PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:57 AM ET

Sponsor Check › Sponsor group

SR

Sbb Research

One sponsor team, 12 deal companies · Northbrook, IL

Grouped because: 8 shared people, 1 shared management entity, same business address (11 issuers), similar issuer names (12) (automatic match from the filings) · not the same sponsor?

12deal companies
$2.83Breported sold
147investors
99Form D filings
2013–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 20, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sbb Research is a sponsor group of 12 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 99 Form D filings between Jul 2013 and Feb 2026.

What this means One team, 12 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.83B to 147 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (12). Issuers are based in IL (12).

What this means $2.83B raised across the group, about $19.3M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Brad Alan Greenstein (11 issuers, executive officer and director), Sandeep D Navalgund (11 issuers, executive officer), Matthew Lawrence Aven (10 issuers, executive officer, director, and promoter), Walter M Kelly (10 issuers, executive officer), Samuel Benjamin Barnett (9 issuers, executive officer, director, and promoter) and 11 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 20, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: SBB RESEARCH GROUP LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 99 public filings for Sbb Research and found 22 differences, 6 worth asking the sponsor about: Amount sold went down between filings; 8 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sbb Research has not run yet — it is joining a line of 2,670 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Securities and Exchange Commission v. SBB Research Group, LLC open matched at sponsor-group level (Sbb Research)
District Court, N.D. Illinois · No. 1:19-cv-06473 · Filed Sep 30, 2019 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of SBB Research Group, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (IL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sbb Research..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

22 differences found between the filings for Sbb Research — 6 worth asking about (compared the newest 50 of 99 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 20, 2025 – Sep 25, 2025

Amount sold went down between filings — SBB Research Group Polysight III, LLC

The Feb 20, 2025 filing says $918,940,839 sold; the Sep 25, 2025 Form D/A says $724,515,775 sold — $194,425,064 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 20, 2025 ↗Form D/A (later) · Sep 25, 2025 ↗SBB Research Group Polysight III, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 20, 2025 – Sep 25, 2025

Amount sold went down between filings — SBB Research Group Polysight I LLC

The Feb 20, 2025 filing says $402,641,944 sold; the Sep 25, 2025 Form D/A says $354,354,444 sold — $48,287,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 20, 2025 ↗Form D/A (later) · Sep 25, 2025 ↗SBB Research Group Polysight I LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 15, 2020 – Sep 13, 2021

Amount sold went down between filings — SBB Research Group Investors IV LLC

The Sep 15, 2020 filing says $15,687,707 sold; the Sep 13, 2021 Form D/A says $12,933,968 sold — $2,753,739 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 15, 2020 ↗Form D/A (later) · Sep 13, 2021 ↗SBB Research Group Investors IV LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 26, 2013 – Aug 13, 2025

8 offerings reported fewer investors on a later filing

Investor count went down between filings — SBB Research Group Polysight V LLC · Investor count went down between filings — SBB RESEARCH GROUP CPS FUND XI LLC · Investor count went down between filings — SBB Research Group Polysight I LLC · Investor count went down between filings — SBB Research Group Investors IV LLC · Investor count went down between filings — SBB Research Group Investors III LLC · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D (earlier) · Jul 26, 2013 ↗Form D/A (later) · Aug 13, 2025 ↗SBB Research Group Polysight V LLC — PartnerFacts page ↗Form D/A (earlier) · Feb 21, 2024 ↗
Sources
Worth asking · Jan 2, 2018 – Jan 12, 2022

Form D filed 1,471 days after the first sale — SBB Research Group Polysight Thor LLC

The filing says the first sale was Jan 2, 2018. The Form D was filed Jan 12, 2022 — 1,471 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,456 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 12, 2022 ↗SBB Research Group Polysight Thor LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 13, 2021 – Feb 19, 2026

