PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

Sponsor Check › Sponsor group

S

Stellex

One sponsor team, 25 deal companies · New York, NY

Grouped because: 4 shared people, same business address (24 issuers), similar issuer names (24) (automatic match from the filings) · not the same sponsor?

25deal companies
$5.26Breported sold
191investors
34Form D filings
2011–2026active
4new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 30, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stellex is a sponsor group of 25 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, same business address, similar issuer names; automatic match from the filings), filing 34 Form D filings between Aug 2011 and Mar 2026.

What this means One team, 25 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $5.26B to 191 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (25). Issuers are based in NY (24), DC (1).

What this means $5.26B raised across the group, about $27.5M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Michael D. Stewart (25 issuers, executive officer), Raymond A. Whiteman (25 issuers, executive officer), Courtney Mehrotra (8 issuers, promoter), Mark Alter (2 issuers, executive officer), Brett G. Wyard (1 issuer, executive officer) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 4 new offerings in the last 12 months; latest filing Mar 30, 2026.

What this means Busy — still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 34 public filings for Stellex and found 16 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 6 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stellex has not run yet — it is joining a line of 50,002 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stellex..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Stellex — 4 worth asking about (compared 34 filings on Oct 24, 2026)

Worth asking · Jul 10, 2017 – Jul 20, 2018

Amount sold went down between filings — Stellex Capital Partners LP

The Jul 10, 2017 filing says $857,500,000 sold; the Jul 20, 2018 Form D/A says $857,274,006 sold — $225,994 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Note · Jun 3, 2020

Stellex includes 2 deals that stopped filing before reaching their target

Stellex Capital Partners II LP (last filing Jun 3, 2020; $0 sold of $1,750,000,000); Stellex Capital Partners II-A LP (last filing Jun 3, 2020; $0 sold of $1,750,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Sep 19, 2013 – Jun 27, 2025

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: AA Advisors Europe Limited — Stellex Capital Partners III LP · Paid seller listed without a CRD number: AA Advisors Europe Limited — Stellex Capital Partners III-A LP · Paid seller listed without a CRD number: BearTooth Advisors LLC — Stellex Capital Partners LP · Paid seller listed without a CRD number: BearTooth Advisors LLC — Stellex Capital Partners Feeder LP · Paid seller listed without a CRD number: Financial Management Enterprises — Carlyle Strategic Partners III, L.P. · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Sep 19, 2013

63 other issuers file from the same address — Carlyle Strategic Partners III, L.P.

The address on file, 1001 Pennsylvania Avenue, N.W., Suite 220 South, Washington, DC, is used by 64 issuers in our index across 2 sponsor groups; 63 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Aug 1, 2011 – Sep 12, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Stellex Capital Partners Feeder III LP (latest filing Sep 12, 2025) · No amendment in the last 12 months on an offering that may still be open — Stellex Capital Partners III-A LP (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Stellex Capital Partners III LP (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Stellex Capital III Co-Invest LP (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Carlyle Strategic Partners III, L.P. (latest filing Sep 19, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Aug 12, 2011 – Aug 25, 2016

5 people are no longer listed on a later amendment

Mark Alter is no longer listed on the Aug 25, 2016 amendment — Stellex Capital Partners LP · Shary Moalemzadeh is no longer listed on the Sep 19, 2013 amendment — Carlyle Strategic Partners III, L.P. · Jeffrey W. Ferguson is no longer listed on the Sep 19, 2012 amendment — Carlyle Strategic Partners III, L.P. · Brett G. Wyard is no longer listed on the Sep 19, 2012 amendment — Carlyle Strategic Partners III, L.P. · Michael J. Petrick is no longer listed on the Sep 19, 2012 amendment — Carlyle Strategic Partners III, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Jul 10, 2017 – Jul 20, 2018

Offering amount lowered between filings — Stellex Capital Partners LP

The Jul 10, 2017 filing says $857,500,000 offered; the Jul 20, 2018 Form D/A says $857,274,006.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Aug 25, 2016 – Jul 10, 2017

Offering amount changed between filings — Stellex Capital Partners LP

The Aug 25, 2016 filing says $750,000,000 offered; the Jul 10, 2017 Form D/A says $857,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Sep 12, 2024 – Sep 12, 2025

Minimum investment changed between filings — Stellex Capital Partners Feeder III LP

The Sep 12, 2024 filing lists a minimum of $0; the Sep 12, 2025 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 19, 2012 – Sep 19, 2013

Minimum investment changed between filings — Carlyle Strategic Partners III, L.P.

