Aaron Shapiro is listed as an executive officer and director on 42 SEC Form D filings by 13 issuers between Nov 2013 and Jun 2026. Largest by amount reported sold: LSV Special Opportunities Domestic Fund VII, L.P. (New York, NY — pooled investment fund — 2023–2026; $1.13B reported sold to 126 investors), LSV Special Opportunities Domestic Fund VII-A, L.P. (New York, NY — pooled investment fund — 2023–2026; $958.7M reported sold to 4 investors), LSV Special Opportunities Fund VII, L.P. (Camana Bay, Cayman Islands (as filed: E9) — pooled investment fund — 2023–2026; $468.2M reported sold to 50 investors), Rand Investors, L.P. (Los Angeles, CA — pooled investment fund — 2023; $297.6M reported sold to 5 investors), LSV Special Opportunities Fund V, L.P. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2019; $280.1M reported sold to 36 investors) and 8 more (all listed below).
What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $3.5B sold in total.
Listed alongside David G. Tisch (37 shared filings), Saul E. Diamond (37 shared filings), Jeffery Fang (23 shared filings), Daniel R. Altman (20 shared filings), LGK Advisors III, L.P. (13 shared filings, management entity) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Aaron. Each name links to their own page.
The issuers belong to 2 sponsor groups: Lsv (10 issuers, $3.5B reported sold, 2013–2026) and Oaktree (322 issuers, $132.91B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 42 public filings for Aaron Shapiro and found 11 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Evolve AM, S.A.P.I. de C.V; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.