Tastytrade is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 10 Form D filings between May 2011 and Jun 2018.
What this means One team, 2 deal companies, about 7 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $27M to 15 investors (latest filing per issuer). Industries as reported: Other Technology (1), Other Banking and Financial Services (1). Issuers are based in United States (as filed: X1) (1), IL (1).
What this means $27M raised across the group, about $1.8M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Kristine Ross (2 issuers, executive officer and director), Michelle Cullen (2 issuers, executive officer), Tom Sosnoff (2 issuers, executive officer and director), Brad Keywell (1 issuer, director), John Rosenberg (1 issuer, director) and 3 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jun 29, 2018.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 4 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Tastytrade and found 8 differences, 1 worth asking the sponsor about: 2 separate companies in this group use the same name: "tastytrade, Inc."; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.