13 people are no longer listed on a later amendment

Walter M Kelly is no longer listed on the Feb 19, 2026 amendment — SBB Research Group Polysight Odin LLC · Walter M Kelly is no longer listed on the Feb 19, 2026 amendment — SBB RESEARCH GROUP POLYSIGHT II LLC · M SBB Research Group LLC is no longer listed on the Feb 19, 2026 amendment — SBB Research Group Polysight Odin LLC · Walter M Kelly is no longer listed on the Sep 25, 2025 amendment — SBB Research Group Polysight III, LLC · Walter M Kelly is no longer listed on the Sep 25, 2025 amendment — SBB RESEARCH GROUP CPS FUND XI LLC · and 8 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 20, 2025 ↗Form D/A · Feb 19, 2026 ↗Walter M Kelly — PartnerFacts page ↗SBB Research Group Polysight Odin LLC — PartnerFacts page ↗
Sources
Note · Nov 1, 2021 – Nov 17, 2021

Form D filed 16 days after the first sale — SBB Research Group Polysight III, LLC

The filing says the first sale was Nov 1, 2021. The Form D was filed Nov 17, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 17, 2021 ↗SBB Research Group Polysight III, LLC — PartnerFacts page ↗
Sources
Note · Jul 26, 2013 – Sep 25, 2025

69 role changes for the same people across filings

SBB Research Group, LLC's role changed at SBB Research Group Polysight III, LLC: executive officer → promoter · SBB Research Group, LLC's role changed at SBB Research Group Polysight V LLC: executive officer → promoter · Sam Barnett's role changed at SBB Research Group Polysight V LLC: executive officer → executive officer, director, promoter · Matt Aven's role changed at SBB Research Group Polysight Odin LLC: executive officer → executive officer, director, promoter · SAMUEL BENJAMIN BARNETT's role changed at SBB Research Group Polysight Odin LLC: executive officer → executive officer, director, promoter · and 64 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Nov 17, 2021 ↗Form D/A · Sep 25, 2025 ↗SBB Research Group, LLC — PartnerFacts page ↗SBB Research Group Polysight III, LLC — PartnerFacts page ↗
Sources
Note · Jul 26, 2013 – Aug 13, 2025

Offering amount changed between filings — SBB Research Group Polysight V LLC

The Jul 26, 2013 filing says $20,000,000 offered; the Aug 13, 2025 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 26, 2013 ↗Form D/A (later) · Aug 13, 2025 ↗SBB Research Group Polysight V LLC — PartnerFacts page ↗
Sources
Note · Feb 14, 2011 – Feb 21, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SBB RESEARCH GROUP CPS I LLC (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — SBB Research Group Investors IV LLC (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — SBB Research Group Investors III LLC (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — SBB Research Group Investors II LLC (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — SBB Research Group Polysight Thor LLC (latest filing Jan 12, 2023) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 21, 2024 ↗SBB RESEARCH GROUP CPS I LLC — PartnerFacts page ↗Form D/A · Feb 21, 2024 ↗SBB Research Group Investors IV LLC — PartnerFacts page ↗
Sources
Note · Jul 26, 2013 – Feb 21, 2024

7 people are written more than one way across the filings

M SBB Research Group LLC is written 2 different ways on the filings · MATTHEW LAWRENCE AVEN is written 3 different ways on the filings · SAMUEL BENJAMIN BARNETT is written 3 different ways on the filings · Walter M Kelly is written 3 different ways on the filings · Sam Barnett is written 2 different ways on the filings · and 2 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D/A · Feb 24, 2022 ↗Form D/A · Feb 21, 2024 ↗M SBB Research Group LLC — PartnerFacts page ↗Form D · Mar 25, 2016 ↗
Sources
Note · Jul 26, 2013 – Aug 13, 2025

5 issuers changed their reported size band between filings

Reported net asset value range changed between filings — SBB Research Group Polysight V LLC · Reported net asset value range changed between filings — SBB Research Group Polysight I LLC · Reported net asset value range changed between filings — SBB Research Group Investors IV LLC · Reported net asset value range changed between filings — SBB Research Group Investors III LLC · Reported net asset value range changed between filings — SBB Research Group Investors II LLC

What this means The size band is self-reported. Ask for current numbers.

