Adrian Corless is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2016: CARBON ENGINEERING LIMITED PARTNERSHIP (Squamish, British Columbia, Canada (as filed: A1) — other energy — 2016; $3.81M reported sold to 3 investors).
What this means One deal on file with the SEC, filed Nov 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Keith (1 shared filing), Denis J Connor (1 shared filing), Laurie Pare (1 shared filing), Michael Hutchison (1 shared filing) and Susan Koch (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adrian. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 SEC release, 6 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Adrian Corless and found 4 differences, 1 worth asking the sponsor about: Form D filed 215 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.