PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Sponsor group

S

Sona

One sponsor team, 14 deal companies · New York, NY

Grouped because: 7 shared people, 5 shared management entities, same business address (7 issuers), similar issuer names (14) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

14deal companies
$3.03Breported sold
120investors
38Form D filings
2020–2026active
4new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 18, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sona is a sponsor group of 14 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address; automatic match from the filings), filing 38 Form D filings between Feb 2020 and Jun 2026.

What this means One team, 14 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.03B to 120 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (14). Issuers are based in NY (7), Luxembourg (as filed: N4) (4), Cayman Islands (as filed: E9) (2), DE (1).

What this means $3.03B raised across the group, about $25.3M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Charles Woolnough (10 issuers, director), John Berkery (10 issuers, director), Sona Asset Management (US) LLC (10 issuers, promoter, entity), Tim Sweeting (10 issuers, director), Sona Asset Management (UK) LLP (8 issuers, promoter, entity) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 4 new offerings in the last 12 months; latest filing Jun 18, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: SONA ASSET MANAGEMENT (US) LLC; SONA ASSET MANAGEMENT (UK) LLP and 1 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Sona and found 21 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sona has not run yet — it is #50,460 of 62,667 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 738 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Sona, Inc. v. Houston Specialty Insurance Company open matched at sponsor-group level (Sona)
District Court, S.D. Mississippi · No. 3:24-cv-00095 · Filed Feb 14, 2024
Role of Sona, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MS (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sona..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Sona Co, Inc. closed matched at sponsor-group level (Sona)
United States Bankruptcy Court, E.D. New York · No. 1-11-43744 · Filed May 3, 2011 · Closed May 9, 2011
Role of Sona Co, Inc.: Debtor · Outcome: Case closed 2011-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 2011, issuer incorporated 2022
Sona Co, Inc. closed matched at sponsor-group level (Sona)
United States Bankruptcy Court, S.D. New York · No. 11-12193 · Filed May 3, 2011 · Closed Sep 14, 2011
Role of Sona Co, Inc.: Debtor · Outcome: Case closed 2011-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 2011, issuer incorporated 2022
GemCap Asset Holding, LLC v. Sona LLC closed matched at sponsor-group level (Sona)
United States Bankruptcy Court, C.D. California · No. 2:09-ap-02262 · Filed Oct 2, 2009 · Closed May 12, 2010
Role of Sona LLC: Defendant · Outcome: Case closed 2010-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2009, issuer incorporated 2022
Sona LLC closed matched at sponsor-group level (Sona)
United States Bankruptcy Court, C.D. California · No. 2:09-bk-36434 · Filed Sep 30, 2009 · Closed Jun 30, 2011
Role of Sona LLC: Debtor · Outcome: Case closed 2011-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2009, issuer incorporated 2022
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Sona — 8 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Feb 11, 2022 – Feb 10, 2023

Amount sold went down between filings — Sona Credit Fund Ltd

The Feb 11, 2022 filing says $304,650,000 sold; the Feb 10, 2023 Form D/A says $219,100,000 sold — $85,550,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 11, 2022 ↗Form D/A (later) · Feb 10, 2023 ↗Sona Credit Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 18, 2021 – Feb 11, 2022

Amount sold went down between filings — Sona Credit Fund LP

The Feb 18, 2021 filing says $59,600,000 sold; the Feb 11, 2022 Form D/A says $41,850,000 sold — $17,750,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 18, 2021 ↗Form D/A (later) · Feb 11, 2022 ↗Sona Credit Fund LP — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2022 – Feb 10, 2023

Investor count went down between filings — Sona Credit Fund Ltd

The Feb 11, 2022 filing reports 14 investors; the Feb 10, 2023 Form D/A reports 5 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 11, 2022 ↗Form D/A (later) · Feb 10, 2023 ↗Sona Credit Fund Ltd — PartnerFacts page ↗
Sources
Note · Oct 6, 2023 – Dec 15, 2025

4 addresses are shared with 10+ issuers outside this group

11 other issuers file from the same address — 2 member issuers (Sona Capital Solutions III SCSp; Sona Capital Solutions III (Feeder) SCSp) · 78 other issuers file from the same address — Sona Fios Loan Management II Cayman LP · 492 other issuers file from the same address — Sona Credit Opportunities Fund Ltd · 46 other issuers file from the same address — 2 member issuers (Sona Capital Solutions II SCSp; Sona Capital Solutions II (Feeder) SCSp)

