PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:37 AM ET

Sponsor Check › Person

Adam Taback

Related person on Form D filings · address state as listed: NC · listed Apr 13, 2010 → Jan 22, 2020

110issuers
364Form D filings
2010–2020years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

78 of 110 offerings report sales commissions totalling $33,030,233; 0 report finder's fees; 4 report proceeds to related persons totalling $43,200. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 22, 2020 D/A
File 021-192141
$18,460 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
via N/A
EDGAR ↗Jan 22, 2020 D/A
File 021-192145
$92,810 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 22, 2020 D/A
File 021-211338
$92,700 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 22, 2020 D/A
File 021-211339
$563,065 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 22, 2020 D/A
File 021-233696
$469,768 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 2, 2020 D/A
File 021-120604
$713,377 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 2, 2020 D/A
File 021-258295
$72,240 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 11, 2019 D/A
File 021-276431
$39,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 11, 2019 D/A
File 021-301172
$37,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 4, 2019 D
File 021-354770
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 4, 2019 D
File 021-354772
$0$0$0Wellls Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 15, 2019 D/A
File 021-305622
$447,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 15, 2019 D/A
File 021-330808
$174,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 6, 2019 D/A
File 021-298716
$315,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Oct 17, 2019 D/A
File 021-297099
$241,830 (est.)$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Aug 13, 2019 D/A
File 021-164898
$523,826 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Aug 13, 2019 D/A
File 021-292639
$66,065 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jul 12, 2019 D/A
File 021-91429
$379,465 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jul 12, 2019 D/A
File 021-245873
$395,210 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jun 7, 2019 D/A
File 021-314125
$97,905$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗May 30, 2019 D
File 021-340697
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗May 8, 2019 D/A
File 021-86916
$411,805 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗May 2, 2019 D
File 021-338660
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 30, 2019 D/A
File 021-132724
$233,493 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 30, 2019 D/A
File 021-120906
$43,558 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 30, 2019 D/A
File 021-285887
$401,500$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-192146
$340,056 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-160485
$76,175 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-216439
$27,375 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-216440
$457,944 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-216441
$146,725 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-216443
$82,614 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-225889
$66,750 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 25, 2019 D/A
File 021-258310
$163,995 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 25, 2019 D/A
File 021-233699
$64,310 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 25, 2019 D/A
File 021-304103
$602,135$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 11, 2019 D/A
File 021-328039
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 4, 2019 D/A
File 021-209284
$15,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 4, 2019 D
File 021-329719
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 3, 2019 D/A
File 021-307319
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 3, 2019 D/A
File 021-311751
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 3, 2019 D/A
File 021-324666
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 5, 2018 D/A
File 021-208769
$6,600 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Mar 26, 2018 D/A
File 021-225904
$28,690 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 29, 2018 D/A
File 021-211341
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 26, 2018 D/A
File 021-192139
$31,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 26, 2018 D/A
File 021-192144
$225,840 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 26, 2018 D/A
File 021-191842
$24,200 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 5, 2018 D/A
File 021-254726
$50,630 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 6, 2017 D/A
File 021-208768
$84,220 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Sep 11, 2017 D
File 021-294395
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Aug 11, 2017 D
File 021-292638
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jun 14, 2017 D/A
File 021-287657
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗May 31, 2017 D/A
File 021-275739
$360,200 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗May 2, 2017 D
File 021-285881
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 25, 2017 D/A
File 021-192140
$42,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 10, 2017 D/A
File 021-91428
$124,583 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 10, 2017 D/A
File 021-91430
$516,233 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 10, 2017 D/A
File 021-91432
$119,612 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 10, 2017 D/A
File 021-91431
$6,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 10, 2017 D/A
File 021-284013
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 7, 2017 D/A
File 021-250476
$33,500 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 6, 2017 D/A
File 021-160500
$76,175 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 24, 2017 D
File 021-279100
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 4, 2017 D/A
File 021-254725
$29,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 17, 2016 D/A
File 021-206731
$352,500 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 14, 2016 D
File 021-274309
