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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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AS
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Adam Smith

Named as an officer, director or promoter on SEC Form D filings · NC · Jul 2, 2014 → Mar 21, 2022

2deals (issuers)
$7.55Mreported sold
24investors
3Form D filings
2014–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adam Smith is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Sep 2011 and Mar 2022: Automated Insights, Inc. (Durham, NC — other technology — 2011–2014; $5.5M reported sold to 16 investors) and Wranglesoft, Inc. (Durham, NC — other technology — 2022; $2.05M reported sold to 8 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $7.55M sold in total.

Listed alongside Jim Dugan (2 shared filings), Randy Castleman (2 shared filings), Robert Allen (2 shared filings), SCOTT FREDERICK (2 shared filings), ADAM LONG (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 1 state regulator order, 2 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Adam Smith and found 9 differences, 2 worth asking the sponsor about: Form D filed 133 days after the first sale; Form D filed 61 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adam Smith has not run yet — it is #20,396 of 42,767 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 1 state regulator order

Consent Order AR · Arkansas Securities Department
Order date Sep 9, 2022 · Regulator: Arkansas Securities Department · S-22-0017-OR01 · Parties (regulator's caption): Sentinel Advisors, LLC and Adam C. Smith
As listed by the regulator: A Consent Order revoking the investment adviser registration of Sentinel Advisors, LLC (CRD No. 291606), and investment adviser representative registration of Adam C. Smith (CRD No. 4542903), for violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner for failures to disclose felony arrests and a resultant plea agreement in public disclosure documents filed with the Department. Order / docket ↗ Regulator's list ↗
same full name in the order; 10 people with this name in Form D filings; regulator in AR (not a filing state)
Adam Smith Litigation release
SEC · Jun 17, 2011 · Parties as named in the release: Adam Smith Read the release ↗
same full name in the release title; 10 people with this name in Form D filings; the person's filing state is not named
Adam Smith Administrative proceeding
SEC · Jun 16, 2011 · Parties as named in the release: Adam Smith Read the release ↗
same full name in the release title; 10 people with this name in Form D filings; the person's filing state is not named
Adam Smith Litigation release
SEC · Jan 26, 2011 · Parties as named in the release: Adam Smith Read the release ↗
same full name in the release title; 10 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adam Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Adam E Smith and Robin P. Smith closed
United States Bankruptcy Court, M.D. North Carolina · No. 04-82053 · Filed Jul 9, 2004 · Closed Jun 1, 2006
Role of Adam E Smith and Robin P. Smith: Debtor · Outcome: Case closed 2006-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 370 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NC)
Adam H Smith closed
United States Bankruptcy Court, E.D. North Carolina · No. 97-06056 · Filed Oct 24, 1997 · Closed Jan 29, 1998
Role of Adam H Smith: Debtor · Outcome: Case closed 1998-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 370 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NC)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Adam Smith — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Nov 8, 2021 – Mar 21, 2022

Form D filed 133 days after the first sale — Wranglesoft, Inc.

The filing says the first sale was Nov 8, 2021. The Form D was filed Mar 21, 2022 — 133 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 118 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 21, 2022 ↗Wranglesoft, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 2, 2014 – Jul 2, 2014

Form D filed 61 days after the first sale — Automated Insights, Inc.

The filing says the first sale was May 2, 2014. The Form D was filed Jul 2, 2014 — 61 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 46 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 2, 2014 ↗Automated Insights, Inc. — PartnerFacts page ↗
Sources
Note · Aug 23, 2011 – Sep 13, 2011

Form D filed 21 days after the first sale — Automated Insights, Inc.

The filing says the first sale was Aug 23, 2011. The Form D was filed Sep 13, 2011 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 13, 2011 ↗Automated Insights, Inc. — PartnerFacts page ↗
Sources
Note · Sep 13, 2011 – Jul 2, 2014

Adam Smith is written 2 different ways on the filings

listed as "Adam B. Smith" on the Sep 13, 2011 filing, and "Adam Smith" on 2 filings (from Jul 2, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 13, 2011 ↗Form D · Jul 2, 2014 ↗Adam Smith — PartnerFacts page ↗
Sources
Note · Oct 7, 2015 – Apr 13, 2021

Same name, different state: "Adam Smith" (WA) is a separate record

This page covers filings where the address state is NC. A separate record, "Adam Smith" with address state WA, is listed on 3 filings — most recently by Arbor Pacific Inc. (Apr 13, 2021). Both records have filings in the same period (Oct 7, 2015 to Apr 13, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Smith (WA) — PartnerFacts page ↗Form D · Apr 13, 2021 ↗Arbor Pacific Inc. — PartnerFacts page ↗Adam Smith (NC) — this page ↗
Sources
Note · Dec 1, 2009 – Mar 25, 2015

Same name, different state: "Adam Smith" (CA) is a separate record

This page covers filings where the address state is NC. A separate record, "Adam Smith" with address state CA, is listed on 5 filings — most recently by Oomnitza Inc. (Mar 25, 2015). Both records have filings in the same period (Jul 2, 2014 to Mar 25, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Smith (CA) — PartnerFacts page ↗Form D/A · Mar 25, 2015 ↗Oomnitza Inc. — PartnerFacts page ↗Adam Smith (NC) — this page ↗
Sources
Note · Jun 11, 2009 – Apr 17, 2014

Same name, different state: "Adam T. Smith" (FL) is a separate record

This page covers filings where the address state is NC. A separate record, "Adam T. Smith" with address state FL, is listed on 3 filings — most recently by Medina Capital Fund, LP (Apr 17, 2014). The two records do not overlap in time: this page runs Jul 2, 2014 to Mar 21, 2022; the other runs Jun 11, 2009 to Apr 17, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam T. Smith (FL) — PartnerFacts page ↗Form D/A · Apr 17, 2014 ↗Medina Capital Fund, LP — PartnerFacts page ↗Adam Smith (NC) — this page ↗
Sources
Note · Nov 13, 2013

Same name, different state: "Adam Matthew Smith" (NY) is a separate record

This page covers filings where the address state is NC. A separate record, "Adam Matthew Smith" with address state NY, is listed on 1 filing — most recently by American Prison Data Systems, PBC (Nov 13, 2013). The two records do not overlap in time: this page runs Jul 2, 2014 to Mar 21, 2022; the other has one filing dated Nov 13, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Matthew Smith (NY) — PartnerFacts page ↗Form D · Nov 13, 2013 ↗American Prison Data Systems, PBC — PartnerFacts page ↗Adam Smith (NC) — this page ↗
Sources
Note · Sep 28, 2009 – Sep 29, 2010

Same name, different state: "Adam Smith" (TX) is a separate record

This page covers filings where the address state is NC. A separate record, "Adam Smith" with address state TX, is listed on 3 filings — most recently by Blastoff Communications, LLC (Sep 29, 2010). The two records do not overlap in time: this page runs Jul 2, 2014 to Mar 21, 2022; the other runs Sep 28, 2009 to Sep 29, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Smith (TX) — PartnerFacts page ↗Form D/A · Sep 29, 2010 ↗Blastoff Communications, LLC — PartnerFacts page ↗Adam Smith (NC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 21, 2022 D
Wranglesoft, Inc.
File 021-438186
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2014 D
Automated Insights, Inc.
File 021-220255
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2011 D
Automated Insights, Inc.
File 021-165782
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Adam Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

W
Other Technology

Wranglesoft, Inc.

Durham, NC · Mar 21, 2022
  • Mar 21, 2022 · D · $2,049,975 sold of $2,049,975 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.05M from 8 investors (100% of the $2.05M target) as of the latest filing. Adam is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Other Technology

Automated Insights, Inc.

Durham, NC · Sep 13, 2011 → Jul 2, 2014 · 2 filings
  • Jul 2, 2014 · D · $5,500,000 sold of $5,500,000 · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 13, 2011 · D · $4,000,002 sold of $4,000,002 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $5.5M from 16 investors (100% of the $5.5M target) as of the latest filing. Adam is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Adam T. Smith — FL, 2 issuers, Jun 11, 2009 → Apr 17, 2014 · no shared issuer
  • Adam Smith — CA, 2 issuers, Dec 1, 2009 → Mar 25, 2015 · no shared issuer
  • Adam Smith — TX, 1 issuer, Sep 28, 2009 → Sep 29, 2010 · no shared issuer
  • Adam Matthew Smith — NY, 1 issuer, Nov 13, 2013 → Nov 13, 2013 · no shared issuer
  • Adam Smith — WA, 1 issuer, Oct 7, 2015 → Apr 13, 2021 · no shared issuer
  • Adam Smith — MO, 1 issuer, Jul 25, 2018 → Jul 25, 2018 · no shared issuer
  • ADAM SMITH — IA, 1 issuer, Mar 14, 2025 → Mar 30, 2026 · no shared issuer
  • Adam Smith — MI, 1 issuer, May 15, 2025 → May 15, 2025 · no shared issuer
  • Adam Smith — NY, 1 issuer, Jan 13, 2014 → Jan 13, 2014 · no shared issuer

People around Adam 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT FREDERICK

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

SCOTT FREDERICK is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Allen

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Adam Smith. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Castleman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Smith. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Dugan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Smith. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Gregory Foster

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Smith. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scot Wingo

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Adam Smith. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Drahms

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Smith. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM LONG

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Smith. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adam Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adam Smith is listed on: none on file. No website or social profile named in Automated Insights, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,433 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Durham, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Add a response

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Monitor this person

Members get an email when Adam Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →