PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

Sponsor Check › Person

AC
No photo found yet (own website and image search run after this page is viewed)

Adam Caplan

Named as an officer, director or promoter on SEC Form D filings · IL · Oct 29, 2008 → Dec 13, 2010

1deal (issuers)
$3.98Mreported sold
6investors
2Form D filings
2008–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adam Caplan is listed as an executive officer, director, and promoter on 2 SEC Form D filings by 1 issuer between Oct 2008 and Dec 2010: Model Metrics, Inc. (Chicago, IL — other technology — 2008–2010; $3.98M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside John Barnes (2 shared filings), Chris Conant (1 shared filing), Dave Dahlberg (1 shared filing), David Dahlberg (1 shared filing), Erez Akiva (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Adam Caplan and found 5 differences: Adam Caplan's role changed at Model Metrics, Inc.: executive officer, director → executive officer, director, promoter; Industry group changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adam Caplan has not run yet — it is joining a line of 5,391 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adam Caplan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Adam Caplan (compared 2 filings on Oct 24, 2026)

Note · Oct 29, 2008 – Dec 13, 2010

Adam Caplan's role changed at Model Metrics, Inc.: executive officer, director → executive officer, director, promoter

The Oct 29, 2008 filing lists Adam Caplan as executive officer, director; the Dec 13, 2010 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 29, 2008 ↗Form D · Dec 13, 2010 ↗Adam Caplan — PartnerFacts page ↗Model Metrics, Inc. — PartnerFacts page ↗
Sources
Note · Oct 29, 2008 – Dec 13, 2010

Industry group changed between filings — Model Metrics, Inc.

"Computers" (Oct 29, 2008); then "Other Technology" (Dec 13, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 29, 2008 ↗Form D · Dec 13, 2010 ↗Model Metrics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 19, 2021

Same name, different state: "Adam Caplan" (NV) is a separate record

This page covers filings where the address state is IL. A separate record, "Adam Caplan" with address state NV, is listed on 1 filing — most recently by Copper Inc. (Mar 19, 2021). The two records do not overlap in time: this page runs Oct 29, 2008 to Dec 13, 2010; the other has one filing dated Mar 19, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Caplan (NV) — PartnerFacts page ↗Form D · Mar 19, 2021 ↗Copper Inc. — PartnerFacts page ↗Adam Caplan (IL) — this page ↗
Sources
Note · Aug 25, 2014

Same name, different state: "Adam Caplan" (OR) is a separate record

This page covers filings where the address state is IL. A separate record, "Adam Caplan" with address state OR, is listed on 1 filing — most recently by ARM Insight, Inc. (Aug 25, 2014). The two records do not overlap in time: this page runs Oct 29, 2008 to Dec 13, 2010; the other has one filing dated Aug 25, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Caplan (OR) — PartnerFacts page ↗Form D · Aug 25, 2014 ↗ARM Insight, Inc. — PartnerFacts page ↗Adam Caplan (IL) — this page ↗
Sources
Note · Oct 29, 2008 – Dec 13, 2010

Reported revenue range changed between filings — Model Metrics, Inc.

"$1 - $1,000,000" (Oct 29, 2008); then "Decline to Disclose" (Dec 13, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 29, 2008 ↗Form D · Dec 13, 2010 ↗Model Metrics, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,782,609.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 13, 2010 D
Model Metrics, Inc.
File 021-151802
$0$0$2,782,609
This amount will be paid to officers in exchange for the redemption of shares of Common Stock of the Issuer.
None listed on this filingEDGAR ↗
Oct 29, 2008 D
Model Metrics, Inc.
File 021-123921
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Adam Caplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MM
Other Technology

Model Metrics, Inc.

Chicago, IL · Oct 29, 2008 → Dec 13, 2010 · 2 filings
  • Dec 13, 2010 · D · $3,982,605 sold of $3,982,605 · 6 investors · min. $150,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 29, 2008 · D · $2,500,000 sold of $2,500,000 · 6 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $3.98M from 6 investors (100% of the $3.98M target) as of the latest filing. Adam is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Adam Caplan — OR, 1 issuer, Aug 25, 2014 → Aug 25, 2014 · no shared issuer
  • Adam Caplan — NV, 1 issuer, Mar 19, 2021 → Mar 19, 2021 · no shared issuer

People around Adam 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Barnes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Erez Akiva

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Veal

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Dahlberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dahlberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Conant

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Caplan. Their page shows their other deals.

The team behind the deals

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adam Caplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adam Caplan is listed on: none on file. No website or social profile named in Model Metrics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #357,668 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Adam Caplan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →