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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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Adrian Fleming

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jul 6, 2009 → Oct 20, 2026

8deals (issuers)
$14.8Mreported sold
139investors
33Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adrian Fleming is listed as an executive officer and director on 33 SEC Form D filings by 8 issuers between Jul 2009 and Oct 2026. Largest by amount reported sold: NORTHERN EMPIRE RESOURCES CORP (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2014–2017; $6.38M reported sold to 37 investors), StrikePoint Gold Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2018–2026; $4.5M reported sold to 11 investors), AFTERMATH SILVER LTD. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2013; $1.87M reported sold to 38 investors), Underworld Resources Inc (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009; $1.02M reported sold to 32 investors), Silver North Resources Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010–2015; $505K reported sold to 7 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $14.8M sold in total.

Listed alongside Jeffrey Wilson (10 shared filings), Michael Williams (9 shared filings), Cale Moodie (8 shared filings), Darryl Cardey (8 shared filings), Craig Lindsay (7 shared filings) and 51 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adrian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Adrian Fleming and found 10 differences, 1 worth asking the sponsor about: 5 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adrian Fleming has not run yet — it is joining a line of 53,389 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adrian Fleming..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Adrian U. Fleming closed
United States Bankruptcy Court, N.D. Georgia · No. 10-64571 · Filed Feb 17, 2010 · Closed Jun 15, 2010
Role of Adrian U. Fleming: Debtor · Outcome: Case closed 2010-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Adrian Fleming closed
United States Bankruptcy Court, D. Connecticut · No. 07-30226 · Filed Jan 31, 2007 · Closed Jun 1, 2007
Role of Adrian Fleming: Debtor · Outcome: Case closed 2007-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Adrian Fleming closed
United States Bankruptcy Court, D. Connecticut · No. 06-31064 · Filed Jul 7, 2006 · Closed Jan 22, 2007
Role of Adrian Fleming: Debtor · Outcome: Case closed 2007-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Adrian P. Fleming closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:00-bk-44296 · Filed Sep 25, 2000 · Closed Feb 14, 2001
Role of Adrian P. Fleming: Debtor · Outcome: Case closed 2001-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Adrian Fleming — 1 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Jul 6, 2009 – May 11, 2018

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Redplug Capital Corp. — StrikePoint Gold Inc. · Paid seller listed without a CRD number: Canaccord Capital Corporation — Underworld Resources Inc · Paid seller listed without a CRD number: Dundee Securities Corporation — Underworld Resources Inc · Paid seller listed without a CRD number: Axemen Resource Capital — Underworld Resources Inc · Paid seller listed without a CRD number: Global Resource Investments, Ltd. — Underworld Resources Inc

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Jun 19, 2009 – Jan 18, 2022

6 Form Ds were filed more than 15 days after the first sale

Form D filed 19 days after the first sale — PRECIPITATE GOLD CORP · Form D filed 16 days after the first sale — PRECIPITATE GOLD CORP · Form D filed 17 days after the first sale — AFTERMATH SILVER LTD. · Form D filed 28 days after the first sale — Silver North Resources Ltd. · Form D filed 17 days after the first sale — Underworld Resources Inc · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jun 19, 2009 – Nov 19, 2019

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PRECIPITATE GOLD CORP (latest filing Nov 19, 2019) · No amendment in the last 12 months on an offering that may still be open — Osprey Gold Development Ltd. (latest filing Aug 27, 2019) · No amendment in the last 12 months on an offering that may still be open — Osprey Gold Development Ltd. (latest filing Feb 12, 2018) · No amendment in the last 12 months on an offering that may still be open — Osprey Gold Development Ltd. (latest filing Mar 15, 2017) · No amendment in the last 12 months on an offering that may still be open — PRECIPITATE GOLD CORP (latest filing Jul 27, 2016) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Dec 24, 2014 – Jun 13, 2017

Adrian Fleming's role changed at NORTHERN EMPIRE RESOURCES CORP: executive officer, director → director

The Dec 24, 2014 filing lists Adrian Fleming as executive officer, director; the Jun 13, 2017 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · May 17, 2011 – Feb 27, 2012

Adrian Fleming's role changed at Genesis Metals Corp.: executive officer, director → director

The May 17, 2011 filing lists Adrian Fleming as executive officer, director; the Feb 27, 2012 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Oct 14, 2010 – May 17, 2011

Adrian Fleming's role changed at Genesis Metals Corp.: director → executive officer, director

The Oct 14, 2010 filing lists Adrian Fleming as director; the May 17, 2011 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jul 6, 2009 – Dec 24, 2014

Adrian Fleming is written 2 different ways on the filings

listed as "Adrian Fleming" on 30 filings (from Jul 6, 2009), and "Adrian W Fleming" on 3 filings (from Dec 24, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 14, 2010 – Mar 15, 2013

Reported revenue range changed between filings — Genesis Metals Corp.

