Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: United Kingdom (as filed: X0), Cayman Islands (as filed: E9), DE · listed Sep 16, 2014 → Oct 20, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 71 offerings report sales commissions totalling $3,190,197; 0 report finder's fees; 4 report proceeds to related persons totalling $90,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 20, 2026 D/A File 021-204531 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Oct 16, 2026 D/A File 021-496253 | $0 | $0 | $0 The Investment Manager receives customary management
fees. | None listed on this filing |
| EDGAR ↗ | Oct 9, 2026 D/A File 021-351026 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Oct 9, 2026 D/A File 021-351027 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Oct 1, 2026 D/A File 021-349842 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Sep 28, 2026 D/A File 021-526034 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 26, 2026 D/A File 021-196226 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Aug 26, 2026 D/A File 021-522413 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Jun 18, 2026 D/A File 021-549294 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 18, 2026 D/A File 021-549302 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 18, 2026 D/A File 021-549306 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 18, 2026 D/A File 021-549320 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 12, 2026 D/A File 021-264614 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Jun 10, 2026 D/A File 021-224789 | $0 | $0 | $0 The investment manager is entitled to a management fee. The general partner is entitled to a performance allocation. The terms of the management fee and the performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 10, 2026 D/A File 021-224791 | $0 | $0 | $0 The investment manager is entitled to a management fee and a performance fee. The terms of the management fee and performance fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 8, 2026 D/A File 021-287946 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | May 11, 2026 D File 021-583591 | $0 | $0 | $0 The General Partner will receive a quarterly management fee as outlined in the Issuer's offering material. The Managers of the General Partner receive fees at customary rates and are entitled to be reimbursed for certain incurred expenses. | None listed on this filing |
| EDGAR ↗ | May 8, 2026 D File 021-583322 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2026 D File 021-583325 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2026 D/A File 021-261056 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Apr 7, 2026 D/A File 021-478048 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Apr 1, 2026 D File 021-578677 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2026 D File 021-577504 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2026 D/A File 021-468049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2026 D/A File 021-511004 | $0 | $0 | $0 The General Partner will receive a quarterly management fee as outlined in the Issuer's offering material. The Managers of the General Partner receive fees at customary rates and are entitled to be reimbursed for certain incurred expenses. | None listed on this filing |
| EDGAR ↗ | Mar 2, 2026 D/A File 021-474763 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2026 D/A File 021-474764 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 6, 2026 D/A File 021-360795 | $266,894 (est.) | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Feb 6, 2026 D/A File 021-360800 | $2,923,303 (est.) | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ PJT Partners LP BrokerCheck CRD 171058 ↗ |
| EDGAR ↗ | Jan 13, 2026 D/A File 021-357456 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Dec 18, 2025 D/A File 021-252386 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Nov 26, 2025 D File 021-565173 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 26, 2025 D File 021-565175 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 18, 2025 D/A File 021-274354 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Jul 3, 2025 D/A File 021-473493 | $0 | $0 | $0 The investment manager is entitled to a management fee. The general partner is entitled to a performance allocation. The terms of the management fee and the performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 3, 2025 D/A File 021-473494 | $0 | $0 | $0 The investment manager is entitled to a management fee and a performance fee. The terms of the management fee and performance fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 7, 2025 D/A File 021-473363 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 7, 2025 D/A File 021-473366 | $0 | $0 | $0 The terms of the management fee and performance allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Sep 20, 2024 D/A File 021-203944 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Feb 8, 2024 D/A File 021-360210 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 12, 2023 D/A File 021-461517 | $0 | $0 | $0 The General Partner is entitled to receive compensation in the form of a CLO Management Fee as disclosed in the Issuer's Private Placement Memorandum | None listed on this filing |
| EDGAR ↗ | Dec 20, 2022 D File 021-468046 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 2, 2022 D/A File 021-352418 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Sep 28, 2021 D/A File 021-349826 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Sep 10, 2021 D File 021-412889 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 21, 2021 D/A File 021-314891 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jun 16, 2021 D/A File 021-392186 | $0 | $0 | $0 The Investment Adviser receives from the Issuer a quarterly management fee as outlined in the Issuer's offering material. | None listed on this filing |
| EDGAR ↗ | Mar 12, 2021 D File 021-392188 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 17, 2020 D/A File 021-267129 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Jun 1, 2020 D/A File 021-263852 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Apr 9, 2020 D/A File 021-305922 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 9, 2020 D/A File 021-305923 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 9, 2020 D/A File 021-334506 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 12, 2019 D/A File 021-169917 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Nov 14, 2019 D/A File 021-298769 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager, or its affiliate, receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2019 D/A File 021-342692 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2019 D File 021-342694 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2018 D/A File 021-286194 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 20, 2018 D File 021-305924 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2018 D File 021-302941 | $0 | $0 | $22,500 22,500 USD is paid to the two independent directors (11,250 each) | None listed on this filing |
| EDGAR ↗ | Jan 11, 2018 D File 021-302942 | $0 | $0 | $22,500 22,500 USD is paid to the two independent directors(11,250 each) | None listed on this filing |
| EDGAR ↗ | Jan 11, 2018 D File 021-302944 | $0 | $0 | $22,500 22,500 USD is paid to the two independent directors(11,250 each) | None listed on this filing |
| EDGAR ↗ | Jan 11, 2018 D File 021-302960 | $0 | $0 | $22,500 22,500 USD is paid to the two independent directors(11,250 each) | None listed on this filing |