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 10, 2016 D
File 021-274253
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 8, 2016 D
File 021-273976
$332,740$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 7, 2016 D
File 021-273958
$1,807,735$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Sep 28, 2016 D
File 021-271464
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jul 29, 2016 D/A
File 021-216442
$755,495 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jul 29, 2016 D/A
File 021-243882
$924,233 (est.)$0$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jul 29, 2016 D/A
File 021-243887
$913,051 (est.)$0$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 18, 2016 D/A
File 021-86920
$17,194 (est.)$0 (est.)$0 (est.)WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 18, 2016 D/A
File 021-86921
$44,650 (est.)$0 (est.)$0 (est.)WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 18, 2016 D/A
File 021-102591
$32,740 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Feb 23, 2016 D/A
File 021-192143
$198,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Feb 23, 2016 D/A
File 021-211343
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Feb 22, 2016 D/A
File 021-138398
$79,115 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Feb 22, 2016 D/A
File 021-138400
$45,807 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Oct 30, 2015 D
File 021-250446
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Oct 8, 2015 D/A
File 021-225880
$273,690$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Aug 14, 2015 D/A
File 021-223588
$798,041 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 7, 2015 D/A
File 021-209122
$90,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 24, 2014 D/A
File 021-208767
$3,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 23, 2014 D/A
File 021-153275
$73,201 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 23, 2014 D/A
File 021-121775
$156,152 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Oct 7, 2014 D
File 021-225922
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Oct 7, 2014 D
File 021-225928
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 11, 2014 D/A
File 021-86917
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Feb 20, 2014 D/A
File 021-192142
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 26, 2013 D
File 021-208766
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Dec 18, 2013 D/A
File 021-137096
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Nov 7, 2013 D/A
File 021-107670
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2013 D/A
File 021-82535
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jul 3, 2013 D/A
File 021-86919
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jun 24, 2013 D
File 021-198484
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jun 10, 2013 D/A
File 021-161078
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Apr 11, 2013 D/A
File 021-103567
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
EDGAR ↗Jan 11, 2012 D/A
File 021-153431
$1,500,000 (est.)$0 (est.)$0 (est.)
The adviser receives a management fee and the independent directors receive annual compensation each as described in the Issuer's offering documents.
N/A no CRD number reported
via Alternative Strategies Brokerage Services, Inc. (CRD 487 ↗)
EDGAR ↗Dec 28, 2011 D/A
File 021-147327
$1,500,000 (est.)$0 (est.)$0 (est.)
The Adviser receives a management fee and the independent trustees receive annual compensation each as described in the Issuer's offering documents.
n/a no CRD number reported
via Alternative Strategies Brokerage Services, Inc. (CRD 487 ↗)
EDGAR ↗Dec 14, 2011 D/A
File 021-147871
$0$0$10,800None listed on this filing
EDGAR ↗Dec 14, 2011 D/A
File 021-121101
$0$0$10,800None listed on this filing
EDGAR ↗Dec 14, 2011 D/A
File 021-147872
$0$0$10,800None listed on this filing
EDGAR ↗Dec 14, 2011 D/A
File 021-121774
$0$0$10,800None listed on this filing
EDGAR ↗Jun 29, 2011 D/A
File 021-40132
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jun 29, 2011 D/A
File 021-48425
$0$0$0None listed on this filing
EDGAR ↗Jun 29, 2011 D/A
File 021-128999
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Apr 13, 2010 D/A
File 021-132789
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 22, 2020D/AIndefinite
similar: $155,000–$5,250,000
$77,688,690176
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 22, 2020D/AIndefinite
similar: $155,000–$5,250,000
$61,398,50076
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 22, 2020D/AIndefinite
similar: $155,000–$5,250,000
$119,429,730390
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 22, 2020D/AIndefinite
similar: $155,000–$5,250,000
$117,660,806406
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 22, 2020D/AIndefinite
similar: $155,000–$5,250,000
$36,442,86890
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 2, 2020D/AIndefinite
similar: $155,000–$5,250,000
$346,678,067985
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Trian Partners ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 2, 2020D/AIndefinite
similar: $155,000–$5,250,000
$22,897,00074
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Dec 11, 2019D/AIndefinite
similar: $155,000–$5,250,000
$16,212,00070
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Maverick ASP Fund, a series of the Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 11, 2019D/AIndefinite
similar: $155,000–$5,250,000
$16,645,00063
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OrbiMed Asia Partners IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 4, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BC Double Impact II ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 4, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Nov 15, 2019D/AIndefinite
similar: $155,000–$5,250,000
$8,700,00019
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Nov 15, 2019D/AIndefinite
similar: $155,000–$5,250,000
$27,142,23044
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Nov 6, 2019D/AIndefinite
similar: $155,000–$5,250,000
$17,497,25030
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Oct 17, 2019D/AIndefinite
similar: $155,000–$5,250,000
$93,269,944355
