Adam Plotkin is listed as an executive officer and director on 8 SEC Form D filings by 4 issuers between Jan 2016 and Sep 2022: ff Violet (VI) Venture Capital Fund, L.P. (New York, NY — pooled investment fund — 2020–2022; $23.8M reported sold to 44 investors), Four Mine, Inc. (New York, NY — industry reported as "Other" — 2016–2020; $4.8M reported sold to 11 investors), ff Blue and Yellow Heritage Fund, L.P. (Princeton, NJ — pooled investment fund — 2022) and ff Burgundy Venture Capital Fund LP (Princeton, NJ — pooled investment fund — 2022).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $28.6M sold in total.
2 of the issuers belong to the sponsor group Sole Member (2 issuers, $0 reported sold, 2022–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Sole Member has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Adam Plotkin and found 11 differences, 1 worth asking the sponsor about: Adam Plotkin is no longer listed on the Sep 13, 2023 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.