Adam Smith is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Sep 2011 and Mar 2022: Automated Insights, Inc. (Durham, NC — other technology — 2011–2014; $5.5M reported sold to 16 investors) and Wranglesoft, Inc. (Durham, NC — other technology — 2022; $2.05M reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $7.55M sold in total.
Listed alongside Jim Dugan (2 shared filings), Randy Castleman (2 shared filings), Robert Allen (2 shared filings), SCOTT FREDERICK (2 shared filings), ADAM LONG (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Adam Smith and found 9 differences, 2 worth asking the sponsor about: Form D filed 133 days after the first sale; Form D filed 61 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.