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 13, 2019D/AIndefinite
similar: $155,000–$5,250,000
$207,691,009546
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 13, 2019D/AIndefinite
similar: $155,000–$5,250,000
$37,434,000153
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 12, 2019D/AIndefinite
similar: $155,000–$5,250,000
$173,301,223484
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 12, 2019D/AIndefinite
similar: $155,000–$5,250,000
$138,861,607473
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Apollo Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jun 7, 2019D/AIndefinite
similar: $155,000–$5,250,000
$41,900,254182
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Apollo Natural Resources III ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 30, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
May 8, 2019D/AIndefinite
similar: $155,000–$5,250,000
$264,728,184828
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BREP IX ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 2, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 30, 2019D/AIndefinite
similar: $155,000–$5,250,000
$99,980,940437
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 30, 2019D/AIndefinite
similar: $155,000–$5,250,000
$76,600,207286
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 30, 2019D/AIndefinite
similar: $155,000–$5,250,000
$204,387,816414
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$56,327,000258
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$108,362,643349
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$45,205,00056
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$54,602,49984
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$183,984,401607
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$53,554,425240
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$83,510,750190
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$48,200,875171
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Feb 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$23,350,00039
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$77,438,690155
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$60,898,50072
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$97,177,730285
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$34,797,50090
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$90,920,000306
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$36,242,16984
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Jan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$128,507,500441
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 17, 2019DIndefinite
similar: $155,000–$5,250,000
$8,200,00018
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 11, 2019D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 4, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Trian Partners ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 4, 2019D/AIndefinite
similar: $155,000–$5,250,000
$22,797,00073
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 4, 2019D/AIndefinite
similar: $155,000–$5,250,000
$56,327,000258
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 4, 2019D/AIndefinite
similar: $155,000–$5,250,000
$43,172,87633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 3, 2019D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 3, 2019D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of Managing Member
Jan 3, 2019D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Dec 17, 2018D/AIndefinite
similar: $155,000–$5,250,000
$9,480,00031
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 14, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Maverick ASP Fund, a series of the Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 7, 2018D/AIndefinite
similar: $155,000–$5,250,000
$16,645,00063
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Nov 6, 2018D/AIndefinite
similar: $155,000–$5,250,000
$16,260,00028
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 5, 2018D/AIndefinite
similar: $155,000–$5,250,000
$10,196,00035
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of Managing Member
Oct 30, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Oct 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$47,474,000148
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 13, 2018D/AIndefinite
similar: $155,000–$5,250,000
$188,321,009523
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 13, 2018D/AIndefinite
similar: $155,000–$5,250,000
$19,135,000101
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 12, 2018D/AIndefinite
similar: $155,000–$5,250,000
$81,915,667255
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 12, 2018D/AIndefinite
similar: $155,000–$5,250,000
$157,526,223236
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Apollo Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jun 7, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
May 9, 2018D/AIndefinite
similar: $155,000–$5,250,000
$265,678,184828
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 7, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$197,707,817402
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$343,882,280968
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$60,816,000262
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$114,242,668196
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$15,013,00036
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$52,074,49990
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$53,554,425244
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$28,835,00026
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$160,920,983565
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$80,439,584214
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$46,460,875194
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$107,417,643366
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLCExecutive Officer
Managing Director of the Managing Member
Mar 9, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Feb 14, 2018DIndefinite
similar: $155,000–$5,250,000
$23,350,00039
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 29, 2018D/AIndefinite
similar: $155,000–$5,250,000
$60,348,50069
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 29, 2018D/AIndefinite
similar: $155,000–$5,250,000
$6,820,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$75,022,690171
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$91,585,900214
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$32,962,000138
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$77,212,730260
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$27,539,50060
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$67,725,333214
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$29,778,86988
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2018D/AIndefinite
similar: $155,000–$5,250,000
$45,238,76857
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Jan 25, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Trian Partners ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2018D/AIndefinite
similar: $155,000–$5,250,000
$21,147,00069
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2018D/AIndefinite
similar: $155,000–$5,250,000
$23,519,00063
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2018D/AIndefinite
similar: $155,000–$5,250,000
$51,295,000236
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2018D/AIndefinite
similar: $155,000–$5,250,000
$43,007,87633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Dec 19, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Maverick ASP Fund, a series of the Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 15, 2017D/AIndefinite
similar: $155,000–$5,250,000
$15,515,00055
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Nov 14, 2017DIndefinite
similar: $155,000–$5,250,000
$13,760,00024
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$27,765,22054
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$10,141,00036
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Oct 19, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Landmark Equity Partners XVI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Sep 11, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$177,081,009521
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 11, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Aug 11, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 19, 2017D/AIndefinite
similar: $155,000–$5,250,000
$30,380,00099
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 19, 2017D/AIndefinite
similar: $155,000–$5,250,000
$124,274,223374
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Jun 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
May 31, 2017D/AIndefinite
similar: $155,000–$5,250,000
$18,020,00034
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
May 30, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
May 2, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 2, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗AllBlue ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 25, 2017D/AIndefinite
similar: $155,000–$5,250,000
$23,162,00034
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$75,311,723219
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$278,832,064670
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$92,840,138271
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLCExecutive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$57,936,50354
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$85,100,858304
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$68,477,208262
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$343,097,280968
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$174,835,817344
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$7,157,00043
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$48,139,425223
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$60,923,825222
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$9,988,00021
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$40,572,50044
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLCExecutive Officer
Managing Director of the Managing Member
Apr 4, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$32,802,000131
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$77,453,900172
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$23,096,70080
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$101,116,716334
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$45,700,50045
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$7,745,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$73,717,690150
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$48,903,730146
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$37,606,33396
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$16,420,50032
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$38,902,42343
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 24, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2017D/AIndefinite
similar: $155,000–$5,250,000
$15,676,00088
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2017D/AIndefinite
similar: $155,000–$5,250,000
$11,174,00039
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Trian Partners ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2017D/AIndefinite
similar: $155,000–$5,250,000
$10,682,00040
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 5, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,225,00011
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 4, 2017D/AIndefinite
similar: $155,000–$5,250,000
$8,750,00025
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Maverick ASP Fund, a series of the Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 16, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLCExecutive Officer
Managing Director of the Managing Member
Dec 6, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 17, 2016D/AIndefinite
similar: $155,000–$5,250,000
$9,641,00033
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 17, 2016D/AIndefinite
similar: $155,000–$5,250,000
$18,235,22042
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 17, 2016D/AIndefinite
similar: $155,000–$5,250,000
$58,650,500170
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Ares Energy Infrastructure V ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 14, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗StepStone Tactical Growth II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 10, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 8, 2016DIndefinite
