PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

Sponsor Check › Sponsor group

W

Whitebox

One sponsor team, 33 deal companies · Minneapolis, MN

Grouped because: 15 shared people, 17 shared management entities, same business address (17 issuers), similar issuer names (32) · 5 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

33deal companies
$13.56Breported sold
3,035investors
256Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 29, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Whitebox is a sponsor group of 33 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same person name on both filings; automatic match from the filings), filing 256 Form D filings between Mar 2009 and Jun 2026.

What this means One team, 33 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $13.56B to 3,035 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (29), Investing (4). Issuers are based in MN (20), Cayman Islands (as filed: E9) (8), Virgin Islands, British (as filed: D8) (4), PA (1).

What this means $13.56B raised across the group, about $4.47M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Andrew J. Redleaf (23 issuers, executive officer and director), Jonathan D. Wood (20 issuers, executive officer and director), Whitebox Advisors, LLC (20 issuers, executive officer and promoter, entity), Mark Strefling (16 issuers, executive officer and director), Paul Roos (15 issuers, executive officer) and 52 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jun 29, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: WHITEBOX ADVISORS LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 256 public filings for Whitebox and found 26 differences, 10 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Whitebox has not run yet — it is joining a line of 19,203 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

Whitebox Relative Value Partners, LP v. Transocean Ltd. closed
District Court, S.D. New York · No. 1:20-cv-07143 · Filed Sep 2, 2020 · Closed Jan 7, 2021 · Nature of suit: 850 Securities/Commodities · Cause: 28:1331 Fed. Question
Role of Whitebox Relative Value Partners, LP v. Transocean Ltd.: Party · Outcome: Terminated 2021-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Whitebox Multi-Strategy Partners, L.P. v. The Bank of New York Mellon closed
District Court, S.D. New York · No. 1:17-cv-03750 · Filed May 18, 2017 · Closed May 23, 2017 · Nature of suit: 190 Other contract actions
Role of Whitebox Multi-Strategy Partners, L.P. v. The Bank of New York Mellon: Party · Outcome: Terminated 2017-05-23 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Whitebox Intermarket Partners LP v. Liquidmetal Technologies Inc. dismissed
District Court, D. Minnesota · No. 0:07-cv-01935 · Filed Apr 16, 2007 · Closed Jul 19, 2007 · Nature of suit: 190 Other contract actions
Role of Whitebox Intermarket Partners LP v. Liquidmetal Technologies Inc.: Party · Outcome: Terminated 2007-07-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (MN)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Whitebox..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Whitebox Multi-Strategy Partners, L.P. v. THE BANK OF NEW YORK MELLON closed
United States Bankruptcy Court, D. Puerto Rico · No. 17-00143 · Filed May 18, 2017 · Closed Feb 15, 2019
Role of Whitebox Multi-Strategy Partners, L.P. v. THE BANK OF NEW YORK MELLON: Party · Outcome: Case closed 2019-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

26 differences found between the filings for Whitebox — 10 worth asking about (compared the newest 50 of 256 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 9, 2016 – Jun 29, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Constellar Capital Partners Hong Kong Limited — Whitebox Multi-Strategy Fund, LP · Paid seller listed without a CRD number: Constellar Capital Partners Hong Kong Limited — Whitebox Relative Value Fund, Ltd. · Paid seller listed without a CRD number: Constellar Capital Partners Hong Kong Limited — Whitebox Asymmetric Opportunities Fund, LP · Paid seller listed without a CRD number: Constellar Capital Partners Hong Kong Limited — Whitebox Credit Fund, LP

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 29, 2026 ↗BrokerCheck search: Constellar Capital Partners Hong Kong Limited ↗Whitebox Multi-Strategy Fund, LP — PartnerFacts page ↗Form D/A · Jun 29, 2026 ↗
Sources
Worth asking · Nov 1, 2021 – Jun 11, 2025

7 Form Ds were filed more than 15 days after the first sale

Form D filed 68 days after the first sale — X3 Higher Moment Offshore Fund LP · Form D filed 95 days after the first sale — Highpeak Investment LP · Form D filed 27 days after the first sale — X3-Stream Private Opportunity Partners LP LLC · Form D filed 27 days after the first sale — X CUBED LOAN JV I LLC · Form D filed 53 days after the first sale — X3 Higher Moment Offshore Fund LP · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 7, 2022 ↗X3 Higher Moment Offshore Fund LP — PartnerFacts page ↗Form D · Feb 4, 2022 ↗Highpeak Investment LP — PartnerFacts page ↗
Sources
Worth asking · Jun 25, 2021 – Jun 27, 2023

11 people are no longer listed on a later amendment

Calum McKenzie is no longer listed on the Jun 27, 2023 amendment — Whitebox Relative Value Fund, Ltd. · Calum McKenzie is no longer listed on the Jun 27, 2023 amendment — Whitebox Multi-Strategy Fund, Ltd. · William Harris is no longer listed on the Jun 27, 2023 amendment — Whitebox Relative Value Fund, Ltd. · William Harris is no longer listed on the Jun 27, 2023 amendment — Whitebox Multi-Strategy Fund, Ltd. · Richard Gordon is no longer listed on the Jun 27, 2023 amendment — Whitebox Relative Value Fund, Ltd. · and 6 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jun 27, 2022 ↗Form D/A · Jun 27, 2023 ↗Calum McKenzie — PartnerFacts page ↗Whitebox Relative Value Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 12, 2010

2 separate companies in this group use the same name: "Whitebox Asymmetric Opportunities Fund, Ltd"

CIK 1489003 (first filed Apr 12, 2010, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1489001 (first filed Apr 12, 2010, Minneapolis, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Whitebox Asymmetric Opportunities Fund, Ltd — PartnerFacts page ↗Whitebox Asymmetric Opportunities Fund, LP — PartnerFacts page ↗EDGAR filer page · CIK 1489003 ↗EDGAR filer page · CIK 1489001 ↗
Sources
Worth asking · Apr 22, 2009

2 separate companies in this group use the same name: "Whitebox Credit Fund, LP"

CIK 1461780 (first filed Apr 22, 2009, Minneapolis, MN); CIK 1461768 (first filed Apr 22, 2009, Road Town, Tortola, Virgin Islands, British (as filed: D8)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Whitebox Credit Fund, LP — PartnerFacts page ↗Whitebox Credit Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1461780 ↗EDGAR filer page · CIK 1461768 ↗
Sources
Worth asking · Apr 22, 2009

2 separate companies in this group use the same name: "Whitebox Relative Value Fund, Ltd."

CIK 1461782 (first filed Apr 22, 2009, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1461778 (first filed Apr 22, 2009, Minneapolis, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Whitebox Relative Value Fund, Ltd. — PartnerFacts page ↗Whitebox Relative Value Fund, LP — PartnerFacts page ↗EDGAR filer page · CIK 1461782 ↗EDGAR filer page · CIK 1461778 ↗
Sources
Worth asking · Apr 22, 2009

2 separate companies in this group use the same name: "Whitebox Multi-Strategy Fund, Ltd."

