PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

Sponsor Check › Sponsor group

W

Westcap

One sponsor team, 51 deal companies · San Francisco, CA

Grouped because: 10 shared people, 6 shared management entities, same business address (50 issuers), similar issuer names (49) (automatic match from the filings) · not the same sponsor?

51deal companies
$2.95Breported sold
449investors
65Form D filings
2019–2025active
3new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 8, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Westcap is a sponsor group of 51 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, shared management entity, same person name on both filings; automatic match from the filings), filing 65 Form D filings between Apr 2019 and Dec 2025.

What this means One team, 51 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.95B to 449 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (47), "Other" (4). Issuers are based in CA (50), NY (1).

What this means $2.95B raised across the group, about $6.56M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Michael Davis (47 issuers, executive officer and director), Laurence A. Tosi (46 issuers, executive officer, director, and promoter), WestCap Management, LLC (20 issuers, director and promoter, entity), WestCap II GP, LLC (11 issuers, executive officer, director, and promoter, entity), WestCap Strategic Operator Fund GP, Limited (11 issuers, promoter, entity) and 20 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 3 new offerings in the last 12 months; latest filing Dec 8, 2025.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: WESTCAP MANAGEMENT, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 65 public filings for Westcap and found 14 differences, 2 worth asking the sponsor about: 29 Form Ds were filed more than 15 days after the first sale; Management, LLC WestCap is no longer listed on the Feb 28, 2023 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Westcap has not run yet — it is joining a line of 47,721 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 dismissed, 2 closed (disposition not in docket feed)

Tom Green County v. Westcap Corporation dismissed matched at sponsor-group level (Westcap)
District Court, N.D. Texas · No. 6:96-cv-00042 · Filed Apr 29, 1996 · Closed Apr 29, 1996 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Westcap Corporation: Defendant · Outcome: Terminated 1996-04-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1996, issuer incorporated 2019
San Patricio County v. Westcap Corporation closed matched at sponsor-group level (Westcap)
District Court, S.D. Texas · No. 2:95-cv-00287 · Filed Jun 14, 1995 · Closed Aug 22, 1995 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Westcap Corporation: Defendant · Outcome: Terminated 1995-08-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1995, issuer incorporated 2019
Sheriff, Palm Beach v. Westcap, Inc. closed matched at sponsor-group level (Westcap)
District Court, S.D. Florida · No. 9:95-cv-08267 · Filed May 3, 1995 · Closed Oct 10, 1996 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Westcap, Inc.: Defendant · Outcome: Terminated 1996-10-10 — FJC Integrated Database disposition: Stayed pending bankruptcy Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1995, issuer incorporated 2019
Sarasota-Man. Air v. Westcap Corporation dismissed matched at sponsor-group level (Westcap)
District Court, M.D. Florida · No. 8:94-cv-01236 · Filed Aug 5, 1994 · Closed Jul 19, 1995 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Westcap Corporation: Defendant · Outcome: Terminated 1995-07-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1994, issuer incorporated 2019
WESTCAP INC v. BAYSHORE BANK ETAL dismissed matched at sponsor-group level (Westcap)
District Court, S.D. Texas · No. · Filed Jul 13, 1987 · Closed Sep 2, 1988 · Nature of suit: 190 Other contract actions
Role of WESTCAP INC: Plaintiff · Outcome: Terminated 1988-09-02 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1987, issuer incorporated 2019
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Westcap..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

The Westcap Corporation closed matched at sponsor-group level (Westcap)
United States Bankruptcy Court, S.D. Texas · No. 96-43192 · Filed Apr 12, 1996 · Closed Jun 15, 1999
Role of The Westcap Corporation: Debtor · Outcome: Case closed 1999-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1996, issuer incorporated 2019
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

14 differences found between the filings for Westcap — 2 worth asking about (compared the newest 50 of 65 filings on Oct 24, 2026; older filings not covered)

Note · Jul 15, 2021

Last filing Jul 15, 2021 with 23% of the target sold — WestCap Strategic Operator Fund II, L.P.

WestCap Strategic Operator Fund II, L.P. (last filing Jul 15, 2021; $527,050,000 sold of $2,250,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

WestCap Strategic Operator Fund II, L.P. — PartnerFacts page ↗EDGAR filer page ↗
Sources
Worth asking · Oct 7, 2020 – May 28, 2025

29 Form Ds were filed more than 15 days after the first sale

Form D filed 309 days after the first sale — Thorium SBS Siepe, LP · Form D filed 307 days after the first sale — Thorium SOF II Valon, LP · Form D filed 309 days after the first sale — Thorium SBS Siepe Blocker, LLC · Form D filed 309 days after the first sale — Thorium SOF II Siepe Blocker, LLC · Form D filed 267 days after the first sale — Thorium SBS iAltA 2024, LP · and 24 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 28, 2025 ↗Thorium SBS Siepe, LP — PartnerFacts page ↗Form D · May 28, 2025 ↗Thorium SOF II Valon, LP — PartnerFacts page ↗
Sources
Note · Jun 30, 2021 – Jul 15, 2021

No amendment in the last 12 months on an offering that may still be open — WestCap Strategic Operator Fund II, L.P. (latest filing Jul 15, 2021)

The latest filing for this offering is dated Jul 15, 2021 (first sale Jun 30, 2021). It reports $527,050,000 sold of $2,250,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 15, 2021 ↗WestCap Strategic Operator Fund II, L.P. — PartnerFacts page ↗
Sources
Note · May 15, 2020 – Mar 9, 2021

No amendment in the last 12 months on an offering that may still be open — WestCap Bolt, LLC (latest filing Mar 9, 2021)

The latest filing for this offering is dated Mar 9, 2021 (first sale May 15, 2020). It reports $24,999,999 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 9, 2021 ↗WestCap Bolt, LLC — PartnerFacts page ↗
Sources
Note · Mar 3, 2021 – Mar 9, 2021

No amendment in the last 12 months on an offering that may still be open — WestCap Hopper, LLC (latest filing Mar 9, 2021)

The latest filing for this offering is dated Mar 9, 2021 (first sale Mar 3, 2021). It reports $0 sold of $20,000,050 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 9, 2021 ↗WestCap Hopper, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 21, 2023 – Feb 28, 2023

Management, LLC WestCap is no longer listed on the Feb 28, 2023 amendment — Rhenium SOF II GoodLeap 2023, LP

Management, LLC WestCap appears on the Feb 21, 2023 Form D (director) but not on the Feb 28, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Feb 21, 2023 ↗Form D/A · Feb 28, 2023 ↗Management, LLC WestCap — PartnerFacts page ↗Rhenium SOF II GoodLeap 2023, LP — PartnerFacts page ↗
Sources
Note · Mar 9, 2021 – Oct 29, 2021

Laurence A. Tosi's role changed at WestCap Bolt, LLC: director → promoter

The Mar 9, 2021 filing lists Laurence A. Tosi as director; the Oct 29, 2021 Form D lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 9, 2021 ↗Form D · Oct 29, 2021 ↗Laurence A. Tosi — PartnerFacts page ↗WestCap Bolt, LLC — PartnerFacts page ↗
Sources
Note · Apr 28, 2021 – Oct 28, 2024

5 offerings changed their target amount between filings

Offering amount changed between filings — WestCap Strategic Operator Fund II Side-by-Side, L.P. · Offering amount changed between filings — WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P. · Offering amount changed between filings — Rhenium SOF II GoodLeap 2023, LP · Offering amount changed between filings — WestCap Mythical, LLC · Offering amount changed between filings — WestCap Amount 2021, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Feb 22, 2023 ↗Form D/A (later) · Oct 28, 2024 ↗WestCap Strategic Operator Fund II Side-by-Side, L.P. — PartnerFacts page ↗Form D (earlier) · Feb 22, 2023 ↗
Sources
Note · Jun 26, 2020 – Feb 9, 2021

Laurence A. Tosi is written 2 different ways on the filings

listed as "Laurence A. Tosi" on 33 filings (from Jun 26, 2020), and "Laurence Tosi" on 14 filings (from Feb 9, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 26, 2020 ↗Form D · Feb 9, 2021 ↗Laurence A. Tosi — PartnerFacts page ↗
Sources
Note · Jun 26, 2020 – Mar 9, 2021

Industry group changed between filings — WestCap Bolt, LLC

"Other" (Jun 26, 2020); then "Pooled Investment Fund" (Mar 9, 2021 to Oct 29, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 26, 2020 ↗Form D/A · Mar 9, 2021 ↗WestCap Bolt, LLC — PartnerFacts page ↗
Sources
Note · Apr 17, 2019 – Dec 8, 2025

Member companies were formed in 3 different states

Delaware (45), Cayman Islands (5), Luxembourg (1) — out of 51 member issuers. The odd ones out: WestCap Strategic Operator PF, LP (Cayman Islands); WestCap Strategic Operator US Feeder Fund, L.P. (Cayman Islands); WestCap Strategic Operator Offshore Feeder Fund, L.P. (Cayman Islands); WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P. (Cayman Islands); WestCap Strategic Operator Fund III Offshore, L.P. (Cayman Islands); WestCap Strategic Operator Fund III Lux SCSp (Luxembourg).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Westcap — sponsor group page ↗WestCap Strategic Operator PF, LP — PartnerFacts page ↗WestCap Strategic Operator US Feeder Fund, L.P. — PartnerFacts page ↗WestCap Strategic Operator Offshore Feeder Fund, L.P. — PartnerFacts page ↗
Sources
Note · Nov 4, 2024

Issuer used a different name before — Rhodium AveOne Co-Invest 2022, LLC

SEC records list prior names for this filer: Rhodium AveOne Co-Invest, LLC. The current name on file is "Rhodium AveOne Co-Invest 2022, LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Rhodium AveOne Co-Invest 2022, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 65 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 57 offerings report sales commissions; 4 report finder's fees totalling $15,767,488; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 8, 2025 D
WestCap Strategic Operator Fund III Offshore, L.P.
File 021-566127
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2025 D
WestCap Strategic Operator Fund III, L.P.
File 021-566123
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2025 D
WestCap Strategic Operator Fund III Lux SCSp
File 021-566130
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2025 D
WestCap StubHub Opportunity Fund Preferred, LLC
File 021-557953
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SBS Valon, LP
File 021-547296
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SOF II Siepe, LP
File 021-547286
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SOF II iAltA 2024, LP
File 021-547294
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SBS iAltA 2024, LP
File 021-547292
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SOF II Siepe Blocker, LLC
File 021-547289
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SBS Siepe Blocker, LLC
File 021-547285
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SOF II Valon, LP
File 021-547298
$0$0$0None listed on this filingEDGAR ↗
May 28, 2025 D
Thorium SBS Siepe, LP
File 021-547284
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2025 D
Thorium AppDirect Co-Invest, LLC
File 021-536578
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2025 D
Fermium Addepar Co-Invest 2025, LLC
File 021-536579
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2024 D
Rhodium AveOne Co-Invest 2022, LLC
File 021-528527
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2024 D
Rhenium Stub Co-Invest 2023, LLC
File 021-528519
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2024 D/A
WestCap Strategic Operator Fund II Side-by-Side, L.P.
File 021-474049
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2024 D/A
WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P.
File 021-474054
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2023 D/A
Rhenium SOF II GoodLeap 2023, LP
File 021-473835
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2022 D
Palladium SOF II BFox 2022, LP
File 021-464546
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2022 D
Westcap Blueground Co-Invest 2022, LLC
File 021-461990
$0$0$0None listed on this filingEDGAR ↗
May 10, 2022 D
WestCap SOF II Point Digital 2022 Aggregator, LP
File 021-445086
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2022 D
WestCap SOF II IEQ 2021 Co-Invest, LP
File 021-440724
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2021 D
WestCap SOF II NYDIG 2021 Aggregator, LP
File 021-420791
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2021 D
WestCap Bolt, LLC
File 021-419200
$0$0$0
The Manager of the Issuer receives an annual management fee in advance, based on the Issuer's Assets
None listed on this filingEDGAR ↗
Sep 27, 2021 D/A
WestCap Mythical, LLC
File 021-404147
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Sep 23, 2021 D
WestCap Hopper 2021 Co-Invest, LLC
File 021-414378
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Sep 15, 2021 D
WestCap Hopper, LLC
File 021-413484
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Sep 1, 2021 D
WestCap BayOne 2021, LLC
File 021-412028
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2021 D
WestCap SOF II BayOne 2021 Aggregator, LP
File 021-411533
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2021 D
WestCap Klarna, LLC
File 021-411527
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2021 D
WestCap SOF II ThemisTech 2021 Aggregator, LP
File 021-407026
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Jul 20, 2021 D
WestCap ThemisTech 2021, LLC
File 021-407041
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Jul 15, 2021 D
WestCap Strategic Operator Fund II, L.P.
File 021-406335
$0$9,875,000 (est.)$0
The investment adviser to each Issuer receives an annual management fee in advance, based on Issuer's assets.
PJT Partners LP BrokerCheck CRD 171058 ↗
via Sean Jonathan Keene (CRD 4156490 ↗)

UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via James Richard Augir (CRD 2300595 ↗)
EDGAR ↗
Jul 15, 2021 D
WestCap SOF II Simon 2021 Aggregator, LP
File 021-406427
$0$0$0None listed on this filingEDGAR ↗
May 4, 2021 D/A
WestCap Amount 2021, LLC
File 021-397494
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
May 4, 2021 D
WestCap Paxos, LLC
File 021-398033
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Apr 30, 2021 D
WestCap Paxos, LLC
File 021-397821
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Mar 22, 2021 D
WestCap Cerebral, LLC
File 021-393079
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2021 D/A
WestCap Bolt, LLC
File 021-369822
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on the Issuer's assets.
None listed on this filingEDGAR ↗
Mar 9, 2021 D
WestCap ICN, LLC
File 021-391595
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Mar 9, 2021 D
WestCap Hopper, LLC
File 021-391611
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2021 D
WestCap Loanpal, LLC
File 021-388846
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2021 D
WestCap Mythical, LLC
File 021-388848
$0$0$0
The Managing Member of the Issuer received an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Feb 9, 2021 D
WestCap Torch, LLC
File 021-388851
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Feb 9, 2021 D
WestCap Premise, LLC
File 021-388849
$0$0$0
Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Jan 21, 2021 D/A
WestCap Strategic Operator US Feeder Fund, L.P.
File 021-362924
$0$4,300,899 (est.)$0
The investment adviser to the Issuer receives an annual management fee in advance, based on Issuer's assets.
Mercury Capital Advisors BrokerCheck CRD 152338 ↗
via Nicholas J. Savasta (CRD 4851522 ↗)
EDGAR ↗
Jan 21, 2021 D/A
WestCap Strategic Operator Offshore Feeder Fund, L.P.
File 021-362917
$0$1,056,839 (est.)$0
The investment adviser to the Issuer receives an annual management fee in advance, based on Issuer's assets.
Mercury Capital Advisors BrokerCheck CRD 152338 ↗
via Nicholas J. Savasta (CRD 4851522 ↗)
EDGAR ↗
Dec 21, 2020 D
WestCap Stub II-2020, LLC
File 021-383785
$0$0$0
The Managing Member of the Issuer receives an annual management fee in advance, based on issuer's assets.
None listed on this filingEDGAR ↗
Jul 20, 2020 D
WestCap Cerebral, LLC
File 021-371418
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2020 D
WestCap Skillz 2020 Co-Invest, LLC
File 021-369823
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2020 D
WestCapSkillz 2020-A, LLC
File 021-369824
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2020 D
WestCap Hopper, LLC
File 021-365934
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2020 D
WestCap Sonder 2020-A, LLC
File 021-365970
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2020 D
WestCap Strategic Operator PF, LP
File 021-362932
$0$534,750 (est.)$0
The manager of the Issuer will receive an annual management fee in advance, based on the Issuer's assets.
Mercury Capital Advisors BrokerCheck CRD 152338 ↗
via Nicholas J. Savasta (CRD 4851522 ↗)
EDGAR ↗
Feb 27, 2020 D
WESTCAP STUB, LLC
File 021-361500
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2019 D
KSB Ventures Enhanced, LLC
File 021-337555
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 51 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Westcap in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗KV KSB Ventures Enhanced, LLCshared people, same person name on both filingsEAST HAMPTON, NYOther1$705,000
offering $705,000 · similar: $500,000–$7,000,000
11
similar: 2–14
$25,000
similar: $5,000–$50,000
2019–2019
EDGAR ↗WS WESTCAP STUB, LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$370,082,165
offering $370,082,165 · similar: $500,000–$16,420,250
69
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2020–2020
EDGAR ↗WS WestCap Strategic Operator PF, LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$3,850,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗WS WestCap Strategic Operator US Feeder Fund, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$596,950,000
offering Indefinite · similar: $155,000–$5,250,000
109
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗WS WestCap Strategic Operator Offshore Feeder Fund, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$326,475,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗WH WestCap Hopper, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$10,000,036
