Saracen Total Return is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 19 Form D filings between Feb 2009 and Jan 2022.
What this means One team, 4 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $756.6M to 159 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in TX (3), Cayman Islands (as filed: E9) (1).
What this means $756.6M raised across the group, about $4.76M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Neil E. Kelley (4 issuers, executive officer, director, and promoter), Leon Andrew Wells (2 issuers, executive officer, director, and promoter), Taylor H Holladay (2 issuers, executive officer, director, and promoter), Edie H Saville (1 issuer, executive officer, director, and promoter) and Neil H Kelley (1 issuer, executive officer, director, and promoter).
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jan 31, 2022.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 19 public filings for Saracen Total Return and found 13 differences, 2 worth asking the sponsor about: Neil H Kelley is no longer listed on the Feb 4, 2015 amendment; Edie H Saville is no longer listed on the Feb 7, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.