"No Revenues" (Oct 14, 2010); then "Decline to Disclose" (Mar 15, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Oct 20, 2010 – May 15, 2026

Same name, different state: "ADRIAN FLEMING" (A8) is a separate record

This page covers filings where the address state is A1. A separate record, "ADRIAN FLEMING" with address state A8, is listed on 15 filings — most recently by Greenheart Gold Inc. (May 15, 2026). Both records have filings in the same period (Oct 20, 2010 to May 15, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 6, 2012 – Dec 19, 2012

Same name, different state: "Adrian Fleming" (Q2) is a separate record

This page covers filings where the address state is A1. A separate record, "Adrian Fleming" with address state Q2, is listed on 3 filings — most recently by Glass Earth Gold Ltd (Dec 19, 2012). Both records have filings in the same period (Jul 6, 2012 to Dec 19, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 32 offerings report sales commissions totalling $700,531; 3 report finder's fees totalling $5,145; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 20, 2026 D
StrikePoint Gold Inc.
File 021-601900
$262,547 (est.)$0$0Canaccord Genuity LLC BrokerCheck CRD 000001020 ↗
via Canaccord Genuity Corp.
EDGAR ↗
Jan 18, 2022 D
PRECIPITATE GOLD CORP
File 021-429805
$2,536$0$0Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗EDGAR ↗
Oct 16, 2020 D
StrikePoint Gold Inc.
File 021-378139
$0$0$0None listed on this filingEDGAR ↗
Nov 19, 2019 D
PRECIPITATE GOLD CORP
File 021-353670
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2019 D
Osprey Gold Development Ltd.
File 021-347426
$0$793$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity LLC (CRD 1020 ↗)
EDGAR ↗
Aug 6, 2019 D
StrikePoint Gold Inc.
File 021-345867
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D
StrikePoint Gold Inc.
File 021-337298
$0$0$0None listed on this filingEDGAR ↗
May 11, 2018 D
StrikePoint Gold Inc.
File 021-312246
$0$1,089$0Redplug Capital Corp. no CRD number reportedEDGAR ↗
Feb 12, 2018 D
Osprey Gold Development Ltd.
File 021-305351
$0$0$0 (est.)
Some of the proceeds of the offering may be used for general working capital purposes, and those proceeds may be used for payments to officers and directors in the ordinary course, but they are not specifically earmarked for such payments.
None listed on this filingEDGAR ↗
Jun 13, 2017 D
NORTHERN EMPIRE RESOURCES CORP
File 021-288665
$374,488$0$0Cormark Securities Inc. no CRD number reported
via Cormark Securities (USA) Limited (CRD 101000 ↗)

Haywood Securities Inc. no CRD number reported
via Haywood Secrities (USA) Inc. (CRD 42072 ↗)

PI Financial Corporation no CRD number reported
via Cormark Securities (USA) Limited (CRD 101000 ↗)

GMP Securities Inc. no CRD number reported
via Cormark Securities (USA) Limited (CRD 101000 ↗)
EDGAR ↗
Mar 16, 2017 D
Osprey Gold Development Ltd.
File 021-282687
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2017 D
Osprey Gold Development Ltd.
File 021-282560
$0$0$0 (est.)
A portion of the net proceeds from the offering may be used for working capital. If used for working capital, payments may be made to officers and directors in the ordinary course.
None listed on this filingEDGAR ↗
Jul 27, 2016 D
PRECIPITATE GOLD CORP
File 021-267839
$0$0$0None listed on this filingEDGAR ↗
May 7, 2015 D
Silver North Resources Ltd.
File 021-239390
$0$0$0None listed on this filingEDGAR ↗
Dec 24, 2014 D
NORTHERN EMPIRE RESOURCES CORP
File 021-230830
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2014 D
PRECIPITATE GOLD CORP
File 021-229876
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2014 D
Silver North Resources Ltd.
File 021-224686
$0$3,263 (est.)$0None listed on this filingEDGAR ↗
Jun 5, 2014 D
PRECIPITATE GOLD CORP
File 021-218642
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2014 D
Silver North Resources Ltd.
File 021-214118
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2013 D
Silver North Resources Ltd.
File 021-208443
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2013 D
AFTERMATH SILVER LTD.
File 021-200550
$0$0$0None listed on this filingEDGAR ↗
May 30, 2013 D
PRECIPITATE GOLD CORP
File 021-197208
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D
Genesis Metals Corp.
File 021-193396
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2012 D
Silver North Resources Ltd.
File 021-185586
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2012 D
AFTERMATH SILVER LTD.
File 021-183899
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D
Genesis Metals Corp.
File 021-174026
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D
Silver North Resources Ltd.
File 021-173871
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2011 D
AFTERMATH SILVER LTD.
File 021-163367
$0$0$0None listed on this filingEDGAR ↗
May 17, 2011 D
Genesis Metals Corp.
File 021-159936
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2010 D
Silver North Resources Ltd.
File 021-149792
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2010 D
Genesis Metals Corp.
File 021-149083
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
Underworld Resources Inc
File 021-110293
$60,960$0$0Canaccord Capital Corporation no CRD number reported
via Canaccord Adams Inc.