offering $4,999,896 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗WS WestCap Sonder 2020-A, LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesSAN FRANCISCO, CAOther1$15,449,687
offering Indefinite · similar: $500,000–$7,000,000
1
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗W2 WestCapSkillz 2020-A, LLCshared principal (person on 60+ issuers) at the same address or management entity, same business addressSAN FRANCISCO, CAOther1$10,000,004
offering Indefinite · similar: $500,000–$7,000,000
1
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗WS WestCap Skillz 2020 Co-Invest, LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesSAN FRANCISCO, CAOther1$20,000,000
offering Indefinite · similar: $500,000–$7,000,000
3
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗WB WestCap Bolt, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$24,999,999
offering $499,984 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗WC WestCap Cerebral, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$24,999,989
offering $24,999,989 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗WS WestCap Stub II-2020, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗WL WestCap Loanpal, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$87,025,000
offering $87,025,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WM WestCap Mythical, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$24,999,999
offering $24,999,999 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WT WestCap Torch, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$20,000,000
offering $20,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WP WestCap Premise, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$25,000,000
offering $25,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WI WestCap ICN, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$5,000,000
offering $5,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WA WestCap Amount 2021, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$40,699,952
offering $40,699,952 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WP WestCap Paxos, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$14,999,986
offering $14,999,986 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap Strategic Operator Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$527,050,000
offering $2,250,000,000 · similar: $155,000–$5,250,000
63
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap SOF II Simon 2021 Aggregator, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$50,000,000
offering $50,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap SOF II ThemisTech 2021 Aggregator, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$1,399,955
offering $1,399,955 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WT WestCap ThemisTech 2021, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$599,967
offering $599,967 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap SOF II BayOne 2021 Aggregator, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$2,099,997
offering $2,099,997 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WK WestCap Klarna, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$9,993,251
offering $9,993,251 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WB WestCap BayOne 2021, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$899,995
offering $899,995 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WH WestCap Hopper 2021 Co-Invest, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$16,484,364
offering $16,484,364 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap SOF II NYDIG 2021 Aggregator, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$10,000,000
offering $10,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗WS WestCap SOF II IEQ 2021 Co-Invest, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$10,000,000
offering $10,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗WS WestCap SOF II Point Digital 2022 Aggregator, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$59,999,995
offering $59,999,995 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗WB Westcap Blueground Co-Invest 2022, LLCshared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$33,049,994
offering $33,049,994 · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗PS Palladium SOF II BFox 2022, LPshared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$18,579,680