CIK 1461781 (first filed Apr 22, 2009, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1461779 (first filed Apr 22, 2009, Minneapolis, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Whitebox Multi-Strategy Fund, Ltd. — PartnerFacts page ↗Whitebox Multi-Strategy Fund, LP — PartnerFacts page ↗EDGAR filer page · CIK 1461781 ↗EDGAR filer page · CIK 1461779 ↗
Sources
Worth asking · Mar 16, 2009

2 separate companies in this group use the same name: "Pandora Select Fund, L.P."

CIK 1307360 (first filed Mar 16, 2009, Minneapolis, MN); CIK 1263713 (first filed Mar 16, 2009, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Pandora Select Fund, L.P. — PartnerFacts page ↗PANDORA SELECT FUND LTD — PartnerFacts page ↗EDGAR filer page · CIK 1307360 ↗EDGAR filer page · CIK 1263713 ↗
Sources
Worth asking · Mar 16, 2009

2 separate companies in this group use the same name: "WHITEBOX L/S EQUITY FUND, LTD"

CIK 1306166 (first filed Mar 16, 2009, Road Town, Tortola, Virgin Islands, British (as filed: D8)); CIK 1296987 (first filed Mar 16, 2009, Minneapolis, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

WHITEBOX L/S EQUITY FUND, LTD — PartnerFacts page ↗WHITEBOX L/S EQUITY FUND, L.P. — PartnerFacts page ↗EDGAR filer page · CIK 1306166 ↗EDGAR filer page · CIK 1296987 ↗
Sources
Worth asking · Mar 16, 2009

2 separate companies in this group use the same name: "Whitebox Diversified Convertible Arbitrage Fund, Ltd."

CIK 1317594 (first filed Mar 16, 2009, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1317593 (first filed Mar 16, 2009, Minneapolis, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Whitebox Diversified Convertible Arbitrage Fund, Ltd. — PartnerFacts page ↗Whitebox Diversified Convertible Arbitrage Fund, L.P. — PartnerFacts page ↗EDGAR filer page · CIK 1317594 ↗EDGAR filer page · CIK 1317593 ↗
Sources
Note · Mar 16, 2009 – Jun 27, 2022

23 role changes for the same people across filings

Whitebox Advisors, LLC's role changed at Whitebox KFA Advantage, LLC: executive officer, promoter → executive officer · Whitebox Advisors, LLC's role changed at Whitebox GT Fund, LP: executive officer, promoter → executive officer · Whitebox General Partner LLC's role changed at Whitebox KFA Advantage, LLC: executive officer, promoter → executive officer · Whitebox Advisors, LLC's role changed at WHITEBOX CAJA BLANCA FUND, LP: executive officer, promoter → executive officer · X3 Higher Moment Offshore GP LLC's role changed at X3 Higher Moment Offshore Fund LP: director → promoter · and 18 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Jun 25, 2021 ↗Form D/A · Jun 27, 2022 ↗Whitebox Advisors, LLC — PartnerFacts page ↗Whitebox KFA Advantage, LLC — PartnerFacts page ↗
Sources
Note · Feb 23, 2022 – Mar 24, 2023

Offering amount changed between filings — X3 Higher Moment Offshore Fund LP

The Feb 23, 2022 filing says $20,000,000 offered; the Mar 24, 2023 Form D/A says $34,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 23, 2022 ↗Form D/A (later) · Mar 24, 2023 ↗X3 Higher Moment Offshore Fund LP — PartnerFacts page ↗
Sources
Note · Feb 3, 2022 – Mar 2, 2023

Offering amount changed between filings — X 3 Higher Moment Fund LLC

The Feb 3, 2022 filing says $44,000,000 offered; the Mar 2, 2023 Form D/A says $63,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 3, 2022 ↗Form D/A (later) · Mar 2, 2023 ↗X 3 Higher Moment Fund LLC — PartnerFacts page ↗
Sources
Note · Feb 4, 2021 – Feb 3, 2022

Offering amount changed between filings — X 3 Higher Moment Fund LLC

The Feb 4, 2021 filing says $15,000,000 offered; the Feb 3, 2022 Form D/A says $44,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 4, 2021 ↗Form D/A (later) · Feb 3, 2022 ↗X 3 Higher Moment Fund LLC — PartnerFacts page ↗
Sources
Note · Jul 1, 2003 – Jul 14, 2022

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Whitebox Term Credit Onshore Fund III LP (latest filing Jul 14, 2022) · No amendment in the last 12 months on an offering that may still be open — Whitebox Term Credit Offshore Fund III LP (latest filing Jul 14, 2022) · No amendment in the last 12 months on an offering that may still be open — Whitebox Credit Fund, Ltd. (latest filing Jun 27, 2022) · No amendment in the last 12 months on an offering that may still be open — Whitebox Credit Fund, LP (latest filing Jun 27, 2022) · No amendment in the last 12 months on an offering that may still be open — Whitebox KFA Advantage, LLC (latest filing Jun 27, 2022) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 14, 2022 ↗Whitebox Term Credit Onshore Fund III LP — PartnerFacts page ↗Form D/A · Jul 14, 2022 ↗Whitebox Term Credit Offshore Fund III LP — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Apr 22, 2009

Andrew J. Redleaf is written 2 different ways on the filings

listed as "Andrew J. Redleaf" on 54 filings (from Mar 16, 2009), and "Andrew Redleaf" on 30 filings (from Apr 22, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 16, 2009 ↗Form D · Apr 22, 2009 ↗Andrew J. Redleaf — PartnerFacts page ↗
Sources
Note · Feb 7, 2022 – Feb 9, 2022

Industry group changed between filings — X3 Higher Moment Offshore Fund LP

"Pooled Investment Fund" (Feb 7, 2022); then "Investing" (Feb 9, 2022 to Feb 23, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 7, 2022 ↗Form D · Feb 9, 2022 ↗X3 Higher Moment Offshore Fund LP — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jun 27, 2023

14 address changes between filings

Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Relative Value Fund, Ltd. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Multi-Strategy Fund, Ltd. · Address moved from Road Town, Virgin Islands, British (as filed: D8) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Relative Value Fund, Ltd. · Address moved from Road Town, Virgin Islands, British (as filed: D8) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Multi-Strategy Fund, Ltd. · Address moved from Road Town, Tortola, Virgin Islands, British (as filed: D8) to Grand Cayman, Cayman Islands (as filed: E9) — PANDORA SELECT FUND LTD · and 9 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 27, 2022 ↗Form D/A · Jun 27, 2023 ↗Whitebox Relative Value Fund, Ltd. — PartnerFacts page ↗Form D/A · Jun 27, 2022 ↗
Sources
Note · Jul 14, 2021 – Jul 14, 2022

Minimum investment changed between filings — Whitebox Term Credit Offshore Fund III LP

The Jul 14, 2021 filing lists a minimum of $5,000,000; the Jul 14, 2022 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 14, 2021 ↗Form D/A (later) · Jul 14, 2022 ↗Whitebox Term Credit Offshore Fund III LP — PartnerFacts page ↗
Sources
Note · Jun 25, 2021 – Jun 27, 2022

Minimum investment changed between filings — Whitebox Credit Fund, LP

The Jun 25, 2021 filing lists a minimum of $5,000,000; the Jun 27, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 25, 2021 ↗Form D/A (later) · Jun 27, 2022 ↗Whitebox Credit Fund, LP — PartnerFacts page ↗
Sources
Note · Jun 25, 2021 – Jun 27, 2022

