PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

Sponsor Check › Sponsor group

TT

Top Tier

One sponsor team, 35 deal companies · San Francisco, CA

Grouped because: 11 shared people, 11 shared management entities, similar issuer names (35) (automatic match from the filings) · not the same sponsor?

35deal companies
$6.32Breported sold
366investors
75Form D filings
2010–2026active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 15, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Top Tier is a sponsor group of 35 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 75 Form D filings between Jun 2010 and Oct 2026.

What this means One team, 35 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $6.32B to 366 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (35). Issuers are based in CA (35).

What this means $6.32B raised across the group, about $17.3M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David A. York (35 issuers, executive officer, director, and promoter), Top Tier Capital Partners, LLC (34 issuers, executive officer, director, and promoter, entity), Garth A.L. Timoll, Sr. (28 issuers, executive officer and director), Eric Fitzgerald (21 issuers, director), Lisa M. Edgar (18 issuers, director) and 45 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Oct 15, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: TOP TIER CAPITAL PARTNERS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 8 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back, including 5 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 75 public filings for Top Tier and found 16 differences, 6 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; 8 court cases name Top Tier; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Top Tier has not run yet — it is joining a line of 34,044 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 5 open, 3 closed (disposition not in docket feed)

Stone v. Top Tier Solar Solutions, LLC open matched at sponsor-group level (Top Tier)
District Court, E.D. North Carolina · No. 5:26-cv-00580 · Filed Aug 14, 2026
Role of Top Tier Solar Solutions, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in NC (not the issuer's state)
Bustamente v. Top Tier Solar Solutions, LLC open matched at sponsor-group level (Top Tier)
District Court, S.D. Florida · No. 1:26-cv-23754 · Filed May 28, 2026
Role of Top Tier Solar Solutions, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Rodriguez v. Top Tier Solutions LLC open matched at sponsor-group level (Top Tier)
District Court, N.D. West Virginia · No. 3:25-cv-00178 · Filed Nov 19, 2025
Role of Top Tier Solutions LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in WV (not the issuer's state)
Pilot Air Freight, LLC v. Top Tier Thomas LLC open matched at sponsor-group level (Top Tier)
District Court, E.D. New York · No. 1:25-cv-05169 · Filed Sep 15, 2025
Role of Top Tier Thomas LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in NY (not the issuer's state)
Spratley v. Top Tier Solar Solutions, LLC closed matched at sponsor-group level (Top Tier)
District Court, E.D. Virginia · No. 3:24-cv-00772 · Filed Nov 1, 2024 · Closed Jul 1, 2025 · Nature of suit: 480 Consumer Credit · Cause: 15:2301 Magnuson-Moss Warranty Act
Role of Top Tier Solar Solutions, LLC: Defendant · Outcome: Terminated 2025-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state)
United States v. Top Tier Remodeling Corporation closed matched at sponsor-group level (Top Tier)
District Court, N.D. Illinois · No. 1:24-cv-04897 · Filed Jun 13, 2024 · Closed Oct 16, 2024
Role of Top Tier Remodeling Corporation: Defendant · Outcome: Terminated 2024-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
In the Matter of Fraisher, LLC as Owner, and Top Tier Beach, LLC as Operator of a 2015 Solid Craft open matched at sponsor-group level (Top Tier)
District Court, S.D. Alabama · No. 1:24-cv-00061 · Filed Feb 28, 2024
Role of Top Tier Beach, LLC as Operator of a 2015 Solid Craft: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
MAPES V. TOP TIER MARKETERS LLC DBA ARTFILY closed matched at sponsor-group level (Top Tier)
District Court, S.D. Indiana · No. 1:22-cv-00674 · Filed Apr 4, 2022 · Closed Aug 30, 2022
Role of TOP TIER MARKETERS LLC DBA ARTFILY: Defendant · Outcome: Terminated 2022-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IN (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Top Tier..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 2 open, 4 closed (disposition not in docket feed)

Haney Inc v. Top Tier Capital open matched at sponsor-group level (Top Tier)
United States Bankruptcy Court, S.D. Ohio · No. 1:26-ap-01039 · Filed Jun 19, 2026
Role of Top Tier Capital: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
CARMEL, CHAPTER 11 TRUSTEE v. PROVENTURE CAPITAL LLC D/B/A TOP TIER CAPITAL open matched at sponsor-group level (Top Tier)
United States Bankruptcy Court, D. Nevada · No. 25-01241 · Filed Oct 23, 2025
Role of CARMEL, CHAPTER 11 TRUSTEE v. PROVENTURE CAPITAL LLC D/B/A TOP TIER CAPITAL: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Top Tier Homes and Remodeling, LLC. closed matched at sponsor-group level (Top Tier)
United States Bankruptcy Court, S.D. California · No. 24-01092 · Filed Mar 29, 2024 · Closed Sep 10, 2024
Role of Top Tier Homes and Remodeling, LLC.: Debtor · Outcome: Case closed 2024-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Top Tier Site Development, Corp. closed matched at sponsor-group level (Top Tier)
United States Bankruptcy Court, D. Massachusetts · No. 17-14107 · Filed Nov 2, 2017 · Closed Dec 13, 2021
Role of Top Tier Site Development, Corp.: Debtor · Outcome: Case closed 2021-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MA (not the issuer's state)
DIAMOND v. Top Tier Realty, LP closed matched at sponsor-group level (Top Tier)
United States Bankruptcy Court, C.D. California · No. 6:10-ap-01326 · Filed Apr 23, 2010 · Closed Oct 29, 2012
Role of Top Tier Realty, LP: Defendant · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Top Tier Cleaning, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 97-19692 · Filed Oct 31, 1997 · Closed May 1, 1998
Role of Top Tier Cleaning, Inc.: Party · Outcome: Case closed 1998-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Top Tier — 6 worth asking about (compared the newest 50 of 75 filings on Oct 24, 2026; older filings not covered)

Worth asking · Apr 23, 2010 – Jun 19, 2026

4 bankruptcy cases name the subject or team members

Bankruptcy case: Top Tier Homes and Remodeling, LLC. — filed Mar 29, 2024 · Bankruptcy case: Top Tier Site Development, Corp. — filed Nov 2, 2017 · Bankruptcy case: Haney Inc v. Top Tier Capital — filed Jun 19, 2026 · Bankruptcy case: DIAMOND v. Top Tier Realty, LP — filed Apr 23, 2010

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Apr 4, 2022 – Aug 14, 2026

8 court cases name Top Tier — 7 as defendant

By role: defendant in 7, party in 1. Newest: "Stone v. Top Tier Solar Solutions, LLC" (District Court, E.D. North Carolina, Aug 14, 2026); "Bustamente v. Top Tier Solar Solutions, LLC" (District Court, S.D. Florida, May 28, 2026); "Rodriguez v. Top Tier Solutions LLC" (District Court, N.D. West Virginia, Nov 19, 2025). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Worth asking · Aug 2, 2019 – Mar 24, 2021

Amount sold went down between filings — Top Tier European Venture Capital Fund SCSp

The Aug 2, 2019 filing says $108,153,078 sold; the Mar 24, 2021 Form D/A says $87,896,250 sold — $20,256,828 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jun 16, 2022 – May 17, 2023

Top Tier includes 3 deals that stopped filing before reaching their target

Top Tier Venture Capital X Feeder, L.P. (last filing May 17, 2023; $9,000,000 sold of $600,000,000); Top Tier Venture Velocity Growth Fund, L.P. (last filing Dec 16, 2022; $81,922,410 sold of $200,000,000); Top Tier Venture Velocity Fund 4 Feeder, L.P. (last filing Jun 16, 2022; $100,250,000 sold of $525,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Apr 3, 2026

19 other issuers file from the same address — 2 member issuers (Top Tier Venture Capital XI Feeder, L.P.; Top Tier Venture Capital XI, L.P.)

The address on file, 650 California Street, Suite 2200, San Francisco, CA, is used by 21 issuers in our index across 6 sponsor groups; 19 are outside this group. It is on our registered-agent / shared-office list (24 issuers in 15 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Apr 10, 2012 – Jul 7, 2023

126 other issuers file from the same address — 16 member issuers (Top Tier Venture Capital V, L.P.; Top Tier Venture Capital V-B, L.P.; Top Tier Venture Capital VI, L.P.; …)

The address on file, 600 Montgomery Street, Suite 480, San Francisco, CA, is used by 142 issuers in our index across 15 sponsor groups; 126 are outside this group. It is on our registered-agent / shared-office list (159 issuers in 32 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Dec 21, 2020 – May 4, 2021

Form D filed 134 days after the first sale — Top Tier Venture Velocity Q, LLC

The filing says the first sale was Dec 21, 2020. The Form D was filed May 4, 2021 — 134 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 119 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Aug 1, 2019 – Feb 7, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Top Tier European Venture Capital Fund II SCSp (latest filing Feb 7, 2025) · No amendment in the last 12 months on an offering that may still be open — Top Tier Venture Capital X Feeder, L.P. (latest filing May 17, 2023) · No amendment in the last 12 months on an offering that may still be open — Top Tier Venture Velocity Growth Fund, L.P. (latest filing Dec 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Top Tier Venture Velocity Fund 4 Feeder, L.P. (latest filing Jun 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Top Tier Venture Velocity Fund 4, L.P. (latest filing Jun 16, 2022) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Jun 26, 2019 – Mar 24, 2021

6 people are no longer listed on a later amendment

Sean C. Warren is no longer listed on the Mar 24, 2021 amendment — Top Tier European Venture Capital Fund SCSp · Lisa M. Edgar is no longer listed on the Mar 24, 2021 amendment — Top Tier European Venture Capital Fund SCSp · Yves Cheret is no longer listed on the Mar 24, 2021 amendment — Top Tier European Venture Capital Fund SCSp · Lisa M. Edgar is no longer listed on the Jan 7, 2021 amendment — Top Tier Venture Capital IX, L.P. · Sean C. Warren is no longer listed on the Aug 14, 2020 amendment — Top Tier Venture Capital IX, L.P. · and 1 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Aug 2, 2019 – Mar 24, 2021

4 role changes for the same people across filings

David A. York's role changed at Top Tier European Venture Capital Fund SCSp: director → executive officer, director · Jessica Archibald's role changed at Top Tier European Venture Capital Fund SCSp: director → executive officer, director · Garth A.L. Timoll, Sr.'s role changed at Top Tier European Venture Capital Fund SCSp: director → executive officer, director · Eric Fitzgerald's role changed at Top Tier European Venture Capital Fund SCSp: director → executive officer

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Apr 21, 2017 – Oct 15, 2026

11 offerings changed their target amount between filings

Offering amount changed between filings — Top Tier Venture Velocity Fund 5 Feeder, L.P. · Offering amount changed between filings — Top Tier Venture Velocity Fund 5, L.P. · Offering amount lowered between filings — Top Tier Venture Capital X, L.P. · Offering amount changed between filings — Top Tier Venture Velocity Fund 4 Feeder, L.P. · Offering amount changed between filings — Top Tier Venture Velocity Fund 4, L.P. · and 6 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jul 30, 2025 – Oct 15, 2026

Minimum investment changed between filings — Top Tier Venture Velocity Fund 5 Feeder, L.P.

The Jul 30, 2025 filing lists a minimum of $0; the Oct 15, 2026 Form D/A lists $6,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jul 30, 2025 – Oct 15, 2026

Minimum investment changed between filings — Top Tier Venture Velocity Fund 5, L.P.

The Jul 30, 2025 filing lists a minimum of $0; the Oct 15, 2026 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 20, 2017 – Aug 30, 2021

5 people are written more than one way across the filings

Garth A.L. Timoll, Sr. is written 3 different ways on the filings · Sean Engel is written 2 different ways on the filings · David A. York is written 2 different ways on the filings · Lisa M. Edgar is written 2 different ways on the filings · Sean C. Warren is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Mar 19, 2018 – Oct 15, 2026

22 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Top Tier Venture Velocity Fund 5 Feeder, L.P. · Address on file is a registered agent / shared office — Top Tier Venture Velocity Fund 5, L.P. · Address on file is a registered agent / shared office — Top Tier Venture Capital XI Feeder, L.P. · Address on file is a registered agent / shared office — Top Tier Venture Capital XI, L.P. · Address on file is a registered agent / shared office — Top Tier European Venture Capital Fund II SCSp · and 17 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Apr 10, 2012 – Oct 15, 2026