offering $18,579,680 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗RS Rhenium SOF II GoodLeap 2023, LPshared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$15,000,000
offering $15,000,000 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗WS WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund2$83,370,000
offering $83,370,000 · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗WS WestCap Strategic Operator Fund II Side-by-Side, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund2$30,815,000
offering $30,815,000 · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗RS Rhenium Stub Co-Invest 2023, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$138,050,000
offering $138,050,000 · similar: $155,000–$5,250,000
37
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗RA Rhodium AveOne Co-Invest 2022, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$10,300,000
offering $10,300,000 · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗TA Thorium AppDirect Co-Invest, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$12,000,000
offering $12,000,000 · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗FA Fermium Addepar Co-Invest 2025, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SBS Valon, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$7,593,977
offering $7,593,977 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SOF II Siepe, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$12,398,820
offering $12,398,820 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SOF II iAltA 2024, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$9,686,550
offering $9,686,550 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SBS iAltA 2024, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$1,659,604
offering $1,659,604 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SOF II Siepe Blocker, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$12,398,820
offering $12,398,820 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SBS Siepe Blocker, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$2,601,180
offering $2,601,180 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SOF II Valon, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$42,687,530
offering $42,687,530 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TS Thorium SBS Siepe, LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$2,601,180
offering $2,601,180 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗WS WestCap StubHub Opportunity Fund Preferred, LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$133,670,000
offering $133,670,000 · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗WS WestCap Strategic Operator Fund III Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗WS WestCap Strategic Operator Fund III, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗WS WestCap Strategic Operator Fund III Lux SCSpshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 8, 2025WestCap Strategic Operator Fund III Lux SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Dec 8, 2025WestCap Strategic Operator Fund III, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 8, 2025WestCap Strategic Operator Fund III Offshore, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 18, 2025WestCap StubHub Opportunity Fund Preferred, LLCDPooled Investment Fund$133,670,000$133,670,000
EDGAR ↗May 28, 2025Thorium SBS Siepe, LPDPooled Investment Fund$2,601,180$2,601,180
EDGAR ↗May 28, 2025Thorium SOF II Valon, LPDPooled Investment Fund$42,687,530$42,687,530
EDGAR ↗May 28, 2025Thorium SBS Siepe Blocker, LLCDPooled Investment Fund$2,601,180$2,601,180
EDGAR ↗May 28, 2025Thorium SOF II Siepe Blocker, LLCDPooled Investment Fund$12,398,820$12,398,820
EDGAR ↗May 28, 2025Thorium SBS iAltA 2024, LPDPooled Investment Fund$1,659,604$1,659,604
EDGAR ↗May 28, 2025Thorium SOF II iAltA 2024, LPDPooled Investment Fund$9,686,550$9,686,550
EDGAR ↗May 28, 2025Thorium SOF II Siepe, LPDPooled Investment Fund$12,398,820$12,398,820
EDGAR ↗May 28, 2025Thorium SBS Valon, LPDPooled Investment Fund$7,593,977$7,593,977
EDGAR ↗Jan 29, 2025Fermium Addepar Co-Invest 2025, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jan 29, 2025Thorium AppDirect Co-Invest, LLCDPooled Investment Fund$12,000,000$12,000,000
EDGAR ↗Nov 4, 2024Rhodium AveOne Co-Invest 2022, LLCDPooled Investment Fund$10,300,000$10,300,000
EDGAR ↗Nov 1, 2024Rhenium Stub Co-Invest 2023, LLCDPooled Investment Fund$138,050,000$138,050,000
