PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:30 AM ET

Sponsor Check › Sponsor group

R

Rokos

One sponsor team, 5 deal companies · Wilmington, DE

Grouped because: 6 shared people, 5 shared management entities, similar issuer names (5) · 5 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

5deal companies
$4.49Breported sold
487investors
30Form D filings
2015–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 14, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rokos is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names; automatic match from the filings), filing 30 Form D filings between Oct 2015 and Aug 2026.

What this means One team, 5 deal companies, about 11 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $4.49B to 487 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5). Issuers are based in DE (3), Cayman Islands (as filed: E9) (2).

What this means $4.49B raised across the group, about $9.21M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Rokos Capital Management (US) LP (5 issuers, executive officer and promoter, entity), Darren Stainrod (3 issuers, director), Rokos Capital Management (HK) Limited (3 issuers, executive officer, entity), Rokos Capital Management (Jersey) LP (3 issuers, executive officer, entity), Rokos Capital Management LLP (3 issuers, executive officer, entity) and 7 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Aug 14, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: ROKOS CAPITAL MANAGEMENT (US) LP; ROKOS CAPITAL MANAGEMENT LLP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 30 public filings for Rokos and found 19 differences, 4 worth asking the sponsor about: Rokos Capital Management (HK) Limited is no longer listed on the Aug 14, 2025 amendment; 2 separate companies in this group use the same name: "RCM Private Markets Fund Ltd"; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rokos has not run yet — it is joining a line of 55,257 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rokos..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

19 differences found between the filings for Rokos — 4 worth asking about (compared 30 filings on Oct 24, 2026)

Note · Jul 9, 2021 – Aug 14, 2026

247 other issuers file from the same address — 3 member issuers (Rokos Global Macro Fund LP; Rokos Global Macro Fund II LP; RCM Private Markets Fund LP)

The address on file, 251 Little Falls Drive, Wilmington, DE, is used by 250 issuers in our index across 49 sponsor groups; 247 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Rokos Global Macro Fund LP — PartnerFacts page ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗RCM Private Markets Fund LP — PartnerFacts page ↗EDGAR filer page · Rokos Global Macro Fund LP ↗
Sources
Note · Aug 14, 2026

84 other issuers file from the same address — Rokos Global Macro Fund Ltd

The address on file, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9), is used by 85 issuers in our index across 31 sponsor groups; 84 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Rokos Global Macro Fund Ltd — PartnerFacts page ↗EDGAR filer page · Rokos Global Macro Fund Ltd ↗
Sources
Note · Jul 9, 2021

492 other issuers file from the same address — RCM Private Markets Fund Ltd

The address on file, C/O Maples Corporate Services Limited, Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9), is used by 493 issuers in our index across 197 sponsor groups; 492 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

RCM Private Markets Fund Ltd — PartnerFacts page ↗EDGAR filer page · RCM Private Markets Fund Ltd ↗
Sources
Note · Oct 5, 2015 – Aug 14, 2023

No amendment in the last 12 months on an offering that may still be open — Rokos Global Macro Fund LP (latest filing Aug 14, 2023)

The latest filing for this offering is dated Aug 14, 2023 (first sale Oct 5, 2015). It reports $1,440,204,860 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 14, 2023 ↗Rokos Global Macro Fund LP — PartnerFacts page ↗
Sources
Worth asking · Aug 14, 2024 – Aug 14, 2025

Rokos Capital Management (HK) Limited is no longer listed on the Aug 14, 2025 amendment — Rokos Global Macro Fund Ltd

Rokos Capital Management (HK) Limited appears on the Aug 14, 2024 Form D/A (executive officer) but not on the Aug 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 14, 2024 ↗Form D/A · Aug 14, 2025 ↗Rokos Capital Management (HK) Limited — PartnerFacts page ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Aug 14, 2024 – Aug 14, 2025

