AVI-SPL HOLDINGS, INC. is a corporation organized in Delaware (formed 2008), based in Tampa, FL.
What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.
It has filed 2 Form D filings (2 originals, 0 amendments) for 2 offerings between Apr 2009 and May 2010. The latest filing of each offering reports a combined $28M sold of $28.7M offered to 14 investors; industry as reported: industry reported as "Other"; latest exemption Rule 506.
What this means 2 separate raises over about 1 year. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).
Key people as listed: Ajay Shah (executive officer and director), Gerald Hwasta (director), John Brennan (director), John Zettel (director), Kyle Ryland (executive officer and director) and 2 more.
What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.
No sales commissions, finder's fees or proceeds to insiders are reported. No sales-compensation recipients are listed.
What this means No broker was paid — the sponsor sold it directly to investors.
Activity: 0 new offerings in the last 12 months; no amendment on file; latest filing May 28, 2010.
What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched AVI-SPL HOLDINGS, INC..
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for AVI-SPL HOLDINGS, INC. and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Issuer used a different name before.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.