Minimum investment changed between filings — Whitebox GT Fund, LP

The Jun 25, 2021 filing lists a minimum of $0; the Jun 27, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 25, 2021 ↗Form D/A (later) · Jun 27, 2022 ↗Whitebox GT Fund, LP — PartnerFacts page ↗
Sources
Note · Feb 4, 2021 – Feb 3, 2022

Minimum investment changed between filings — X 3 Higher Moment Fund LLC

The Feb 4, 2021 filing lists a minimum of $0; the Feb 3, 2022 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 4, 2021 ↗Form D/A (later) · Feb 3, 2022 ↗X 3 Higher Moment Fund LLC — PartnerFacts page ↗
Sources
Note · Feb 7, 2022 – Jun 29, 2026

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Whitebox Relative Value Fund, Ltd. · Address on file is a registered agent / shared office — Whitebox Multi-Strategy Fund, Ltd. · Address on file is a registered agent / shared office — Whitebox Term Credit Offshore Fund III LP · Address on file is a registered agent / shared office — PANDORA SELECT FUND LTD · Address on file is a registered agent / shared office — Highpeak Investment LP

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jun 29, 2026 ↗Whitebox Relative Value Fund, Ltd. — PartnerFacts page ↗Form D/A · Jun 29, 2026 ↗Whitebox Multi-Strategy Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jun 29, 2026

Member companies were formed in 4 different states

Delaware (19), Cayman Islands (9), Virgin Islands, British (4), De (1) — out of 33 member issuers. The odd ones out: PANDORA SELECT FUND LTD (Cayman Islands); WHITEBOX L/S EQUITY FUND, LTD (Virgin Islands, British); Whitebox Diversified Convertible Arbitrage Fund, Ltd. (Cayman Islands); Whitebox Special Opportunities Fund LP Series A (De); WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B (Virgin Islands, British); Whitebox Credit Fund, Ltd. (Virgin Islands, British).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Whitebox — sponsor group page ↗PANDORA SELECT FUND LTD — PartnerFacts page ↗WHITEBOX L/S EQUITY FUND, LTD — PartnerFacts page ↗Whitebox Diversified Convertible Arbitrage Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jun 29, 2026

Member companies list addresses in 4 different states

MN (20), Cayman Islands (as filed: E9) (8), Virgin Islands, British (as filed: D8) (4), PA (1). 11 members use a registered-agent or shared-office address: PANDORA SELECT FUND LTD (Mourant Governance Services (Cayman) Ltd, 94 Solaris Avenue, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); WHITEBOX L/S EQUITY FUND, LTD (Trident Trust Company (Bvi) Limited, Trident Chmbrs Waterfront Dr Wickham Cay, Road Town, Tortola, Virgin Islands, British (as filed: D8)); Whitebox Diversified Convertible Arbitrage Fund, Ltd. (Trident Trust Co. (Cayman) Ltd., One Capital Place, P.O. Box 847, Grand Cayman, Cayman Islands (as filed: E9)); WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B (Trident Trust Company (Bvi) Limited, Trident Chmbrs Waterfront Dr Wickham Cay, Road Town, Tortola, Virgin Islands, British (as filed: D8)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Whitebox — sponsor group page ↗PANDORA SELECT FUND LTD — PartnerFacts page ↗WHITEBOX L/S EQUITY FUND, LTD — PartnerFacts page ↗Whitebox Diversified Convertible Arbitrage Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jun 29, 2026