The Sep 19, 2012 filing lists a minimum of $850,000; the Sep 19, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 19, 2013 – Jun 3, 2015

Michael D. Stewart is written 2 different ways on the filings

listed as "Michael D. Stewart" on 25 filings (from Sep 19, 2013), and "Michael Stewart" on 7 filings (from Jun 3, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Aug 12, 2011 – Jun 3, 2015

Raymond A. Whiteman is written 2 different ways on the filings

listed as "Raymond A. Whiteman" on 27 filings (from Aug 12, 2011), and "Raymond Whiteman" on 7 filings (from Jun 3, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Aug 12, 2011 – Sep 19, 2012

William E. Conway, Jr. is written 2 different ways on the filings

listed as "William E. Conway, Jr." on the Aug 12, 2011 filing, and "William E. Conway" on 2 filings (from Sep 19, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Sep 19, 2013 – Mar 30, 2026

Member companies were formed in 2 different states

Delaware (22), Cayman Islands (3) — out of 25 member issuers. The odd ones out: Stellex Capital Partners Feeder LP (Cayman Islands); Stellex Capital Partners Feeder II LP (Cayman Islands); Stellex Capital Partners Feeder III LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Jun 27, 2024 – Jun 27, 2025

5 issuers used a different name before

Issuer used a different name before — Stellex Capital Partners III-A LP · Issuer used a different name before — Stellex Capital Partners III LP · Issuer used a different name before — Stellex Capital III Co-Invest LP · Issuer used a different name before — Stellex Capital III NYC Co-Invest LP · Issuer used a different name before — Stellex III Co-Investment NY LP

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 25 offerings report sales commissions totalling $60,810,690; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 30, 2026 D
Stellex Co-Invest Sponsor Feeder LP
File 021-578351
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2026 D
Stellex UK Employee Fund III LP
File 021-578354
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2026 D
Stellex US Employee Fund III LP
File 021-578358
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2025 D
Stellex Jade Co-Invest LP
File 021-566560
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2025 D/A
Stellex Capital Partners Feeder III LP
File 021-523917
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2025 D/A
Stellex Capital III Co-Invest LP
File 021-517208
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2025 D/A
Stellex Capital Partners III LP
File 021-517209
$25,000,000 (est.)$0$0
The Issuer will pay a management fee to Stellex Management III LP, which is the management company of the Issuer.
Asante Capital Group Advisors LLC BrokerCheck CRD 000155178 ↗
AA Advisors Europe Limited no CRD number reported
Innovation Partners, LLC BrokerCheck CRD 000146344 ↗
EDGAR ↗
Jun 27, 2025 D/A
Stellex Capital Partners III-A LP
File 021-517210
$25,000,000 (est.)$0$0
The Issuer will pay a management fee to Stellex Management III LP, which is the management company of the Issuer.
Asante Capital Group Advisors LLC BrokerCheck CRD 000155178 ↗
AA Advisors Europe Limited no CRD number reported
Innovation Partners, LLC BrokerCheck CRD 000146344 ↗
EDGAR ↗
Mar 21, 2025 D
Stellex Bolt Co-Invest LP
File 021-541728
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2025 D
Stellex Capital III NYC Co-Invest LP
File 021-536632
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2024 D
Stellex III Co-Investment NY LP
File 021-529901
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2024 D
Stellex TriplePoint Co-Invest LP
File 021-520107
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 20, 2024 D
SCPCV LP
File 021-508155
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Mar 20, 2024 D
SCPCV-A LP
File 021-508156
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Nov 27, 2023 D
Stellex Stucki Co-Invest LP
File 021-498148
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 8, 2021 D
Stellex Armada Co-Invest LP
File 021-424140
$0$0$0 (est.)
The general partner is entitled to a transaction fee in connection with the transaction.
None listed on this filingEDGAR ↗
Jul 31, 2020 D
Stellex Capital Partners Feeder II LP
File 021-372291
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2020 D
Stellex II Co-Investment NY LP
File 021-368786
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2020 D
Stellex Capital Partners II-A LP
File 021-368201
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Sixpoint Partners LLC BrokerCheck CRD 146067 ↗
EDGAR ↗
Jun 3, 2020 D
Stellex Capital Partners II LP
File 021-368195
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Sixpoint Partners LLC BrokerCheck CRD 146067 ↗
EDGAR ↗
Sep 16, 2019 D
Stellex Titan Co-Invest LP
File 021-348914
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a transaction fee. The transaction fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 20, 2018 D/A
Stellex Capital Partners LP
File 021-241081
$4,230,000$0$0 (est.)
The general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Sixpoint Partners LLC BrokerCheck CRD 146067 ↗
BearTooth Advisors LLC no CRD number reported
EDGAR ↗
Jun 20, 2017 D
Stellex Capital Investors LP
File 021-289046
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 1, 2016 D
Stellex Capital Partners Feeder LP
File 021-273606
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Sixpoint Partners LLC BrokerCheck CRD 146067 ↗
BearTooth Advisors LLC no CRD number reported
EDGAR ↗
Sep 19, 2013 D/A
Carlyle Strategic Partners III, L.P.
File 021-164384
$6,580,690 (est.)$0$0TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗
via TCG Securities, L.L.C. (CRD 154788 ↗)