Rokos Capital Management (HK) Limited is no longer listed on the Aug 14, 2025 amendment — Rokos Global Macro Fund II LP

Rokos Capital Management (HK) Limited appears on the Aug 14, 2024 Form D/A (executive officer) but not on the Aug 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 14, 2024 ↗Form D/A · Aug 14, 2025 ↗Rokos Capital Management (HK) Limited — PartnerFacts page ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
Note · Aug 14, 2025 – Aug 14, 2026

Rokos Global Macro (GP) Limited's role changed at Rokos Global Macro Fund II LP: executive officer, promoter → executive officer

The Aug 14, 2025 filing lists Rokos Global Macro (GP) Limited as executive officer, promoter; the Aug 14, 2026 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 14, 2025 ↗Form D/A · Aug 14, 2026 ↗Rokos Global Macro (GP) Limited — PartnerFacts page ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2022 – Aug 14, 2023

Rokos Global Macro (GP) Limited's role changed at Rokos Global Macro Fund LP: executive officer, promoter → executive officer

The Aug 12, 2022 filing lists Rokos Global Macro (GP) Limited as executive officer, promoter; the Aug 14, 2023 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 12, 2022 ↗Form D/A · Aug 14, 2023 ↗Rokos Global Macro (GP) Limited — PartnerFacts page ↗Rokos Global Macro Fund LP — PartnerFacts page ↗
Sources
Note · Aug 14, 2024 – Aug 14, 2025

Minimum investment changed between filings — Rokos Global Macro Fund II LP

The Aug 14, 2024 filing lists a minimum of $10,000,000; the Aug 14, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 14, 2024 ↗Form D/A (later) · Aug 14, 2025 ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2022 – Aug 14, 2023

Minimum investment changed between filings — Rokos Global Macro Fund Ltd

The Aug 12, 2022 filing lists a minimum of $20,000,000; the Aug 14, 2023 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 12, 2022 ↗Form D/A (later) · Aug 14, 2023 ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗
Sources
Note · Aug 12, 2022 – Aug 14, 2023

Minimum investment changed between filings — Rokos Global Macro Fund II LP

The Aug 12, 2022 filing lists a minimum of $20,000,000; the Aug 14, 2023 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 12, 2022 ↗Form D/A (later) · Aug 14, 2023 ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2022 – Aug 14, 2023

Minimum investment changed between filings — Rokos Global Macro Fund LP

The Aug 12, 2022 filing lists a minimum of $20,000,000; the Aug 14, 2023 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 12, 2022 ↗Form D/A (later) · Aug 14, 2023 ↗Rokos Global Macro Fund LP — PartnerFacts page ↗
Sources
Note · Aug 13, 2020 – Aug 12, 2021

Minimum investment changed between filings — Rokos Global Macro Fund Ltd

The Aug 13, 2020 filing lists a minimum of $10,000,000; the Aug 12, 2021 Form D/A lists $20,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 13, 2020 ↗Form D/A (later) · Aug 12, 2021 ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗
Sources
Note · Aug 13, 2020 – Aug 12, 2021

Minimum investment changed between filings — Rokos Global Macro Fund LP

The Aug 13, 2020 filing lists a minimum of $10,000,000; the Aug 12, 2021 Form D/A lists $20,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 13, 2020 ↗Form D/A (later) · Aug 12, 2021 ↗Rokos Global Macro Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2021

2 separate companies in this group use the same name: "RCM Private Markets Fund Ltd"

CIK 1871722 (first filed Jul 9, 2021, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1871357 (first filed Jul 9, 2021, Wilmington, DE).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

RCM Private Markets Fund Ltd — PartnerFacts page ↗RCM Private Markets Fund LP — PartnerFacts page ↗EDGAR filer page · CIK 1871722 ↗EDGAR filer page · CIK 1871357 ↗
Sources
Worth asking · Oct 1, 2015

