PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

Sponsor Check › Sponsor group

W

Walleye

One sponsor team, 9 deal companies · Plymouth, MN

Grouped because: 7 shared people, 4 shared management entities, same business address (3 issuers), similar issuer names (9) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

9deal companies
$12.55Breported sold
2,053investors
54Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 10, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Walleye is a sponsor group of 9 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same business address; automatic match from the filings), filing 54 Form D filings between Aug 2009 and Jun 2026.

What this means One team, 9 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $12.55B to 2,053 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (9). Issuers are based in MN (4), NY (3), Cayman Islands (as filed: E9) (2).

What this means $12.55B raised across the group, about $6.11M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: William England (9 issuers, executive officer and director), Andrew Carney (6 issuers, executive officer), Irvin Kessler (6 issuers, executive officer and promoter), Walleye Capital LLC (5 issuers, promoter, entity), Walleye Capital LLC (4 issuers, promoter, entity) and 23 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jun 10, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: WALLEYE CAPITAL LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 54 public filings for Walleye and found 30 differences, 4 worth asking the sponsor about: Adviser WALLEYE CAPITAL LLC reports disciplinary disclosures on Form ADV; 30 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Walleye has not run yet — it is joining a line of 62,742 names; searches run around the clock at the hosts' allowed rate. Searched so far: 740 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Walleye..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

30 differences found between the filings for Walleye — 4 worth asking about (compared the newest 50 of 54 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 30, 2018

Adviser WALLEYE CAPITAL LLC reports disciplinary disclosures on Form ADV

The firm's Form ADV answers "yes" to Item 11 (disciplinary history) — items 11C(2), 11C(4), 11C(5), 11E(2). It is linked to WALLEYE INVESTMENTS FUND LLC (member issuer). Our match estimate: 80%. Status on file: Approved since Jul 30, 2018.

What this means The firm answered "yes" to at least one disciplinary question on its SEC adviser form. The details are in the ADV on adviserinfo.sec.gov.

Form ADV · WALLEYE CAPITAL LLC ↗WALLEYE INVESTMENTS FUND LLC — PartnerFacts page ↗
Sources
Note · Nov 13, 1992 – Feb 26, 1993

Bankruptcy case: ASSOCIATES NATIONAL BANK (DELAWARE) v. TUSLER — filed Nov 13, 1992

United States Bankruptcy Court, D. Minnesota docket "ASSOCIATES NATIONAL BANK (DELAWARE) v. TUSLER" filed Nov 13, 1992, closed Feb 26, 1993. Mark Tusler (listed on the same filings) is listed as Defendant ("TUSLER"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Mark Tusler — PartnerFacts page ↗
Sources
Note · Jun 10, 2026

52 other issuers file from the same address — Walleye Quantic Master Fund Ltd

The address on file, 190 Elgin Avenue, George Town, Cayman Islands (as filed: E9), is used by 53 issuers in our index across 28 sponsor groups; 52 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Walleye Quantic Master Fund Ltd — PartnerFacts page ↗EDGAR filer page · Walleye Quantic Master Fund Ltd ↗
Sources
Note · Mar 13, 2026

208 other issuers file from the same address — Walleye Opportunities Fund Ltd

The address on file, Walkers Corporate Limited, 190 Elgin-Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9), is used by 209 issuers in our index across 67 sponsor groups; 208 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Walleye Opportunities Fund Ltd — PartnerFacts page ↗EDGAR filer page · Walleye Opportunities Fund Ltd ↗
Sources
Note · Sep 4, 2018 – Sep 24, 2018

Form D filed 20 days after the first sale — Walleye Opportunities Fund Ltd

The filing says the first sale was Sep 4, 2018. The Form D was filed Sep 24, 2018 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 24, 2018 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Sep 4, 2018 – Sep 24, 2018

Form D filed 20 days after the first sale — Walleye Opportunities Fund LP

The filing says the first sale was Sep 4, 2018. The Form D was filed Sep 24, 2018 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 24, 2018 ↗Walleye Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Mar 1, 2009 – Jul 8, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WOF PAF1 LP (latest filing Jul 8, 2025) · No amendment in the last 12 months on an offering that may still be open — Sea Hawk Multi-Strategy Fund Ltd. (latest filing Apr 18, 2024) · No amendment in the last 12 months on an offering that may still be open — Sea Hawk Multi-Strategy Fund LP (latest filing Jan 10, 2024) · No amendment in the last 12 months on an offering that may still be open — WALLEYE INVESTMENTS FUND LLC (latest filing Mar 15, 2023) · No amendment in the last 12 months on an offering that may still be open — Red Pasture LLC (latest filing Feb 14, 2023) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 8, 2025 ↗WOF PAF1 LP — PartnerFacts page ↗Form D/A · Apr 18, 2024 ↗Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Oct 17, 2016 – Mar 13, 2026

