Sponsor Check › Issuer
Corporation · organized in DELAWARE · formed more than five years before filing · WEST WARWICK, RI · SEC CIK 866970 · formerly PHOENIX GROUP CORP; PHOENIX HEATHCARE CORP; IATROS HEALTH NETWORK INC
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Aug 2, 2016 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this issuer.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
1 of 10 offerings reports sales commissions totalling $2,971,600; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 2, 2016 D/A File 021-248272 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 17, 2015 D/A File 021-224878 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2014 D File 021-210461 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2014 D File 021-210462 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 11, 2012 D File 021-179532 | $2,971,600 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 28, 2011 D File 021-154567 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2011 D File 021-154376 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 5, 2010 D File 021-141525 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 5, 2010 D File 021-141531 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 9, 2009 D File 021-86697-0P | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to LIGHTING SCIENCE GROUP CORP in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 1:44 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-248272 | Sep 25, 2015 EDGAR ↗ | Aug 2, 2016 D/A EDGAR ↗ | 2 latest Aug 2, 2016 | $25,000,000 | $18,000,000 | Other Technology |
| 021-224878 | Sep 17, 2014 EDGAR ↗ | Feb 17, 2015 D/A EDGAR ↗ | 2 latest Feb 17, 2015 | $32,525,000 | $32,525,000 | Other Technology |
| 021-210462 | Jan 22, 2014 EDGAR ↗ | Jan 22, 2014 D EDGAR ↗ | 0 | $50,000,000 | $17,430,000 | Other Technology |
| 021-210461 | Jan 22, 2014 EDGAR ↗ | Jan 22, 2014 D EDGAR ↗ | 0 | $20,000,000 | $20,000,000 | Other Technology |
| 021-179532 | Jun 11, 2012 EDGAR ↗ | Jun 11, 2012 D EDGAR ↗ | 0 | $67,069,000 | $67,069,000 | Other Technology |
| 021-154567 | Jan 28, 2011 EDGAR ↗ | Jan 28, 2011 D EDGAR ↗ | 0 | $18,000,000 | $18,000,000 | Other Technology |
| 021-154376 | Jan 26, 2011 EDGAR ↗ | Jan 26, 2011 D EDGAR ↗ | 0 | $10,000,000 | $10,000,000 | Other Technology |
| 021-141531 | May 5, 2010 EDGAR ↗ | May 5, 2010 D EDGAR ↗ | 0 | $10,900,355 | $1,565,195 | Other Technology |
| 021-141525 | May 5, 2010 EDGAR ↗ | May 5, 2010 D EDGAR ↗ | 0 | $174,918,270 | $25,116,726 | Other Technology |
| 021-86697-0P | Sep 9, 2009 EDGAR ↗ | Sep 9, 2009 D EDGAR ↗ | 0 | Indefinite | $0 | Other Technology |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D/A (amendment) filed Aug 2, 2016 · amends 0000866970-16-000004 ↗ SEC file no. 021-248272 · accession 0000866970-16-000006 · filing 3 of 3 in this offering |
|---|---|
| Raise progress | $18,000,000 sold of $25,000,000 offered (72%) · $7,000,000 remaining · first sale Sep 11, 2015 |
| Filing timing | Date of first sale: Sep 11, 2015 · Original Form D filed: Sep 25, 2015 (14 days after first sale) · This amendment (Form D/A) filed: Aug 2, 2016 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 4,061 days (11.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 2, 2016. Most recent amendment for this offering in our index: this filing, Aug 2, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Philip J. Ragona, Executive Vice President, General Counsel and Secretary (Aug 2, 2016) |
| Changes vs previous filing |
Compared with the D/A filed Jan 21, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $25,000,000. Typical range: $1,100,015–$10,001,163. Investors: 1. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Jan 21, 2016 · amends 0000866970-15-000002 ↗ SEC file no. 021-248272 · accession 0000866970-16-000004 · filing 2 of 3 in this offering |
|---|---|
| Raise progress | $10,000,000 sold of $15,000,000 offered (67%) · $5,000,000 remaining · first sale Sep 11, 2015 |
| Filing timing | Date of first sale: Sep 11, 2015 · Original Form D filed: Sep 25, 2015 (14 days after first sale) · This amendment (Form D/A) filed: Jan 21, 2016 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 4,061 days (11.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Jan 21, 2016. Most recent amendment for this offering in our index: Aug 2, 2016 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Philip J. Ragona, Executive Vice President, General Counsel and Secretary (Jan 21, 2016) |
| Changes vs previous filing |
Compared with the D filed Sep 25, 2015 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $15,000,000. Typical range: $1,100,015–$10,001,163. Investors: 1. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 25, 2015 SEC file no. 021-248272 · accession 0000866970-15-000002 · filing 1 of 3 in this offering |
|---|---|
