PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

Sponsor Check › Sponsor group

S

Southfield

One sponsor team, 27 deal companies · Greenwich, CT

Grouped because: 15 shared people, 6 shared management entities, same business address (21 issuers), similar issuer names (24) (automatic match from the filings) · not the same sponsor?

27deal companies
$1.87Breported sold
261investors
42Form D filings
2011–2026active
1new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 11, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Southfield is a sponsor group of 27 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 42 Form D filings between May 2011 and Jun 2026.

What this means One team, 27 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.87B to 261 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (18), "Other" (9). Issuers are based in CT (26), NJ (1).

What this means $1.87B raised across the group, about $7.15M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Andrew Levison (13 issuers, executive officer and director, entity), Andrew Cook (12 issuers, executive officer and director), William H. James (10 issuers, executive officer and director), Timothy Lewis (7 issuers, executive officer and director), Vincent Tyra (7 issuers, executive officer and director) and 46 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Jun 11, 2026.

What this means still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 13 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 42 public filings for Southfield and found 14 differences, 4 worth asking the sponsor about: Southfield includes 5 deals that stopped filing before reaching their target; ANDREW LEVINSON is no longer listed on the Apr 1, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Southfield has not run yet — it is joining a line of 58,649 names; searches run around the clock at the hosts' allowed rate. Searched so far: 661 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 7 closed (disposition not in docket feed), 1 open, 5 dismissed