30 people are no longer listed on a later amendment

Jonathan Brenner is no longer listed on the Mar 13, 2026 amendment — Walleye Opportunities Fund Ltd · Irvin Kessler is no longer listed on the Apr 17, 2025 amendment — Walleye Opportunities Fund LP · Andrew Carney is no longer listed on the Apr 17, 2025 amendment — Walleye Opportunities Fund LP · Walleye Capital LLC is no longer listed on the Apr 17, 2025 amendment — Walleye Opportunities Fund LP · Irvin Kessler is no longer listed on the Mar 14, 2025 amendment — Walleye Opportunities Fund Ltd · and 25 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 14, 2025 ↗Form D/A · Mar 13, 2026 ↗Jonathan Brenner — PartnerFacts page ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Oct 4, 2010 – Apr 18, 2024

9 role changes for the same people across filings

William England's role changed at Sea Hawk Multi-Strategy Fund Ltd.: executive officer, director → executive officer · Walleye Capital LLC's role changed at Walleye Opportunities Fund LP: executive officer → promoter · Irvin Kessler's role changed at Walleye Opportunities Fund LP: promoter → executive officer · William England's role changed at Walleye Opportunities Fund Ltd: director → executive officer, director · William England's role changed at Sea Hawk Multi-Strategy Fund Ltd.: executive officer → executive officer, director · and 4 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Apr 20, 2023 ↗Form D/A · Apr 18, 2024 ↗William England — PartnerFacts page ↗Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 14, 2024 – Mar 14, 2025

Minimum investment changed between filings — Walleye Opportunities Fund Ltd

The Mar 14, 2024 filing lists a minimum of $0; the Mar 14, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 14, 2025 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 15, 2021 – Mar 15, 2022

Minimum investment changed between filings — WALLEYE INVESTMENTS FUND LLC

The Mar 15, 2021 filing lists a minimum of $1,000,000; the Mar 15, 2022 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 15, 2021 ↗Form D/A (later) · Mar 15, 2022 ↗WALLEYE INVESTMENTS FUND LLC — PartnerFacts page ↗
Sources
Note · Jan 11, 2021 – Jan 11, 2022

Minimum investment changed between filings — Sea Hawk Multi-Strategy Fund LP

The Jan 11, 2021 filing lists a minimum of $1,000,000; the Jan 11, 2022 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 11, 2021 ↗Form D/A (later) · Jan 11, 2022 ↗Sea Hawk Multi-Strategy Fund LP — PartnerFacts page ↗
Sources
Note · Apr 23, 2020 – Apr 20, 2021

Minimum investment changed between filings — Walleye Opportunities Fund LP

The Apr 23, 2020 filing lists a minimum of $33,000; the Apr 20, 2021 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 23, 2020 ↗Form D/A (later) · Apr 20, 2021 ↗Walleye Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Apr 23, 2020 – Apr 20, 2021

Minimum investment changed between filings — Walleye Opportunities Fund Ltd

The Apr 23, 2020 filing lists a minimum of $100,000; the Apr 20, 2021 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 23, 2020 ↗Form D/A (later) · Apr 20, 2021 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Apr 21, 2020 – Apr 20, 2021

Minimum investment changed between filings — Sea Hawk Multi-Strategy Fund Ltd.