| EDGAR ↗ | Mar 24, 2017 D File 021-283268 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2017 D File 021-283267 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2017 D File 021-280693 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2017 D File 021-280695 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2017 D File 021-278135 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2017 D File 021-278136 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 5, 2016 D/A File 021-245782 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Apr 13, 2016 D/A File 021-237806 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 20, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $691,045,981 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 405 SSTV V Ltd group: New Holland | Director Director of the Issuer | Oct 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $258,430,030 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $314,857,500 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Oct 1, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,410,969,999 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Enhanced Loan Fund Series LP - WELF II Portfolio group: Warwick Royalty | Director Manager of the General Partner | Sep 28, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,761,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man AHL Pure Momentum Plus (Cayman) SP group: Man | Director | Aug 26, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 26, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $710,660,477 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Co-Invest Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Co-Invest US Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I US Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,075,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,600,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 12, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,813,889 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Jun 10, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $607,193,922 | 81 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Jun 10, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $750,116,192 | 68 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 8, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,130,582 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series LP - Solo Portfolio group: Warwick Royalty | Director Manager of the General Partner | May 11, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $56,650,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Opportunities Feeder Fund LP group: Shiprock | Director Mr. Sweeting is a director of Shiprock Capital GP Limited, the general partner of the Issuer. | May 8, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $5,250,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Opportunities Ltd group: Shiprock | Director | May 8, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $397,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,907,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL China Trend (Cayman) Ltd group: Man | Director | Apr 7, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,400,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Leia Portfolio group: Warwick Royalty | Director Manager of the Issuer | Apr 1, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio group: Warwick Royalty | Director Manager of the Issuer's General Partner | Mar 24, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 10 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio group: Warwick Royalty | Director Manager of the Issuer's Managing Member | Mar 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,500,000 | 4 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio group: Warwick Royalty | Director Manager of the General Partner | Mar 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,620,500 | 14 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Ltd group: Shiprock | Director | Mar 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $114,255,000 | 27 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Feeder Fund LP group: Shiprock | Director Mr. Sweeting is a director of Shiprock Capital GP Limited, the general partner of the Issuer. | Mar 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $173,087,500 | 48 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 6, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,358,926,800 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 6, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,068,570,315 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 13, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $328,284,353 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio group: Warwick Royalty | Director Manager of the Issuer's Managing Member | Dec 19, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,500,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 18, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,412,148 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Fios Loan Management II Delaware LP group: Sona | Director | Nov 26, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $86,390,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Fios Loan Management II Cayman LP group: Sona | Director | Nov 26, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $82,900,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio group: Warwick Royalty | Director Manager of the General Partner | Nov 21, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,425,500 | 11 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 18, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,782,527 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 405 SSTV V Ltd group: New Holland | Director Director of the Issuer | Oct 24, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 20, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $684,058,931 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $304,697,500 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,430,030 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Enhanced Loan Fund Series LP - WELF II Portfolio group: Warwick Royalty | Director Manager of the General Partner | Oct 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,841,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Oct 1, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,404,499,999 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 30, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,404,499,999 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man AHL Pure Momentum Plus (Cayman) SP group: Man | Director | Aug 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $700,660,477 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LP group: Nanook Energy | Director Mr. Sweeting is a director of Nanook Systematic Fund GP LTD, the general partner of the Issuer. | Jul 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,500,000 | 8 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Jul 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $514,443,991 | 78 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Jul 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $584,228,307 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LP group: Nanook Energy | Director Mr. Sweeting is a director of Nanook Systematic Fund GP LTD, the general partner of the Issuer. | Jul 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,500,000 | 8 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LTD group: Nanook Energy | Director | Jul 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,571,365 | 28 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Co-Invest US Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I Co-Invest Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona SRT I US Feeder Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Jun 18, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 12, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,813,889 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 6, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,130,582 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,907,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Apr 8, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,103,264,800 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Apr 8, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $812,466,276 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL China Trend (Cayman) Ltd group: Man | Director | Apr 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,400,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Feeder Fund LP group: Shiprock | Director Mr. Sweeting is a director of Shiprock Capital GP Limited, the general partner of the Issuer. | Mar 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $114,985,000 | 41 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Ltd group: Shiprock | Director | Mar 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,925,000 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,040,164,800 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $790,566,276 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $328,284,353 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio group: Warwick Royalty | Director Manager of the Issuer's Managing Member | Dec 20, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,412,148 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio group: Warwick