2 separate companies in this group use the same name: "Rokos Global Macro Fund Ltd"

CIK 1654584 (first filed Oct 1, 2015, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1654305 (first filed Oct 1, 2015, Wilmington, DE).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Rokos Global Macro Fund Ltd — PartnerFacts page ↗Rokos Global Macro Fund LP — PartnerFacts page ↗EDGAR filer page · CIK 1654584 ↗EDGAR filer page · CIK 1654305 ↗
Sources
Note · Jul 9, 2021 – Aug 14, 2026

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Rokos Global Macro Fund Ltd · Address on file is a registered agent / shared office — Rokos Global Macro Fund II LP · Address on file is a registered agent / shared office — Rokos Global Macro Fund LP · Address on file is a registered agent / shared office — RCM Private Markets Fund LP · Address on file is a registered agent / shared office — RCM Private Markets Fund Ltd

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Aug 14, 2026 ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗Form D/A · Aug 14, 2026 ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
Note · Jul 9, 2021 – Aug 14, 2026

Member companies were formed in 2 different states

Delaware (3), Cayman Islands (2) — out of 5 member issuers. The odd ones out: Rokos Global Macro Fund Ltd (Cayman Islands); RCM Private Markets Fund Ltd (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Rokos — sponsor group page ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗RCM Private Markets Fund Ltd — PartnerFacts page ↗
Sources
Note · Jul 9, 2021 – Aug 14, 2026

Member companies list addresses in 2 different states

DE (3), Cayman Islands (as filed: E9) (2). 5 members use a registered-agent or shared-office address: Rokos Global Macro Fund LP (251 Little Falls Drive, Wilmington, DE); Rokos Global Macro Fund Ltd (Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); Rokos Global Macro Fund II LP (251 Little Falls Drive, Wilmington, DE); RCM Private Markets Fund LP (251 Little Falls Drive, Wilmington, DE).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Rokos — sponsor group page ↗Rokos Global Macro Fund LP — PartnerFacts page ↗Rokos Global Macro Fund Ltd — PartnerFacts page ↗Rokos Global Macro Fund II LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 14, 2026 D/A
Rokos Global Macro Fund Ltd
File 021-248570
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2026 D/A
Rokos Global Macro Fund II LP
File 021-390477
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2023 D/A
Rokos Global Macro Fund LP
File 021-248569
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2021 D
RCM Private Markets Fund Ltd
File 021-405766
$0$0$0
The investment adviser is entitled to receive a management fee which is fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 9, 2021 D
RCM Private Markets Fund LP
File 021-405768
$0$0$0
The investment adviser is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Rokos in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗RG Rokos Global Macro Fund LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Wilmington, DEPooled Investment Fund9$1,440,204,860
offering Indefinite · similar: $155,000–$5,250,000
70
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2015–2023
EDGAR ↗RG Rokos Global Macro Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund12$1,750,280,068
offering Indefinite · similar: $155,000–$5,250,000
221
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2026
EDGAR ↗RG Rokos Global Macro Fund II LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)Wilmington, DEPooled Investment Fund7$1,296,493,248
offering Indefinite · similar: $155,000–$5,250,000
196
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗RP RCM Private Markets Fund LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)WILMINGTON, DEPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗RP RCM Private Markets Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 14, 2026Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,750,280,068
EDGAR ↗Aug 14, 2026Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$1,296,493,248
EDGAR ↗Aug 14, 2025Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,702,681,583
EDGAR ↗Aug 14, 2025Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$1,184,807,065
EDGAR ↗Aug 14, 2024Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,630,649,612
EDGAR ↗Aug 14, 2024Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$1,065,934,617
EDGAR ↗Aug 14, 2023Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$208,281,099
EDGAR ↗Aug 14, 2023Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,548,467,312
EDGAR ↗Aug 14, 2023Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$1,440,204,860
EDGAR ↗Aug 12, 2022Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$1,395,894,243
EDGAR ↗Aug 12, 2022Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,515,566,386
EDGAR ↗Aug 12, 2022Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$150,408,941
EDGAR ↗Feb 17, 2022Rokos Global Macro Fund II LPD/APooled Investment FundIndefinite$133,081,954
EDGAR ↗Aug 12, 2021Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,413,276,386
EDGAR ↗Aug 12, 2021Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$1,392,294,243
EDGAR ↗Jul 9, 2021RCM Private Markets Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 9, 2021RCM Private Markets Fund LtdDPooled Investment FundIndefinite$0
EDGAR ↗Feb 25, 2021Rokos Global Macro Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 13, 2020Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,359,242,568
EDGAR ↗Aug 13, 2020Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$1,348,629,243
EDGAR ↗Aug 13, 2019Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$1,055,262,687
EDGAR ↗Aug 13, 2019Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$901,680,728
EDGAR ↗Aug 17, 2018Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$725,039,361
EDGAR ↗Aug 17, 2018Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$771,101,634
EDGAR ↗Sep 8, 2017Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$571,114,782
EDGAR ↗Sep 8, 2017Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$749,951,634
EDGAR ↗Sep 9, 2016Rokos Global Macro Fund LtdD/APooled Investment FundIndefinite$286,985,000
EDGAR ↗Sep 9, 2016Rokos Global Macro Fund LPD/APooled Investment FundIndefinite$605,584,000
EDGAR ↗Oct 1, 2015Rokos Global Macro Fund LtdDPooled Investment FundIndefinite$0
EDGAR ↗Oct 1, 2015Rokos Global Macro Fund LPDPooled Investment FundIndefinite$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 14, 2026. Industry history, as reported on each offering's latest filing: All 5 offerings reported: Pooled Investment Fund (2015–2021).