| Raise progress | $10,000,000 sold of $15,000,000 offered (67%) · $5,000,000 remaining · first sale Sep 11, 2015 |
| Filing timing | Date of first sale: Sep 11, 2015 · Form D filed: Sep 25, 2015 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,061 days (11.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Aug 2, 2016 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Philip J. Ragona, Executive Vice President, General Counsel and Secretary (Sep 25, 2015) |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $15,000,000. Typical range: $1,100,015–$10,001,163. Investors: 1. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Feb 17, 2015 · amends 0000866970-14-000005 ↗ SEC file no. 021-224878 · accession 0000866970-15-000001 · filing 3 of 3 in this offering |
|---|---|
| Raise progress | $32,525,000 sold of $32,525,000 offered (100%) · $0 remaining · first sale Aug 14, 2014 |
| Filing timing | Date of first sale: Aug 14, 2014 · Original Form D filed: Sep 17, 2014 (34 days after first sale) · This amendment (Form D/A) filed: Feb 17, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 4,454 days (12.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Feb 17, 2015. Most recent amendment for this offering in our index: this filing, Feb 17, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Edward D. Bednarcik, Chief Executive Officer (Feb 17, 2015) |
| Changes vs previous filing |
Compared with the D/A filed Nov 20, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $32,525,000. Typical range: $1,100,015–$10,001,163. Investors: 4. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 20, 2014 · amends 0000866970-14-000003 ↗ SEC file no. 021-224878 · accession 0000866970-14-000005 · filing 2 of 3 in this offering |
|---|---|
| Raise progress | $21,000,000 sold of $21,000,000 offered (100%) · $0 remaining · first sale Aug 14, 2014 |
| Filing timing | Date of first sale: Aug 14, 2014 · Original Form D filed: Sep 17, 2014 (34 days after first sale) · This amendment (Form D/A) filed: Nov 20, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 4,454 days (12.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Nov 20, 2014. Most recent amendment for this offering in our index: Feb 17, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Dennis McGill, Chief Financial Officer (Nov 20, 2014) |
| Changes vs previous filing |
Compared with the D filed Sep 17, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $21,000,000. Typical range: $1,100,015–$10,001,163. Investors: 3. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 17, 2014 SEC file no. 021-224878 · accession 0000866970-14-000003 · filing 1 of 3 in this offering |
|---|---|
| Raise progress | $8,000,000 sold of $8,000,000 offered (100%) · $0 remaining · first sale Aug 14, 2014 |
| Filing timing | Date of first sale: Aug 14, 2014 · Form D filed: Sep 17, 2014 (34 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,454 days (12.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Feb 17, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Dennis McGill, Chief Financial Officer (Sep 17, 2014) |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $8,000,000. Typical range: $1,100,015–$10,001,163. Investors: 1. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 22, 2014 SEC file no. 021-210462 · accession 0000866970-14-000002 |
|---|---|
| Raise progress | $17,430,000 sold of $50,000,000 offered (35%) · $32,570,000 remaining · first sale Jan 3, 2014 |
| Filing timing | Date of first sale: Jan 3, 2014 · Form D filed: Jan 22, 2014 (19 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,677 days (12.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Thomas Shields, Chief Financial Officer (Jan 21, 2014) |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $50,000,000. Typical range: $1,100,015–$10,001,163. Investors: 0. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 22, 2014 SEC file no. 021-210461 · accession 0000866970-14-000001 |
|---|---|
| Raise progress | $20,000,000 sold of $20,000,000 offered (100%) · $0 remaining · first sale Sep 11, 2013 |
| Filing timing | Date of first sale: Sep 11, 2013 · Form D filed: Jan 22, 2014 (133 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,791 days (13.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Thomas Shields, Chief Financial Officer (Jan 21, 2014) |
| Market context | Minimum investment: $1,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $20,000,000. Typical range: $1,100,015–$10,001,163. Investors: 0. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 11, 2012 SEC file no. 021-179532 · accession 0000866970-12-000002 |
|---|---|
| Raise progress | $67,069,000 sold of $67,069,000 offered (100%) · $0 remaining · first sale May 25, 2012 |