similar: $155,000–$5,250,000
$44,717,000179
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 7, 2016DIndefinite
similar: $155,000–$5,250,000
$213,263,000546
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Sep 28, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$17,970,00022
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$164,261,009460
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$80,639,325239
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$54,043,483169
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$110,302,100400
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$63,866,584146
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$40,815,875150
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$132,267,078519
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$21,074,00038
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$81,778,223242
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$92,740,138270
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$276,113,064662
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$57,936,50354
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$83,940,858301
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$37,915,31679
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$58,222,183187
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$65,570,307184
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$174,835,817344
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$67,447,208259
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$334,115,280943
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Mar 1, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Trian Partners ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Mar 1, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 24, 2016D/AIndefinite
similar: $155,000–$5,250,000
$73,267,690163
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 24, 2016D/AIndefinite
similar: $155,000–$5,250,000
$18,409,33363
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 24, 2016D/AIndefinite
similar: $155,000–$5,250,000
$6,394,50015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 23, 2016D/AIndefinite
similar: $155,000–$5,250,000
$5,610,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 23, 2016D/AIndefinite
similar: $155,000–$5,250,000
$98,367,347173
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 23, 2016D/AIndefinite
similar: $155,000–$5,250,000
$32,082,000130
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$35,148,730124
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$91,152,643149
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$7,745,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$66,825,900136
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$82,966,886332
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$43,600,50033
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 16, 2016D/AIndefinite
similar: $155,000–$5,250,000
$31,402,42337
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 16, 2016D/AIndefinite
similar: $155,000–$5,250,000
$95,811,716329
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 16, 2016D/AIndefinite
similar: $155,000–$5,250,000
$20,876,70077
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 7, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLCExecutive Officer
Managing Director of the Managing Member
Jan 7, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$55,650,500170
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Nov 2, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Strategies Private Equity Bridge Vehicle, LLCExecutive Officer
Managing Director of the Managing Member
Oct 30, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Oct 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$9,988,00021
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Oct 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$31,745,600105
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Oct 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$40,572,50044
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$156,493,010449
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Aug 17, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Aug 14, 2015D/AIndefinite
similar: $155,000–$5,250,000
$100,140,175357
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 16, 2015DIndefinite
similar: $155,000–$5,250,000
$6,780,00020
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jul 16, 2015DIndefinite
similar: $155,000–$5,250,000
$13,370,00035
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$27,738,25051
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
May 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$13,361,15017
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$22,860,875102
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$80,639,325239
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
May 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$12,727,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$60,923,825222
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
May 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$48,139,425223
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 10, 2015D/AIndefinite
similar: $155,000–$5,250,000
$71,561,723211
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$264,331,835820
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Apr 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$52,122,183187
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
Managing Director of the Managing Member
Apr 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$32,947,31679
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$83,185,858298
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$319,873,780906
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$65,570,307184
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite$165,589,317320$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$63,261,208248
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$276,113,064662
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$91,836,638270
