Al Wiegman is listed as a director on 21 SEC Form D filings by 6 issuers between May 2009 and Dec 2016. Largest by amount reported sold: InfoBionic, Inc. (Chelmsford, MA — other health care — 2014–2016; $57.8M reported sold to 70 investors), Spinal Kinetics Inc (Sunnyvale, CA — other health care — 2009–2012; $33.8M reported sold to 33 investors), Aktana, Inc. (San Francisco, CA — other technology — 2016; $30M reported sold to 32 investors), Transcend Medical Inc (Menlo Park, CA — other health care — 2009–2011; $29.3M reported sold to 18 investors), Aventura HQ, Inc. (Denver, CO — other technology — 2015–2016; $13.3M reported sold to 35 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $170.7M sold in total.
Listed alongside Caleb Winder (6 shared filings), Carl Berke (5 shared filings), John Corcoran (5 shared filings), Joseph Ciffolillo (5 shared filings), Lawrence Jasinski (5 shared filings) and 46 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Al. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for Al Wiegman and found 7 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.