WEINGRAD v. TIER ONE INSURANCE COMPANY closed
District Court, M.D. Georgia · No. 4:25-cv-00124 · Filed Apr 15, 2025 · Closed Aug 27, 2025 · Nature of suit: 485 Telephone Consumer Protection Act (TCPA) · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of WEINGRAD v. TIER ONE INSURANCE COMPANY: Party · Outcome: Terminated 2025-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
McCALL v. TIER-ONE PROPERTY SERVICES, LLC open
District Court, S.D. Indiana · No. 1:25-cv-00129 · Filed Jan 20, 2025
Role of McCALL v. TIER-ONE PROPERTY SERVICES, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Vanguard Dealer Services, LLC v. Cervantes closed
District Court, D. Nevada · No. 2:21-cv-01121 · Filed Jun 14, 2021 · Closed Jun 25, 2024 · Nature of suit: Contract: Other · Cause: 28:1330 Breach of Contract
Role of Vanguard Dealer Services, LLC: Plaintiff · Outcome: Terminated 2024-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NV (not the issuer's state)
Vanguard Dealer Services, LLC v. Bottom Line Driven, LLC closed
District Court, D. Connecticut · No. 3:21-cv-00659 · Filed May 12, 2021 · Closed Dec 23, 2024 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Vanguard Dealer Services, LLC: Plaintiff · Outcome: Terminated 2024-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in CT (not the issuer's state)
LANDRESS v. TIER ONE SOLAR LLC closed
District Court, M.D. North Carolina · No. 1:15-cv-00354 · Filed Apr 29, 2015 · Closed Sep 2, 2021 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of LANDRESS v. TIER ONE SOLAR LLC: Party · Outcome: Terminated 2021-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Equal Employment Opportunity Commission v. Tier One Solutions closed
District Court, S.D. Georgia · No. 1:14-mc-00005 · Filed May 12, 2014 · Closed Jul 14, 2014
Role of Equal Employment Opportunity Commission v. Tier One Solutions: Party · Outcome: Terminated 2014-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Southfield Corporation v. Votorantim Cimentos North America, Inc. dismissed matched at sponsor-group level (Southfield)
District Court, N.D. Illinois · No. 1:13-cv-03044 · Filed Apr 23, 2013 · Closed Nov 4, 2013 · Nature of suit: 190 Other contract actions
Role of Southfield Corporation: Plaintiff · Outcome: Terminated 2013-11-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state)
Mimm v. Vanguard Dealer Services, LLC dismissed
District Court, D. Delaware · No. 1:11-cv-00736 · Filed Aug 19, 2011 · Closed Jul 23, 2014 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Vanguard Dealer Services, LLC: Defendant · Outcome: Terminated 2014-07-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; court in DE (not the issuer's state); filed 2011, issuer incorporated 2016
Tier One Warranty, LLC v. Terry dismissed
District Court, S.D. Texas · No. 4:09-cv-00139 · Filed Jan 20, 2009 · Closed Dec 3, 2009 · Nature of suit: 190 Other contract actions
Role of Tier One Warranty, LLC v. Terry: Party · Outcome: Terminated 2009-12-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
SMITH v. VANGUARD DEALER SERVICES, LLC closed
District Court, D. New Jersey · No. 1:09-cv-00031 · Filed Jan 8, 2009 · Closed Jul 14, 2009 · Nature of suit: Other Fraud · Cause: 28:1441 Notice of Removal- Fraud
Role of VANGUARD DEALER SERVICES, LLC: Defendant · Outcome: Terminated 2009-07-14 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; court in the issuer's state (NJ); filed 2009, issuer incorporated 2016
VANGUARD DEALER v. NETWORKCAR, INC. closed
District Court, D. New Jersey · No. 2:03-cv-05585 · Filed Nov 25, 2003 · Closed Dec 29, 2003 · Nature of suit: 190 Other contract actions
Role of VANGUARD DEALER v. NETWORKCAR, INC.: Party · Outcome: Terminated 2003-12-29 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NJ)
SOUTHFIELD CORP. v. GRAIMARK REALTY dismissed matched at sponsor-group level (Southfield)
District Court, District of Columbia · No. 1:95-cv-01652 · Filed Aug 25, 1995 · Closed Jan 22, 1996 · Nature of suit: 190 Other contract actions
Role of SOUTHFIELD CORP.: Plaintiff · Outcome: Terminated 1996-01-22 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DC (not the issuer's state); filed 1995, issuer incorporated 2011
VANGUARD HOLDING CORP. v. US DEPT OF HOUSING dismissed
District Court, E.D. New York · No. · Filed May 20, 1987 · Closed Apr 28, 1989 · Nature of suit: 890 Other statutory actions
Role of VANGUARD HOLDING CORP.: Plaintiff · Outcome: Terminated 1989-04-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); different legal form (corp vs llc)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Southfield..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Guffy, Liquidating Trustee v. Tier One Energy Services, LLC closed
United States Bankruptcy Court, S.D. Texas · No. 22-03140 · Filed May 5, 2022 · Closed Jul 19, 2022
Role of Guffy, Liquidating Trustee v. Tier One Energy Services, LLC: Party · Outcome: Case closed 2022-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
RPA Asset Management Services, LLC v. Tier One Energy, LLP closed
United States Bankruptcy Court, D. Delaware · No. 21-51261 · Filed Nov 5, 2021 · Closed Mar 21, 2023 · Nature of suit: 12 Recovery of money/property - 547 preference; 14 Recovery of money/property - other
Role of RPA Asset Management Services, LLC v. Tier One Energy, LLP: Party · Outcome: Case closed 2023-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Tier One, LLC closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 21-20304 · Filed Feb 15, 2021 · Closed Apr 13, 2022
Role of Tier One, LLC: Party · Outcome: Case closed 2022-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Baker Hughes Oilfield Operations, Inc. v. Tier One Energy, LLP closed
United States Bankruptcy Court, D. Delaware · No. 20-50814 · Filed Aug 17, 2020 · Closed Nov 2, 2021 · Nature of suit: 91 Declaratory judgment
Role of Baker Hughes Oilfield Operations, Inc. v. Tier One Energy, LLP: Party · Outcome: Case closed 2021-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Tier One Solar, LLC closed
United States Bankruptcy Court, E.D. North Carolina · No. 17-05254 · Filed Oct 26, 2017 · Closed Oct 4, 2022
Role of Tier One Solar, LLC: Party · Outcome: Case closed 2022-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
J.H. Cohn, LLP, as Unsecured Creditor Agent v. Tier One Heating & Air, LLC closed
United States Bankruptcy Court, D. Delaware · No. 12-50130 · Filed Feb 16, 2012 · Closed Jul 5, 2012
Role of J.H. Cohn, LLP, as Unsecured Creditor Agent v. Tier One Heating & Air, LLC: Party · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Leonard v. Tier One Building Services, Inc. closed
United States Bankruptcy Court, N.D. New York · No. 11-50030 · Filed Feb 4, 2011 · Closed May 7, 2012
Role of Leonard v. Tier One Building Services, Inc.: Party · Outcome: Case closed 2012-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Tier One Processing Solutions, Inc. closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-11508 · Filed Feb 5, 2008 · Closed Feb 24, 2012
Role of Tier One Processing Solutions, Inc.: Party · Outcome: Case closed 2012-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Tier-One Computer Services, Inc. closed
United States Bankruptcy Court, N.D. Ohio · No. 03-64383 · Filed Aug 15, 2003 · Closed Jan 15, 2004
Role of Tier-One Computer Services, Inc.: Party · Outcome: Case closed 2004-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
McGill Smith Punshon, Inc. v. Tier One Properties, Inc. closed
United States Bankruptcy Court, S.D. Ohio · No. 1:91-ap-01201 · Filed Sep 20, 1991 · Closed May 5, 1992
Role of McGill Smith Punshon, Inc. v. Tier One Properties, Inc.: Party · Outcome: Case closed 1992-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

14 differences found between the filings for Southfield — 4 worth asking about (compared 42 filings on Oct 24, 2026)

Note · Apr 2, 1985 – Jan 31, 2002

Bankruptcy case: Grambling Energy, Inc. — filed Apr 2, 1985

United States Bankruptcy Court, D. Connecticut docket "Grambling Energy, Inc." filed Apr 2, 1985, closed Jan 31, 2002. CHRISTOPHER GRAMBLING (listed on the same filings) is listed as Debtor ("Grambling Energy, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 17, 1988 – Nov 5, 1991

Bankruptcy case: Colorado National Bank v. Grambling — filed May 17, 1988

United States Bankruptcy Court, D. Connecticut docket "Colorado National Bank v. Grambling" filed May 17, 1988, closed Nov 5, 1991. CHRISTOPHER GRAMBLING (listed on the same filings) is listed as Defendant ("Grambling"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 23, 1985 – Jun 28, 1990

Bankruptcy case: Grambling and Company, Inc. — filed May 23, 1985

United States Bankruptcy Court, D. Connecticut docket "Grambling and Company, Inc." filed May 23, 1985, closed Jun 28, 1990. CHRISTOPHER GRAMBLING (listed on the same filings) is listed as Debtor ("Grambling and Company, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 30, 2020 – Jun 27, 2024

Southfield includes 5 deals that stopped filing before reaching their target

Southfield TFS Co-Invest LP (last filing Jun 27, 2024; $0 sold of $40,000,000); Southfield Alba Co-Invest LP (last filing Dec 19, 2023; $0 sold of $15,000,000); SC III FastLane Co-Invest LP (last filing Apr 26, 2022; $0 sold of $15,000,000); Southfield Protos Annex Fund, LP (last filing Jul 9, 2021; $0 sold of $145,000,000); Southfield Capital III LP (last filing Jun 30, 2020; $0 sold of $300,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Apr 11, 2011 – Dec 18, 2017

4 Form Ds were filed more than 15 days after the first sale

Form D filed 47 days after the first sale — ARC COOL PARENT HOLDING, LLC · Form D filed 20 days after the first sale — SOUTHFIELD MEZZANINE CAPITAL LP · Form D filed 42 days after the first sale — BIOPHARM PARENT HOLDING, INC. · Form D filed 43 days after the first sale — Southfield Hallcon Investment Corp.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 28, 2015 – Mar 31, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Southfield Capital IV-A LP (latest filing Mar 31, 2025) · No amendment in the last 12 months on an offering that may still be open — Southfield Capital IV-B LP (latest filing Mar 31, 2025) · No amendment in the last 12 months on an offering that may still be open — Southfield Mezzanine Capital III LP (latest filing Jan 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Southfield Mezzanine Capital II LP (latest filing Apr 24, 2020) · No amendment in the last 12 months on an offering that may still be open — Southfield Capital II LP (latest filing Jul 21, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 29, 2024 – Apr 1, 2024

ANDREW LEVINSON is no longer listed on the Apr 1, 2024 amendment — Southfield Capital IV-A LP

ANDREW LEVINSON appears on the Mar 29, 2024 Form D (executive officer) but not on the Apr 1, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Mar 29, 2024 – Apr 1, 2024

ANDREW LEVINSON is no longer listed on the Apr 1, 2024 amendment — Southfield Capital IV-B LP

ANDREW LEVINSON appears on the Mar 29, 2024 Form D (executive officer) but not on the Apr 1, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jul 22, 2016 – Mar 31, 2025

5 offerings changed their target amount between filings

Offering amount changed between filings — Southfield Capital IV-A LP · Offering amount changed between filings — Southfield Capital IV-B LP · Offering amount changed between filings — Southfield Security Services Investment LP · Offering amount changed between filings — Southfield Security Services Investment LP · Offering amount changed between filings — Southfield Capital II LP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · May 24, 2011 – Mar 29, 2024

5 people are written more than one way across the filings

Southfield Capital IV GP LLC is written 2 different ways on the filings · WILLIAM H. JAMES is written 2 different ways on the filings · Andrew Cook is written 2 different ways on the filings · JEFFREY N. PERSINGER is written 2 different ways on the filings · VINCENT TYRA is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Worth asking · Aug 11, 2015 – Feb 15, 2018

2 separate companies in this group use the same name: "VANGUARD HOLDING CORP."