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sona Capital Solutions III SCSp — PartnerFacts page ↗Sona Capital Solutions III (Feeder) SCSp — PartnerFacts page ↗EDGAR filer page · Sona Capital Solutions III SCSp ↗Sona Fios Loan Management II Cayman LP — PartnerFacts page ↗
Sources
Worth asking · Sep 3, 2025 – Nov 26, 2025

Form D filed 84 days after the first sale — Sona Fios Loan Management II Delaware LP

The filing says the first sale was Sep 3, 2025. The Form D was filed Nov 26, 2025 — 84 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 69 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 26, 2025 ↗Sona Fios Loan Management II Delaware LP — PartnerFacts page ↗
Sources
Worth asking · Sep 3, 2025 – Nov 26, 2025

Form D filed 84 days after the first sale — Sona Fios Loan Management II Cayman LP

The filing says the first sale was Sep 3, 2025. The Form D was filed Nov 26, 2025 — 84 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 69 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 26, 2025 ↗Sona Fios Loan Management II Cayman LP — PartnerFacts page ↗
Sources
Worth asking · Apr 11, 2025 – Jun 18, 2025

Form D filed 68 days after the first sale — Sona SRT I Feeder Fund LP

The filing says the first sale was Apr 11, 2025. The Form D was filed Jun 18, 2025 — 68 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 53 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 18, 2025 ↗Sona SRT I Feeder Fund LP — PartnerFacts page ↗
Sources
Note · Feb 1, 2023 – Feb 7, 2025

No amendment in the last 12 months on an offering that may still be open — Sona Credit Opportunities Fund LP (latest filing Feb 7, 2025)

The latest filing for this offering is dated Feb 7, 2025 (first sale Feb 1, 2023). It reports $150,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 7, 2025 ↗Sona Credit Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Nov 15, 2022 – Oct 6, 2023

No amendment in the last 12 months on an offering that may still be open — Sona Capital Solutions II SCSp (latest filing Oct 6, 2023)

The latest filing for this offering is dated Oct 6, 2023 (first sale Nov 15, 2022). It reports $215,245,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 6, 2023 ↗Sona Capital Solutions II SCSp — PartnerFacts page ↗
Sources
Note · Nov 15, 2022 – Oct 6, 2023

No amendment in the last 12 months on an offering that may still be open — Sona Capital Solutions II (Feeder) SCSp (latest filing Oct 6, 2023)

The latest filing for this offering is dated Oct 6, 2023 (first sale Nov 15, 2022). It reports $130,595,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 6, 2023 ↗Sona Capital Solutions II (Feeder) SCSp — PartnerFacts page ↗
Sources
Note · Jun 18, 2025 – Jun 18, 2026

Sona Asset Management (US) LLC's role changed at Sona SRT I US Feeder Fund LP: director → promoter

The Jun 18, 2025 filing lists Sona Asset Management (US) LLC as director; the Jun 18, 2026 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 18, 2025 ↗Form D/A · Jun 18, 2026 ↗Sona Asset Management (US) LLC — PartnerFacts page ↗Sona SRT I US Feeder Fund LP — PartnerFacts page ↗
Sources
Note · Jun 18, 2025 – Jun 18, 2026

Sona Asset Management (UK) LLP's role changed at Sona SRT I US Feeder Fund LP: director → promoter

The Jun 18, 2025 filing lists Sona Asset Management (UK) LLP as director; the Jun 18, 2026 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 18, 2025 ↗Form D/A · Jun 18, 2026 ↗Sona Asset Management (UK) LLP — PartnerFacts page ↗Sona SRT I US Feeder Fund LP — PartnerFacts page ↗
Sources
Note · Feb 18, 2020 – Feb 18, 2021

Minimum investment changed between filings — Sona Credit Fund Ltd

The Feb 18, 2020 filing lists a minimum of $100,000; the Feb 18, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 18, 2020 ↗Form D/A (later) · Feb 18, 2021 ↗Sona Credit Fund Ltd — PartnerFacts page ↗
Sources
Note · Feb 18, 2020 – Feb 18, 2021

Minimum investment changed between filings — Sona Credit Fund LP

The Feb 18, 2020 filing lists a minimum of $100,000; the Feb 18, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 18, 2020 ↗Form D/A (later) · Feb 18, 2021 ↗Sona Credit Fund LP — PartnerFacts page ↗
Sources
Note · Feb 18, 2020 – Nov 26, 2025