Form D · Jul 26, 2013 ↗Form D/A · Aug 13, 2025 ↗SBB Research Group Polysight V LLC — PartnerFacts page ↗Form D · Jun 17, 2014 ↗
Sources
Note · Jul 26, 2013 – Aug 13, 2025

Minimum investment changed between filings — SBB Research Group Polysight V LLC

The Jul 26, 2013 filing lists a minimum of $0; the Aug 13, 2025 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 26, 2013 ↗Form D/A (later) · Aug 13, 2025 ↗SBB Research Group Polysight V LLC — PartnerFacts page ↗
Sources
Note · Mar 4, 2022 – Feb 28, 2023

Minimum investment changed between filings — SBB Research Group Polysight III, LLC

The Mar 4, 2022 filing lists a minimum of $1,000,000; the Feb 28, 2023 Form D/A lists $50,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 4, 2022 ↗Form D/A (later) · Feb 28, 2023 ↗SBB Research Group Polysight III, LLC — PartnerFacts page ↗
Sources
Note · Nov 17, 2021 – Mar 4, 2022

Minimum investment changed between filings — SBB Research Group Polysight III, LLC

The Nov 17, 2021 filing lists a minimum of $50,000,000; the Mar 4, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 17, 2021 ↗Form D/A (later) · Mar 4, 2022 ↗SBB Research Group Polysight III, LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2021 – Mar 4, 2022

Minimum investment changed between filings — SBB Research Group Polysight I LLC

The Sep 13, 2021 filing lists a minimum of $0; the Mar 4, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 13, 2021 ↗Form D/A (later) · Mar 4, 2022 ↗SBB Research Group Polysight I LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2021 – Mar 4, 2022

Minimum investment changed between filings — SBB Research Group Investors IV LLC

The Sep 13, 2021 filing lists a minimum of $0; the Mar 4, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 13, 2021 ↗Form D/A (later) · Mar 4, 2022 ↗SBB Research Group Investors IV LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2021 – Mar 4, 2022

Minimum investment changed between filings — SBB Research Group Investors III LLC

The Sep 13, 2021 filing lists a minimum of $0; the Mar 4, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 13, 2021 ↗Form D/A (later) · Mar 4, 2022 ↗SBB Research Group Investors III LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2021 – Mar 4, 2022

Minimum investment changed between filings — SBB Research Group Investors II LLC

The Sep 13, 2021 filing lists a minimum of $0; the Mar 4, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 13, 2021 ↗Form D/A (later) · Mar 4, 2022 ↗SBB Research Group Investors II LLC — PartnerFacts page ↗
Sources
Note · Feb 26, 2021 – Feb 24, 2022

Minimum investment changed between filings — SBB RESEARCH GROUP CPS I LLC

The Feb 26, 2021 filing lists a minimum of $5,000,000; the Feb 24, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 26, 2021 ↗Form D/A (later) · Feb 24, 2022 ↗SBB RESEARCH GROUP CPS I LLC — PartnerFacts page ↗
Sources
Note · Jul 26, 2013 – Feb 20, 2026

Member companies were formed in 2 different states

Illinois (11), Delaware (1) — out of 12 member issuers. The odd ones out: SBB RESEARCH GROUP CPS I LLC (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sbb Research — sponsor group page ↗SBB RESEARCH GROUP CPS I LLC — PartnerFacts page ↗
Sources
Note · Jul 26, 2013 – Feb 20, 2026

4 issuers used a different name before

Issuer used a different name before — SBB Research Group Polysight V LLC · Issuer used a different name before — SBB RESEARCH GROUP POLYSIGHT II LLC · Issuer used a different name before — SBB Research Group Polysight I LLC · Issuer used a different name before — SBB RESEARCH GROUP CPS I LLC