Royalty | Director Manager of the General Partner | Nov 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,373,500 | 11 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,782,527 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 405 SSTV V Ltd group: New Holland | Director Director of the Issuer | Oct 25, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $616,372,679 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $279,647,500 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,180,581 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Enhanced Loan Fund Series LP - WELF II Portfolio group: Warwick Royalty | Director Manager of the General Partner | Oct 7, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,386,499,999 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 20, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,575,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man AHL Pure Momentum Plus (Cayman) SP group: Man | Director | Aug 26, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $55,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $662,160,477 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LTD group: Nanook Energy | Director | Jul 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,320,500 | 28 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LP group: Nanook Energy | Director Mr. Sweeting is a director of Nanook Systematic Fund GP LTD, the general partner of the Issuer. | Jul 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,500,000 | 8 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Jul 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $420,613,992 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Jul 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $497,648,714 | 59 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,813,889 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 6, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $89,130,582 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio group: Warwick Royalty | Director Manager of the General Partner | Apr 18, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $94,425,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,907,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL China Trend (Cayman) Ltd group: Man | Director | Apr 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,400,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Ltd group: Shiprock | Director | Mar 4, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Feeder Fund LP group: Shiprock | Director Mr. Sweeting is a director of Shiprock Capital GP Limited, the general partner of the Issuer. | Mar 4, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,900,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $653,000,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $543,920,000 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Participation Ltd group: Fosse | Director | Feb 8, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $328,284,353 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio group: Warwick Royalty | Director Manager of the Issuer's Managing Member | Dec 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,412,148 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 16, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,782,527 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 405 SSTV V Ltd group: New Holland | Director Director of the Issuer | Nov 1, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $419,841,061 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $269,167,500 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $208,250,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAA-WCP Enhanced Loan Fund I L.P. group: Warwick Royalty | Director Manager of the General Partner | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,400,000 | 79 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,295,999,999 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,575,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $654,977,060 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Jul 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $389,791,064 | 47 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Jul 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,773,992 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LP group: Nanook Energy | Director Mr. Sweeting is a director of Nanook Systematic Fund GP LTD, the general partner of the Issuer. | Jul 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,500,000 | 8 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LTD group: Nanook Energy | Director | Jul 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,737,704 | 27 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,813,889 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,130,582 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,130,582 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL China Trend (Cayman) Ltd group: Man | Director | Apr 5, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $14,900,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Feeder Fund LP group: Shiprock | Director Mr. Sweeting is a director of Shiprock Capital GP Limited, the general partner of the Issuer. | Mar 2, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shiprock Capital Ltd group: Shiprock | Director | Mar 2, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LTD group: Nanook Energy | Director | Feb 15, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Systematic Fund LP group: Nanook Energy | Director Mr. Sweeting is a director of Nanook Systematic Fund GP LTD, the general partner of the Issuer. | Feb 15, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $38,500,000 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 14, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Opportunities Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 14, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $150,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 10, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $219,100,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 10, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,725,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Participation Ltd group: Fosse | Director | Feb 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $328,284,353 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio group: Warwick Royalty | Director Manager of the Issuer's Managing Member | Dec 20, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Carbon Solutions LP group: Warwick Royalty | Director Director of the General Partner | Dec 20, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,412,148 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berry Street Fund LP group: Berry Street | Director Director of the General Partner | Dec 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,550,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,782,527 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $409,890,945 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,167,500 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $133,250,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAA-WCP Enhanced Loan Fund I L.P. group: Warwick Royalty | Director Manager of the General Partner | Oct 12, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $72,750,000 | 39 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 28, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,248,699,999 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 23, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,575,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 24, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $603,227,060 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Jul 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $307,523,991 | 44 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Jul 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $345,069,890 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 10, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $391,813,889 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 6, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $62,180,582 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $304,650,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,850,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Participation Ltd group: Fosse | Director | Feb 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,284,353 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 6, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $151,812,148 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $333,782,527 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berry Street Fund LP group: Berry Street | Director Director of the General Partner | Nov 2, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,550,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 18, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $403,053,585 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,167,500 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,250,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $763,700,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) Ltd group: Tmam | Director | Sep 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,300,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,575,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Odey Cayman Feeder SPC group: Odey | Director | Sep 10, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $92,115,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $579,099,386 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Aug 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $254,974,029 | 32 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Aug 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,697,991 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) LP group: Tmam | Director Director of the General Partner | Jun 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund III LP group: Warwick Royalty | Director Director of the General Partner | Jun 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,825,000 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $135,785,557 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,180,582 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 13, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Fund III LP group: Warwick Royalty | Director Director of the General Partner | Mar 12, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $113,650,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund III LP group: Warwick Royalty | Director Director of the General Partner | Mar 12, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $11,650,000 | 4 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 18, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,700,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 18, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,600,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Participation Ltd group: Fosse | Director | Feb 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,179,458 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $149,432,245 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $322,782,527 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berry Street Fund LP group: Berry Street | Director Director of the General Partner | Nov 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $296,251,516 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,567,500 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $197,000,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) Ltd group: Tmam | Director | Sep 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,100,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $370,075,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $363,753,644 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Aug 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $238,747,992 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Aug 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $176,082,120 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Short Term Trading Ltd group: Man | Director | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 8 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) LP group: Tmam | Director Director of the General Partner | Jun 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,180,582 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | Jun 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short US Feeder Fund, L.P. group: Westray Long Short | Director Director of Westray GP Limited, General Partner of the Issuer | Apr 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,381,782 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Master Fund group: Westray Long Short | Director | Apr 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,018,802 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Feeder Fund group: Westray Long Short | Director | Apr 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,637,020 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund Ltd group: Sona | Director Mr. Sweeting is a Director of the Issuer. | Feb 18, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sona Credit Fund LP group: Sona | Director Mr. Sweeting is a Director of the General Partner of the Issuer. | Feb 18, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $5,250,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Participation Ltd group: Fosse | Director | Feb 11, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk 1.5X (Cayman) SP group: Man | Director | Jan 8, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL TailProtect Ltd. group: Man | Director | Dec 12, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,125,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $149,432,245 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,638,914 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LANCASTER GLOBAL LS EQUITY Ltd group: Lancaster European | Director | Nov 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,600,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berry Street Fund LP group: Berry Street | Director Director of the General Partner | Nov 1, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $1,599,858 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $222,460,607 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund Ltd group: Fosse | Director | Oct 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $16,500,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fosse Capital Fund LP group: Fosse | Director Director of the General Partner | Oct 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $2,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP group: Man | Director | Sep 27, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $80,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) Ltd group: Tmam | Director | Sep 27, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $11,100,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $370,075,785 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,947,991 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $147,413,962 | 26 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,753,644 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Short Term Trading Ltd group: Man | Director | Jul 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 8 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund II LP group: Warwick Royalty | Director Director of the General Partner | Jun 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Feeder Fund II LP group: Warwick Royalty | Director Director of the General Partner | Jun 25, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund II LP group: Warwick Royalty | Director Director of the General Partner | Jun 25, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) LP group: Tmam | Director Director of the General Partner | Jun 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,255,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,180,582 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short US Feeder Fund, L.P. group: Westray Long Short | Director Director of Westray GP Limited, General Partner of the Issuer | Mar 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $40,234,767 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Master Fund group: Westray Long Short | Director | Mar 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,350,368 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Feeder Fund group: Westray Long Short | Director | Mar 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,115,377 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL TailProtect Ltd. group: Man | Director | Dec 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,125,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,656,543 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LANCASTER GLOBAL LS EQUITY Ltd group: Lancaster European | Director | Nov 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,600,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,289,887 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,426,749 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $335,023,671 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,947,991 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,814,584 | 26 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,589,577 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Short Term Trading Ltd group: Man | Director | Jul 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 8 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TMAM-GO Japan Engagement Fund (JEF) LP group: Tmam | Director Director of the General Partner | Jun 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $26,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 4, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,180,582 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | May 31, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund LP group: Warwick Royalty | Director Director of the General Partner | May 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,800,000 | 11 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,907,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Feeder Fund group: Westray Long Short | Director | Feb 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $15,258,646 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Master Fund group: Westray Long Short | Director | Feb 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $63,772,769 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short US Feeder Fund, L.P. group: Westray Long Short | Director Director of Westray GP Limited, General Partner of the Issuer | Feb 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $48,514,124 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Global Alpha Feeder Fund (U.S.) L.P. group: H2o | Director | Jan 11, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $16,200,000 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | H2O Global Alpha Feeder Fund (Cayman) Ltd group: H2o | Director | Jan 11, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $429,302,000 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha 10 Feeder Fund (U.S.) L.P. group: H2o | Director | Jan 11, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $237,538,000 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | H2O Alpha 10 Feeder Fund (Cayman) Ltd group: H2o | Director | Jan 11, 2018 | D | Indefinite | $537,170,000 | 0 | $100,000 |
| EDGAR ↗ | Man AHL TailProtect Ltd. group: Man | Director | Dec 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,125,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,656,543 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LANCASTER GLOBAL LS EQUITY Ltd group: Lancaster European | Director | Nov 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,700,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LANCASTER GLOBAL LS EQUITY Ltd group: Lancaster European | Director | Nov 15, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $32,700,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,426,749 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $256,495,587 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,500,000 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $131,141,584 | 26 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,766,309 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Short Term Trading Ltd group: Man | Director | Jul 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 8 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A group: Man | Director | Jun 2, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | May 31, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Warwick Royalty & Mineral Master Fund LP group: Warwick Royalty | Director Director of the General Partner | May 8, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $3,200,000 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,995,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | H2O Global Alpha Feeder Fund (Cayman) Ltd group: H2o | Director | Mar 24, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $147,154,060 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Global Alpha Feeder Fund (U.S.) L.P. group: H2o | Director Director of the General Partner | Mar 24, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $13,800,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short Master Fund group: Westray Long Short | Director | Feb 15, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $38,100,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Westray Long/Short US Feeder Fund, L.P. group: Westray Long Short | Director Director of Westray GP Limited, General Partner of the Issuer | Feb 15, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $38,100,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | H2O Alpha 10 Feeder Fund (Cayman) Ltd group: H2o | Director | Jan 11, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha 10 Feeder Fund (U.S.) L.P. group: H2o | Director Director of the General Partner | Jan 11, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL TailProtect Ltd. group: Man | Director | Dec 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,125,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Evolution Frontier Ltd group: Man | Director | Dec 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,300,000 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL (TW) Dimension SPC, on behalf of & for the account of Segregated Portfolio B group: Man | Director | Nov 14, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $12,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Alpha (Cayman) Ltd group: Man | Director | Oct 17, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,426,749 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Sep 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,495,587 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,900,000 | 23 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,190,399 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio group: Man | Director | Aug 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,050,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Seia Global Macro Fund LP | Director Director of the General Partner | Aug 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $750,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Short Term Trading Ltd group: Man | Director | Jul 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Man AHL Alpha 1.5 XL Ltd group: Man | Director | Jun 8, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | May 31, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pure Momentum (Restricted) Ltd group: Man | Director | May 25, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ledbury Capital Fund LP | Director Director of the General Partner | Apr 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AHL Dimension (Cayman) Ltd group: Man | Director | Apr 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $8,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Oct 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,495,587 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 25, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,050,000 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 25, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,359,890 | 29 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Seia Global Macro Fund LP | Director Director of the General Partner | Aug 14, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ledbury Capital Fund LP | Director Director of the General Partner | Apr 13, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $29,500,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Farmstead Offshore Fund, Ltd. group: Farmstead | Director | Oct 3, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,495,587 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund Ltd group: Nanook Energy | Director | Sep 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $26,312,500 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nanook Energy Fund, LP group: Nanook Energy | Director Mr. Sweeting is a director of the Nanook Energy Fund GP, Limited, the general partner of the Issuer. | Sep 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $39,250,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Tim Sweeting. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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