6 issuers used a different name before

Issuer used a different name before — Whitebox Relative Value Fund, LP · Issuer used a different name before — Whitebox Relative Value Fund, Ltd. · Issuer used a different name before — Whitebox Term Credit Offshore Fund III LP · Issuer used a different name before — Whitebox Credit Fund, Ltd. · Issuer used a different name before — Whitebox Credit Fund, LP · and 1 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗Whitebox Relative Value Fund, LP — PartnerFacts page ↗EDGAR filer page ↗Whitebox Relative Value Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 256 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 37 offerings report sales commissions totalling $37,106,796; 1 reports finder's fees totalling $250,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 29, 2026 D/A
Whitebox Relative Value Fund, LP
File 021-130415
$2,487,509 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
Raymond James & Associates, Inc BrokerCheck CRD 705 ↗		EDGAR ↗
Jun 29, 2026 D/A
Whitebox Multi-Strategy Fund, LP
File 021-130412
$22,725,709 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Watermill Institutional Trading LLC BrokerCheck CRD 150892 ↗
Constellar Capital Partners Hong Kong Limited no CRD number reported
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Jun 29, 2026 D/A
Whitebox Multi-Strategy Fund, Ltd.
File 021-130411
$4,952,751 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
UBS Finanical Services Inc. BrokerCheck CRD 8174 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Jun 29, 2026 D/A
Whitebox Relative Value Fund, Ltd.
File 021-130413
$865,869 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
Constellar Capital Partners Hong Kong Limited no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗		EDGAR ↗
Jun 11, 2025 D
X CUBED LOAN JV I LLC
File 021-548689
$0$250,000$0N/A no CRD number reported
via Robert W. Baird & Co. Inc. (CRD 8158 ↗)
EDGAR ↗
Jun 11, 2025 D
X3-Stream Private Opportunity Partners LP LLC
File 021-548688
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2024 D/A
X 3 Higher Moment Fund LLC
File 021-388501
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2024 D/A
X3 Higher Moment Offshore Fund LP
File 021-434596
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2022 D/A
Whitebox Term Credit Offshore Fund III LP
File 021-370913
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2022 D/A
Whitebox Term Credit Onshore Fund III LP
File 021-370882
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2022 D/A
PANDORA SELECT FUND LTD
File 021-58591
$167,927 (est.)$0$0Emergent Finanacial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗		EDGAR ↗
Jun 27, 2022 D/A
Pandora Select Fund, L.P.
File 021-127939
$353,069 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗		EDGAR ↗
Jun 27, 2022 D/A
Whitebox Credit Fund, Ltd.
File 021-130416
$216,667 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗		EDGAR ↗
Jun 27, 2022 D/A
Whitebox Credit Fund, LP
File 021-130417
$1,084,303 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
Constellar Capital Partners Hong Kong Limited no CRD number reported		EDGAR ↗
Jun 27, 2022 D/A
Whitebox Asymmetric Opportunities Fund, LP
File 021-140390
$2,682,598 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗
Constellar Capital Partners Hong Kong Limited no CRD number reported		EDGAR ↗
Jun 27, 2022 D/A
WHITEBOX INSTITUTIONAL PARTNERS, LP
File 021-178750
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2022 D/A
Whitebox KFA Advantage, LLC
File 021-259328
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2022 D/A
Whitebox GT Fund, LP
File 021-270418
$0$0$0None listed on this filingEDGAR ↗
May 23, 2022 D/A
WHITEBOX CAJA BLANCA FUND, LP
File 021-287545
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 9, 2022 D
X3 Higher Moment Offshore Fund LP
File 021-432982
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2022 D
Highpeak Investment LP
File 021-432590
$0$0$0Wells Fargo Securities LLC BrokerCheck CRD 126292 ↗
via Wells Fargo Securities LLC (CRD 126292 ↗)
EDGAR ↗
Feb 7, 2022 D
X3 Higher Moment Offshore Fund LP
File 021-432628
$0$0$0Wells Fargo Securities BrokerCheck CRD 126292 ↗
via Wells Fargo Securities (CRD 126292 ↗)
EDGAR ↗
Feb 4, 2022 D
Highpeak Investment LP
File 021-432260
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2019 D/A
Whitebox Asymmetric Opportunities Fund, Ltd
File 021-140395
$1,383,431 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors's fees.
Constellar Capital Partners Hong Kong Limited no CRD number reportedEDGAR ↗
Apr 12, 2018 D
Whitebox GT Fund, LP
File 021-310036
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
None listed on this filingEDGAR ↗
Dec 12, 2017 D
Whitebox KFA Advantage Offshore, Ltd.
File 021-300464
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees as provided in the Issuer's offering dcouments.
None listed on this filingEDGAR ↗
Sep 13, 2016 D
Whitebox Term Credit Fund I LP
File 021-270507
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 13, 2016 D
Whitebox Term Credit Offshore Fund I LP
File 021-270508
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jul 25, 2016 D/A
Whitebox Special Opportunities Fund, LP - Series O
File 021-162730
$186,963 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
May 15, 2012 D/A
WHITEBOX L/S EQUITY FUND, LTD
File 021-127922
$0$0$0None listed on this filingEDGAR ↗
May 15, 2012 D/A
WHITEBOX L/S EQUITY FUND, L.P.
File 021-67223
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2012 D/A
Whitebox Special Opportunities Fund LP Series B
File 021-108184
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2012 D/A
WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
File 021-114253
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2011 D
Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.
File 021-164235
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D/A
Whitebox Diversified Convertible Arbitrage Fund, L.P.
File 021-128000
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D/A
Whitebox Diversified Convertible Arbitrage Fund, Ltd.
File 021-128026
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D/A
Whitebox Special Opportunities Fund LP Series A
File 021-102489
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 33 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Whitebox in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗WL WHITEBOX L/S EQUITY FUND, L.P.shared people, shared management entity, same business address, similar issuer namesMINNEAPOLIS, MNPooled Investment Fund5$60,706,76953No minimum reported2009–2012
EDGAR ↗WD Whitebox Diversified Convertible Arbitrage Fund, L.P.shared people, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund3$238,914,97866$5,000,0002009–2010
EDGAR ↗WD Whitebox Diversified Convertible Arbitrage Fund, Ltd.shared people, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund3$511,448,60086$5,000,0002009–2010
EDGAR ↗WS Whitebox Special Opportunities Fund LP Series Ashared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund1$62,331,99021$5,000,0002009–2009
EDGAR ↗WS Whitebox Special Opportunities Fund LP Series Bshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund4$25,632,05023No minimum reported2009–2012
EDGAR ↗PS PANDORA SELECT FUND LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund15$447,328,849
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2009–2022
EDGAR ↗WL WHITEBOX L/S EQUITY FUND, LTDshared people, shared management entity, similar issuer namesROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund6$67,748,29435$100,0002009–2012
EDGAR ↗PS Pandora Select Fund, L.P.shared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund16$328,257,895
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2009–2022
EDGAR ↗WS WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO Bshared people, shared management entity, similar issuer namesROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund4$7,500,0005$100,0002009–2012
EDGAR ↗WC Whitebox Credit Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Road Town, Tortola, Virgin Islands, British (as filed: D8)Pooled Investment Fund16$146,647,939
offering Indefinite · similar: $155,000–$5,250,000
65
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2022
EDGAR ↗WM Whitebox Multi-Strategy Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund19$2,303,778,566
offering Indefinite · similar: $155,000–$5,250,000
817
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗WR Whitebox Relative Value Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund19$1,972,513,577
offering Indefinite · similar: $155,000–$5,250,000
191
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗WR Whitebox Relative Value Fund, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund20$895,259,723
offering Indefinite · similar: $155,000–$5,250,000
150
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗WM Whitebox Multi-Strategy Fund, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund21$2,916,242,244