Member companies were formed in 3 different states

Delaware (28), Cayman Islands (5), Luxembourg (2) — out of 35 member issuers. The odd ones out: TTCP NMERB SMA, L.P. (Cayman Islands); Top Tier European Venture Capital Fund SCSp (Luxembourg); Top Tier Venture Velocity Fund 4 Feeder, L.P. (Cayman Islands); Top Tier Venture Capital X Feeder, L.P. (Cayman Islands); Top Tier Venture Capital XI Feeder, L.P. (Cayman Islands); Top Tier European Venture Capital Fund II SCSp (Luxembourg).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 75 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 35 offerings reports sales commissions totalling $705,000; 4 report finder's fees totalling $1,751,865; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D/A
Top Tier Venture Velocity Fund 5, L.P.
File 021-520108
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Oct 15, 2026 D/A
Top Tier Venture Velocity Fund 5 Feeder, L.P.
File 021-520110
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Apr 3, 2026 D/A
Top Tier Venture Capital XI, L.P.
File 021-509548
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Apr 3, 2026 D/A
Top Tier Venture Capital XI Feeder, L.P.
File 021-509555
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Feb 7, 2025 D/A
Top Tier European Venture Capital Fund II SCSp
File 021-504632
$0$0$0
An affiliate of the General Partner (or its designee) will receive a fee or analogous compensation for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jul 7, 2023 D/A
Top Tier Venture Capital X, L.P.
File 021-409974
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Jun 29, 2023 D
Top Tier Venture Velocity Prime, L.P.
File 021-485595
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
May 17, 2023 D/A
Top Tier Venture Capital X Feeder, L.P.
File 021-446041
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Dec 16, 2022 D/A
Top Tier Venture Velocity Growth Fund, L.P.
File 021-421479
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Aug 15, 2022 D
TTCP NHCO Innovation, L.P.
File 021-456020
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jun 16, 2022 D/A
Top Tier Venture Velocity Fund 4, L.P.
File 021-404549
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jun 16, 2022 D/A
Top Tier Venture Velocity Fund 4 Feeder, L.P.
File 021-411676
$0$0$0 (est.)
An affiliate of the General Partner (or its designee) will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
May 2, 2022 D
TTCP NMERB SMA Growth, L.P.
File 021-444069
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 27, 2022 D
TTCP Co-Invest Fund X, L.P.
File 021-431092
$0$0$0None listed on this filingEDGAR ↗
May 4, 2021 D
Top Tier Venture Velocity Q, LLC
File 021-398129
$0$0$0
The investors are obligated to pay a management fee to the Managing Member (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 24, 2021 D/A
Top Tier European Venture Capital Fund SCSp
File 021-345715
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 28, 2021 D
TTCP NMERB SMA II, L.P.
File 021-387723
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 7, 2021 D/A
Top Tier Venture Capital IX, L.P.
File 021-342890
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Oct 6, 2020 D/A
Top Tier Venture Velocity Fund 3, L.P.
File 021-342885
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jul 11, 2019 D
TTCP Co-Invest Overage Fund IX, L.P
File 021-343966
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jul 11, 2019 D
Top Tier Venture Capital IX-B, L.P.
File 021-343965
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Oct 12, 2018 D/A
Top Tier Venture Capital VIII, L.P.
File 021-285333
$0$145,000$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
TopCap Partners, Inc. BrokerCheck CRD 166881 ↗
Five 9 Securities, LLC BrokerCheck CRD 114853 ↗
EDGAR ↗
Oct 12, 2018 D/A
Top Tier Alpha 2, L.P.
File 021-285335
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
TopCap Partners, Inc. BrokerCheck CRD 166881 ↗EDGAR ↗
Mar 19, 2018 D/A
Top Tier Venture Velocity Fund 2, L.P.
File 021-285270
$0$585,000$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
TopCap Partners, Inc. BrokerCheck CRD 166881 ↗EDGAR ↗
Apr 21, 2017 D
Top Tier Venture Capital VIII-B, L.P.
File 021-285336
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 7, 2017 D
TTCP NMERB SMA, L.P.
File 021-281908
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a Management Fee payable by the Issuer.
None listed on this filingEDGAR ↗
Jan 15, 2016 D/A
Top Tier Venture Velocity Fund, L.P.
File 021-216660
$705,000$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
Top Capital Advisors, Inc. BrokerCheck CRD 166881 ↗EDGAR ↗
Jan 15, 2016 D/A
Top Tier Venture Capital VII, L.P.
File 021-224842
$0$150,000$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
Top Capital Advisors, Inc. BrokerCheck CRD 166881 ↗EDGAR ↗
Jan 15, 2016 D
Top Tier Strategic Investment Fund, L.P.
File 021-255259
$0$871,865$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
Five 9 Securities, LLC BrokerCheck CRD 114853 ↗EDGAR ↗
Feb 24, 2015 D
Top Tier Venture Capital VII-B, L.P.
File 021-234580
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Sep 17, 2014 D
BVK Venture 2014, L.P.
File 021-224840
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 17, 2014 D/A
Top Tier Venture Capital VI, L.P.
File 021-177873
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 10, 2014 D/A
Top Tier Venture Capital VI-B, L.P.
File 021-198625
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Apr 10, 2012 D/A
Top Tier Venture Capital V, L.P.
File 021-143291
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Apr 10, 2012 D/A
Top Tier Venture Capital V-B, L.P.
File 021-157651
$0$0$0
The investors are obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 35 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:28 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Top Tier in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:28 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TT Top Tier Venture Capital V, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$200,252,0008No minimum reported2010–2012
EDGAR ↗TT Top Tier Venture Capital V-B, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$250,500,0001No minimum reported2011–2012
EDGAR ↗TT Top Tier Venture Capital VI, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$243,939,394
offering $243,939,394 · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2014
EDGAR ↗TT Top Tier Venture Capital VI-B, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$200,400,802
offering $200,400,802 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗TT Top Tier Venture Velocity Fund, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$189,641,718
offering $189,641,718 · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗BV BVK Venture 2014, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$50,505,051
offering $50,505,051 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗TT Top Tier Venture Capital VII, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$348,888,888
offering $348,888,888 · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗TT Top Tier Venture Capital VII-B, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$200,400,802
offering $200,400,802 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗TT Top Tier Strategic Investment Fund, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$107,325,300
offering $107,325,300 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗TN TTCP NMERB SMA, L.P.shared people, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗TT Top Tier Venture Velocity Fund 2, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$282,626,263
offering $282,626,263 · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗TT Top Tier Venture Capital VIII, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$379,494,950
offering $379,494,950 · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗TT Top Tier Venture Capital VIII-B, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$200,400,802
offering $200,400,802 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗TT Top Tier Alpha 2, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$56,565,656
offering $56,565,656 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗TT Top Tier Venture Capital IX, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$428,454,545
offering $428,454,545 · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗TT Top Tier Venture Velocity Fund 3, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$300,000,000
offering $300,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗TC TTCP Co-Invest Overage Fund IX, L.Pshared people, shared management entity, similar issuer namesSan Francisco, CAPooled Investment Fund1$50,000,000
offering $50,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗TT Top Tier Venture Capital IX-B, L.P.shared people, shared management entity, similar issuer namesSan Francisco, CAPooled Investment Fund1$150,000,000
offering $150,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗TT Top Tier European Venture Capital Fund SCSpshared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$108,153,078
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗TN TTCP NMERB SMA II, L.P.shared people, shared management entity, similar issuer namesSan Francisco, CAPooled Investment Fund1$101,010,101
offering $101,010,101 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗TT Top Tier Venture Velocity Q, LLCshared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$750,000
offering $750,000 · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗TT Top Tier Venture Velocity Fund 4, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$476,200,000
offering $525,000,000 · similar: $155,000–$5,250,000
65
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗TT Top Tier Venture Capital X, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$564,550,000
offering $564,550,000 · similar: $155,000–$5,250,000
74