| Filing timing | Date of first sale: May 25, 2012 · Form D filed: Jun 11, 2012 (17 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,265 days (14.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 34 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $1,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $2,971,600 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Lighting Science Group Corporation paid a fee of $2,971,600.00 to Moelis & Company for its services as placement agent in connection with this offering. |
| Signed by | Gregory T. Kaiser, Chief Financial Officer (Jun 8, 2012) |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 28, 2011 SEC file no. 021-154567 · accession 0000866970-11-000003 |
|---|---|
| Raise progress | $18,000,000 sold of $18,000,000 offered (100%) · $0 remaining · first sale Jan 26, 2011 Issuer's note: The Company issued 5,454,545 shares of its common stock for $18,000,000 in a private placement. |
| Filing timing | Date of first sale: Jan 26, 2011 · Form D filed: Jan 28, 2011 (2 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,750 days (15.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 33 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Kaiser, Corporate Secretary and Chief Financial Officer (Jan 28, 2011) |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 26, 2011 SEC file no. 021-154376 · accession 0000866970-11-000002 |
|---|---|
| Raise progress | $10,000,000 sold of $10,000,000 offered (100%) · $0 remaining · first sale Jan 13, 2011 Issuer's note: The Company issued a warrant for 5,000,000 shares at an exercise price of $2.00 per share. |
| Filing timing | Date of first sale: Jan 13, 2011 · Form D filed: Jan 26, 2011 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,763 days (15.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Kaiser, Corporate Secretary and Chief Financial Officer (Jan 25, 2011) |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 5, 2010 SEC file no. 021-141531 · accession 0001181431-10-024438 |
|---|---|
| Raise progress | $1,565,195 sold of $10,900,355 offered (14%) · $9,335,160 remaining · first sale Apr 20, 2010 Issuer's note: The Company issued 1,555,860 units, each consisting of one share of preferred stock and that portion of a warrant to purchase one share of common stock at $6.00 per share, based upon a purchase price of $1.006 per unit in satisfaction of a $1,565,195 fee. |
| Filing timing | Date of first sale: Apr 20, 2010 · Form D filed: May 5, 2010 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,031 days (16.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | John D. Mitchell, Jr., Corporate Secretary and General Counsel (Apr 29, 2010) Signed by an authorized representative. |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 5, 2010 SEC file no. 021-141525 · accession 0001181431-10-024364 |
|---|---|
| Raise progress | $25,116,726 sold of $174,918,270 offered (14%) · $149,801,544 remaining · first sale Apr 19, 2010 Issuer's note: The Company sold 24,966,924 units to investors at $1.006 per unit, with each unit consisting of one share of Series D preferred stock and that portion of a warrant representing the right to purchase one share of the common stock at $6.00 per share. |
| Filing timing | Date of first sale: Apr 19, 2010 · Form D filed: May 5, 2010 (16 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,032 days (16.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 10 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | John D. Mitchell, Jr., Corporate Secretary and General Counsel (Apr 29, 2010) Signed by an authorized representative. |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 9, 2009 SEC file no. 021-86697-0P · accession 0001209191-09-043594 · filing 2 of 2 in this offering |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Aug 27, 2009 Issuer's note: $5 million note that, for each $1.006 of outstanding principal and interest, is convertible into 1 share of preferred stock and warrant to buy 1 share of common stock at $12 exercise price. Note has automatic and optional conversion features. |
| Filing timing | Date of first sale: Aug 27, 2009 · Form D filed: Sep 9, 2009 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,267 days (17.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Stephen Hamilton, Vice President - Finance (Sep 8, 2009) |
| Changes vs previous filing | No change in the fields compared. Compared with the D filed Sep 9, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 9, 2009 SEC file no. 021-86697-0P · accession 0001209191-09-043592 · filing 1 of 2 in this offering |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Aug 27, 2009 Issuer's note: $32,846,619 note that, for each $1.006 of outstanding principal and interest, is convertible into 1 share of preferred stock and warrant to buy 1 share of common stock at $6 exercise price. Note has automatic and optional conversion features. |