offering Indefinite · similar: $155,000–$5,250,000
1074
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗WC Whitebox Credit Fund, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund15$249,874,121
offering Indefinite · similar: $155,000–$5,250,000
98
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2022
EDGAR ↗WA Whitebox Asymmetric Opportunities Fund, Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund12$1,005,253,261
offering Indefinite · similar: $155,000–$5,250,000
68
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2019
EDGAR ↗WA Whitebox Asymmetric Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund15$665,316,439
offering Indefinite · similar: $155,000–$5,250,000
82
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2022
EDGAR ↗WS Whitebox Special Opportunities Fund, LP - Series Oshared people, shared management entity, same business address, similar issuer namesMINNEAPOLIS, MNPooled Investment Fund7$157,604,734
offering Indefinite · similar: $155,000–$5,250,000
67
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2016
EDGAR ↗WO Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.shared people, shared management entity, similar issuer namesRoad Town, Tortola, Virgin Islands, British (as filed: D8)Pooled Investment Fund1$7,323,6305$100,0002011–2011
EDGAR ↗WI WHITEBOX INSTITUTIONAL PARTNERS, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund12$186,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2022
EDGAR ↗WK Whitebox KFA Advantage, LLCshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund8$460,550,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$500,000
similar: $1,000–$100,000
2016–2022
EDGAR ↗WG Whitebox GT Fund, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund6$111,911,264
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2016–2022
EDGAR ↗WT Whitebox Term Credit Fund I LPshared management entity, same business address, similar issuer namesMINNEAPOLIS, MNPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗WT Whitebox Term Credit Offshore Fund I LPshared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗WC WHITEBOX CAJA BLANCA FUND, LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund6$375,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2022
EDGAR ↗WK Whitebox KFA Advantage Offshore, Ltd.shared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗WT Whitebox Term Credit Offshore Fund III LPshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund3$3,000,000
offering $400,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗WT Whitebox Term Credit Onshore Fund III LPshared people, shared management entity, same business address, similar issuer namesMinneapolis, MNPooled Investment Fund3$25,000,000
offering $400,000,000 · similar: $155,000–$5,250,000
5
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2020–2022
EDGAR ↗X3 X 3 Higher Moment Fund LLCshared people, similar issuer namesMINNEAPOLIS, MNInvesting4$63,500,000
offering $63,500,000 · similar: $763,000–$10,000,000
7
similar: 4–23
$5,000,000
similar: $10,000–$78,388
2021–2024
EDGAR ↗HI Highpeak Investment LPshared people, shared management entity, similar issuer namesRADNOR, PAPooled Investment Fund2$62,000,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗XH X3 Higher Moment Offshore Fund LPshared people, shared management entity, same business address, similar issuer namesMINNEAPOLIS, MNInvesting5$34,000,000
offering $34,000,000 · similar: $763,000–$10,000,000
1
similar: 4–23
$5,000,000
similar: $10,000–$78,388
2022–2024
EDGAR ↗XC X CUBED LOAN JV I LLCshared people, same person name on both filings, similar issuer namesMINNEAPOLIS, MNInvesting1$75,000,000
offering $75,000,000 · similar: $763,000–$10,000,000
0
similar: 4–23
$1,000,000
similar: $10,000–$78,388
2025–2025
EDGAR ↗XS X3-Stream Private Opportunity Partners LP LLCshared people, same person name on both filingsMINNEAPOLIS, MNInvesting1$37,500,000
offering $37,500,000 · similar: $763,000–$10,000,000
0
similar: 4–23
$1,000,000
similar: $10,000–$78,388
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 29, 2026Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,916,242,244
EDGAR ↗Jun 29, 2026Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$895,259,723
EDGAR ↗Jun 29, 2026Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,972,513,577
EDGAR ↗Jun 29, 2026Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$2,303,778,566
EDGAR ↗Jun 27, 2025Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,765,154,053
EDGAR ↗Jun 27, 2025Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$726,997,184
EDGAR ↗Jun 27, 2025Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$2,043,310,631
EDGAR ↗Jun 27, 2025Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,763,136,291
EDGAR ↗Jun 11, 2025X3-Stream Private Opportunity Partners LP LLCDInvesting$37,500,000$37,500,000
EDGAR ↗Jun 11, 2025X CUBED LOAN JV I LLCDInvesting$75,000,000$75,000,000
EDGAR ↗Jun 27, 2024Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,658,435,082
EDGAR ↗Jun 27, 2024Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,661,816,927
EDGAR ↗Jun 27, 2024Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,610,593,510
EDGAR ↗Jun 27, 2024Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$555,189,648
EDGAR ↗Feb 23, 2024X3 Higher Moment Offshore Fund LPD/AInvesting$34,000,000$34,000,000
EDGAR ↗Feb 23, 2024X 3 Higher Moment Fund LLCD/AInvesting$63,500,000$63,500,000
EDGAR ↗Jun 27, 2023Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$536,100,947
EDGAR ↗Jun 27, 2023Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,387,076,309
EDGAR ↗Jun 27, 2023Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,523,387,510
EDGAR ↗Jun 27, 2023Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,525,991,652
EDGAR ↗Mar 24, 2023X3 Higher Moment Offshore Fund LPD/AInvesting$34,000,000$34,000,000
EDGAR ↗Mar 2, 2023X 3 Higher Moment Fund LLCD/AInvesting$63,500,000$63,500,000
EDGAR ↗Jul 14, 2022Whitebox Term Credit Onshore Fund III LPD/APooled Investment Fund$400,000,000$25,000,000
EDGAR ↗Jul 14, 2022Whitebox Term Credit Offshore Fund III LPD/APooled Investment Fund$400,000,000$3,000,000
EDGAR ↗Jun 27, 2022Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$146,647,939
EDGAR ↗Jun 27, 2022Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,252,155,123
EDGAR ↗Jun 27, 2022Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$249,874,121
EDGAR ↗Jun 27, 2022Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$460,550,000
EDGAR ↗Jun 27, 2022WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 27, 2022Whitebox GT Fund, LPD/APooled Investment FundIndefinite$111,911,264
EDGAR ↗Jun 27, 2022Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$665,316,439
EDGAR ↗Jun 27, 2022Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$465,086,483
EDGAR ↗Jun 27, 2022Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,466,435,275
EDGAR ↗Jun 27, 2022Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,284,872,428
EDGAR ↗Jun 27, 2022Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$328,257,895
EDGAR ↗Jun 27, 2022PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$447,328,849
EDGAR ↗May 23, 2022WHITEBOX CAJA BLANCA FUND, LPD/APooled Investment FundIndefinite$375,000,000
EDGAR ↗Feb 23, 2022X3 Higher Moment Offshore Fund LPDInvesting$20,000,000$20,000,000
EDGAR ↗Feb 9, 2022X3 Higher Moment Offshore Fund LPDInvesting$20,000,000$20,000,000
EDGAR ↗Feb 7, 2022X3 Higher Moment Offshore Fund LPDPooled Investment FundIndefinite$15,000,000
EDGAR ↗Feb 7, 2022Highpeak Investment LPDPooled Investment FundIndefinite$15,000,000
EDGAR ↗Feb 4, 2022Highpeak Investment LPDPooled Investment FundIndefinite$62,000,000
EDGAR ↗Feb 3, 2022X 3 Higher Moment Fund LLCD/AInvesting$44,000,000$44,000,000
EDGAR ↗Jul 14, 2021Whitebox Term Credit Onshore Fund III LPD/APooled Investment Fund$400,000,000$25,000,000
EDGAR ↗Jul 14, 2021Whitebox Term Credit Offshore Fund III LPD/APooled Investment Fund$400,000,000$3,000,000
EDGAR ↗Jun 25, 2021Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,142,637,801
EDGAR ↗Jun 25, 2021Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$449,949,552
EDGAR ↗Jun 25, 2021Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,247,860,659
EDGAR ↗Jun 25, 2021Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,443,135,275
EDGAR ↗Jun 25, 2021Whitebox GT Fund, LPD/APooled Investment FundIndefinite$91,334,294
EDGAR ↗Jun 25, 2021Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$460,550,000
EDGAR ↗Jun 25, 2021Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$146,647,939
EDGAR ↗Jun 25, 2021Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$224,039,461
EDGAR ↗Jun 25, 2021WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 25, 2021Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$665,316,439
EDGAR ↗Jun 25, 2021PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$447,328,849
