A. John Murphy

United States Bankruptcy Court, D. Massachusetts docket "Daniel A. Cataldo and Carol A. Cataldo" filed Feb 12, 2009, closed May 20, 2009. Daniel Cataldo (listed on the same filings) is listed as Debtor ("Daniel A. Cataldo and Carol A. Cataldo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, D. Massachusetts docket "The Cadle Company v. Frenette" filed Mar 14, 2000, closed Apr 23, 2003. Drew Frenette (listed on the same filings) is listed as Defendant ("Frenette"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The Jul 6, 2020 Form D lists Eaton Vance Management as promoter of the issuer and also as a person receiving sales compensation (no CRD number given).

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

The Jul 18, 2024 filing lists Eaton Vance Distributors, Inc. with CRD 37731; the Jul 18, 2023 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Oct 6, 2021 filing lists Wilmington Trust NA with CRD 106909; the Apr 20, 2020 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Feb 20, 2020 filing lists PNC National Bank NA with CRD 4; the Apr 20, 2020 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Apr 4, 2017 filing lists Eaton Vance Distributors, Inc. with CRD 37731; the Nov 4, 2016 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Apr 4, 2017 filing lists Wells Fargo Bank N.A. with CRD 165024; the Nov 4, 2016 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 3, 2017 filing lists Eaton Vance Distributors, Inc. with CRD 37731; the Mar 3, 2016 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 3, 2017 filing lists Wells Fargo Bank N.A. with CRD 165024; the Mar 3, 2016 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 3, 2017 filing lists Eaton Vance Distributors, Inc. with CRD 37731; the Mar 3, 2016 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 3, 2017 filing lists Wells Fargo Advisors with CRD 11025; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Deutsche Bank Securities, Inc. with CRD 2525; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Morgan Stanley & Co., Incorporated with CRD 8209; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Northern Trust Securities, Inc. with CRD 7927; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Oppenheimer & Co., Inc. with CRD 249; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Raymond James & Associates, Inc. with CRD 705; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Robert W. Baird & Co., Incorporated with CRD 8158; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists UBS Financial Services Inc. with CRD 8174; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Merrill Lynch, Pierce Fenner & Smith Incorporated with CRD 7691; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Oppenheimer & Co., Inc. with CRD 249; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists UBS Financial Services Inc. with CRD 8174; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Mar 6, 2012 filing lists Merrill Lynch, Pierce Fenner & Smith Incorporated with CRD 7691; the Mar 9, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Deutsche Bank Securities, Inc. with CRD 2525; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Merrill Lynch, Pierce, Fenner & Smith Incorporated with CRD 7691; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Morgan Stanley & Co., Incorporated with CRD 8209; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Northern Trust Securities, Inc. with CRD 7927; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Oppenheimer & Co., Inc. with CRD 249; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Raymond James & Associates, Inc. with CRD 705; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Raymond James Financial Services, Inc. with CRD 6694; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists Robert W. Baird & Co. Incorporated with CRD 8158; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Nov 2, 2011 filing lists UBS Financial Services, Inc. with CRD 8174; the Nov 10, 2010 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The filing says the first sale was Feb 15, 2024. The Form D was filed Mar 4, 2024 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — Clearlane Capital Fund LLC (latest filing Mar 4, 2025) · No amendment in the last 12 months on an offering that may still be open — Clearisle Capital Fund LLC (latest filing Apr 27, 2023) · No amendment in the last 12 months on an offering that may still be open — Eaton Vance Global Macro Absolute Return Advantage Master Fund, Ltd. (latest filing Jul 18, 2022) · No amendment in the last 12 months on an offering that may still be open — Beldore Capital Fund LLC (latest filing Nov 18, 2021) · No amendment in the last 12 months on an offering that may still be open — Belgard Capital Fund LLC (latest filing Oct 7, 2021) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

The Oct 20, 2022 filing lists a minimum of $1,000,000; the Apr 27, 2023 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

This page covers filings where the address state is MA. A separate record, "A.J. Murphy" with address state NY, is listed on 42 filings — most recently by Blackstone Energy Transition Partners V L.P. (Apr 1, 2026). Both records have filings in the same period (Aug 30, 2023 to Jul 18, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.