The Apr 21, 2020 filing lists a minimum of $1,000,000; the Apr 20, 2021 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 21, 2020 ↗Form D/A (later) · Apr 20, 2021 ↗Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jan 10, 2020 – Jan 11, 2021

Minimum investment changed between filings — Sea Hawk Multi-Strategy Fund LP

The Jan 10, 2020 filing lists a minimum of $100,000; the Jan 11, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 10, 2020 ↗Form D/A (later) · Jan 11, 2021 ↗Sea Hawk Multi-Strategy Fund LP — PartnerFacts page ↗
Sources
Note · Sep 24, 2019 – Apr 23, 2020

Minimum investment changed between filings — Walleye Opportunities Fund LP

The Sep 24, 2019 filing lists a minimum of $50,000; the Apr 23, 2020 Form D/A lists $33,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 24, 2019 ↗Form D/A (later) · Apr 23, 2020 ↗Walleye Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Sep 24, 2019 – Apr 23, 2020

Minimum investment changed between filings — Walleye Opportunities Fund Ltd

The Sep 24, 2019 filing lists a minimum of $175,000; the Apr 23, 2020 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 24, 2019 ↗Form D/A (later) · Apr 23, 2020 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · May 21, 2019 – Jan 10, 2020

Minimum investment changed between filings — Sea Hawk Multi-Strategy Fund LP

The May 21, 2019 filing lists a minimum of $1,000,000; the Jan 10, 2020 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 21, 2019 ↗Form D/A (later) · Jan 10, 2020 ↗Sea Hawk Multi-Strategy Fund LP — PartnerFacts page ↗
Sources
Note · Sep 24, 2018 – Sep 24, 2019

Minimum investment changed between filings — Walleye Opportunities Fund LP

The Sep 24, 2018 filing lists a minimum of $1,000,000; the Sep 24, 2019 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 24, 2018 ↗Form D/A (later) · Sep 24, 2019 ↗Walleye Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Sep 24, 2018 – Sep 24, 2019

Minimum investment changed between filings — Walleye Opportunities Fund Ltd

The Sep 24, 2018 filing lists a minimum of $1,000,000; the Sep 24, 2019 Form D/A lists $175,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 24, 2018 ↗Form D/A (later) · Sep 24, 2019 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Aug 17, 2009 – May 21, 2019

Irvin Kessler is written 2 different ways on the filings

listed as "Irvin Robert Kessler" on 13 filings (from Aug 17, 2009), and "Irvin Kessler" on 24 filings (from May 21, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 17, 2009 ↗Form D · May 21, 2019 ↗Irvin Kessler — PartnerFacts page ↗
Sources
Note · Mar 14, 2024 – Jun 10, 2026

4 address changes between filings

Address moved from Camana Bay, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Walleye Quantic Master Fund Ltd · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Walleye Opportunities Fund Ltd · Address moved from Plymouth, MN to New York, NY — Walleye Opportunities Fund LP · Address moved from Plymouth, MN to New York, NY — Walleye Opportunities Fund Ltd

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Jun 12, 2025 ↗Form D/A · Jun 10, 2026 ↗Walleye Quantic Master Fund Ltd — PartnerFacts page ↗Form D/A · Mar 14, 2025 ↗
Sources
Worth asking · May 21, 2019

2 separate companies in this group use the same name: "Sea Hawk Multi-Strategy Fund Ltd."

CIK 1777033 (first filed May 21, 2019, Plymouth, MN); CIK 1776034 (first filed May 21, 2019, Plymouth, MN).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗Sea Hawk Multi-Strategy Fund LP — PartnerFacts page ↗EDGAR filer page · CIK 1777033 ↗EDGAR filer page · CIK 1776034 ↗
Sources
Worth asking · Sep 24, 2018

2 separate companies in this group use the same name: "Walleye Opportunities Fund LP"

CIK 1754083 (first filed Sep 24, 2018, New York, NY); CIK 1754062 (first filed Sep 24, 2018, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Walleye Opportunities Fund LP — PartnerFacts page ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗EDGAR filer page · CIK 1754083 ↗EDGAR filer page · CIK 1754062 ↗
Sources
Note · Feb 14, 2023 – Jun 10, 2026

6 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Walleye Quantic Master Fund Ltd · Address on file is a registered agent / shared office — Walleye Opportunities Fund Ltd · Address on file is a registered agent / shared office — Sea Hawk Multi-Strategy Fund Ltd. · Address on file is a registered agent / shared office — Sea Hawk Multi-Strategy Fund LP · Address on file is a registered agent / shared office — WALLEYE INVESTMENTS FUND LLC · and 1 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jun 10, 2026 ↗Walleye Quantic Master Fund Ltd — PartnerFacts page ↗Form D/A · Mar 13, 2026 ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Feb 14, 2023 – Jun 10, 2026