EDGAR ↗Oct 28, 2024WestCap Strategic Operator Fund II Side-by-Side, L.P.D/APooled Investment Fund$30,815,000$30,815,000
EDGAR ↗Oct 28, 2024WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P.D/APooled Investment Fund$83,370,000$83,370,000
EDGAR ↗Feb 28, 2023Rhenium SOF II GoodLeap 2023, LPD/APooled Investment Fund$15,000,000$15,000,000
EDGAR ↗Feb 22, 2023WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 22, 2023WestCap Strategic Operator Fund II Side-by-Side, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 21, 2023Rhenium SOF II GoodLeap 2023, LPDPooled Investment Fund$15,000$15,000
EDGAR ↗Nov 10, 2022Palladium SOF II BFox 2022, LPDPooled Investment Fund$18,579,680$18,579,680
EDGAR ↗Oct 17, 2022Westcap Blueground Co-Invest 2022, LLCDPooled Investment Fund$33,049,994$33,049,994
EDGAR ↗May 10, 2022WestCap SOF II Point Digital 2022 Aggregator, LPDPooled Investment Fund$59,999,995$59,999,995
EDGAR ↗Apr 6, 2022WestCap SOF II IEQ 2021 Co-Invest, LPDPooled Investment Fund$10,000,000$10,000,000
EDGAR ↗Nov 12, 2021WestCap SOF II NYDIG 2021 Aggregator, LPDPooled Investment Fund$10,000,000$10,000,000
EDGAR ↗Oct 29, 2021WestCap Bolt, LLCDPooled Investment Fund$499,984$499,984
EDGAR ↗Sep 27, 2021WestCap Mythical, LLCD/APooled Investment Fund$24,999,999$24,999,999
EDGAR ↗Sep 23, 2021WestCap Hopper 2021 Co-Invest, LLCDPooled Investment Fund$16,484,364$16,484,364
EDGAR ↗Sep 15, 2021WestCap Hopper, LLCDPooled Investment Fund$4,999,896$4,999,896
EDGAR ↗Sep 1, 2021WestCap BayOne 2021, LLCDPooled Investment Fund$899,995$899,995
EDGAR ↗Aug 27, 2021WestCap Klarna, LLCDPooled Investment Fund$9,993,251$9,993,251
EDGAR ↗Aug 27, 2021WestCap SOF II BayOne 2021 Aggregator, LPDPooled Investment Fund$2,099,997$2,099,997
EDGAR ↗Jul 20, 2021WestCap ThemisTech 2021, LLCDPooled Investment Fund$599,967$599,967
EDGAR ↗Jul 20, 2021WestCap SOF II ThemisTech 2021 Aggregator, LPDPooled Investment Fund$1,399,955$1,399,955
EDGAR ↗Jul 15, 2021WestCap SOF II Simon 2021 Aggregator, LPDPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗Jul 15, 2021WestCap Strategic Operator Fund II, L.P.DPooled Investment Fund$2,250,000,000$527,050,000
EDGAR ↗Jun 24, 2021WestCap Mythical, LLCDPooled Investment Fund$19,999,999$19,999,999
EDGAR ↗May 4, 2021WestCap Paxos, LLCDPooled Investment Fund$14,999,986$14,999,986
EDGAR ↗May 4, 2021WestCap Amount 2021, LLCD/APooled Investment Fund$40,699,952$40,699,952
EDGAR ↗Apr 30, 2021WestCap Paxos, LLCDPooled Investment Fund$4,275,120$4,275,120
EDGAR ↗Apr 28, 2021WestCap Amount 2021, LLCDPooled Investment Fund$34,999,980$0
EDGAR ↗Mar 22, 2021WestCap Cerebral, LLCDPooled Investment Fund$24,999,989$24,999,989
EDGAR ↗Mar 9, 2021WestCap Bolt, LLCD/APooled Investment FundIndefinite$24,999,999
EDGAR ↗Mar 9, 2021WestCap Hopper, LLCDPooled Investment Fund$20,000,050$0
EDGAR ↗Mar 9, 2021WestCap ICN, LLCDPooled Investment Fund$5,000,000$5,000,000
EDGAR ↗Feb 9, 2021WestCap Premise, LLCDPooled Investment Fund$25,000,000$25,000,000
EDGAR ↗Feb 9, 2021WestCap Torch, LLCDPooled Investment Fund$20,000,000$20,000,000
EDGAR ↗Feb 9, 2021WestCap Mythical, LLCDPooled Investment Fund$10,000,000$10,000,000
EDGAR ↗Feb 9, 2021WestCap Loanpal, LLCDPooled Investment Fund$87,025,000$87,025,000
EDGAR ↗Jan 21, 2021WestCap Strategic Operator Offshore Feeder Fund, L.P.D/APooled Investment FundIndefinite$326,475,000
EDGAR ↗Jan 21, 2021WestCap Strategic Operator US Feeder Fund, L.P.D/APooled Investment FundIndefinite$596,950,000
EDGAR ↗Dec 21, 2020WestCap Stub II-2020, LLCDPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Jul 20, 2020WestCap Cerebral, LLCDOtherIndefinite$5,000,000
EDGAR ↗Jun 26, 2020WestCapSkillz 2020-A, LLCDOtherIndefinite$10,000,004
EDGAR ↗Jun 26, 2020WestCap Skillz 2020 Co-Invest, LLCDOtherIndefinite$20,000,000
EDGAR ↗Jun 26, 2020WestCap Bolt, LLCDOtherIndefinite$14,999,997
EDGAR ↗Apr 29, 2020WestCap Sonder 2020-A, LLCDOtherIndefinite$15,449,687
EDGAR ↗Apr 29, 2020WestCap Hopper, LLCDOtherIndefinite$10,000,036
EDGAR ↗Mar 16, 2020WestCap Strategic Operator Offshore Feeder Fund, L.P.DPooled Investment FundIndefinite$3,750,000
EDGAR ↗Mar 16, 2020WestCap Strategic Operator US Feeder Fund, L.P.DPooled Investment FundIndefinite$120,750,000
EDGAR ↗Mar 16, 2020WestCap Strategic Operator PF, LPDPooled Investment FundIndefinite$3,850,000
EDGAR ↗Feb 27, 2020WESTCAP STUB, LLCDPooled Investment Fund$370,082,165$370,082,165
EDGAR ↗Apr 17, 2019KSB Ventures Enhanced, LLCDOther$705,000$705,000