EDGAR ↗Jun 25, 2021Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$328,257,895
EDGAR ↗May 21, 2021WHITEBOX CAJA BLANCA FUND, LPD/APooled Investment FundIndefinite$375,000,000
EDGAR ↗Feb 4, 2021X 3 Higher Moment Fund LLCDInvesting$15,000,000$15,000,000
EDGAR ↗Jul 14, 2020Whitebox Term Credit Onshore Fund III LPDPooled Investment Fund$400,000,000$0
EDGAR ↗Jul 14, 2020Whitebox Term Credit Offshore Fund III LPDPooled Investment Fund$400,000,000$0
EDGAR ↗Jun 26, 2020Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$1,064,970,149
EDGAR ↗Jun 26, 2020Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$407,051,443
EDGAR ↗Jun 26, 2020Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,405,793,300
EDGAR ↗Jun 26, 2020Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,190,115,459
EDGAR ↗Jun 26, 2020Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$460,550,000
EDGAR ↗Jun 26, 2020WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 26, 2020Whitebox GT Fund, LPD/APooled Investment FundIndefinite$59,791,669
EDGAR ↗Jun 26, 2020Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$146,647,939
EDGAR ↗Jun 26, 2020Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$208,299,084
EDGAR ↗Jun 26, 2020Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$665,316,439
EDGAR ↗Jun 26, 2020PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$447,328,849
EDGAR ↗Jun 26, 2020Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$315,144,537
EDGAR ↗May 22, 2020WHITEBOX CAJA BLANCA FUND, LPD/APooled Investment FundIndefinite$250,000,000
EDGAR ↗Dec 19, 2019Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$1,005,253,261
EDGAR ↗Jun 27, 2019Whitebox GT Fund, LPD/APooled Investment Fund$59,791,669$59,791,669
EDGAR ↗Jun 27, 2019Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$460,550,000
EDGAR ↗Jun 27, 2019WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 27, 2019Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$614,516,439
EDGAR ↗Jun 27, 2019Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$849,220,227
EDGAR ↗Jun 27, 2019Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,257,351,105
EDGAR ↗Jun 27, 2019Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$208,299,083
EDGAR ↗Jun 27, 2019Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,147,923,232
EDGAR ↗Jun 27, 2019Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$285,876,403
EDGAR ↗Jun 27, 2019Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$146,647,939
EDGAR ↗Jun 27, 2019Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$308,144,537
EDGAR ↗Jun 27, 2019PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$419,328,849
EDGAR ↗May 22, 2019WHITEBOX CAJA BLANCA FUND, LPD/APooled Investment FundIndefinite$220,000,000
EDGAR ↗Dec 19, 2018Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$963,665,151
EDGAR ↗Jun 29, 2018Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$585,347,425
EDGAR ↗Jun 29, 2018Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$214,489,008
EDGAR ↗Jun 29, 2018Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$1,134,600,285
EDGAR ↗Jun 29, 2018Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,018,807,688
EDGAR ↗Jun 29, 2018Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$355,550,000
EDGAR ↗Jun 29, 2018WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 29, 2018Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$144,969,963
EDGAR ↗Jun 29, 2018Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$183,703,900
EDGAR ↗Jun 29, 2018Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$541,110,392
EDGAR ↗Jun 29, 2018PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$406,328,849
EDGAR ↗Jun 29, 2018Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$303,844,537
EDGAR ↗May 22, 2018WHITEBOX CAJA BLANCA FUND, LPD/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Apr 12, 2018Whitebox GT Fund, LPDPooled Investment FundIndefinite$943,743
EDGAR ↗Dec 19, 2017Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$895,665,151
EDGAR ↗Dec 12, 2017Whitebox KFA Advantage Offshore, Ltd.DPooled Investment FundIndefinite$100,000,000
EDGAR ↗Jun 30, 2017Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$541,110,392
EDGAR ↗Jun 30, 2017Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$147,374,009
EDGAR ↗Jun 29, 2017Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$250,550,000
EDGAR ↗Jun 29, 2017WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jun 29, 2017Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$883,939,559
EDGAR ↗Jun 29, 2017Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$1,722,361,456
EDGAR ↗Jun 29, 2017Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$124,969,963
EDGAR ↗Jun 29, 2017Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$148,744,261
EDGAR ↗Jun 29, 2017Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$245,241,346
EDGAR ↗Jun 29, 2017Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$285,844,537
EDGAR ↗Jun 29, 2017Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$850,665,151
EDGAR ↗Jun 29, 2017PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$390,234,729
EDGAR ↗May 26, 2017WHITEBOX CAJA BLANCA FUND, LPDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Sep 13, 2016Whitebox Term Credit Offshore Fund I LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 13, 2016Whitebox Term Credit Fund I LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 12, 2016Whitebox GT Fund, LPDPooled Investment Fund$55,953,000$55,953,000
EDGAR ↗Jul 25, 2016Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$157,604,734
EDGAR ↗Jul 22, 2016Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$611,030,151
EDGAR ↗Jul 22, 2016PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$370,124,729
EDGAR ↗Jul 22, 2016Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$265,294,537
EDGAR ↗Jul 22, 2016Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$478,065,112
EDGAR ↗Jul 22, 2016Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$147,029,783
EDGAR ↗Jul 22, 2016Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$115,099,290
EDGAR ↗Jul 22, 2016Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$699,677,892
EDGAR ↗Jul 22, 2016Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$2,105,819,199
EDGAR ↗Jul 22, 2016Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$124,419,963
EDGAR ↗Jul 22, 2016Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$135,609,490
EDGAR ↗Jul 22, 2016WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Jul 22, 2016Whitebox KFA Advantage, LLCD/APooled Investment FundIndefinite$200,550,000
EDGAR ↗Mar 15, 2016Whitebox KFA Advantage, LLCDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Mar 9, 2016Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$1,473,312,094
EDGAR ↗Mar 4, 2016PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$303,323,854
EDGAR ↗Aug 27, 2015WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Aug 27, 2015Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$120,734,385
EDGAR ↗Aug 27, 2015Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$1,158,791,249
EDGAR ↗Aug 27, 2015Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$89,689,056
EDGAR ↗Aug 27, 2015Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$157,604,734
EDGAR ↗Aug 27, 2015Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$443,585,367
EDGAR ↗Aug 27, 2015Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$261,256,067
EDGAR ↗Jul 22, 2015Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$311,035,294
EDGAR ↗Jul 22, 2015Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$277,085,367
EDGAR ↗Jul 22, 2015Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$137,188,638
EDGAR ↗Jul 22, 2015Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$655,118,142
EDGAR ↗Jul 22, 2015Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$120,734,385
EDGAR ↗Jul 22, 2015Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$988,081,249
EDGAR ↗Jul 22, 2015Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$89,689,056
EDGAR ↗Jul 22, 2015Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$122,259,721
EDGAR ↗Jun 24, 2015Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$156,323,228
EDGAR ↗May 20, 2015WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Mar 6, 2015Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$212,320,802
EDGAR ↗Mar 6, 2015Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$240,817,206
EDGAR ↗Mar 6, 2015Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$137,188,638
EDGAR ↗Mar 6, 2015Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$567,695,893
EDGAR ↗Mar 6, 2015Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$122,259,721
EDGAR ↗Mar 6, 2015Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$122,259,721
EDGAR ↗Mar 6, 2015Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$863,704,946
EDGAR ↗Mar 6, 2015Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$89,689,056
EDGAR ↗Mar 6, 2015Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$254,593,641