Dundee Securities Corporation no CRD number reported
Axemen Resource Capital no CRD number reported
Global Resource Investments, Ltd. no CRD number reported
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Adrian Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

StrikePoint Gold Inc.

Vancouver, British Columbia, Canada (as filed: A1) · May 11, 2018 → Oct 20, 2026 · 5 filings
  • Oct 20, 2026 · D · $4,498,805 sold of $4,498,805 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 16, 2020 · D · $2,502,499 sold of $2,502,499 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2019 · D · $20,988 sold of $20,988 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2019 · D · $8,256 sold of $8,256 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2018 · D · $38,890 sold of $38,890 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 11 investors (100% of the $4.5M target) as of the latest filing. Adrian is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

PRECIPITATE GOLD CORP

Vancouver, British Columbia, Canada (as filed: A1) · May 30, 2013 → Jan 18, 2022 · 6 filings
  • Jan 18, 2022 · D · $52,832 sold of $52,832 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 19, 2019 · D · $67,659 sold of $118,403 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2016 · D · $468,866 sold of $803,770 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2014 · D · $69,264 sold of $202,464 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 5, 2014 · D · $190,437 sold of $507,832 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 30, 2013 · D · $150,552 sold of $401,472 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $469K from 8 investors (100% of the $53K target) as of the latest filing. Adrian is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Osprey Gold Development Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Mar 15, 2017 → Aug 27, 2019 · 4 filings
  • Aug 27, 2019 · D · $11,332 sold of $28,331 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 12, 2018 · D · $27,998 sold of $72,795 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2017 · D · $5,604 sold of $5,604 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2017 · D · $37,360 sold of $67,248 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37K from 3 investors (100% of the $28K target) as of the latest filing. Adrian is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

NORTHERN EMPIRE RESOURCES CORP

Vancouver, British Columbia, Canada (as filed: A1) · Dec 24, 2014 → Jun 13, 2017 · 2 filings
  • Jun 13, 2017 · D · $6,380,667 sold of $6,380,667 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 24, 2014 · D · $34,676 sold of $69,352 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.38M from 37 investors (100% of the $6.38M target) as of the latest filing. Adrian is listed as director, executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Silver North Resources Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 29, 2010 → May 7, 2015 · 7 filings
  • May 7, 2015 · D · $99,548 sold of $258,825 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2014 · D · $36,258 sold of $108,775 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 24, 2014 · D · $13,572 sold of $40,717 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2013 · D · $85,090 sold of $255,271 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 16, 2012 · D · $504,900 sold of $1,346,400 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 23, 2012 · D · $52,416 sold of $78,624 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2010 · D · $160,721 sold of $160,721 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $505K from 7 investors (100% of the $259K target) as of the latest filing. Adrian is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

AFTERMATH SILVER LTD.

Vancouver, British Columbia, Canada (as filed: A1) · Jul 25, 2011 → Jul 31, 2013 · 3 filings
  • Jul 31, 2013 · D · $0 sold of $58,624 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 11, 2012 · D · $30,417 sold of $30,417 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2011 · D · $144,405 sold of $279,183 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.87M from 38 investors (100% of the $59K target) as of the latest filing. Adrian is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

Genesis Metals Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 14, 2010 → Mar 15, 2013 · 4 filings
  • Mar 15, 2013 · D · $6,943 sold of $6,943 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 27, 2012 · D · $14,993 sold of $14,993 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 17, 2011 · D · $13,154 sold of $13,154 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 14, 2010 · D · $18,216 sold of $18,216 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28K from 3 investors (100% of the $6,943 target) as of the latest filing. Adrian is listed as director, executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