John Berkery is written 2 different ways on the filings

listed as "John Berkery" on 30 filings (from Feb 18, 2020), and "John Paul Berkery" on 2 filings (from Nov 26, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 18, 2020 ↗Form D · Nov 26, 2025 ↗John Berkery — PartnerFacts page ↗
Sources
Note · Feb 18, 2020 – Feb 7, 2025

4 address changes between filings

Address moved from Camana Bay, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Sona Credit Fund Ltd · Address moved from Camana Bay, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Sona Credit Opportunities Fund Ltd · Address moved from New York, NY to Camana Bay, Cayman Islands (as filed: E9) — Sona Credit Fund Ltd · Address moved from New York, NY to George Town, Cayman Islands (as filed: E9) — Sona Credit Fund LP

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 9, 2024 ↗Form D/A · Feb 7, 2025 ↗Sona Credit Fund Ltd — PartnerFacts page ↗Form D/A · Feb 12, 2024 ↗
Sources
Worth asking · Feb 14, 2023

2 separate companies in this group use the same name: "Sona Credit Opportunities Fund Ltd"

CIK 1936149 (first filed Feb 14, 2023, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1936146 (first filed Feb 14, 2023, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sona Credit Opportunities Fund Ltd — PartnerFacts page ↗Sona Credit Opportunities Fund LP — PartnerFacts page ↗EDGAR filer page · CIK 1936149 ↗EDGAR filer page · CIK 1936146 ↗
Sources
Worth asking · Feb 18, 2020

2 separate companies in this group use the same name: "Sona Credit Fund LP"

CIK 1803195 (first filed Feb 18, 2020, New York, NY); CIK 1803157 (first filed Feb 18, 2020, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sona Credit Fund LP — PartnerFacts page ↗Sona Credit Fund Ltd — PartnerFacts page ↗EDGAR filer page · CIK 1803195 ↗EDGAR filer page · CIK 1803157 ↗
Sources
Note · Oct 6, 2023 – Dec 15, 2025

6 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Sona Capital Solutions III (Feeder) SCSp · Address on file is a registered agent / shared office — Sona Capital Solutions III SCSp · Address on file is a registered agent / shared office — Sona Fios Loan Management II Cayman LP · Address on file is a registered agent / shared office — Sona Credit Opportunities Fund Ltd · Address on file is a registered agent / shared office — Sona Capital Solutions II SCSp · and 1 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Dec 15, 2025 ↗Sona Capital Solutions III (Feeder) SCSp — PartnerFacts page ↗Form D · Dec 15, 2025 ↗Sona Capital Solutions III SCSp — PartnerFacts page ↗
Sources
Note · Oct 6, 2023 – Jun 18, 2026

Member companies were formed in 3 different states

Cayman Islands (7), Luxembourg (4), Delaware (3) — out of 14 member issuers. The odd ones out: Sona Credit Fund LP (Delaware); Sona Credit Opportunities Fund LP (Delaware); Sona Capital Solutions II SCSp (Luxembourg); Sona Capital Solutions II (Feeder) SCSp (Luxembourg); Sona Fios Loan Management II Delaware LP (Delaware); Sona Capital Solutions III SCSp (Luxembourg).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sona — sponsor group page ↗Sona Credit Fund LP — PartnerFacts page ↗Sona Credit Opportunities Fund LP — PartnerFacts page ↗Sona Capital Solutions II SCSp — PartnerFacts page ↗
Sources
Note · Oct 6, 2023 – Jun 18, 2026