EDGAR ↗Mar 6, 2015PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$236,499,271
EDGAR ↗Jun 27, 2014Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$154,406,943
EDGAR ↗May 23, 2014WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$186,000,000
EDGAR ↗Apr 11, 2014Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$127,847,022
EDGAR ↗Apr 11, 2014Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$396,087,810
EDGAR ↗Apr 11, 2014Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$116,429,787
EDGAR ↗Apr 11, 2014Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$713,614,590
EDGAR ↗Apr 11, 2014Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$84,900,273
EDGAR ↗Apr 11, 2014Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$119,783,811
EDGAR ↗Mar 31, 2014Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$99,668,404
EDGAR ↗Mar 31, 2014Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$174,955,855
EDGAR ↗Mar 6, 2014Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$236,769,565
EDGAR ↗Mar 6, 2014PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$230,194,244
EDGAR ↗Jun 27, 2013Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$147,209,128
EDGAR ↗May 23, 2013WHITEBOX INSTITUTIONAL PARTNERS, LPD/APooled Investment FundIndefinite$150,000,000
EDGAR ↗Apr 11, 2013Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$333,914,007
EDGAR ↗Apr 11, 2013Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$112,579,787
EDGAR ↗Apr 11, 2013Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$599,957,980
EDGAR ↗Apr 11, 2013Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$132,091,423
EDGAR ↗Apr 11, 2013Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$117,943,982
EDGAR ↗Apr 10, 2013Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$246,150,881
EDGAR ↗Apr 4, 2013Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$18,373,384
EDGAR ↗Apr 4, 2013Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$135,717,855
EDGAR ↗Mar 6, 2013Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$181,547,160
EDGAR ↗Mar 6, 2013PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$215,021,169
EDGAR ↗Jun 29, 2012Whitebox Special Opportunities Fund, LP - Series OD/APooled Investment FundIndefinite$128,419,663
EDGAR ↗May 24, 2012WHITEBOX INSTITUTIONAL PARTNERS, LPDPooled Investment FundIndefinite$50,000,000
EDGAR ↗May 15, 2012WHITEBOX L/S EQUITY FUND, LTDD/APooled Investment FundIndefinite$67,370,294
EDGAR ↗May 15, 2012WHITEBOX L/S EQUITY FUND, L.P.D/APooled Investment FundIndefinite$60,706,769
EDGAR ↗Apr 12, 2012Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$299,801,791
EDGAR ↗Apr 11, 2012Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$121,441,659
EDGAR ↗Apr 11, 2012Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$128,010,406
EDGAR ↗Apr 11, 2012Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$567,516,187
EDGAR ↗Apr 11, 2012Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$82,081,794
EDGAR ↗Apr 11, 2012Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$126,660,333
EDGAR ↗Apr 5, 2012Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$8,103,384
EDGAR ↗Apr 5, 2012Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$102,556,646
EDGAR ↗Mar 6, 2012WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO BD/APooled Investment FundIndefinite$7,500,000
EDGAR ↗Mar 6, 2012Whitebox Special Opportunities Fund LP Series BD/APooled Investment FundIndefinite$25,632,050
EDGAR ↗Mar 6, 2012Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$177,860,329
EDGAR ↗Mar 6, 2012PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$184,976,694
EDGAR ↗Aug 10, 2011Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.DPooled Investment FundIndefinite$7,323,630
EDGAR ↗Jul 12, 2011Whitebox Special Opportunities Fund, LP - Series ODPooled Investment FundIndefinite$81,835,550
EDGAR ↗May 25, 2011WHITEBOX L/S EQUITY FUND, LTDD/APooled Investment FundIndefinite$67,748,294
EDGAR ↗May 25, 2011WHITEBOX L/S EQUITY FUND, L.P.D/APooled Investment FundIndefinite$60,310,828
EDGAR ↗Apr 15, 2011Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$116,191,659
EDGAR ↗Apr 15, 2011Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$284,842,323
EDGAR ↗Apr 15, 2011Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$115,413,051
EDGAR ↗Apr 15, 2011Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$546,131,742
EDGAR ↗Apr 15, 2011Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$78,061,978
EDGAR ↗Apr 15, 2011Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$100,464,263
EDGAR ↗Apr 6, 2011Whitebox Asymmetric Opportunities Fund, LtdD/APooled Investment FundIndefinite$6,150,000
EDGAR ↗Apr 6, 2011Whitebox Asymmetric Opportunities Fund, LPD/APooled Investment FundIndefinite$91,306,646
EDGAR ↗Mar 11, 2011WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO BD/APooled Investment FundIndefinite$7,500,000
EDGAR ↗Mar 11, 2011Whitebox Special Opportunities Fund LP Series BD/APooled Investment FundIndefinite$25,632,050
EDGAR ↗Mar 11, 2011PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$169,282,594
EDGAR ↗Mar 11, 2011Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$142,940,698
EDGAR ↗May 26, 2010WHITEBOX L/S EQUITY FUND, LTDD/APooled Investment FundIndefinite$66,748,294
EDGAR ↗May 26, 2010WHITEBOX L/S EQUITY FUND, L.P.D/APooled Investment FundIndefinite$59,081,096
EDGAR ↗Apr 21, 2010Whitebox Relative Value Fund, Ltd.D/APooled Investment FundIndefinite$108,091,659
EDGAR ↗Apr 21, 2010Whitebox Multi-Strategy Fund, Ltd.D/APooled Investment FundIndefinite$244,111,527
EDGAR ↗Apr 21, 2010Whitebox Credit Fund, LPD/APooled Investment FundIndefinite$86,015,635
EDGAR ↗Apr 21, 2010Whitebox Multi-Strategy Fund, LPD/APooled Investment FundIndefinite$469,203,966
EDGAR ↗Apr 21, 2010Whitebox Relative Value Fund, LPD/APooled Investment FundIndefinite$69,849,381
EDGAR ↗Apr 21, 2010Whitebox Credit Fund, Ltd.D/APooled Investment FundIndefinite$78,416,225
EDGAR ↗Apr 12, 2010Whitebox Asymmetric Opportunities Fund, LtdDPooled Investment FundIndefinite$2,250,000
EDGAR ↗Apr 12, 2010Whitebox Asymmetric Opportunities Fund, LPDPooled Investment FundIndefinite$79,511,480
EDGAR ↗Mar 12, 2010WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO BD/APooled Investment FundIndefinite$7,500,000
EDGAR ↗Mar 12, 2010Whitebox Special Opportunities Fund LP Series BD/APooled Investment FundIndefinite$25,582,050
EDGAR ↗Mar 12, 2010Whitebox Diversified Convertible Arbitrage Fund, Ltd.D/APooled Investment FundIndefinite$511,448,600
EDGAR ↗Mar 12, 2010Whitebox Diversified Convertible Arbitrage Fund, L.P.D/APooled Investment FundIndefinite$238,914,978
EDGAR ↗Mar 12, 2010Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$134,373,865
EDGAR ↗Mar 12, 2010WHITEBOX L/S EQUITY FUND, LTDD/APooled Investment FundIndefinite$66,748,294
EDGAR ↗Mar 12, 2010WHITEBOX L/S EQUITY FUND, L.P.D/APooled Investment FundIndefinite$59,081,096
EDGAR ↗Mar 12, 2010PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$141,252,069
EDGAR ↗Apr 22, 2009Whitebox Relative Value Fund, Ltd.DPooled Investment FundIndefinite$94,432,135
EDGAR ↗Apr 22, 2009Whitebox Multi-Strategy Fund, Ltd.DPooled Investment FundIndefinite$214,357,137
EDGAR ↗Apr 22, 2009Whitebox Credit Fund, LPDPooled Investment FundIndefinite$68,781,879
EDGAR ↗Apr 22, 2009Whitebox Multi-Strategy Fund, LPDPooled Investment FundIndefinite$429,297,509
EDGAR ↗Apr 22, 2009Whitebox Relative Value Fund, LPDPooled Investment FundIndefinite$63,477,064
EDGAR ↗Apr 22, 2009Whitebox Credit Fund, Ltd.DPooled Investment FundIndefinite$65,285,225
EDGAR ↗Mar 17, 2009Whitebox Diversified Convertible Arbitrage Fund, Ltd.D/APooled Investment FundIndefinite$473,109,500
EDGAR ↗Mar 16, 2009WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO BD/APooled Investment FundIndefinite$7,500,000
EDGAR ↗Mar 16, 2009Whitebox Special Opportunities Fund LP Series BD/APooled Investment FundIndefinite$23,330,917
EDGAR ↗Mar 16, 2009Whitebox Special Opportunities Fund LP Series AD/APooled Investment FundIndefinite$62,331,990
EDGAR ↗Mar 16, 2009Whitebox Diversified Convertible Arbitrage Fund, Ltd.DPooled Investment FundIndefinite$11,100,000
EDGAR ↗Mar 16, 2009Whitebox Diversified Convertible Arbitrage Fund, L.P.D/APooled Investment FundIndefinite$208,925,514
EDGAR ↗Mar 16, 2009Whitebox Diversified Convertible Arbitrage Fund, L.P.DPooled Investment FundIndefinite$44,060,000
EDGAR ↗Mar 16, 2009WHITEBOX L/S EQUITY FUND, L.P.D/APooled Investment FundIndefinite$57,731,738
EDGAR ↗Mar 16, 2009Pandora Select Fund, L.P.D/APooled Investment FundIndefinite$126,082,989
EDGAR ↗Mar 16, 2009Pandora Select Fund, L.P.DPooled Investment FundIndefinite$2,500,000
EDGAR ↗Mar 16, 2009WHITEBOX L/S EQUITY FUND, LTDD/APooled Investment FundIndefinite$66,748,294
EDGAR ↗Mar 16, 2009WHITEBOX L/S EQUITY FUND, LTDDPooled Investment FundIndefinite$950,000
EDGAR ↗Mar 16, 2009PANDORA SELECT FUND LTDD/APooled Investment FundIndefinite$106,449,980