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗TT Top Tier Venture Velocity Fund 4 Feeder, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$100,250,000
offering $525,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗TT Top Tier Venture Velocity Growth Fund, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$81,922,410
offering $200,000,000 · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗TC TTCP Co-Invest Fund X, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$50,000,000
offering $50,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗TN TTCP NMERB SMA Growth, L.P.shared people, shared management entity, similar issuer namesSan Francisco, CAPooled Investment Fund1$50,505,051
offering $50,505,051 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗TT Top Tier Venture Capital X Feeder, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$9,000,000
offering $600,000,000 · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗TN TTCP NHCO Innovation, L.P.shared people, shared management entity, similar issuer namesSan Francisco, CAPooled Investment Fund1$75,000,000
offering $75,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗TT Top Tier Venture Velocity Prime, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗TT Top Tier European Venture Capital Fund II SCSpshared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$117,014,759
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗TT Top Tier Venture Capital XI Feeder, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$163,500,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗TT Top Tier Venture Capital XI, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$262,400,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗TT Top Tier Venture Velocity Fund 5, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$300,550,000
offering $300,550,000 · similar: $155,000–$5,250,000
13
similar: 4–27
$50,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗TT Top Tier Venture Velocity Fund 5 Feeder, L.P.shared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$135,500,000
offering $135,500,000 · similar: $155,000–$5,250,000
5
similar: 4–27
$6,000,000
similar: $1,000–$100,000
2024–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 15, 2026Top Tier Venture Velocity Fund 5 Feeder, L.P.D/APooled Investment Fund$135,500,000$135,500,000
EDGAR ↗Oct 15, 2026Top Tier Venture Velocity Fund 5, L.P.D/APooled Investment Fund$300,550,000$300,550,000
EDGAR ↗Apr 3, 2026Top Tier Venture Capital XI Feeder, L.P.D/APooled Investment FundIndefinite$163,500,000
EDGAR ↗Apr 3, 2026Top Tier Venture Capital XI, L.P.D/APooled Investment FundIndefinite$262,400,000
EDGAR ↗Jul 30, 2025Top Tier Venture Velocity Fund 5, L.P.D/APooled Investment FundIndefinite$143,000,000
EDGAR ↗Jul 30, 2025Top Tier Venture Velocity Fund 5 Feeder, L.P.D/APooled Investment FundIndefinite$76,000,000
EDGAR ↗Apr 4, 2025Top Tier Venture Capital XI Feeder, L.P.D/APooled Investment FundIndefinite$162,000,000
EDGAR ↗Apr 4, 2025Top Tier Venture Capital XI, L.P.D/APooled Investment FundIndefinite$232,750,000
EDGAR ↗Feb 7, 2025Top Tier European Venture Capital Fund II SCSpD/APooled Investment FundIndefinite$117,014,759
EDGAR ↗Jul 30, 2024Top Tier Venture Velocity Fund 5 Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2024Top Tier Venture Velocity Fund 5, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2024Top Tier Venture Capital XI Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2024Top Tier Venture Capital XI, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 7, 2024Top Tier European Venture Capital Fund II SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 7, 2023Top Tier Venture Capital X, L.P.D/APooled Investment Fund$564,550,000$564,550,000
EDGAR ↗Jun 29, 2023Top Tier Venture Velocity Prime, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 17, 2023Top Tier Venture Capital X Feeder, L.P.D/APooled Investment Fund$600,000,000$9,000,000
EDGAR ↗Dec 16, 2022Top Tier Venture Velocity Growth Fund, L.P.D/APooled Investment Fund$200,000,000$81,922,410
EDGAR ↗Nov 29, 2022Top Tier Venture Capital X, L.P.D/APooled Investment Fund$600,000,000$471,200,000
EDGAR ↗Aug 15, 2022TTCP NHCO Innovation, L.P.DPooled Investment Fund$75,000,000$75,000,000
EDGAR ↗Jun 16, 2022Top Tier Venture Velocity Fund 4 Feeder, L.P.D/APooled Investment Fund$525,000,000$100,250,000
EDGAR ↗Jun 16, 2022Top Tier Venture Velocity Fund 4, L.P.D/APooled Investment Fund$525,000,000$476,200,000
EDGAR ↗May 18, 2022Top Tier Venture Capital X Feeder, L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗May 2, 2022TTCP NMERB SMA Growth, L.P.DPooled Investment Fund$50,505,051$50,505,051
EDGAR ↗Jan 27, 2022TTCP Co-Invest Fund X, L.P.DPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗Dec 20, 2021Top Tier Venture Velocity Growth Fund, L.P.D/APooled Investment Fund$200,000,000$50,000,000
EDGAR ↗Dec 1, 2021Top Tier Venture Capital X, L.P.D/APooled Investment Fund$600,000,000$247,550,000