Avalon Wealth Management LLC BrokerCheck CRD 162745 ↗
via Avalon Wealth Management LLC (CRD 162745 ↗)

Barclays Saudi Arabia no CRD number reported
via Barclays Capital Inc. (CRD 19714 ↗)

Central Park Advisers LLC no CRD number reported
via Foreside Fund Services LLC (CRD 041106 ↗)

Financial Management Enterprises no CRD number reported
Danoher Assoicates PTY no CRD number reported
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 25 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:13 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Stellex in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:13 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CS Carlyle Strategic Partners III, L.P.shared people, same person name on both filingsWASHINGTON, DCPooled Investment Fund3$593,426,00091No minimum reported2011–2013
EDGAR ↗SC Stellex Capital Partners LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$857,500,000
offering $857,274,006 · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2018
EDGAR ↗SC Stellex Capital Partners Feeder LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗SC Stellex Capital Investors LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗ST Stellex Titan Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗SC Stellex Capital Partners II-A LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $1,750,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SC Stellex Capital Partners II LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $1,750,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SC Stellex II Co-Investment NY LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SC Stellex Capital Partners Feeder II LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SA Stellex Armada Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗SS Stellex Stucki Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗S SCPCV LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SA SCPCV-A LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SC Stellex Capital Partners III-A LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,807,900,000
offering $3,000,000,000 · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗SC Stellex Capital Partners III LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,807,900,000
offering $3,000,000,000 · similar: $155,000–$5,250,000
34
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗SC Stellex Capital III Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$161,833,333
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗ST Stellex TriplePoint Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SC Stellex Capital Partners Feeder III LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$30,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1
similar: $1,000–$100,000
2024–2025
EDGAR ↗SC Stellex III Co-Investment NY LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SC Stellex Capital III NYC Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SB Stellex Bolt Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SJ Stellex Jade Co-Invest LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SU Stellex US Employee Fund III LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗SU Stellex UK Employee Fund III LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗SC Stellex Co-Invest Sponsor Feeder LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 30, 2026Stellex US Employee Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 30, 2026Stellex UK Employee Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 30, 2026Stellex Co-Invest Sponsor Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 11, 2025Stellex Jade Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 12, 2025Stellex Capital Partners Feeder III LPD/APooled Investment FundIndefinite$30,000,000
EDGAR ↗Jun 27, 2025Stellex Capital Partners III-A LPD/APooled Investment Fund$3,000,000,000$1,807,900,000
EDGAR ↗Jun 27, 2025Stellex Capital Partners III LPD/APooled Investment Fund$3,000,000,000$1,807,900,000