Activity: 3 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 8, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2019), Pooled Investment Fund (2020), Other (2020), Pooled Investment Fund (2020), Other (2020). Latest offering: Pooled Investment Fund (2020–2025; most recent Dec 8, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
MD Michael DavisExecutive Officer, Director47Feb 27, 2020 → Dec 8, 2025
LT Laurence A. TosiExecutive Officer, Director, Promoter46Mar 16, 2020 → Dec 8, 2025
WM WestCap Management, LLC entityPromoter, Director20Dec 21, 2020 → Dec 8, 2025
WG WestCap II GP, LLC entityPromoter, Executive Officer, Director11Jul 15, 2021 → May 28, 2025
WS WestCap Strategic Operator Fund GP, Limited entityPromoter11Feb 9, 2021 → Sep 27, 2021
WS WestCap Strategic Operator Fund, L.P. entityPromoter11Feb 9, 2021 → Sep 27, 2021
WS WestCap II SBS GP, LLC entityDirector4May 28, 2025 → May 28, 2025
SG Scott GanelesPromoter, Director4Apr 17, 2019 → Jan 21, 2021
RH Richard HamiltonPromoter3Mar 16, 2020 → Jan 21, 2021
KM Kevin MarcusPromoter3Apr 17, 2019 → Jan 21, 2021
CY Charlie YoungPromoter3Mar 16, 2020 → Jan 21, 2021
BA Bernard AbdoPromoter3Mar 16, 2020 → Mar 16, 2020
WS WestCap II SBS GP, LLC entityPromoter2Feb 22, 2023 → Oct 28, 2024
JH Jaime HildrethPromoter2Mar 16, 2020 → Jan 21, 2021
AM Allen MaskPromoter2Jan 21, 2021 → Jan 21, 2021
JH Jamie HildrethPromoter2Mar 16, 2020 → Mar 16, 2020
WL WestCap III Lux GP S.a r.l. entityPromoter1Dec 8, 2025 → Dec 8, 2025
WG WestCap III GP, LLC entityPromoter1Dec 8, 2025 → Dec 8, 2025
WG WestCap III GP, LLC entityPromoter1Dec 8, 2025 → Dec 8, 2025
WS WestCap Strategic Operator Fund II Offshore, L.P. entityDirector1May 28, 2025 → May 28, 2025
WS WestCap Strategic Operator Fund II Side-by-Side Offshore, L.P. entityDirector1May 28, 2025 → May 28, 2025
MW Management, LLC WestCapDirector1Feb 21, 2023 → Feb 21, 2023
WS WestCap Strategic Operator Offshore Feeder Fund GP, Limited entityPromoter1Jan 21, 2021 → Jan 21, 2021
WS WestCap Strategic Operator US Feeder Fund GP, Limited entityPromoter1Jan 21, 2021 → Jan 21, 2021
BS Bill ShermanPromoter1Apr 17, 2019 → Apr 17, 2019

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 51 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

WESTCAP MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 30, 2020 · SEC file 801-119189 · Main office: SAN FRANCISCO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,441,289,978 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 48 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/westcapgroup/mycompany ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Westcap as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Westcap's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #200,730 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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