Member companies list addresses in 4 different states

NY (7), Luxembourg (as filed: N4) (4), Cayman Islands (as filed: E9) (2), DE (1). 6 members use a registered-agent or shared-office address: Sona Credit Opportunities Fund Ltd (C/O Maples Corporate Services Limited, Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9)); Sona Capital Solutions II SCSp (20 Rue De La Poste, Luxembourg, Luxembourg (as filed: N4)); Sona Capital Solutions II (Feeder) SCSp (20 Rue De La Poste, Luxembourg, Luxembourg (as filed: N4)); Sona Fios Loan Management II Cayman LP (Maples Corporate Services Limited, Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sona — sponsor group page ↗Sona Credit Opportunities Fund Ltd — PartnerFacts page ↗Sona Capital Solutions II SCSp — PartnerFacts page ↗Sona Capital Solutions II (Feeder) SCSp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 14 offerings report sales commissions totalling $20,690,197; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 18, 2026 D/A
Sona SRT I US Feeder Fund LP
File 021-549294
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 18, 2026 D/A
Sona SRT I Co-Invest Feeder Fund LP
File 021-549302
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 18, 2026 D/A
Sona SRT I Co-Invest US Feeder Fund LP
File 021-549306
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 18, 2026 D/A
Sona SRT I Feeder Fund LP
File 021-549320
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
Sona Credit Fund LP
File 021-360795
$266,894 (est.)$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Feb 6, 2026 D/A
Sona Credit Fund Ltd
File 021-360800
$2,923,303 (est.)$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
PJT Partners LP BrokerCheck CRD 171058 ↗		EDGAR ↗
Dec 15, 2025 D
Sona Capital Solutions III SCSp
File 021-566756
$8,750,000 (est.)$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Dec 15, 2025 D
Sona Capital Solutions III (Feeder) SCSp
File 021-566757
$8,750,000 (est.)$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Nov 26, 2025 D
Sona Fios Loan Management II Cayman LP
File 021-565173
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2025 D
Sona Fios Loan Management II Delaware LP
File 021-565175
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2025 D/A
Sona Credit Opportunities Fund LP
File 021-473363
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 7, 2025 D/A
Sona Credit Opportunities Fund Ltd
File 021-473366
$0$0$0
The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 6, 2023 D/A
Sona Capital Solutions II SCSp
File 021-462235
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2023 D/A
Sona Capital Solutions II (Feeder) SCSp
File 021-462238
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 14 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sona in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SC Sona Credit Fund Ltdshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$1,358,926,800
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗SC Sona Credit Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$1,068,570,315
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗SC Sona Capital Solutions II SCSpshared people, similar issuer names, director listed on many unrelated issuers (not used to group)Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$215,245,000
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗SC Sona Capital Solutions II (Feeder) SCSpshared people, similar issuer names, director listed on many unrelated issuers (not used to group)Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$130,595,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗SC Sona Credit Opportunities Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$150,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗SC Sona Credit Opportunities Fund Ltdshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗SS Sona SRT I Feeder Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$40,600,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗SS Sona SRT I Co-Invest US Feeder Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗SS Sona SRT I Co-Invest Feeder Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗SS Sona SRT I US Feeder Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$47,075,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗SF Sona Fios Loan Management II Cayman LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$82,900,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SF Sona Fios Loan Management II Delaware LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesWILMINGTON, DEPooled Investment Fund1$86,390,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SC Sona Capital Solutions III SCSpshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗SC Sona Capital Solutions III (Feeder) SCSpshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 18, 2026Sona SRT I Co-Invest Feeder Fund LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2026Sona SRT I Co-Invest US Feeder Fund LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2026Sona SRT I US Feeder Fund LPD/APooled Investment FundIndefinite$47,075,000
EDGAR ↗Jun 18, 2026Sona SRT I Feeder Fund LPD/APooled Investment FundIndefinite$40,600,000
EDGAR ↗Feb 6, 2026Sona Credit Fund LtdD/APooled Investment FundIndefinite$1,358,926,800
EDGAR ↗Feb 6, 2026Sona Credit Fund LPD/APooled Investment FundIndefinite$1,068,570,315
EDGAR ↗Dec 15, 2025Sona Capital Solutions III (Feeder) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Dec 15, 2025Sona Capital Solutions III SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Nov 26, 2025Sona Fios Loan Management II Delaware LPDPooled Investment FundIndefinite$86,390,000
EDGAR ↗Nov 26, 2025Sona Fios Loan Management II Cayman LPDPooled Investment FundIndefinite$82,900,000
EDGAR ↗Jun 18, 2025Sona SRT I Feeder Fund LPDPooled Investment FundIndefinite$40,000,000
EDGAR ↗Jun 18, 2025Sona SRT I Co-Invest US Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2025Sona SRT I Co-Invest Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2025Sona SRT I US Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2025Sona Credit Fund LtdD/APooled Investment FundIndefinite$1,103,264,800
EDGAR ↗Apr 8, 2025Sona Credit Fund LPD/APooled Investment FundIndefinite$812,466,276
EDGAR ↗Feb 7, 2025Sona Credit Opportunities Fund LtdD/APooled Investment FundIndefinite$0
EDGAR ↗Feb 7, 2025Sona Credit Opportunities Fund LPD/APooled Investment FundIndefinite$150,000
EDGAR ↗Feb 7, 2025Sona Credit Fund LtdD/APooled Investment FundIndefinite$1,040,164,800
EDGAR ↗Feb 7, 2025Sona Credit Fund LPD/APooled Investment FundIndefinite$790,566,276
EDGAR ↗Feb 12, 2024Sona Credit Opportunities Fund LtdD/APooled Investment FundIndefinite$0
EDGAR ↗Feb 12, 2024Sona Credit Opportunities Fund LPD/APooled Investment FundIndefinite$150,000
EDGAR ↗Feb 9, 2024Sona Credit Fund LtdD/APooled Investment FundIndefinite$653,000,000
EDGAR ↗Feb 9, 2024Sona Credit Fund LPD/APooled Investment FundIndefinite$543,920,000
EDGAR ↗Oct 6, 2023Sona Capital Solutions II SCSpD/APooled Investment FundIndefinite$215,245,000
EDGAR ↗Oct 6, 2023Sona Capital Solutions II (Feeder) SCSpD/APooled Investment FundIndefinite$130,595,000
EDGAR ↗Feb 14, 2023Sona Credit Opportunities Fund LtdDPooled Investment FundIndefinite$0
EDGAR ↗Feb 14, 2023Sona Credit Opportunities Fund LPDPooled Investment FundIndefinite$150,000
EDGAR ↗Feb 10, 2023Sona Credit Fund LtdD/APooled Investment FundIndefinite$219,100,000
EDGAR ↗Feb 10, 2023Sona Credit Fund LPD/APooled Investment FundIndefinite$196,725,000
EDGAR ↗Oct 19, 2022Sona Capital Solutions II (Feeder) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Oct 19, 2022Sona Capital Solutions II SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Feb 11, 2022Sona Credit Fund LtdD/APooled Investment FundIndefinite$304,650,000
EDGAR ↗Feb 11, 2022Sona Credit Fund LPD/APooled Investment FundIndefinite$41,850,000
EDGAR ↗Feb 18, 2021Sona Credit Fund LtdD/APooled Investment FundIndefinite$105,700,000
EDGAR ↗Feb 18, 2021Sona Credit Fund LPD/APooled Investment FundIndefinite$59,600,000
EDGAR ↗Feb 18, 2020Sona Credit Fund LtdDPooled Investment FundIndefinite$5,000,000
EDGAR ↗Feb 18, 2020Sona Credit Fund LPDPooled Investment FundIndefinite$5,250,000