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
Managing Director of the Managing Member
Apr 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$53,536,50354
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$5,435,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$96,539,250170
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$54,657,440100
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$26,262,000110
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 19, 2015D/AIndefinite
similar: $155,000–$5,250,000
$42,169,00051
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 19, 2015D/AIndefinite
similar: $155,000–$5,250,000
$37,361,50024
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$82,886,886329
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$90,259,643143
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$5,435,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$22,206,73083
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$17,464,70058
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$79,520,135259
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗AllBlue ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$23,162,00034
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$35,087,72924
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
Managing Director of the Managing Member
Feb 9, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Feb 9, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 7, 2015D/AIndefinite
similar: $155,000–$5,250,000
$19,468,00068
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Jan 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$19,350,00014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,783,00010
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,765,00018
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, Director
Managing Director of the Investment Adviser
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$147,065,674785
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
Managing Director of the Managing Member
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$4,497,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GAI Aurora Opportunities Fund, LLCExecutive Officer, Director
Managing Director of the Investment Adviser
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$133,595,551556
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Nov 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$38,107,500121
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Contrarian Capital II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Oct 7, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Contrarian Capital ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Oct 7, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Oct 7, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Oct 7, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Oct 7, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Oct 6, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Oct 6, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Sep 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
President of the Managing Member
Sep 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$47,739,425220
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Aug 26, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Aug 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$142,648,524413
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, Director
President and Director of Investment Adviser
Jun 4, 2014D/AIndefinite
similar: $155,000–$5,250,000
$106,943,274560
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive OfficerMay 27, 2014D/AIndefinite
similar: $155,000–$5,250,000
$14,089,5522
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive OfficerMay 27, 2014D/AIndefinite
similar: $155,000–$5,250,000
$31,668,702161
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Apr 29, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer
President of the Managing Member
Apr 29, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Apr 29, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 29, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 29, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$228,367,268774
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$39,890,492108
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$24,371,57348
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite$93,120,359205$100,000
EDGAR ↗Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$30,905,41470
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$136,853,583354
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$70,338,574162
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$31,047,79827
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$30,485,42392
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$28,303,23596
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$30,873,281111
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$30,546,470119
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer
President of the Managing Member
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$60,723,009182
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$12,838,57519
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$16,036,53015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$33,236,51839
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$18,597,83769
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,939,2527
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$16,394,19212
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$36,750,353119
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗AllBlue ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2014D/AIndefinite
similar: $155,000–$5,250,000
$10,913,53421
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$35,087,72924
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 5, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 5, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 5, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Feb 5, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 5, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Jan 31, 2014D/AIndefinite
similar: $155,000–$5,250,000
$85,675,971102
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Jan 31, 2014D/AIndefinite
similar: $155,000–$5,250,000
$59,447,060222
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GAI Aurora Opportunities Fund, LLCExecutive Officer, Director
President and Director
Jan 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$75,270,131394
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Jan 6, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer, Director
President and Director
Jan 2, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Dec 26, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Dec 26, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Dec 26, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Halcyon Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Dec 26, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Dec 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$121,217,691334
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer, Director
President and Director
Nov 21, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Cinque Partners VII LLCExecutive Officer
Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer
Nov 7, 2013D/AIndefinite
similar: $155,000–$5,250,000
$66,136,34768
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Cinque Partners Fund I LLCExecutive Officer
Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer
Nov 7, 2013D/AIndefinite
similar: $155,000–$5,250,000
$18,731,30612
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Aug 14, 2013D/AIndefinite$108,916,916289$100,000
EDGAR ↗ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer, Director
President and Director
Jul 3, 2013D/AIndefinite$3,075,50646$100,000
EDGAR ↗KKR Special Situations ASP Fund, a series of Alternative Strategies Private Equity Platform, LLCExecutive Officer, Director
President and Director
Jun 24, 2013DIndefinite$00$100,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, Director
President and Director of the Investment Adviser
Jun 10, 2013D/AIndefinite$146,853,570750$50,000
EDGAR ↗ASGI Managed Futures Legends Fund, LLCExecutive Officer, Director
President and Director
Jun 10, 2013D/AIndefinite$10,124,32680$100,000
EDGAR ↗Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
May 23, 2013D/AIndefinite$48,195,082218$100,000
EDGAR ↗Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
May 23, 2013D/AIndefinite$11,178,0042$100,000
EDGAR ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$39,716,351111$100,000
EDGAR ↗Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$43,594,51733$100,000
EDGAR ↗Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$41,219,630136$100,000
EDGAR ↗Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$18,155,39838$100,000
EDGAR ↗DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$38,716,724140$100,000
EDGAR ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$47,988,002111$100,000
EDGAR ↗Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$34,424,07176$100,000
EDGAR ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$126,820,038362$100,000
EDGAR ↗MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$30,485,660109$100,000
EDGAR ↗MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$22,261,76749$100,000
EDGAR ↗Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$110,435,830222$100,000
EDGAR ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$42,770,170112$100,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCExecutive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$130,194,911238$100,000
EDGAR ↗BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Apr 11, 2013D/AIndefinite$228,137,794701$100,000
EDGAR ↗Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Executive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗AllBlue ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLCExecutive Officer, Director
President and Director
Feb 20, 2013DIndefinite$00$100,000
EDGAR ↗GAI Aurora Opportunities Fund, LLCExecutive Officer, Director
President and Director
Jan 11, 2013D/AIndefinite$70,734,978255$50,000
EDGAR ↗Cinque Partners VII LLCExecutive Officer
Officer of Alternative Strategies Grouop, Inc., Managing Member of the Issuer
Aug 31, 2012D/AIndefinite$71,598,88785$1,000,000
EDGAR ↗Cinque Partners Fund I LLCExecutive Officer
Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer
Aug 31, 2012D/AIndefinite$28,537,19821$1,000,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, Director
President and Director of the Investment Adviser
Jun 12, 2012D/AIndefinite$257,595,820789$50,000
EDGAR ↗Corbin Multi-Strategy Fund, LLC
group: Ft Vest
Executive Officer, Director
President and Manager
Jan 11, 2012D/AIndefinite$42,792,121144$50,000
EDGAR ↗GAI Aurora Opportunities Fund, LLCExecutive Officer, Director
President and Manager
Jan 11, 2012D/AIndefinite$56,534,000212$50,000
EDGAR ↗Agility Multi-Asset Income FundExecutive Officer, DirectorDec 28, 2011D/AIndefinite$152,196,100619$50,000
EDGAR ↗ASGI Mesirow Insight TEI Fund I, LLCExecutive Officer, DirectorDec 14, 2011D/AIndefinite$45,253,625174$25,000
EDGAR ↗ASGI Mesirow Insight Fund A, LLCExecutive Officer, DirectorDec 14, 2011D/AIndefinite$1,609,27613$25,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, DirectorDec 14, 2011D/AIndefinite$178,153,4194$25,000
EDGAR ↗ASGI Mesirow Insight TEI Fund A, LLCExecutive Officer, DirectorDec 14, 2011D/AIndefinite$2,993,65128$25,000
EDGAR ↗ASGI Mesirow Insight Fund I, LLCExecutive Officer, DirectorDec 14, 2011D/AIndefinite$128,296,867571$25,000
EDGAR ↗Wells Fargo QP, LLCExecutive Officer
Officer of Wells Fargo Alternative Asset Management, LLC, the Managing Member of the Issuer.
Jun 29, 2011D/A$21,988,005$21,988,00523$250,000
EDGAR ↗Cinque Partners VII LLCExecutive Officer
Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer
Jun 29, 2011D/AIndefinite$75,197,43489$1,000,000
EDGAR ↗Cinque Partners Fund I LLCExecutive Officer
Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer
Jun 29, 2011D/AIndefinite$29,162,49123$1,000,000
EDGAR ↗WELLS FARGO MULTI STRATEGY 50 OFFSHORE HEDGE FUND LTDExecutive Officer, Director
Officer of Wells Fargo Alternative Asset Management, LLC, Investment Adviser and Director of the Issuer.
Jun 29, 2011D/AIndefinite$19,825,09330$500,000