Member companies were formed in 2 different states

Delaware (6), Cayman Islands (3) — out of 9 member issuers. The odd ones out: Walleye Opportunities Fund Ltd (Cayman Islands); Sea Hawk Multi-Strategy Fund Ltd. (Cayman Islands); Walleye Quantic Master Fund Ltd (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Walleye — sponsor group page ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗Walleye Quantic Master Fund Ltd — PartnerFacts page ↗
Sources
Note · Feb 14, 2023 – Jun 10, 2026

Member companies list addresses in 3 different states

MN (4), NY (3), Cayman Islands (as filed: E9) (2). 6 members use a registered-agent or shared-office address: WALLEYE INVESTMENTS FUND LLC (C/O Walleye Capital Llc, 2800 Niagara Lane North, Plymouth, MN); Walleye Opportunities Fund Ltd (Walkers Corporate Limited, 190 Elgin-Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Sea Hawk Multi-Strategy Fund LP (C/O Walleye Capital Llc, 2800 Niagara Lane N, Plymouth, MN); Sea Hawk Multi-Strategy Fund Ltd. (C/O Walleye Capital Llc, 2800 Niagara Lane N, Plymouth, MN).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Walleye — sponsor group page ↗WALLEYE INVESTMENTS FUND LLC — PartnerFacts page ↗Walleye Opportunities Fund Ltd — PartnerFacts page ↗Sea Hawk Multi-Strategy Fund LP — PartnerFacts page ↗
Sources
Note · Sep 24, 2018 – Apr 14, 2026

Issuer used a different name before — Walleye Opportunities Fund LP

SEC records list prior names for this filer: Walleye Opportunities Fund, LP. The current name on file is "Walleye Opportunities Fund LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Walleye Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · May 21, 2019 – Apr 18, 2024

Issuer used a different name before — Sea Hawk Multi-Strategy Fund Ltd.