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 29, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2020), Investing (2021), Pooled Investment Fund (2022). Latest offering: Investing (2022–2025; most recent Jun 11, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
AR Andrew J. RedleafExecutive Officer, Director23Mar 16, 2009 → Feb 23, 2024
WA Whitebox Advisors, LLC entityExecutive Officer, Promoter20May 24, 2012 → Jun 29, 2026
JW Jonathan D. WoodExecutive Officer, Director20Mar 16, 2009 → May 23, 2013
MS Mark StreflingExecutive Officer, Director16Apr 12, 2010 → Dec 12, 2017
PR Paul RoosExecutive Officer15Jul 14, 2020 → Jun 29, 2026
CM Calum McKenzieDirector12Mar 12, 2010 → Jun 27, 2022
WG Whitebox General Partner LLC entityExecutive Officer, Promoter11Aug 27, 2015 → Jun 29, 2026
WH William HarrisDirector11Mar 12, 2010 → Jun 27, 2022
GB George BashforthDirector9Mar 6, 2014 → Jun 29, 2026
RM Richard McMillanDirector9Mar 6, 2014 → Mar 4, 2016
RG Richard GordonDirector5Jul 22, 2016 → Jun 27, 2022
WS Whitebox Special Opportunities Advisors, LLC entityPromoter, Executive Officer5Mar 16, 2009 → Jun 24, 2015
WA Wendy AngelesExecutive Officer4Feb 7, 2022 → Jun 11, 2025
GJ Grant JacksonDirector3Jun 27, 2022 → Jun 29, 2026
GL Gary LinfordDirector3Jun 27, 2022 → Jun 29, 2026
KW Ken WeillerExecutive Officer2Jun 11, 2025 → Jun 11, 2025
XH X3 Higher Moment Offshore GP LLC entityPromoter, Director2Feb 7, 2022 → Feb 23, 2024
WT Whitebox TCF III General Partner LLC entityPromoter2Jul 14, 2020 → Jul 14, 2022
XC X Cubed Management LLC entityDirector2Feb 7, 2022 → Feb 7, 2022
CB Chris BemisExecutive Officer2Feb 7, 2022 → Feb 7, 2022
CH Christopher HardyExecutive Officer2Jul 14, 2020 → Jul 14, 2021
WA Whitebox Asymmetric Advisors, LLC entityPromoter2Apr 12, 2010 → Jul 22, 2015
WM Whitebox Multi-Strategy Advisors, LLC entityPromoter2Apr 15, 2011 → Jul 22, 2015
PS Pandora Select Advisors, LLC entityPromoter2Mar 16, 2009 → Mar 6, 2015
WC Whitebox Credit Arbitrage Advisors, LLC entityPromoter2Apr 15, 2011 → Mar 6, 2015
WC Whitebox Concentrated Convertible Arbitrage Advisors, LLC entityPromoter2Apr 15, 2011 → Mar 6, 2015
WL Whitebox L/S Equity Advisors, LLC entityPromoter2May 25, 2011 → May 15, 2012
WS Whitebox Small Cap Long Short Equity Advisors, LLC entityPromoter2May 26, 2010 → May 26, 2010
WH Whitebox Hedged High Yield Advisors, LLC entityPromoter2Apr 22, 2009 → Apr 21, 2010
WC Whitebox Convertible Arbitrage Advisors, LLC entityPromoter2Apr 22, 2009 → Apr 21, 2010
WC Whitebox Combined Advisors, LLC entityPromoter2Apr 22, 2009 → Apr 21, 2010
WI Whitebox Intermarket Advisors, LLC entityPromoter2Mar 16, 2009 → Mar 12, 2010
X3 X 3 Capital Management, LLC entityPromoter1Feb 4, 2021 → Feb 23, 2024
WC Whitebox Caja Blanca GP LLC entityExecutive Officer, Promoter1May 26, 2017 → May 23, 2022
LC Lisa ConradExecutive Officer1May 23, 2022 → May 23, 2022
MT Michael ToddExecutive Officer1Feb 4, 2022 → Feb 4, 2022
HI Highpeak Investment LLC entityDirector1Feb 4, 2022 → Feb 4, 2022
HI Highpeak Investment General Partner LP entityDirector1Feb 4, 2022 → Feb 4, 2022
MM Michael McCormickDirector1Dec 12, 2017 → Dec 12, 2017
WC Whitebox Credit Advisors, LLC entityPromoter1Jul 22, 2015 → Jul 22, 2015
WH Wiliam HarrisDirector1Jul 22, 2015 → Jul 22, 2015
WR Whitebox Relative Value Advisors, LLC entityPromoter1Jul 22, 2015 → Jul 22, 2015
WA Whitebox Asymetric Advisors, LLC entityPromoter1Apr 12, 2010 → Apr 6, 2011
DB David BreePromoter1Mar 16, 2009 → Mar 12, 2010
DS Don SeymourPromoter1Mar 16, 2009 → Mar 12, 2010
WD Whitebox Diversified Convertible Abritrage Advisors, LLC entityPromoter1Mar 16, 2009 → Mar 12, 2010
WD Whitebox Diversified Convertible Arbitrage Advisors, LLC entityPromoter1Mar 16, 2009 → Mar 12, 2010
PG Pine Grove Offshore Fund, Ltd. entityPromoter1Mar 16, 2009 → Mar 16, 2009
HR HSBC Republic Bank (Suisse) S.A. entityPromoter1Mar 16, 2009 → Mar 16, 2009
AA Arden Asset Management LLC entityPromoter1Mar 16, 2009 → Mar 16, 2009
PG Pine Grove Partners, LP entityPromoter1Mar 16, 2009 → Mar 16, 2009
EG Equitel Group, LLC entityPromoter1Mar 16, 2009 → Mar 16, 2009
D Dansu, Inc. entityPromoter1Mar 16, 2009 → Mar 16, 2009
RA RBC Alternative Assets, L.P. entityPromoter1Mar 16, 2009 → Mar 16, 2009
OP Ontario Partners LP entityPromoter1Mar 16, 2009 → Mar 16, 2009
WL Whitebox Long Short Equity Advisors, LLC entityPromoter1Mar 16, 2009 → Mar 16, 2009
HU Harding University, Inc. entityPromoter1Mar 16, 2009 → Mar 16, 2009

Adviser registration (Form ADV)

WHITEBOX ADVISORS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 31, 2006 · SEC file 801-65882 · Main office: MINNEAPOLIS, MN · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $15,739,556,705 as reported on Form ADV filed Mar 25, 2026 (Item 5.F(2)(c)) · 16 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.WHITEBOXADVISORS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 25, 2026: 4 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Whitebox as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Whitebox's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #20,792 of 374,652 in line (48 issuers searched so far). One-tap searches: Look further ↓

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