CIK 1649293 (first filed Aug 11, 2015, Greenwich, CT); CIK 1731565 (first filed Feb 15, 2018, Greenwich, CT).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Note · Mar 29, 2012 – Feb 15, 2018

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — VANGUARD HOLDING COMPANY, LLC · Address on file is a registered agent / shared office — SOUTHFIELD MEZZANINE CAPITAL LP · Address on file is a registered agent / shared office — BIOPHARM PARENT HOLDING, INC. · Address on file is a registered agent / shared office — BIOPHARM HOLDING CORP. · Address on file is a registered agent / shared office — SOUTHFIELD PARTNERS II, L.P.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · May 24, 2011 – Jun 11, 2026

Member companies were formed in 3 different states

Delaware (25), New Brunswick, Canada (1), New Jersey (1) — out of 27 member issuers. The odd ones out: Southfield Hallcon Investment Corp. (New Brunswick, Canada); VANGUARD DEALER SERVICES, L.L.C. (New Jersey).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · May 24, 2011 – Jun 11, 2026

Member companies list addresses in 2 different states

CT (26), NJ (1). 5 members use a registered-agent or shared-office address: SOUTHFIELD PARTNERS II, L.P. (53 Greenwich Avenue, Greenwich, CT); BIOPHARM HOLDING CORP. (53 Greenwich Avenue, Greenwich, CT); BIOPHARM PARENT HOLDING, INC. (53 Greenwich Avenue, Greenwich, CT); SOUTHFIELD MEZZANINE CAPITAL LP (53 Greenwich Street, Greenwich, CT).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 34 offerings report sales commissions totalling $3,365,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 11, 2026 D
Southfield Metric Co-Invest LP
File 021-587100
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2025 D/A
Southfield Capital IV-A LP
File 021-509062
$0 (est.)$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗EDGAR ↗
Mar 31, 2025 D/A
Southfield Capital IV-B LP
File 021-509064
$0 (est.)$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗EDGAR ↗
Jan 30, 2025 D
Southfield Mezzanine Capital III LP
File 021-536759
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
Aug 29, 2024 D
Southfield BDR Co-Invest LP
File 021-522803
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2024 D
Southfield TFS Co-Invest LP
File 021-517059
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2024 D
Southfield PMH Co-Invest LP
File 021-506606
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2023 D
Southfield Alba Co-Invest LP
File 021-500188
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2023 D
Southfield Freeze LP
File 021-474656
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the Issuer's invested capital (as set forth in the Issuer's partnership agreement).
Sixpoint Partners LLC BrokerCheck CRD 146067 ↗EDGAR ↗
Apr 26, 2022 D
SC III FastLane Co-Invest LP
File 021-443446
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2021 D
MSP GLOBAL HOLDINGS, LLC
File 021-416027
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2021 D
Southfield Protos Annex Fund, LP
File 021-405659
$0 (est.)$0 (est.)$0 (est.)Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗
Stonington Capital Advisors, LLC no CRD number reported
via Stonington Drive Securities LLC (CRD 287876 ↗)
EDGAR ↗
Jan 12, 2021 D/A
Southfield Security Services Investment LP
File 021-333769
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2020 D
MSP GLOBAL HOLDINGS, LLC
File 021-382908
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2020 D
Southfield Capital III LP
File 021-369908
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗
Stonington Capital Advisors, LLC no CRD number reported
via Stonington Drive Securities LLC (CRD 287876 ↗)
EDGAR ↗
Apr 24, 2020 D
Southfield Mezzanine Capital II LP
File 021-365741
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
Sep 6, 2019 D
MSP GLOBAL HOLDINGS, LLC
File 021-348225
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2019 D
Southfield Milrose Investment LP