| Filing timing | Date of first sale: Aug 27, 2009 · Form D filed: Sep 9, 2009 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,267 days (17.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Stephen Hamilton, Vice President - Finance (Sep 8, 2009) |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Aug 2, 2016 EDGAR ↗ | 021-248272 | Jan 21, 2016 D/A | total sold: $10,000,000 (Jan 21, 2016) → $18,000,000 (Aug 2, 2016) · total offering: $15,000,000 (Jan 21, 2016) → $25,000,000 (Aug 2, 2016) · remaining: $5,000,000 (Jan 21, 2016) → $7,000,000 (Aug 2, 2016) · and 3 more (open the filing above) |
| Jan 21, 2016 EDGAR ↗ | 021-248272 | Sep 25, 2015 D | related persons no longer listed (Jan 21, 2016): Samer Salty |
| Feb 17, 2015 EDGAR ↗ | 021-224878 | Nov 20, 2014 D/A | total sold: $21,000,000 (Nov 20, 2014) → $32,525,000 (Feb 17, 2015) · total offering: $21,000,000 (Nov 20, 2014) → $32,525,000 (Feb 17, 2015) · investors: 3 (Nov 20, 2014) → 4 (Feb 17, 2015) · and 1 more (open the filing above) |
| Nov 20, 2014 EDGAR ↗ | 021-224878 | Sep 17, 2014 D | total sold: $8,000,000 (Sep 17, 2014) → $21,000,000 (Nov 20, 2014) · total offering: $8,000,000 (Sep 17, 2014) → $21,000,000 (Nov 20, 2014) · investors: 1 (Sep 17, 2014) → 3 (Nov 20, 2014) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Aug 2, 2016. Industry as reported, by offering: All 10 offerings reported: Other Technology (2009–2015).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Craig Cogut | Director Issuer's note: Director of the Issuer | RI | Jan 22, 2014 → Aug 2, 2016 on 7 of 15 filings listed on the latest filing | 6 other issuers |
| David Cline | Director Issuer's note: Director of the Issuer | RI | Aug 2, 2016 on 1 of 15 filings listed on the latest filing | — |
| Dennis McGill | Executive Officer, Director Issuer's note: Director of the Issuer | RI | Sep 17, 2014 → Aug 2, 2016 on 5 of 15 filings listed on the latest filing | 1 other issuer |
| Donald Harkleroad also filed as Donald R Harkleroad; Donald R. Harkleroad | Director Issuer's note: Director of the Issuer | RI | Sep 9, 2009 → Aug 2, 2016 on 15 of 15 filings listed on the latest filing | — |
| Edward D. Bednarcik also filed as Edward Bednarcik | Executive Officer Issuer's note: Chief Executive Officer of the Issuer | FL | Sep 17, 2014 → Aug 2, 2016 on 6 of 15 filings listed on the latest filing | — |
| Fredric Maxik | Executive Officer, Director Issuer's note: Chief Technology Officer and Director of the Issuer | RI | Jan 22, 2014 → Aug 2, 2016 on 8 of 15 filings listed on the latest filing | 1 other issuer |
| James Jones | Director Issuer's note: Director of the Issuer | RI | Sep 17, 2014 → Aug 2, 2016 on 6 of 15 filings listed on the latest filing | — |
| Joel Haney | Director Issuer's note: Director of the Issuer | RI | Aug 2, 2016 on 1 of 15 filings listed on the latest filing | 5 other issuers |
| Jonathan Rosenbaum | Director Issuer's note: Director of the Issuer | RI | Sep 17, 2014 → Aug 2, 2016 on 6 of 15 filings listed on the latest filing | — |
| Richard H. Davis, Jr. also filed as Richard Davis | Director Issuer's note: Director of the Issuer | RI | Jan 22, 2014 → Aug 2, 2016 on 7 of 15 filings listed on the latest filing | 14 other issuers |
| Sanford R. Climan | Director Issuer's note: Director of the Issuer | RI | Sep 17, 2014 → Aug 2, 2016 on 6 of 15 filings listed on the latest filing | — |
| Seth Bernstein | Director Issuer's note: Director of the Issuer | RI | Sep 17, 2014 → Jan 21, 2016 on 5 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Samer Salty | Director Issuer's note: Director of the Issuer | FL | Jan 22, 2014 → Sep 25, 2015 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Leon Wagner | Director Issuer's note: Director of the Issuer | FL | Jan 26, 2011 → Feb 17, 2015 on 8 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Warner Philips | Director Issuer's note: Director of the Issuer | FL | Sep 17, 2014 → Feb 17, 2015 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Andrew Cooper person page: Andrew C Cooper | Director Issuer's note: Director of the Issuer | FL | Jun 11, 2012 → Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | 3 other issuers |
| Karel den Daas | Director Issuer's note: Director of the Issuer | FL | Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Keith Scott | Executive Officer Issuer's note: Chief Commercial Officer of the Issuer | FL | Jun 11, 2012 → Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Nicholas Brathwaite | Director Issuer's note: Director of the Issuer | FL | Jun 11, 2012 → Jan 22, 2014 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | 16 other issuers |
| Philip Handy | Director Issuer's note: Director of the Issuer | FL | Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Steven Wacaster | Director Issuer's note: Director of the Issuer | FL | Jun 11, 2012 → Jan 22, 2014 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | 39 other issuers |