EDGAR ↗Nov 17, 2021Top Tier Venture Velocity Growth Fund, L.P.DPooled Investment Fund$200,000,000$0
EDGAR ↗Nov 16, 2021Top Tier Venture Velocity Fund 4, L.P.D/APooled Investment Fund$400,000,000$228,550,000
EDGAR ↗Aug 30, 2021Top Tier Venture Velocity Fund 4 Feeder, L.P.DPooled Investment Fund$400,000,000$0
EDGAR ↗Aug 13, 2021Top Tier Venture Capital X, L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗Jun 29, 2021Top Tier Venture Velocity Fund 4, L.P.DPooled Investment Fund$400,000,000$0
EDGAR ↗May 4, 2021Top Tier Venture Velocity Q, LLCDPooled Investment Fund$750,000$750,000
EDGAR ↗Mar 24, 2021Top Tier European Venture Capital Fund SCSpD/APooled Investment FundIndefinite$87,896,250
EDGAR ↗Jan 28, 2021TTCP NMERB SMA II, L.P.DPooled Investment Fund$101,010,101$101,010,101
EDGAR ↗Jan 7, 2021Top Tier Venture Capital IX, L.P.D/APooled Investment Fund$428,454,545$428,454,545
EDGAR ↗Oct 6, 2020Top Tier Venture Velocity Fund 3, L.P.D/APooled Investment Fund$300,000,000$300,000,000
EDGAR ↗Aug 14, 2020Top Tier Venture Velocity Fund 3, L.P.D/APooled Investment Fund$300,000,000$279,797,980
EDGAR ↗Aug 14, 2020Top Tier Venture Velocity Fund 3, L.P.D/APooled Investment Fund$300,000,000$279,797,980
EDGAR ↗Aug 14, 2020Top Tier Venture Capital IX, L.P.D/APooled Investment Fund$450,000,000$427,797,980
EDGAR ↗Aug 2, 2019Top Tier European Venture Capital Fund SCSpDPooled Investment FundIndefinite$108,153,078
EDGAR ↗Jul 11, 2019Top Tier Venture Capital IX-B, L.P.DPooled Investment Fund$150,000,000$150,000,000
EDGAR ↗Jul 11, 2019TTCP Co-Invest Overage Fund IX, L.PDPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗Jun 26, 2019Top Tier Venture Velocity Fund 3, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Jun 26, 2019Top Tier Venture Capital IX, L.P.DPooled Investment Fund$350,000,000$0
EDGAR ↗Oct 12, 2018Top Tier Alpha 2, L.P.D/APooled Investment Fund$56,565,656$56,565,656
EDGAR ↗Oct 12, 2018Top Tier Venture Capital VIII, L.P.D/APooled Investment Fund$379,494,950$379,494,950
EDGAR ↗Mar 19, 2018Top Tier Venture Velocity Fund 2, L.P.D/APooled Investment Fund$282,626,263$282,626,263
EDGAR ↗Apr 21, 2017Top Tier Venture Velocity Fund 2, L.P.D/APooled Investment Fund$200,000,000$101,010,101
EDGAR ↗Apr 21, 2017Top Tier Alpha 2, L.P.DPooled Investment Fund$100,000,000$51,515,152
EDGAR ↗Apr 21, 2017Top Tier Venture Capital VIII-B, L.P.DPooled Investment Fund$200,400,802$200,400,802
EDGAR ↗Apr 21, 2017Top Tier Venture Capital VIII, L.P.DPooled Investment Fund$300,000,000$204,292,930
EDGAR ↗Apr 20, 2017Top Tier Venture Velocity Fund 2, L.P.DPooled Investment Fund$200,000,000$101,010,101
EDGAR ↗Mar 7, 2017TTCP NMERB SMA, L.P.DPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Jan 15, 2016Top Tier Strategic Investment Fund, L.P.DPooled Investment Fund$107,325,300$107,325,300
EDGAR ↗Jan 15, 2016Top Tier Venture Capital VII, L.P.D/APooled Investment Fund$348,888,888$348,888,888
EDGAR ↗Jan 15, 2016Top Tier Venture Velocity Fund, L.P.D/APooled Investment Fund$189,641,718$189,641,718
EDGAR ↗Jan 15, 2016Top Tier Venture Velocity Fund, L.P.D/APooled Investment Fund$189,641,718$189,641,718
EDGAR ↗Aug 20, 2015Top Tier Venture Capital VII, L.P.D/APooled Investment Fund$404,040,404$263,888,889
EDGAR ↗Jun 15, 2015Top Tier Venture Velocity Fund, L.P.D/APooled Investment Fund$200,000,000$164,343,434
EDGAR ↗Feb 24, 2015Top Tier Venture Capital VII-B, L.P.DPooled Investment Fund$200,400,802$200,400,802
EDGAR ↗Sep 17, 2014Top Tier Venture Capital VII, L.P.DPooled Investment Fund$404,040,404$202,020,202
EDGAR ↗Sep 17, 2014BVK Venture 2014, L.P.DPooled Investment Fund$50,505,051$50,505,051
EDGAR ↗May 1, 2014Top Tier Venture Velocity Fund, L.P.DPooled Investment Fund$200,000,000$109,292,929
EDGAR ↗Mar 17, 2014Top Tier Venture Capital VI, L.P.D/APooled Investment Fund$243,939,394$243,939,394
EDGAR ↗Jan 10, 2014Top Tier Venture Capital VI-B, L.P.D/APooled Investment Fund$200,400,802$200,400,802
EDGAR ↗Jan 10, 2014Top Tier Venture Capital VI, L.P.D/APooled Investment Fund$240,909,091$240,909,091
EDGAR ↗Jun 26, 2013Top Tier Venture Capital VI-B, L.P.DPooled Investment Fund$200,000,000$154,191,606
EDGAR ↗Jun 26, 2013Top Tier Venture Capital VI, L.P.D/APooled Investment Fund$200,000,000$156,060,606
EDGAR ↗May 8, 2012Top Tier Venture Capital VI, L.P.DPooled Investment Fund$200,000,000$0
EDGAR ↗Apr 10, 2012Top Tier Venture Capital V-B, L.P.D/APooled Investment Fund$250,500,000$250,500,000
EDGAR ↗Apr 10, 2012Top Tier Venture Capital V, L.P.D/APooled Investment Fund$200,252,000$200,252,000
EDGAR ↗Oct 7, 2011Top Tier Venture Capital V, L.P.D/APooled Investment Fund$400,000,000$178,250,000
EDGAR ↗Mar 31, 2011Top Tier Venture Capital V-B, L.P.DPooled Investment Fund$250,000,000$250,000,000
EDGAR ↗Jun 10, 2010Top Tier Venture Capital V, L.P.DPooled Investment Fund$400,000,000$61,250,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 15, 2026. Industry history, as reported on each offering's latest filing: All 35 offerings reported: Pooled Investment Fund (2010–2024).