File 021-344968
$0$0$0 (est.)
An affiliate of the General Partner receives a fee for management services calculated as a percentage of aggregate partners subscriptions.
None listed on this filingEDGAR ↗
Jul 9, 2019 D
MSP GLOBAL HOLDINGS, LLC
File 021-343724
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2019 D
MSP GLOBAL HOLDINGS, LLC
File 021-336486
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2019 D
MSP GLOBAL HOLDINGS, LLC
File 021-329375
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2018 D
VANGUARD HOLDING COMPANY, LLC
File 021-305779
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2017 D
ARC COOL PARENT HOLDING, LLC
File 021-300974
$0$0$0
Certain amounts were paid to officers and/or directors that had equity in the acquired entity as consideration in connection with the acquisition.
None listed on this filingEDGAR ↗
Jul 21, 2017 D/A
Southfield Capital II LP
File 021-244333
$2,870,000 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner receives a fee for management services. Total amount to be paid and extent to be paid out of gross proceeds unknown at this time.
Stonington Capital Advisors, LLC no CRD number reported
via Profor Securities, LLC (CRD 136084 ↗)
EDGAR ↗
Oct 28, 2016 D
MSP GLOBAL HOLDINGS, LLC
File 021-273417
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2016 D
VANGUARD DEALER SERVICES, L.L.C.
File 021-269772
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2016 D
TIER ONE HOLDING CORP.
File 021-269012
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2016 D
TIER ONE HOLDING CORP.
File 021-257664
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2016 D
SOUTHFIELD MEZZANINE CAPITAL LP
File 021-255543
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2015 D
VANGUARD HOLDING CORP.
File 021-245503
$0$0$0
Available capital of the company was paid to certain of the directors and/or officers as consideration in connection with the acquisition.
None listed on this filingEDGAR ↗
Oct 23, 2014 D
BIOPHARM PARENT HOLDING, INC.
File 021-227033
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2012 D
BIOPHARM HOLDING CORP.
File 021-176137
$0$0$0 (est.)
Available capital of the company was paid to certain of the directors and/or officers in connection with the acquisition.
None listed on this filingEDGAR ↗
Mar 29, 2012 D
SOUTHFIELD PARTNERS II, L.P.
File 021-175869
$495,000$0$0FORUM CAPITAL SECURITIES LLC BrokerCheck CRD 113855 ↗EDGAR ↗
May 24, 2011 D
Southfield Hallcon Investment Corp.
File 021-160269
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 27 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Southfield in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SH Southfield Hallcon Investment Corp.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTOther1$15,300,00019$30,0002011–2011
EDGAR ↗SP SOUTHFIELD PARTNERS II, L.P.shared management entity, similar issuer namesGREENWICH, CTPooled Investment Fund1$33,000,0002No minimum reported2012–2012
EDGAR ↗BH BIOPHARM HOLDING CORP.shared people, shared management entity, similar issuer namesGREENWICH, CTOther1$28,588,1946No minimum reported2012–2012
EDGAR ↗BP BIOPHARM PARENT HOLDING, INC.shared people, shared management entity, similar issuer namesGREENWICH, CTOther1$33,788,194
offering $33,788,194 · similar: $500,000–$7,000,000
7
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2014–2014
EDGAR ↗SC Southfield Capital II LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$185,100,000
offering $200,000,000 · similar: $155,000–$5,250,000
36
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗VH VANGUARD HOLDING CORP.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesGREENWICH, CTOther1$22,285,714
offering $22,285,714 · similar: $500,000–$7,000,000
5
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2015–2015
EDGAR ↗SM SOUTHFIELD MEZZANINE CAPITAL LPshared people, similar issuer namesGREENWICH, CTPooled Investment Fund1$50,350,000