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗SBB Research Group Polysight V LLC — PartnerFacts page ↗EDGAR filer page ↗SBB RESEARCH GROUP POLYSIGHT II LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 99 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 20, 2026 D/A
SBB Research Group Polysight V LLC
File 021-200337
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
SBB Research Group Polysight I LLC
File 021-219319
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
SBB RESEARCH GROUP CPS FUND XI LLC
File 021-260049
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
SBB RESEARCH GROUP POLYSIGHT II LLC
File 021-307142
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
SBB Research Group Polysight III, LLC
File 021-421551
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
SBB Research Group Polysight Odin LLC
File 021-455159
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
SBB Research Group Investors II LLC
File 021-200339
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
SBB Research Group Investors III LLC
File 021-200340
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
SBB Research Group Investors IV LLC
File 021-200341
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
SBB RESEARCH GROUP CPS I LLC
File 021-260048
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2023 D/A
SBB Research Group Polysight Thor LLC
File 021-303421
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2022 D
SBB Research Group Polysight Thor LLC
File 021-428916
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D
SBB Research Group Polysight Thor LLC
File 021-358361
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2013 D
SBB Research Group Experimental Fund I LLC
File 021-200336
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 12 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sbb Research in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SR SBB Research Group Experimental Fund I LLCshared people, shared management entity, similar issuer namesNORTHBROOK, ILPooled Investment Fund1$2,000,0001No minimum reported2013–2013
EDGAR ↗SR SBB Research Group Polysight V LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund4$181,180,612
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗SR SBB Research Group Investors II LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund10$27,249,650
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2024
EDGAR ↗SR SBB Research Group Investors III LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund10$32,359,366
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2024
EDGAR ↗SR SBB Research Group Investors IV LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund11$29,013,359
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2024
EDGAR ↗SR SBB Research Group Polysight I LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund15$402,641,944
offering Indefinite · similar: $155,000–$5,250,000
64
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗SR SBB RESEARCH GROUP CPS I LLCshared people, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund9$123,948,169
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2016–2024
EDGAR ↗SR SBB RESEARCH GROUP CPS FUND XI LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund12$1,160,591,989
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2016–2026
EDGAR ↗SR SBB Research Group Polysight Thor LLCshared people, shared management entity, same business address, similar issuer namesNorthbrook, ILPooled Investment Fund6$10,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2018–2023
EDGAR ↗SR SBB RESEARCH GROUP POLYSIGHT II LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund9$54,852,864
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗SR SBB Research Group Polysight III, LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund7$918,940,839
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$50,000,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗SR SBB Research Group Polysight Odin LLCshared people, shared management entity, same business address, similar issuer namesNORTHBROOK, ILPooled Investment Fund5$103,432,045
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 20, 2026SBB Research Group Polysight V LLCD/APooled Investment FundIndefinite$181,180,612
EDGAR ↗Feb 19, 2026SBB Research Group Polysight Odin LLCD/APooled Investment FundIndefinite$103,432,045
EDGAR ↗Feb 19, 2026SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$742,964,364
EDGAR ↗Feb 19, 2026SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$54,852,864
EDGAR ↗Feb 19, 2026SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$1,160,591,989
EDGAR ↗Feb 19, 2026SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$365,604,591
EDGAR ↗Feb 19, 2026SBB Research Group Polysight V LLCD/APooled Investment FundIndefinite$181,180,612
EDGAR ↗Sep 25, 2025SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$724,515,775
EDGAR ↗Sep 25, 2025SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$1,145,791,740
EDGAR ↗Sep 25, 2025SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$354,354,444
EDGAR ↗Aug 13, 2025SBB Research Group Polysight V LLCD/APooled Investment FundIndefinite$90,000,000
EDGAR ↗Feb 20, 2025SBB Research Group Polysight Odin LLCD/APooled Investment FundIndefinite$76,457,877
EDGAR ↗Feb 20, 2025SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$918,940,839
EDGAR ↗Feb 20, 2025SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$51,665,394
EDGAR ↗Feb 20, 2025SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$1,072,448,198
EDGAR ↗Feb 20, 2025SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$402,641,944
EDGAR ↗Feb 21, 2024SBB Research Group Polysight Odin LLCD/APooled Investment FundIndefinite$42,301,426
EDGAR ↗Feb 21, 2024SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$900,000,000
EDGAR ↗Feb 21, 2024SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$49,019,040
EDGAR ↗Feb 21, 2024SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$1,056,902,520
EDGAR ↗Feb 21, 2024SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$123,948,169
EDGAR ↗Feb 21, 2024SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$326,468,908
EDGAR ↗Feb 21, 2024SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$29,013,359
EDGAR ↗Feb 21, 2024SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$32,359,366
EDGAR ↗Feb 21, 2024SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$27,249,650
EDGAR ↗Aug 4, 2023SBB Research Group Polysight Odin LLCD/APooled Investment FundIndefinite$32,154,797
EDGAR ↗Feb 28, 2023SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$900,000,000