People across the group

NameRolesIssuers hereFirst → last listed
DY David A. YorkDirector, Promoter, Executive Officer35Jun 10, 2010 → Oct 15, 2026
TT Top Tier Capital Partners, LLC entityPromoter, Director, Executive Officer34Oct 7, 2011 → Oct 15, 2026
GT Garth A.L. Timoll, Sr.Director, Executive Officer28Jan 15, 2016 → Oct 15, 2026
EF Eric FitzgeraldDirector21Jun 26, 2019 → Oct 15, 2026
SE Sean EngelDirector, Executive Officer18Jan 7, 2021 → Oct 15, 2026
LE Lisa M. EdgarDirector18Jun 10, 2010 → Oct 6, 2020
JA Jessica L. ArchibaldDirector14May 1, 2014 → May 2, 2022
SW Sean C. WarrenDirector14May 1, 2014 → Aug 2, 2019
JA Jessica ArchibaldDirector, Executive Officer13Aug 2, 2019 → Oct 15, 2026
PP Philip S. PaulDirector, Promoter9Jun 10, 2010 → Jan 15, 2016
JT J. Daniel TownsendDirector, Promoter9Jun 10, 2010 → Jan 15, 2016
TT Top Tier Feeder Management, LLC entityPromoter8Apr 20, 2017 → Oct 15, 2026
TT Top Tier Venture Capital 2021 GP, LLC entityPromoter4Jun 29, 2021 → Jul 7, 2023
JA Jessica C. ArchibaldDirector4Feb 24, 2015 → Aug 15, 2022
TT Top Tier Venture Capital 2023 GP, LLC entityPromoter3Jun 29, 2023 → Oct 15, 2026
TT Top Tier Venture Capital IX Management, LLC entityPromoter2Jun 26, 2019 → Jan 7, 2021
TT Top Tier Venture Capital VIII Management, LLC entityPromoter2Apr 21, 2017 → Oct 12, 2018
TT Top Tier Venture Capital VII Management, LLC entityPromoter2Sep 17, 2014 → Jan 15, 2016
TT Top Tier Venture Capital VI Management, LLC entityPromoter2May 8, 2012 → Mar 17, 2014
TT Top Tier Venture Capital V Management, LLC entityPromoter2Oct 7, 2011 → Apr 10, 2012
PC Paul Capital Investments, LLC entityPromoter, Director2Jun 10, 2010 → Mar 31, 2011
PC Paul Capital Top Tier V Management, LLC entityPromoter, Director2Jun 10, 2010 → Mar 31, 2011
TT Top Tier Venture Velocity 5 Management, L.P. entityPromoter1Jul 30, 2024 → Oct 15, 2026
TT Top Tier Venture Capital XI Management, L.P. entityPromoter1Apr 3, 2024 → Apr 3, 2026
VV Victoria Simon VillarejoDirector1Feb 7, 2024 → Feb 7, 2025
MG Mark GilliesDirector1Feb 7, 2024 → Feb 7, 2025
TT Top Tier European Venture Capital Management II SARL entityPromoter1Feb 7, 2024 → Feb 7, 2025
TT Top Tier Venture Capital X Management, L.P. entityPromoter1Aug 13, 2021 → Jul 7, 2023
TT Top Tier Venture Velocity Prime Management, L.P. entityPromoter1Jun 29, 2023 → Jun 29, 2023
TT Top Tier Venture Velocity Growth Management, L.P. entityPromoter1Nov 17, 2021 → Dec 16, 2022
TN TTCP NHCO Management, LLC entityPromoter1Aug 15, 2022 → Aug 15, 2022
TT Top Tier Venture Velocity 4 Management, L.P. entityPromoter1Jun 29, 2021 → Jun 16, 2022
TN TTCP NMERB Growth GP, LLC entityPromoter1May 2, 2022 → May 2, 2022
TC TTCP Co-Invest Fund X Management, L.P. entityPromoter1Jan 27, 2022 → Jan 27, 2022
TT Top Tier Venture Capital Q Management, LLC entityExecutive Officer1May 4, 2021 → May 4, 2021
TT Top Tier European Venture Capital Management UGP S.a r.l. entityPromoter1Aug 2, 2019 → Mar 24, 2021
TT Top Tier European Venture Capital Management SCSp entityPromoter1Aug 2, 2019 → Mar 24, 2021
DM David MarechalDirector1Mar 24, 2021 → Mar 24, 2021
TN TTCP NMERB II GP, LLC entityPromoter1Jan 28, 2021 → Jan 28, 2021
TT Top Tier BVK Venture 2019 Management, LLC entityPromoter1Jun 26, 2019 → Jan 7, 2021
TT Top Tier Venture Velocity 3 Management, LLC entityPromoter1Jun 26, 2019 → Oct 6, 2020
YC Yves CheretDirector1Aug 2, 2019 → Aug 2, 2019
TC TTCP Co-Invest Overage Fund IX Management, LLC entityPromoter1Jul 11, 2019 → Jul 11, 2019
TT Top Tier Alpha 2 Management, LLC entityPromoter1Apr 21, 2017 → Oct 12, 2018
TT Top Tier Venture Velocity 2 Management, LLC entityPromoter1Apr 20, 2017 → Mar 19, 2018
TT Top Tier Venture Capital Cayman Administrative, Ltd. entityPromoter1Mar 7, 2017 → Mar 7, 2017
TT Top Tier Venture Velocity Management, LLC entityPromoter1May 1, 2014 → Jan 15, 2016
TT Top Tier Strategic Investment Management, LLC entityPromoter1Jan 15, 2016 → Jan 15, 2016
AL A.L. Top Tier Venture Capital Cayman Administrative, Ltd. entityPromoter1Jan 15, 2016 → Jan 15, 2016
TT Top Tier BVK Venture 2014 Management, LLC entityPromoter1Sep 17, 2014 → Sep 17, 2014

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 35 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

TOP TIER CAPITAL PARTNERS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 20, 2007 · SEC file 801-68178 · Main office: SAN FRANCISCO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,269,691,312 as reported on Form ADV filed Sep 22, 2026 (Item 5.F(2)(c)) · 43 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.TTCP.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 22, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Top Tier as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Top Tier's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #121,666 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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