offering $50,350,000 · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗TO TIER ONE HOLDING CORP.shared people, same business addressGREENWICH, CTOther2$21,938,219
offering $5,612,142 · similar: $500,000–$7,000,000
4
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2016–2016
EDGAR ↗VD VANGUARD DEALER SERVICES, L.L.C.shared people, same person name on both filings, shared management entity, similar issuer namesFAIRFIELD, NJOther1$11,450,000
offering $11,450,000 · similar: $500,000–$7,000,000
1
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2016–2016
EDGAR ↗MG MSP GLOBAL HOLDINGS, LLCshared people, same business addressGREENWICH, CTOther7$15,250,000
offering $3,500,000 · similar: $500,000–$7,000,000
3
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2016–2021
EDGAR ↗AC ARC COOL PARENT HOLDING, LLCshared people, same business addressGREENWICH, CTOther1$28,600,000
offering $28,600,000 · similar: $500,000–$7,000,000
3
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2017–2017
EDGAR ↗VH VANGUARD HOLDING COMPANY, LLCshared people, same person name on both filings, shared management entity, similar issuer namesGREENWICH, CTOther1$31,680,480
offering $31,680,480 · similar: $500,000–$7,000,000
10
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2018–2018
EDGAR ↗SS Southfield Security Services Investment LPshared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$53,664,700
offering $53,664,700 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗SM Southfield Milrose Investment LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$22,500,000
offering $22,500,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗SM Southfield Mezzanine Capital II LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$30,085,797
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SC Southfield Capital III LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering $300,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗SP Southfield Protos Annex Fund, LPshared people, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund1$0
offering $145,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗SF SC III FastLane Co-Invest LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering $15,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗SF Southfield Freeze LPshared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$195,000,001
offering $195,000,001 · similar: $155,000–$5,250,000
38
similar: 4–27
$104,105
similar: $1,000–$100,000
2023–2023
EDGAR ↗SA Southfield Alba Co-Invest LPshared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering $15,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗SP Southfield PMH Co-Invest LPshared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SC Southfield Capital IV-B LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$530,450,000
offering $550,000,000 · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗SC Southfield Capital IV-A LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$530,450,000
offering $550,000,000 · similar: $155,000–$5,250,000
29
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗ST Southfield TFS Co-Invest LPshared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering $40,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SB Southfield BDR Co-Invest LPshared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SM Southfield Mezzanine Capital III LPshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$54,600,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SM Southfield Metric Co-Invest LPshared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 11, 2026Southfield Metric Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2025Southfield Capital IV-A LPD/APooled Investment Fund$550,000,000$530,450,000
EDGAR ↗Mar 31, 2025Southfield Capital IV-B LPD/APooled Investment Fund$550,000,000$530,450,000
EDGAR ↗Jan 30, 2025Southfield Mezzanine Capital III LPDPooled Investment FundIndefinite$54,600,000
