securitites Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Jan 14, 2011 D
File 021-153773
$41,400 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Nov 4, 2010 D
File 021-150000
$120,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Oct 13, 2010 D
File 021-148910
$300,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
EDGAR ↗Jun 11, 2010 D
File 021-143385
$0$0$0None listed on this filing
EDGAR ↗Aug 17, 2009 D
File 021-133733
$0$19,500 (est.)$19,500 (est.)Alan M. Levin no CRD number reported
EDGAR ↗May 12, 2009 D
File 021-47182
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Bridge Line Ventures, LLC Series T-2QP
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Aug 11, 2022D/A$100,000,000
similar: $155,000–$5,250,000
$1,168,0005
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗Bridge Line Ventures, LLC Series T-2QP
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jul 8, 2022D/A$100,000,000
similar: $155,000–$5,250,000
$1,140,0004
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗Bridge Line Ventures, LLC Series T-2QP
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 10, 2022D$100,000,000
similar: $155,000–$5,250,000
$1,084,0003
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗Bridge Line Ventures, LLC Series T-1
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 10, 2022D$100,000,000
similar: $155,000–$5,250,000
$952,00018
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Mar 16, 2022D/A$100,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC SERIES K-1 (KRAKEN) INTERESTS
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Mar 9, 2022D$100,000,000
similar: $155,000–$5,250,000
$784,00014
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC SERIES Y-3QP
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jan 11, 2022D$100,000,000
similar: $155,000–$5,250,000
$2,260,4581
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC SERIES NW-2QP
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Oct 29, 2021D$100,000,000
similar: $155,000–$5,250,000
$11,445,39252
similar: 4–27
$56,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC SERIES NW-1
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Oct 29, 2021D$100,000,000
similar: $155,000–$5,250,000
$5,782,00084
similar: 4–27
$56,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Sep 20, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$224,0004
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jul 19, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$2,016,00024
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 25, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$3,792,19879
similar: 4–27
$24,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 25, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$5,319,71839
similar: 4–27
$24,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
May 7, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$873,00017
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
May 6, 2021D$100,000,000
similar: $155,000–$5,250,000
$840,0006
similar: 4–27
$56,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
May 6, 2021D$100,000,000
similar: $155,000–$5,250,000
$168,0003
similar: 4–27
$56,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Apr 22, 2021D$100,000,000
similar: $155,000–$5,250,000
$14,521,05699
similar: 4–27
$56,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Apr 22, 2021D/A$100,000,000
similar: $155,000–$5,250,000
$845,00016
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Mar 18, 2021D$100,000,000
similar: $155,000–$5,250,000
$341,0007
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Nov 25, 2020D$100,000,000
similar: $155,000–$5,250,000
$9,426,00042
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Nov 25, 2020D$100,000,000
similar: $155,000–$5,250,000
$4,048,00099
similar: 4–27
$20,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Aug 17, 2020D$100,000,000
similar: $155,000–$5,250,000
$2,284,52034
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jul 2, 2020D$100,000,000
similar: $155,000–$5,250,000
$8,149,000113
similar: 4–27
$14,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 8, 2020D/A$100,000,000
similar: $155,000–$5,250,000
$952,00021
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
May 19, 2020D$100,000,000
similar: $155,000–$5,250,000
$588,00012
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Apr 8, 2020D/A$100,000,000
similar: $155,000–$5,250,000
$2,189,9967
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Apr 2, 2020D$100,000,000
similar: $155,000–$5,250,000
$2,150,0006
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Jun 11, 2019D/A$100,000,000
similar: $155,000–$5,250,000
$2,272,58828
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗BRIDGE LINE VENTURES, LLC
group: Innovation
Executive Officer
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.
Apr 4, 2019D/A$100,000,000
similar: $155,000–$5,250,000
$1,785,58816
similar: 4–27
$28,000
similar: $1,000–$100,000
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerSep 13, 2013D$3,174,989
similar: $720,689–$5,000,000
$3,174,98914
similar: 1–1
No minimum reported
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerJan 14, 2011D$690,000
similar: $720,689–$5,000,000
$00
similar: 1–1
No minimum reported
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerNov 4, 2010D$2,000,000
similar: $720,689–$5,000,000
$00
similar: 1–1
No minimum reported
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerOct 13, 2010D$5,000,000
similar: $720,689–$5,000,000
$3,000,0006
similar: 1–1
$75,000,000
similar: $1,000–$3,290
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerJun 11, 2010D$2,000,000
similar: $720,689–$5,000,000
$1,700,0008
similar: 1–1
$75,000,000
similar: $1,000–$3,290
EDGAR ↗Billboard Jungle, Inc.Executive Officer, Director, PromoterAug 17, 2009DIndefinite
similar: $1,000,000–$10,000,000
$195,0008
similar: 1–11
$1,000
similar: $5,000–$65,000
EDGAR ↗NATIONAL HOLDINGS CORP
group: Innovation
Executive OfficerMay 12, 2009D$500,000
similar: $720,689–$5,000,000
$500,0001
similar: 1–1
$500,000
similar: $1,000–$3,290

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Investment Banking / 506(b) (126 filings); Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Alan G. Levin — address state VA, 2 issuers, Jan 21, 2016 → May 27, 2020
  • Alan Levin — address state CT, 1 issuer, Jun 6, 2023 → Jun 6, 2023

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 19 names on the same filings (0 management entities, 19 people)

People and management entities the issuers listed as related persons on the same Form D filings as Alan B. Levin. Source: the EDGAR rows in the table above.

  • Leonard J. Sokolow — 35 shared filings (8 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Robert G. Abrams — 29 shared filings (7 issuers) · role as listed: Executive Officer
  • Mark Goldwasser — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 39 other issuers
  • Robert Lautz — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Jorge Ortega — 5 shared filings (1 issuer) · role as listed: Director
  • Marshall Geller — 5 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • CHRISTOPHER C DEWEY — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 8 other issuers
  • Frank S. Plimpton — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Charles M Modica — 4 shared filings (1 issuer) · role as listed: Director
  • Paul J Coviello — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Brian Friedman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jonathan Rich — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Stanley M. Levin — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Mark D. Klein — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 9 other issuers
  • Peter Zurkow — 1 shared filing (1 issuer) · role as listed: Director
  • Frederic B. Powers, III — 1 shared filing (1 issuer) · role as listed: Director
  • William Lerner — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Salvatore Guardina — 1 shared filing (1 issuer) · role as listed: Director
  • Robert Fagenson — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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