EDGAR ↗Jun 27, 2025Stellex Capital III Co-Invest LPD/APooled Investment FundIndefinite$161,833,333
EDGAR ↗Mar 21, 2025Stellex Bolt Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 29, 2025Stellex Capital III NYC Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 20, 2024Stellex III Co-Investment NY LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 12, 2024Stellex Capital Partners Feeder III LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2024Stellex TriplePoint Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 27, 2024Stellex Capital Partners III-A LPDPooled Investment Fund$3,000,000,000$0
EDGAR ↗Jun 27, 2024Stellex Capital Partners III LPDPooled Investment Fund$3,000,000,000$0
EDGAR ↗Jun 27, 2024Stellex Capital III Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 20, 2024SCPCV-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 20, 2024SCPCV LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 27, 2023Stellex Stucki Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 8, 2021Stellex Armada Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 31, 2020Stellex Capital Partners Feeder II LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 11, 2020Stellex II Co-Investment NY LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 3, 2020Stellex Capital Partners II LPDPooled Investment Fund$1,750,000,000$0
EDGAR ↗Jun 3, 2020Stellex Capital Partners II-A LPDPooled Investment Fund$1,750,000,000$0
EDGAR ↗Sep 16, 2019Stellex Titan Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 20, 2018Stellex Capital Partners LPD/APooled Investment Fund$857,274,006$857,274,006
EDGAR ↗Jul 10, 2017Stellex Capital Partners LPD/APooled Investment Fund$857,500,000$857,500,000
EDGAR ↗Jun 20, 2017Stellex Capital Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 1, 2016Stellex Capital Partners Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 25, 2016Stellex Capital Partners LPD/APooled Investment Fund$750,000,000$586,000,000
EDGAR ↗Jun 3, 2015Stellex Capital Partners LPDPooled Investment Fund$750,000,000$0
EDGAR ↗Sep 19, 2013Carlyle Strategic Partners III, L.P.D/APooled Investment FundIndefinite$593,426,000
EDGAR ↗Sep 19, 2012Carlyle Strategic Partners III, L.P.D/APooled Investment FundIndefinite$230,550,000
EDGAR ↗Aug 12, 2011Carlyle Strategic Partners III, L.P.DPooled Investment FundIndefinite$118,350,000

Activity: 4 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 30, 2026. Industry history, as reported on each offering's latest filing: All 25 offerings reported: Pooled Investment Fund (2011–2026).

People across the group

NameRolesIssuers hereFirst → last listed
MS Michael D. StewartExecutive Officer25Sep 19, 2013 → Mar 30, 2026
RW Raymond A. WhitemanExecutive Officer25Aug 12, 2011 → Mar 30, 2026
CM Courtney MehrotraPromoter8Jun 27, 2024 → Dec 11, 2025
MA Mark AlterExecutive Officer2Jun 3, 2015 → Sep 16, 2019
DA Daniel A. D'AnielloExecutive Officer1Aug 12, 2011 → Sep 19, 2013
WC William E. Conway, Jr.Executive Officer1Aug 12, 2011 → Sep 19, 2013
DR David M. RubensteinExecutive Officer1Aug 12, 2011 → Sep 19, 2013
TG TC Group CSP III, L.L.C. entityPromoter1Aug 12, 2011 → Sep 19, 2013
CG CSP III General Partner, L.P. entityPromoter1Aug 12, 2011 → Sep 19, 2013
MP Mitch PetrickExecutive Officer1Sep 19, 2012 → Sep 19, 2013
SM Shary MoalemzadehExecutive Officer1Sep 19, 2012 → Sep 19, 2012
JF Jeffrey W. FergusonExecutive Officer1Aug 12, 2011 → Aug 12, 2011
BW Brett G. WyardExecutive Officer1Aug 12, 2011 → Aug 12, 2011
MP Michael J. PetrickExecutive Officer1Aug 12, 2011 → Aug 12, 2011

Business registration (state registry / Secretary of State)

None of the 25 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Stellex.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Stellex as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Stellex's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #67,143 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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