EDGAR ↗Aug 29, 2024Southfield BDR Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 27, 2024Southfield TFS Co-Invest LPDPooled Investment Fund$40,000,000$0
EDGAR ↗Apr 1, 2024Southfield Capital IV-B LPD/APooled Investment Fund$400,000,000$223,000,000
EDGAR ↗Apr 1, 2024Southfield Capital IV-A LPD/APooled Investment Fund$400,000,000$223,000,000
EDGAR ↗Mar 29, 2024Southfield Capital IV-B LPDPooled Investment Fund$400,000,000$223,000,000
EDGAR ↗Mar 29, 2024Southfield Capital IV-A LPDPooled Investment Fund$400,000,000$223,000,000
EDGAR ↗Mar 4, 2024Southfield PMH Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 19, 2023Southfield Alba Co-Invest LPDPooled Investment Fund$15,000,000$0
EDGAR ↗Mar 2, 2023Southfield Freeze LPDPooled Investment Fund$195,000,001$195,000,001
EDGAR ↗Apr 26, 2022SC III FastLane Co-Invest LPDPooled Investment Fund$15,000,000$0
EDGAR ↗Oct 7, 2021MSP GLOBAL HOLDINGS, LLCDOther$3,500,000$3,500,000
EDGAR ↗Jul 9, 2021Southfield Protos Annex Fund, LPDPooled Investment Fund$145,000,000$0
EDGAR ↗Jan 12, 2021Southfield Security Services Investment LPD/APooled Investment Fund$53,664,700$53,664,700
EDGAR ↗Dec 10, 2020MSP GLOBAL HOLDINGS, LLCDOther$4,500,000$4,500,000
EDGAR ↗Jun 30, 2020Southfield Capital III LPDPooled Investment Fund$300,000,000$0
EDGAR ↗Apr 24, 2020Southfield Mezzanine Capital II LPDPooled Investment FundIndefinite$30,085,797
EDGAR ↗Sep 6, 2019MSP GLOBAL HOLDINGS, LLCDOther$2,650,000$2,650,000
EDGAR ↗Sep 3, 2019Southfield Security Services Investment LPD/APooled Investment Fund$34,550,700$34,550,700
EDGAR ↗Jul 24, 2019Southfield Milrose Investment LPDPooled Investment Fund$22,500,000$22,500,000
EDGAR ↗Jul 9, 2019MSP GLOBAL HOLDINGS, LLCDOther$8,000,000$8,000,000
EDGAR ↗Apr 4, 2019MSP GLOBAL HOLDINGS, LLCDOther$3,000,000$3,000,000
EDGAR ↗Feb 28, 2019Southfield Security Services Investment LPDPooled Investment Fund$24,000,000$24,000,000
EDGAR ↗Jan 2, 2019MSP GLOBAL HOLDINGS, LLCDOther$5,500,000$5,500,000
EDGAR ↗Feb 15, 2018VANGUARD HOLDING COMPANY, LLCDOther$31,680,480$31,680,480
EDGAR ↗Dec 18, 2017ARC COOL PARENT HOLDING, LLCDOther$28,600,000$28,600,000
EDGAR ↗Jul 21, 2017Southfield Capital II LPD/APooled Investment Fund$200,000,000$185,100,000
EDGAR ↗Oct 28, 2016MSP GLOBAL HOLDINGS, LLCDOther$15,250,000$15,250,000
EDGAR ↗Aug 30, 2016VANGUARD DEALER SERVICES, L.L.C.DOther$11,450,000$11,450,000
EDGAR ↗Aug 16, 2016TIER ONE HOLDING CORP.DOther$5,612,142$5,612,142
EDGAR ↗Jul 22, 2016Southfield Capital II LPD/APooled Investment Fund$175,000,000$72,350,000
EDGAR ↗Feb 17, 2016TIER ONE HOLDING CORP.DOther$21,938,219$21,938,219
EDGAR ↗Jan 20, 2016SOUTHFIELD MEZZANINE CAPITAL LPDPooled Investment Fund$50,350,000$50,350,000
EDGAR ↗Aug 11, 2015VANGUARD HOLDING CORP.DOther$22,285,714$22,285,714
EDGAR ↗Jul 23, 2015Southfield Capital II LPDPooled Investment Fund$175,000,000$0
EDGAR ↗Oct 23, 2014BIOPHARM PARENT HOLDING, INC.DOther$33,788,194$33,788,194
EDGAR ↗Apr 4, 2012BIOPHARM HOLDING CORP.DOther$28,588,194$28,588,194
EDGAR ↗Mar 29, 2012SOUTHFIELD PARTNERS II, L.P.DPooled Investment Fund$33,000,000$33,000,000
EDGAR ↗May 24, 2011Southfield Hallcon Investment Corp.DOther$15,300,000$15,300,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 11, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2011), Pooled Investment Fund (2012), Other (2012–2014), Pooled Investment Fund (2015), Other (2015), Pooled Investment Fund (2016), Other (2016–2019), Pooled Investment Fund (2019), Other (2019), Pooled Investment Fund (2019), Other (2019), Pooled Investment Fund (2020), Other (2020), Pooled Investment Fund (2021), Other (2021). Latest offering: Pooled Investment Fund (2022–2026; most recent Jun 11, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
AL ANDREW LEVISON entityDirector, Executive Officer13May 24, 2011 → Jun 11, 2026
AC Andrew CookDirector, Executive Officer12Apr 4, 2012 → Mar 31, 2025
WJ WILLIAM H. JAMESDirector, Executive Officer10May 24, 2011 → Mar 31, 2025
