Tribeca is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names; automatic match from the filings), filing 13 Form D filings between Jan 2017 and Jan 2022.
What this means One team, 2 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $20.5M to 3 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in Australia (as filed: C3) (1), Cayman Islands (as filed: E9) (1).
What this means $20.5M raised across the group, about $6.83M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: James Howes (2 issuers, executive officer and director), Kylie Osgood (2 issuers, executive officer and director), Marc Towers (2 issuers, executive officer and director), Tim Sweeting (2 issuers, executive officer and director), Howes James (1 issuer, director) and 2 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jan 25, 2022.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Tribeca and found 11 differences, 3 worth asking the sponsor about: Howes James is no longer listed on the Jan 25, 2022 amendment; Kylie Osgood is no longer listed on the Jan 22, 2021 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.