Sponsor Check › Sponsor group
One sponsor team, 2 deal companies · San Francisco, CA
Grouped because: 1 shared person (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 3, 2019 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Sharespost is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people; automatic match from the filings), filing 11 Form D filings between Feb 2011 and Dec 2019.
What this means One team, 2 deal companies, about 8 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $9.23M to 57 investors (latest filing per issuer). Industries as reported: Other Banking and Financial Services (1), Pooled Investment Fund (1). Issuers are based in CA (2).
What this means $9.23M raised across the group, about $162K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Greg Brogger (2 issuers, executive officer and director), Cyndi Rodriguez (1 issuer, executive officer), David Weir (1 issuer, executive officer), Erika McKiernan (1 issuer, executive officer), Greg Dietrick (1 issuer, executive officer) and 9 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Dec 3, 2019.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Sharespost and found 9 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Sharespost, Inc. and Greg B. Brogger (Mar 14, 2012); 35 other issuers file from the same address; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Sharespost has not run yet — it is joining a line of 26,955 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sharespost..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
9 differences found between the filings for Sharespost — 3 worth asking about (compared 11 filings on Oct 24, 2026)
A ap release dated Mar 14, 2012 names Greg Brogger (listed on the same filings). The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The address on file, 555 Montgomery Street, Suite 1400, San Francisco, CA, is used by 36 issuers in our index across 5 sponsor groups; 35 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.
What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.
The address on file, 221 Pine Street, 6th Floor, San Francisco, CA, is used by 11 issuers in our index across 3 sponsor groups; 10 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.
What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.
The filing says the first sale was Nov 15, 2019. The Form D was filed Dec 3, 2019 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Dec 12, 2016. The Form D was filed Jan 4, 2017 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Feb 8, 2011 (first sale Jan 24, 2011). It reports $2,970,208 sold of $3,315,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
Offering amount changed between filings — Celadon Technology Fund IX, LLC · Offering amount changed between filings — Celadon Technology Fund IX, LLC · Offering amount changed between filings — Celadon Technology Fund IX, LLC · Offering amount changed between filings — Celadon Technology Fund IX, LLC · Offering amount changed between filings — Celadon Technology Fund IX, LLC · and 1 more
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
The people listed on the Feb 8, 2011 filing give San Bruno, CA; on the Dec 3, 2019 filing they give San Francisco, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
Delaware (1), California (1) — out of 2 member issuers. The odd ones out: Celadon Technology Fund IX, LLC (California).
What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Dec 3, 2019 D SharesPost, Inc. File 021-354589 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 16, 2018 D/A Celadon Technology Fund IX, LLC File 021-277568 | $0 | $0 | $0 | Sharespost Financial Corp BrokerCheck CRD 134596 ↗ via Sharespost Financial Corp (CRD 134596 ↗) | EDGAR ↗ |
| Feb 8, 2011 D SharesPost, Inc. File 021-154981 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Sharespost in the sources searched.
Not found in sources searched as of Oct 24, 2026, 7:43 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2010–2026) — 869,903 records, loaded Oct 24, 2026, 7:43 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2010–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:43 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | S SharesPost, Inc. | shared people | SAN FRANCISCO, CA | Other Banking and Financial Services | 2 | $5,000,000 offering $5,000,000 · similar: $2,144,500–$20,220,000 | 19 similar: 2–24 | No minimum reported similar: $10,000–$100,000 | 2011–2019 |
| EDGAR ↗ | CT Celadon Technology Fund IX, LLC | shared people | SAN FRANCISCO, CA | Pooled Investment Fund | 9 | $4,228,993 offering $4,228,993 · similar: $155,000–$5,250,000 | 38 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2017–2018 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Dec 3, 2019 | SharesPost, Inc. | D | Other Banking and Financial Services | $5,000,000 | $5,000,000 |
| EDGAR ↗ | Aug 16, 2018 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $4,228,993 | $4,228,993 |
| EDGAR ↗ | Mar 8, 2018 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $3,705,456 | $3,705,456 |
| EDGAR ↗ | Jan 24, 2018 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $3,705,456 | $3,705,456 |
| EDGAR ↗ | Dec 14, 2017 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $3,705,456 | $3,705,456 |
| EDGAR ↗ | Aug 21, 2017 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $1,570,324 | $1,570,324 |
| EDGAR ↗ | May 2, 2017 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $1,470,333 | $1,470,333 |
| EDGAR ↗ | Apr 6, 2017 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $1,310,333 | $1,310,333 |
| EDGAR ↗ | Jan 30, 2017 | Celadon Technology Fund IX, LLC | D/A | Pooled Investment Fund | $820,693 | $820,693 |
| EDGAR ↗ | Jan 4, 2017 | Celadon Technology Fund IX, LLC | D | Pooled Investment Fund | $660,693 | $660,693 |
| EDGAR ↗ | Feb 8, 2011 | SharesPost, Inc. | D | Other Banking and Financial Services | $3,315,000 | $2,970,208 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 3, 2019. Industry history, as reported on each offering's latest filing: Previous offerings: Other Banking and Financial Services (2011), Pooled Investment Fund (2017). Latest offering: Other Banking and Financial Services (Dec 3, 2019).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| GB Greg Brogger | Executive Officer, Director | 2 | Feb 8, 2011 → Dec 3, 2019 |
| SP Scott Painter | Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| JM Jeff Miller | Executive Officer, Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| MM Michael Moe | Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| CR Cyndi Rodriguez | Executive Officer | 1 | Dec 3, 2019 → Dec 3, 2019 |
| EM Erika McKiernan | Executive Officer | 1 | Dec 3, 2019 → Dec 3, 2019 |
| JC Jehan Chu | Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| PL Peilung Li | Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| LB Lawrence Butler | Director | 1 | Dec 3, 2019 → Dec 3, 2019 |
| DW David Weir | Executive Officer | 1 | Feb 8, 2011 → Feb 8, 2011 |
| GD Greg Dietrick | Executive Officer | 1 | Feb 8, 2011 → Feb 8, 2011 |
| SH Sam Hayes | Executive Officer | 1 | Feb 8, 2011 → Feb 8, 2011 |
| TS Tim Sullivan | Executive Officer | 1 | Feb 8, 2011 → Feb 8, 2011 |
| KB Kevin Burkhardt | Executive Officer | 1 | Feb 8, 2011 → Feb 8, 2011 |
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Sharespost.
No Meta Pixel ids or Facebook / Instagram page links on file for Sharespost as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Sharespost's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #223,992 of 374,652 in line (1,318 issuers searched so far). One-tap searches: Look further ↓
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