Activity: 4 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 18, 2026. Industry history, as reported on each offering's latest filing: All 14 offerings reported: Pooled Investment Fund (2020–2025).

People across the group

NameRolesIssuers hereFirst → last listed
TS Tim SweetingDirector10Feb 18, 2020 → Jun 18, 2026
CW Charles WoolnoughDirector10Feb 18, 2020 → Jun 18, 2026
SA Sona Asset Management (US) LLC entityPromoter10Feb 18, 2020 → Jun 18, 2026
JB John BerkeryDirector10Feb 18, 2020 → Jun 18, 2026
SA Sona Asset Management (UK) LLP entityPromoter8Feb 18, 2020 → Jun 18, 2026
SA Sona Asset Management Cayman Limited entityPromoter8Feb 18, 2020 → Jun 18, 2026
OM Olivier MeyerDirector4Oct 19, 2022 → Dec 15, 2025
CS Christel SchaffDirector4Oct 19, 2022 → Dec 15, 2025
SA Sona Asset Management (HK) Limited entityPromoter2Apr 8, 2025 → Feb 6, 2026
SA Sona Asset Management (UK) LLP entityPromoter2Dec 15, 2025 → Dec 15, 2025
JK John KnoxDirector2Dec 15, 2025 → Dec 15, 2025
IC Iain ColquhounDirector2Oct 19, 2022 → Oct 6, 2023
SC Sona Credit Fund GP Limited entityPromoter1Feb 18, 2020 → Feb 6, 2026
SC Sona Credit Opportunities Fund GP Limited entityPromoter1Feb 14, 2023 → Feb 7, 2025

Business registration (state registry / Secretary of State)

None of the 14 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

SONA ASSET MANAGEMENT (US) LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 7, 2018 · SEC file 801-112410 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $33,488,793,242 as reported on Form ADV filed Jul 9, 2026 (Item 5.F(2)(c)) · 20 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/sona-asset-management ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 9, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in DE · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SONA ASSET MANAGEMENT (UK) LLP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Nov 13, 2019 · SEC file 802-117783 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.sona-am.com ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SONA ASSET MANAGEMENT (HK) LIMITED — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since May 30, 2025 · SEC file 802-133793 · Main office: HONG KONG, HONG KONG · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.sona-am.com ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 26, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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