EDGAR ↗Feb 24, 2023SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$1,054,197,790
EDGAR ↗Feb 24, 2023SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$49,019,040
EDGAR ↗Feb 24, 2023SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$115,727,777
EDGAR ↗Feb 24, 2023SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$315,734,209
EDGAR ↗Feb 24, 2023SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$29,013,358
EDGAR ↗Feb 24, 2023SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$32,337,044
EDGAR ↗Feb 24, 2023SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$27,222,558
EDGAR ↗Jan 12, 2023SBB Research Group Polysight Thor LLCD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 8, 2022SBB Research Group Polysight Odin LLCDPooled Investment FundIndefinite$4,000,000
EDGAR ↗Mar 4, 2022SBB Research Group Polysight III, LLCD/APooled Investment FundIndefinite$700,000,000
EDGAR ↗Mar 4, 2022SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$154,378,134
EDGAR ↗Mar 4, 2022SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$12,933,968
EDGAR ↗Mar 4, 2022SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$15,595,310
EDGAR ↗Mar 4, 2022SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Feb 24, 2022SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$48,951,330
EDGAR ↗Feb 24, 2022SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$819,959,000
EDGAR ↗Feb 24, 2022SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$67,277,778
EDGAR ↗Jan 12, 2022SBB Research Group Polysight Thor LLCDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Nov 17, 2021SBB Research Group Polysight III, LLCDPooled Investment FundIndefinite$700,000,000
EDGAR ↗Sep 13, 2021SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$139,862,178
EDGAR ↗Sep 13, 2021SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$12,933,968
EDGAR ↗Sep 13, 2021SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$15,595,310
EDGAR ↗Sep 13, 2021SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Feb 26, 2021SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$46,976,662
EDGAR ↗Feb 26, 2021SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$31,377,778
EDGAR ↗Feb 25, 2021SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$27,959,000
EDGAR ↗Jan 13, 2021SBB Research Group Polysight Thor LLCD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Sep 15, 2020SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$116,669,849
EDGAR ↗Sep 15, 2020SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$15,687,707
EDGAR ↗Sep 15, 2020SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$15,295,310
EDGAR ↗Sep 15, 2020SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Mar 6, 2020SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$25,600,000
EDGAR ↗Feb 28, 2020SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$16,459,000
EDGAR ↗Feb 28, 2020SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$25,277,778
EDGAR ↗Jan 17, 2020SBB Research Group Polysight Thor LLCDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Sep 19, 2019SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$88,143,863
EDGAR ↗Sep 19, 2019SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$11,432,358
EDGAR ↗Sep 19, 2019SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$13,310,483
EDGAR ↗Sep 19, 2019SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Mar 7, 2019SBB RESEARCH GROUP POLYSIGHT II LLCD/APooled Investment FundIndefinite$20,000,000
EDGAR ↗Feb 28, 2019SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$16,459,000
EDGAR ↗Feb 28, 2019SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$25,277,778
EDGAR ↗Jan 17, 2019SBB Research Group Polysight Thor LLCD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Sep 19, 2018SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$78,833,306
EDGAR ↗Sep 19, 2018SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$11,402,358
EDGAR ↗Sep 19, 2018SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$13,110,483
EDGAR ↗Sep 19, 2018SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Mar 7, 2018SBB RESEARCH GROUP POLYSIGHT II LLCDPooled Investment FundIndefinite$20,000,000
EDGAR ↗Mar 2, 2018SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$16,459,000
EDGAR ↗Mar 2, 2018SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$22,277,777
EDGAR ↗Jan 17, 2018SBB Research Group Polysight Thor LLCDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Sep 20, 2017SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$62,560,405
EDGAR ↗Sep 20, 2017SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$11,402,358
EDGAR ↗Sep 20, 2017SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$13,110,483
EDGAR ↗Sep 20, 2017SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$12,289,245
EDGAR ↗Mar 6, 2017SBB RESEARCH GROUP CPS I LLCD/APooled Investment FundIndefinite$17,700,000
EDGAR ↗Mar 3, 2017SBB RESEARCH GROUP CPS FUND XI LLCD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Sep 26, 2016SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$60,900,405
EDGAR ↗Sep 23, 2016SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Sep 23, 2016SBB Research Group Investors IV LLCD/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Sep 23, 2016SBB Research Group Investors III LLCD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Sep 23, 2016SBB Research Group Investors II LLCD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Mar 25, 2016SBB RESEARCH GROUP CPS FUND XI LLCDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Mar 25, 2016SBB RESEARCH GROUP CPS I LLCDPooled Investment FundIndefinite$17,700,000
EDGAR ↗Aug 18, 2015SBB Research Group Polysight I LLCD/APooled Investment FundIndefinite$42,000,000
EDGAR ↗Aug 20, 2014SBB Research Group Polysight I LLCD/APooled Investment Fund$40,000,000$33,500,000
EDGAR ↗Jun 17, 2014SBB Research Group Polysight I LLCDPooled Investment Fund$30,000,000$20,300,000
EDGAR ↗Jul 26, 2013SBB Research Group Investors IV LLCDPooled Investment Fund$5,000,000$5,000,000
EDGAR ↗Jul 26, 2013SBB Research Group Investors III LLCDPooled Investment Fund$10,000,000$10,000,000
EDGAR ↗Jul 26, 2013SBB Research Group Investors II LLCDPooled Investment Fund$10,000,000$10,000,000
EDGAR ↗Jul 26, 2013SBB Research Group Polysight V LLCDPooled Investment Fund$20,000,000$20,000,000
EDGAR ↗Jul 26, 2013SBB Research Group Experimental Fund I LLCDPooled Investment Fund$2,000,000$2,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 20, 2026. Industry history, as reported on each offering's latest filing: All 14 offerings reported: Pooled Investment Fund (2013–2022).

People across the group

NameRolesIssuers hereFirst → last listed
SN Sandeep D NavalgundExecutive Officer11Feb 24, 2022 → Feb 20, 2026
BG Brad Alan GreensteinExecutive Officer, Director11Jan 12, 2022 → Feb 20, 2026
MA MATTHEW LAWRENCE AVENExecutive Officer, Director, Promoter10Mar 25, 2016 → Feb 20, 2026
WK Walter M KellyExecutive Officer10Nov 17, 2021 → Feb 20, 2025
SR SBB Research Group, LLC entityPromoter, Executive Officer9Jul 26, 2013 → Feb 20, 2026
SB Sam BarnettExecutive Officer, Director, Promoter9Jul 26, 2013 → Feb 20, 2026
SB SAMUEL BENJAMIN BARNETTExecutive Officer, Director, Promoter9Mar 25, 2016 → Feb 19, 2026
MC Michael S ChickExecutive Officer6Feb 19, 2026 → Feb 20, 2026
MA Matt AvenDirector, Executive Officer, Promoter3Jun 17, 2014 → Feb 19, 2026
MS M SBB Research Group LLC entityPromoter1Feb 24, 2022 → Feb 19, 2026
MS Morrissey SBB Research Group entityPromoter1Aug 8, 2022 → Feb 19, 2026
AS ALAN SBB RESEARCH GROUP LLC entityPromoter1Feb 24, 2022 → Feb 21, 2024
N2 NMB 2004 Trust entityExecutive Officer1Jan 17, 2018 → Jan 17, 2020
BB BENJAMIN SAMUEL BARNETTExecutive Officer1Mar 25, 2016 → Mar 6, 2017
DK Dan KieferDirector1Jun 17, 2014 → Aug 18, 2015
EP Elan PeretzDirector1Jun 17, 2014 → Aug 20, 2014

Adviser registration (Form ADV)

SBB RESEARCH GROUP LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 23, 2014 · SEC file 801-79560 · Main office: NORTHBROOK, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $3,260,240,863 as reported on Form ADV filed Aug 5, 2026 (Item 5.F(2)(c)) · 11 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): x.com/SBBRESEARCH ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 5, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sbb Research as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sbb Research's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #40,997 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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