SEC records list prior names for this filer: Sea Hawk Multi-Strategy Master Fund Ltd.. The current name on file is "Sea Hawk Multi-Strategy Fund Ltd.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Sea Hawk Multi-Strategy Fund Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 54 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 10, 2026 D/A
Walleye Quantic Master Fund Ltd
File 021-548794
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2026 D/A
Walleye Quantic Fund LP
File 021-548793
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2026 D/A
Walleye Opportunities Fund LP
File 021-322028
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 13, 2026 D/A
Walleye Opportunities Fund Ltd
File 021-322032
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 8, 2025 D
WOF PAF1 LP
File 021-550915
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2024 D/A
Sea Hawk Multi-Strategy Fund Ltd.
File 021-340015
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2024 D/A
Sea Hawk Multi-Strategy Fund LP
File 021-340006
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2023 D/A
WALLEYE INVESTMENTS FUND LLC
File 021-392323
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2023 D/A
Red Pasture LLC
File 021-389883
$0$0$0None listed on this filingEDGAR ↗
May 15, 2017 D/A
WALLEYE INVESTMENTS FUND LLC
File 021-95913
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 9 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Walleye in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗WI WALLEYE INVESTMENTS FUND LLCshared people, shared management entity, similar issuer namesPlymouth, MNPooled Investment Fund15$207,636,909
offering Indefinite · similar: $155,000–$5,250,000
201
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2023
EDGAR ↗WO Walleye Opportunities Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)George Town, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund10$4,755,991,001
offering Indefinite · similar: $155,000–$5,250,000
644
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗WO Walleye Opportunities Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund9$6,385,676,665
offering Indefinite · similar: $155,000–$5,250,000
1107
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026
EDGAR ↗SH Sea Hawk Multi-Strategy Fund LPshared people, shared management entity, similar issuer namesPLYMOUTH, MNPooled Investment Fund6$173,340,000
offering Indefinite · similar: $155,000–$5,250,000
45
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2024
EDGAR ↗SH Sea Hawk Multi-Strategy Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)PLYMOUTH, MNPooled Investment Fund6$420,980,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2024
EDGAR ↗RP Red Pasture LLCshared people, shared management entity, similar issuer namesPLYMOUTH, MNPooled Investment Fund3$2,700,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗WQ Walleye Quantic Master Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund2$86,610,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗WQ Walleye Quantic Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$86,510,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗WP WOF PAF1 LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$500,500,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 10, 2026Walleye Quantic Fund LPD/APooled Investment FundIndefinite$86,510,000
EDGAR ↗Jun 10, 2026Walleye Quantic Master Fund LtdD/APooled Investment FundIndefinite$86,610,000
EDGAR ↗Apr 14, 2026Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$6,385,676,665
EDGAR ↗Mar 13, 2026Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$4,755,991,001
EDGAR ↗Jul 8, 2025WOF PAF1 LPDPooled Investment FundIndefinite$500,500,000
EDGAR ↗Jun 12, 2025Walleye Quantic Fund LPDPooled Investment FundIndefinite$48,750,000
EDGAR ↗Jun 12, 2025Walleye Quantic Master Fund LtdDPooled Investment FundIndefinite$48,850,000
EDGAR ↗Apr 17, 2025Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$3,208,103,607
EDGAR ↗Mar 14, 2025Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$2,933,260,970
EDGAR ↗Apr 18, 2024Sea Hawk Multi-Strategy Fund Ltd.D/APooled Investment FundIndefinite$420,980,000
EDGAR ↗Apr 18, 2024Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$2,637,218,726
EDGAR ↗Mar 14, 2024Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$2,056,535,899
EDGAR ↗Jan 10, 2024Sea Hawk Multi-Strategy Fund LPD/APooled Investment FundIndefinite$173,340,000
EDGAR ↗Jun 8, 2023Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$1,755,943,634
EDGAR ↗Apr 20, 2023Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$1,760,501,441
EDGAR ↗Apr 20, 2023Sea Hawk Multi-Strategy Fund Ltd.D/APooled Investment FundIndefinite$323,670,000
EDGAR ↗Mar 15, 2023WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$141,772,731
EDGAR ↗Feb 14, 2023Red Pasture LLCD/APooled Investment FundIndefinite$2,700,000
EDGAR ↗Jan 11, 2023Sea Hawk Multi-Strategy Fund LPD/APooled Investment FundIndefinite$160,640,000
EDGAR ↗Jun 9, 2022Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$1,391,325,600
EDGAR ↗Apr 20, 2022Sea Hawk Multi-Strategy Fund Ltd.D/APooled Investment FundIndefinite$261,960,000
EDGAR ↗Apr 20, 2022Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$989,503,620
EDGAR ↗Apr 20, 2022Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$1,254,511,859
EDGAR ↗Mar 15, 2022WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$138,938,012
EDGAR ↗Feb 18, 2022Red Pasture LLCD/APooled Investment FundIndefinite$2,600,000
EDGAR ↗Jan 11, 2022Sea Hawk Multi-Strategy Fund LPD/APooled Investment FundIndefinite$135,090,000
EDGAR ↗Apr 20, 2021Sea Hawk Multi-Strategy Fund Ltd.D/APooled Investment FundIndefinite$171,250,000
EDGAR ↗Apr 20, 2021Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$617,297,868
EDGAR ↗Apr 20, 2021Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$351,889,980
EDGAR ↗Mar 15, 2021WALLEYE INVESTMENTS FUND LLCDPooled Investment FundIndefinite$21,677,804
EDGAR ↗Feb 18, 2021Red Pasture LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jan 11, 2021Sea Hawk Multi-Strategy Fund LPD/APooled Investment FundIndefinite$88,840,000
EDGAR ↗Apr 23, 2020Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$462,191,286
EDGAR ↗Apr 23, 2020Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$129,324,980
EDGAR ↗Apr 21, 2020Sea Hawk Multi-Strategy Fund Ltd.D/APooled Investment FundIndefinite$115,500,000
EDGAR ↗Jan 10, 2020Sea Hawk Multi-Strategy Fund LPD/APooled Investment FundIndefinite$7,330,000
EDGAR ↗Sep 24, 2019Walleye Opportunities Fund LPD/APooled Investment FundIndefinite$258,061,612
EDGAR ↗Sep 24, 2019Walleye Opportunities Fund LtdD/APooled Investment FundIndefinite$46,875,000
EDGAR ↗May 21, 2019Sea Hawk Multi-Strategy Fund Ltd.DPooled Investment FundIndefinite$3,920,000
EDGAR ↗May 21, 2019Sea Hawk Multi-Strategy Fund LPDPooled Investment FundIndefinite$1,080,000
EDGAR ↗Sep 24, 2018Walleye Opportunities Fund LtdDPooled Investment FundIndefinite$5,700,000
EDGAR ↗Sep 24, 2018Walleye Opportunities Fund LPDPooled Investment FundIndefinite$123,738,063
EDGAR ↗May 15, 2017WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$207,636,909
EDGAR ↗May 15, 2017WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$207,636,909
EDGAR ↗Apr 17, 2017WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$179,936,909
EDGAR ↗Jan 19, 2017WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$100,406,909
EDGAR ↗Oct 17, 2016WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$99,211,909
EDGAR ↗Oct 16, 2015WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$99,211,909
EDGAR ↗Oct 16, 2014WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$99,211,909
EDGAR ↗Oct 16, 2013WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$95,117,421
EDGAR ↗Oct 16, 2012WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$66,227,421
EDGAR ↗Oct 13, 2011WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$63,863,648
EDGAR ↗Oct 4, 2010WALLEYE INVESTMENTS FUND LLCD/APooled Investment FundIndefinite$21,722,550
EDGAR ↗Aug 17, 2009WALLEYE INVESTMENTS FUND LLCDPooled Investment FundIndefinite$11,240,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 10, 2026. Industry history, as reported on each offering's latest filing: All 10 offerings reported: Pooled Investment Fund (2009–2025).