VT VINCENT TYRADirector, Executive Officer7May 24, 2011 → Mar 31, 2025
TL TIMOTHY LEWISDirector, Executive Officer7Jul 23, 2015 → Oct 7, 2021
AL A. Andrew LevisonExecutive Officer6Jul 23, 2015 → Mar 2, 2023
SC Southfield Capital III GP LLC entityDirector, Promoter5Jun 30, 2020 → Aug 29, 2024
AL ANDREW LEVINSON entityDirector, Executive Officer5Apr 4, 2012 → Mar 29, 2024
SC Southfield Capital IV GP LLC entityExecutive Officer, Promoter4Mar 29, 2024 → Jun 11, 2026
BP Brandon PinderhughesExecutive Officer, Director4Aug 30, 2016 → Mar 31, 2025
CG CHRISTOPHER GRAMBLINGExecutive Officer, Director3Jan 2, 2019 → Mar 31, 2025
SA Steven A. AxelExecutive Officer3Jan 20, 2016 → Jan 30, 2025
JP James PolleyExecutive Officer, Director3Aug 11, 2015 → Feb 15, 2018
MN Marko NikolicDirector, Executive Officer3Feb 17, 2016 → Dec 18, 2017
RR Robert RootDirector2Mar 29, 2024 → Mar 31, 2025
SM Southfield Mezzanine Associates LLC entityExecutive Officer2Apr 24, 2020 → Jan 30, 2025
SC Southfield Capital II GP LLC entityDirector2Jul 23, 2015 → Jul 24, 2019
MS MICHAEL SEERGYDirector, Executive Officer2Aug 11, 2015 → Aug 30, 2016
WD William J DyerDirector2Apr 4, 2012 → Oct 23, 2014
DE DANIEL EGELANDExecutive Officer, Director2Apr 4, 2012 → Oct 23, 2014
JP JEFFREY N. PERSINGERExecutive Officer, Director2Apr 4, 2012 → Oct 23, 2014
SM Southfield Metric Co-Invest GP LLC entityPromoter1Jun 11, 2026 → Jun 11, 2026
SM Southfield Mezzanine III GP LLC entityExecutive Officer1Jan 30, 2025 → Jan 30, 2025
SD Stephen DiverioExecutive Officer1Jan 30, 2025 → Jan 30, 2025
SB Southfield BDR Co-Invest GP LLC entityPromoter1Aug 29, 2024 → Aug 29, 2024
ST Southfield TFS Co-Invest GP LLC entityPromoter1Jun 27, 2024 → Jun 27, 2024
SP Southfield PMH Co-Invest GP LLC entityPromoter1Mar 4, 2024 → Mar 4, 2024
AS Andrew Southfield Alba Co-Invest GP LLC entityPromoter1Dec 19, 2023 → Dec 19, 2023
AS Andrew Southfield Capital III GP LLC entityDirector1Dec 19, 2023 → Dec 19, 2023
SF Southfield Freeze GP LLC entityDirector1Mar 2, 2023 → Mar 2, 2023
SF SC III FastLane Co-Invest GP LLC entityDirector1Apr 26, 2022 → Apr 26, 2022
SF STEVEN J. FREIDKINDirector1Jan 2, 2019 → Oct 7, 2021
MG Mark GilbrethExecutive Officer1Oct 7, 2021 → Oct 7, 2021
SP Southfield Protos GP, LLC entityDirector1Jul 9, 2021 → Jul 9, 2021
GI GP LLC Southfield Security Services InvestmentExecutive Officer1Feb 28, 2019 → Jan 12, 2021
SM Southfield Mezzanine II GP LLC entityExecutive Officer1Apr 24, 2020 → Apr 24, 2020
ES Eric J. SloaneExecutive Officer1Apr 24, 2020 → Apr 24, 2020
JG Jonathan M. GoldsteinExecutive Officer1Apr 24, 2020 → Apr 24, 2020
SM Southfield Milrose Investment GP LLC entityDirector1Jul 24, 2019 → Jul 24, 2019
JG Jonathan GoldsteinExecutive Officer1Jul 24, 2019 → Jul 24, 2019
KM KYLE MCEVOYDirector1Feb 15, 2018 → Feb 15, 2018
RH ROBERT HOWARTHExecutive Officer1Feb 15, 2018 → Feb 15, 2018
MS Michael SiroisDirector1Dec 18, 2017 → Dec 18, 2017
SG Stephen P. GiannelliDirector1Dec 18, 2017 → Dec 18, 2017
RB R. Patrick BeckerExecutive Officer, Director1Aug 30, 2016 → Aug 30, 2016
BG Brian GallagherExecutive Officer, Director1Feb 17, 2016 → Aug 16, 2016
TK Tom KingExecutive Officer1Feb 17, 2016 → Aug 16, 2016
AL Andrew LewisDirector1Feb 17, 2016 → Feb 17, 2016
SM SOUTHFIELD MEZZANINE GP LLC entityExecutive Officer1Jan 20, 2016 → Jan 20, 2016
RJ RUSS JONESExecutive Officer1Aug 11, 2015 → Aug 11, 2015
SG SOUTHFIELD GP EQUITY INVESTORS, LLC entityExecutive Officer1Mar 29, 2012 → Mar 29, 2012

Business registration (state registry / Secretary of State)

None of the 27 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Southfield.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Southfield as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Southfield's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #74,125 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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