| Thomas Smach person page: Thomas J. Smach | Director Issuer's note: Director of the Issuer | FL | Jun 11, 2012 → Jan 22, 2014 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | 17 other issuers |
| Thomas Shields | Executive Officer Issuer's note: Chief Financial Officer of the Issuer | FL | Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Vincent Colistra | Executive Officer, Director Issuer's note: Chief Executive Officer of the Issuer | FL | Jan 22, 2014 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Brad Knight | Executive Officer Issuer's note: Chief Operating Officer of the Issuer | FL | Jun 11, 2012 on 1 of 15 filings not listed on the latest filing (Aug 2, 2016) | 1 other issuer |
| Frederic Maxik | Executive Officer Issuer's note: Chief Technology Officer of the Issuer | FL | Sep 9, 2009 → Jun 11, 2012 on 7 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Gregory T. Kaiser also filed as Gregory Kaiser | Executive Officer Issuer's note: Chief Financial Officer of the Issuer | FL | Jan 26, 2011 → Jun 11, 2012 on 3 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Kaj den Daas | Director Issuer's note: Director of the Issuer | FL | Jun 11, 2012 on 1 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Steven G. Marton | Executive Officer, Director Issuer's note: Chief Executive Officer and Director of the Issuer | FL | Jun 11, 2012 on 1 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Charles Darnell | Director | FL | Jan 26, 2011 → Jan 28, 2011 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| David Bell | Director | FL | Sep 9, 2009 → Jan 28, 2011 on 6 of 15 filings not listed on the latest filing (Aug 2, 2016) | 1 other issuer |
| John T. Stanley | Executive Officer | FL | Jan 26, 2011 → Jan 28, 2011 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Michael W Kempner also filed as Michael W. Kempner | Director | FL | May 5, 2010 → Jan 28, 2011 on 4 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Richard Weinberg | Director, Executive Officer | FL | Sep 9, 2009 → Jan 28, 2011 on 6 of 15 filings not listed on the latest filing (Aug 2, 2016) | 1 other issuer |
| Robert E Bachman also filed as Robert Bachman; Robert E. Bachman | Director | FL | Sep 9, 2009 → Jan 28, 2011 on 6 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| T Michael Moseley also filed as T. Michael Moseley | Director | FL | May 5, 2010 → Jan 28, 2011 on 4 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Carlos M Gutierrez also filed as Carlos M. Gutierrez | Director | FL | May 5, 2010 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Jonathan T Cohen also filed as Jonathan T. Cohen | Executive Officer | FL | May 5, 2010 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Joseph C Montana, Jr. also filed as Joseph C. Montana, Jr. | Director | FL | May 5, 2010 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | 1 other issuer |
| Khaled Haram | Executive Officer | FL | Sep 9, 2009 → May 5, 2010 on 4 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Zachary S Gibler also filed as Zachary Gibler; Zachary S. Gibler | Executive Officer, Director | FL | Sep 9, 2009 → May 5, 2010 on 4 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Bonnie Reiss | Director | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Daryl Snadon | Director | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Govi Rao | Director | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Hamilton Stephen | Executive Officer | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Kathryn Reynolds | Executive Officer | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
| Richard Kelson | Director | FL | Sep 9, 2009 on 2 of 15 filings not listed on the latest filing (Aug 2, 2016) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Craig D. Cogut; David D. Cline; Dennis D. McGill; Donald H. Harkleroad; Fredric R. Maxik; James R. Jones; Joel H. Haney; Jonathan D. Rosenbaum; Seth D. Bernstein; Samer R. Salty; Leon T. Wagner; Leon G. Wagner; Leon R. Wagner; Warner H. Philips; Warner D. Philips; Andrew G. Cooper; Keith G. Scott; Nicholas G. Brathwaite; Steven G. Wacaster; Thomas G. Smach; Brad G. Knight; Frederic T Maxik; Frederic T. Maxik; Frederic Michael Maxik; Frederic G. Maxik; Gregory T. Kaiser; Kaj G. den Daas; Charles T. Darnell; David E Bell; David E. Bell; Richard Michael Weinberg; Khaled Michael Haram) — the filing on EDGAR is the source.
Other issuers listing the same people (showing 40 of 106):
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
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Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
Not found in sources searched.
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for RI yet).
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