Underworld Resources Inc

Vancouver, British Columbia, Canada (as filed: A1) · Jul 6, 2009 → Jul 6, 2009 · 2 filings
  • Jul 6, 2009 · D · $1,016,004 sold of $1,698,035 · 32 investors · min. No minimum reported · role: Director, Executive Officer EDGAR ↗
  • Jul 6, 2009 · D · $1,016,004 sold of $1,698,035 · 32 investors · min. No minimum reported · role: Director, Executive Officer EDGAR ↗

Raised $1.02M from 32 investors (60% of the $1.7M target) as of the latest filing. Adrian is listed as director, executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ADRIAN FLEMING — Quebec, Canada (as filed: A8), 4 issuers, Oct 20, 2010 → May 15, 2026 · no shared issuer
  • Adrian Fleming — New Zealand (as filed: Q2), 1 issuer, Jul 6, 2012 → Dec 19, 2012 · no shared issuer

People around Adrian 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Wilson

Executive Officer, Director · 10 shared filings (2 issuers) · also on 5 other issuers

Jeffrey Wilson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Williams

Director, Executive Officer · 9 shared filings (3 issuers) · also on 8 other issuers

Michael Williams is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Darryl Cardey

Director, Executive Officer · 8 shared filings (3 issuers) · also on 9 other issuers

Darryl Cardey is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cale Moodie

Executive Officer, Director · 8 shared filings (3 issuers) · also on 7 other issuers

Cale Moodie is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark T. Brown

Executive Officer, Director · 7 shared filings (1 issuer) · also on 21 other issuers

Mark T. Brown is on 22 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Blythe

Executive Officer, Director · 7 shared filings (1 issuer) · also on 5 other issuers

Marc Blythe is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Lindsay

Director · 7 shared filings (1 issuer) · also on 5 other issuers

Craig Lindsay is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Sundar

Director, Executive Officer · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL MOORE

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert McLeod

Director · 5 shared filings (2 issuers) · also on 12 other issuers

Robert McLeod is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Khunkhun

Executive Officer, Director · 5 shared filings (1 issuer) · also on 5 other issuers

Shawn Khunkhun is on 6 issuers in total — a repeat sponsor. Their page lists every one.

QH
No photo found yet (own website and image search run after this page is viewed)
Person

Quinton Hennigh

Director · 5 shared filings (1 issuer) · also on 22 other issuers

Quinton Hennigh is on 23 issuers in total — a repeat sponsor. Their page lists every one.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Darryl Jones

Director, Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Darryl Jones is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IH
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Harris

Director, Executive Officer · 5 shared filings (1 issuer) · also on 6 other issuers

Ian Harris is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Beischer

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Freeman

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Gary Freeman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Florek

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jasmine Lau

Executive Officer · 4 shared filings (2 issuers) · also on 5 other issuers

Jasmine Lau is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MQ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Cooper Quinn

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Weber

Director, Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Jason Weber is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Keay

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Morgan

Director · 3 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

WEI LI CHUANG

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ALISTAIR WADDELL

Director · 3 shared filings (1 issuer) · also on 6 other issuers

ALISTAIR WADDELL is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DARREN DEVINE

Executive Officer, Director · 2 shared filings (1 issuer) · also on 15 other issuers

DARREN DEVINE is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Janice Davies

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Janice Davies is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Robins

Director · 2 shared filings (1 issuer) · also on 13 other issuers

John Robins is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rob McLeod

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marcel de Groot

Director · 2 shared filings (1 issuer) · also on 10 other issuers

Marcel de Groot is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marion McGrath

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Marion McGrath is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gelmon

Executive Officer · 2 shared filings (1 issuer) · also on 5 other issuers

Mark Gelmon is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Allen

Executive Officer, Director · 2 shared filings (2 issuers) · also on 3 other issuers

Michael G. Allen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Al Paterson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jodie Gibson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Neale

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Carol Li

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

VC
No photo found yet (own website and image search run after this page is viewed)
Person

VIVIAN CHUANG

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

LON E SHAVER

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adrian Fleming. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Winnie Wong

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

Winnie Wong is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Carlson

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Gerald Carlson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adrian Fleming by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adrian Fleming is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

strikepointgold.com ↗ found on StrikePoint Gold Inc. (strikepointgold.com — web search (bing) for "StrikePoint Gold Vancouver"; homepage names "StrikePoint Gold") linkedin — linkedin — found on strikepointgold.com ↗ found on StrikePoint Gold Inc. x — x — found on strikepointgold.com ↗ found on StrikePoint Gold Inc. instagram — instagram — found on strikepointgold.com ↗ found on StrikePoint Gold Inc.

Business registries

Change history

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