Aaron Katz is listed as an executive officer on 15 SEC Form D filings by 9 issuers between May 2015 and Feb 2026. Largest by amount reported sold: Parabellum Partners III, LP (New York, NY — pooled investment fund — 2021–2023; $541.7M reported sold to 80 investors), Parabellum Partners II, LP (New York, NY — pooled investment fund — 2019–2020; $433.5M reported sold to 88 investors), Parabellum Partners I, LP (New York, NY — pooled investment fund — 2015–2016; $87.1M reported sold to 6 investors), Parabellum Partners III Offshore, Ltd. (New York, NY — pooled investment fund — 2021–2023; $18.3M reported sold to 8 investors), Parabellum Partners IV, LP (New York, NY — pooled investment fund — 2026) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 11 years. Across those companies the filings report $1.08B sold in total.
Listed alongside David Icikson (15 shared filings), Howard Shams (15 shared filings), Parabellum Capital, LLC (15 shared filings, management entity), PBLM General Partner I, LLC (4 shared filings, management entity), PBLM General Partner III, LLC (3 shared filings, management entity) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Aaron. Each name links to their own page.
All 9 issuers belong to the sponsor group Parabellum (12 issuers, $1.47B reported sold, 2015–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Parabellum has 12 companies on file and $1.47B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Aaron Katz and found 4 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Alvine Capital Management Ltd; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.