EDGAR ↗WELLS FARGO MULTI STRATEGY 50 HEDGE FUND LLCExecutive Officer
Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer.
Jun 29, 2011D/AIndefinite$45,312,76990$500,000
EDGAR ↗ASGI Mesirow Insight TEI Fund I, LLCExecutive Officer, DirectorMay 31, 2011D/AIndefinite$45,253,625174$25,000
EDGAR ↗ASGI Mesirow Insight TEI Fund A, LLCExecutive Officer, DirectorMay 31, 2011D/AIndefinite$2,993,65128$25,000
EDGAR ↗GAI Mesirow Insight Fund, LLCExecutive Officer, DirectorMay 31, 2011D/AIndefinite$178,153,4194No minimum reported
EDGAR ↗ASGI Mesirow Insight Fund I, LLCExecutive Officer, DirectorMay 31, 2011D/AIndefinite$128,296,867571$25,000
EDGAR ↗ASGI Mesirow Insight Fund A, LLCExecutive Officer, DirectorMay 31, 2011D/AIndefinite$1,609,27613$25,000
EDGAR ↗Corbin Multi-Strategy Fund, LLC
group: Ft Vest
Executive Officer, Director
President and Manager
Jan 11, 2011DIndefinite$29,937,19714$50,000
EDGAR ↗GAI Aurora Opportunities Fund, LLCExecutive Officer, Director
President and Manager
Jan 7, 2011DIndefinite$25,001,0002$50,000
EDGAR ↗Agility Multi-Asset Income FundExecutive Officer
President and Trustee
Sep 3, 2010DIndefinite$00$50,000
EDGAR ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLCDirector, Executive Officer
President and Director of the Managing Member
Apr 14, 2010D/AIndefinite$9,053,51930$250,000
EDGAR ↗Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC
group: Icapital
Director, Executive Officer
President and Director of the Managing Member
Apr 13, 2010D/AIndefinite$5,051,00023$250,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Adam I. Taback — address state NC, 51 issuers, Apr 27, 2009 → Jun 14, 2019 · listed on 26 of the same issuers as this record (same name, kept as separate records)
  • Adam Perkio Taback — address state NC, 1 issuer, Aug 29, 2011 → Aug 29, 2011 · listed on 1 of the same issuer as this record (same name, kept as separate records)

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (10 management entities, 30 people)

People and management entities the issuers listed as related persons on the same Form D filings as Adam Taback. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Wells Fargo Investment Institute, Inc. entity — 237 shared filings (84 issuers) · role as listed: Promoter · also listed on 5 other issuers
  • Alternative Strategies Group, Inc. entity — 94 shared filings (58 issuers) · roles as listed: Promoter, Executive Officer · also listed on 24 other issuers
  • Wells Fargo Alternative Asset Management, LLC entity — 4 shared filings (4 issuers) · role as listed: Executive Officer
  • c/o Wells Fargo Investment Institute Inc entity — 4 shared filings (2 issuers) · role as listed: Promoter
  • L. Alternative Strategies Group, Inc. entity — 3 shared filings (1 issuer) · role as listed: Promoter
  • F. Wells Fargo Investment Institute Inc entity — 3 shared filings (1 issuer) · role as listed: Promoter
  • J. Wells Fargo Investment Institute Inc entity — 3 shared filings (1 issuer) · role as listed: Promoter
  • Perkio Alternative Strategies Group, Inc. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Alterantive Strategies Group, Inc. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • I. Wells Fargo Investment Institute Inc entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Michael Roman — 355 shared filings (108 issuers) · role as listed: Executive Officer · also listed on 25 other issuers
  • Britta Perkio Patterson — 342 shared filings (102 issuers) · roles as listed: Director, Executive Officer · also listed on 25 other issuers
  • Rob Coltrin — 316 shared filings (95 issuers) · role as listed: Executive Officer · also listed on 26 other issuers
  • Sean Nicolosi — 277 shared filings (91 issuers) · roles as listed: Executive Officer, Director · also listed on 21 other issuers
  • James F. Angelos — 147 shared filings (70 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Doretta Dunegan — 110 shared filings (66 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Daniel J. Mavico — 94 shared filings (48 issuers) · role as listed: Executive Officer · also listed on 25 other issuers
  • Yukari Nakano — 75 shared filings (55 issuers) · roles as listed: Executive Officer, Director · also listed on 25 other issuers
  • Dennis Schmal — 20 shared filings (8 issuers) · role as listed: Director
  • James Dean — 18 shared filings (8 issuers) · roles as listed: Executive Officer, Director
  • Jonathan Hook — 18 shared filings (8 issuers) · roles as listed: Executive Officer, Director
  • James Dunn — 18 shared filings (8 issuers) · roles as listed: Executive Officer, Director
  • James Hille — 13 shared filings (4 issuers) · roles as listed: Executive Officer, Director
  • Rob Coltin — 12 shared filings (5 issuers) · role as listed: Executive Officer
  • Stephen Golding — 12 shared filings (8 issuers) · roles as listed: Executive Officer, Director
  • Lloyd Lipsett — 8 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 44 other issuers
  • Sheelpa P. Brown — 5 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 42 other issuers
  • Dean A. Junkans — 5 shared filings (5 issuers) · roles as listed: Director, Executive Officer · also listed on 43 other issuers
  • Timothy Holmes — 5 shared filings (5 issuers) · role as listed: Director
  • Jonathan Hille — 5 shared filings (5 issuers) · role as listed: Director
  • Stephen I. Golding — 4 shared filings (2 issuers) · role as listed: Director · also listed on 2 other issuers
  • Ankit Patel — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Britta Perkio — 4 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Alan Adelman — 3 shared filings (3 issuers) · role as listed: Executive Officer
  • Nicolosi Sean — 3 shared filings (3 issuers) · role as listed: Executive Officer
  • Brigid Breen — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Michael H. Koonce — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 44 other issuers
  • Anil Kumar — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 43 other issuers
  • Phil Bancroft — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 29 other issuers
  • James F. Angleos — 2 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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