People across the group

NameRolesIssuers hereFirst → last listed
RC Rokos Capital Management (US) LP entityExecutive Officer, Promoter5Jul 9, 2021 → Aug 14, 2026
TS Timothy SweetingDirector3Oct 1, 2015 → Aug 14, 2026
DS Darren StainrodDirector3Oct 1, 2015 → Aug 14, 2026
VP Victoria ParryDirector3Oct 1, 2015 → Aug 14, 2026
RC Rokos Capital Management LLP entityExecutive Officer3Aug 14, 2023 → Aug 14, 2026
RC Rokos Capital Management (Jersey) LP entityExecutive Officer3Aug 14, 2023 → Aug 14, 2026
RC Rokos Capital Management (HK) Limited entityExecutive Officer3Aug 14, 2023 → Aug 14, 2024
RG Rokos Global Macro (GP) Limited entityExecutive Officer2Aug 13, 2019 → Aug 14, 2026
RW Ralph WoodfordDirector2Jul 9, 2021 → Jul 9, 2021
ND Nathan DayDirector2Jul 9, 2021 → Jul 9, 2021
CP Cassandra PowellDirector2Jul 9, 2021 → Jul 9, 2021
RP RCM Private Markets (GP) Limited entityExecutive Officer, Promoter1Jul 9, 2021 → Jul 9, 2021

Business registration (state registry / Secretary of State)

None of the 5 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ROKOS CAPITAL MANAGEMENT (US) LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 24, 2020 · SEC file 801-119331 · Main office: NEW YORK CITY, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $20,195,507,416 as reported on Form ADV filed Aug 26, 2026 (Item 5.F(2)(c)) · 6 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.rokoscapital.com ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 26, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in DE · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

ROKOS CAPITAL MANAGEMENT LLP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 28, 2022 · SEC file 801-126230 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $219,439,595,264 as reported on Form ADV filed Jun 29, 2026 (Item 5.F(2)(c)) · 2 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.rokoscapital.com ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Rokos as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Rokos's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #12,824 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: WILMINGTON), DE). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Delaware Secretary of State business search ↗OpenCorporates ↗