People across the group

NameRolesIssuers hereFirst → last listed
WE William EnglandExecutive Officer, Director9Apr 17, 2017 → Jun 10, 2026
IK Irvin KesslerPromoter, Executive Officer6Aug 17, 2009 → Apr 18, 2024
AC Andrew CarneyExecutive Officer6Jan 19, 2017 → Apr 18, 2024
WC Walleye Capital LLC entityPromoter5Apr 23, 2020 → Jun 10, 2026
WC Walleye Capital LLC entityPromoter4Jan 10, 2020 → Apr 18, 2024
WT Walleye Trading Advisors, LLC entityExecutive Officer, Promoter4Aug 17, 2009 → Sep 24, 2019
CR Claris RuwendeDirector3Mar 14, 2024 → Jun 10, 2026
SD Sophia DilbertDirector3Apr 20, 2023 → Jun 10, 2026
FL Fish Lab LLC entityExecutive Officer2Apr 17, 2025 → Apr 14, 2026
RP Rebecca PalmerDirector2Apr 20, 2021 → Jun 9, 2022
PG Peter GoddardExecutive Officer2Aug 17, 2009 → Sep 24, 2018
WQ Walleye Quantic GP LLC entityExecutive Officer1Jun 12, 2025 → Jun 10, 2026
JB Jonathan BrennerExecutive Officer1Jun 9, 2022 → Mar 14, 2025
WO Walleye Opportunities Fund LP entityExecutive Officer1Sep 24, 2018 → Mar 14, 2024
AR Amber RamseyDirector1Sep 24, 2018 → Jun 8, 2023
AR Amber RamseyDirector1May 21, 2019 → Apr 20, 2023
DS Don SeymourDirector1Sep 24, 2018 → Apr 23, 2020
WC Walley Capital LLC entityPromoter1Apr 21, 2020 → Apr 21, 2020
DS Don SeymourDirector1May 21, 2019 → Apr 21, 2020
WT Walley Trading Advisors entityPromoter1May 21, 2019 → May 21, 2019
LM Lyons MarkExecutive Officer1Sep 24, 2018 → Sep 24, 2018
PM Paul MattsonPromoter1Sep 24, 2018 → Sep 24, 2018
MZ Mark ZeldisExecutive Officer1Sep 24, 2018 → Sep 24, 2018
CW Chris WeltyPromoter1Sep 24, 2018 → Sep 24, 2018
OK Ori KushnirPromoter1Sep 24, 2018 → Sep 24, 2018
RW Robert Walleye Opportunities Master Fund Ltd entityExecutive Officer1Sep 24, 2018 → Sep 24, 2018
MT Mark TuslerExecutive Officer1Aug 17, 2009 → Jan 19, 2017
ML Mark LyonsExecutive Officer1Aug 17, 2009 → Oct 17, 2016

Business registration (state registry / Secretary of State)

1 of 9 issuers have a matched state registry record — records by status: active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

WALLEYE CAPITAL LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 30, 2018 · SEC file 801-113731 · Main office: WAYZATA, MN · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $52,105,036,839 as reported on Form ADV filed Sep 28, 2026 (Item 5.F(2)(c)) · 10 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.WALLEYECAPITAL.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 28, 2026: 4 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (2 disclosures reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MN) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Walleye as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Walleye's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #31,944 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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