PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

Sponsor Check › Sponsor group

R

Riveroak

One sponsor team, 8 deal companies · Stamford, CT

Grouped because: 5 shared people, 1 shared management entity, same business address (7 issuers), similar issuer names (7) (automatic match from the filings) · not the same sponsor?

8deal companies
$46.7Mreported sold
209investors
18Form D filings
2012–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 20, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Riveroak is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity, same person name on both filings; automatic match from the filings), filing 18 Form D filings between May 2012 and Feb 2025.

What this means One team, 8 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $46.7M to 209 investors (latest filing per issuer). Industries as reported: Commercial (4), Pooled Investment Fund (3), Airlines and Airports (1). Issuers are based in CT (7), NY (1).

What this means $46.7M raised across the group, about $224K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Stephen DeNardo (7 issuers, executive officer), George Yerrall (6 issuers, executive officer), Robert Knakal (4 issuers, executive officer), James Nelson (3 issuers, executive officer), Paul J. Massey, Jr. (3 issuers, executive officer) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 20, 2025.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: RIVEROAK INVESTMENT CORP., LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 18 public filings for Riveroak and found 12 differences, 3 worth asking the sponsor about: Riveroak includes 4 deals that stopped filing before reaching their target; 9 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Riveroak has not run yet — it is joining a line of 45,117 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Riveroak..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

12 differences found between the filings for Riveroak — 3 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Mar 21, 2013 – May 23, 2017

Riveroak includes 4 deals that stopped filing before reaching their target

RiverOak NYC II, L.P. (last filing May 23, 2017; $9,800,000 sold of $87,000,000); RiverOak NYC II-C1, L.P. (last filing May 23, 2017; $7,300,000 sold of $64,500,000); MKRO I, LLC (last filing Jan 2, 2014; $12,249,500 sold of $50,000,000); RMS RiverOak 1, LLC (last filing Mar 21, 2013; $735,800 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

RiverOak NYC II, L.P. — PartnerFacts page ↗RiverOak NYC II-C1, L.P. — PartnerFacts page ↗MKRO I, LLC — PartnerFacts page ↗RMS RiverOak 1, LLC — PartnerFacts page ↗
Sources
Worth asking · May 24, 2010 – May 23, 2017

9 Form Ds were filed more than 15 days after the first sale

Form D filed 312 days after the first sale — RiverOak NYC II-C1, L.P. · Form D filed 312 days after the first sale — RiverOak NYC II, L.P. · Form D filed 252 days after the first sale — RiverOak Aviation Associates, LLC · Form D filed 314 days after the first sale — RiverOak AC Ventures, LLC · Form D filed 428 days after the first sale — MKRO I, LLC · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 23, 2017 ↗RiverOak NYC II-C1, L.P. — PartnerFacts page ↗Form D · May 23, 2017 ↗RiverOak NYC II, L.P. — PartnerFacts page ↗
Sources
Note · May 24, 2010 – Feb 20, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Radix Jamaica Venture I, LP (latest filing Feb 20, 2025) · No amendment in the last 12 months on an offering that may still be open — RiverOak NYC II-C1, L.P. (latest filing May 23, 2017) · No amendment in the last 12 months on an offering that may still be open — RiverOak NYC II, L.P. (latest filing May 23, 2017) · No amendment in the last 12 months on an offering that may still be open — RiverOak Aviation Associates, LLC (latest filing Mar 30, 2015) · No amendment in the last 12 months on an offering that may still be open — RiverOak AC Ventures, LLC (latest filing Mar 30, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 20, 2025 ↗Radix Jamaica Venture I, LP — PartnerFacts page ↗Form D · May 23, 2017 ↗RiverOak NYC II-C1, L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 7, 2019 – Jan 30, 2020

Radix GP I, LLC is no longer listed on the Jan 30, 2020 amendment — Radix Jamaica Venture I, LP

Radix GP I, LLC appears on the Mar 7, 2019 Form D/A (promoter) but not on the Jan 30, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 7, 2019 ↗Form D/A · Jan 30, 2020 ↗Radix GP I, LLC — PartnerFacts page ↗Radix Jamaica Venture I, LP — PartnerFacts page ↗
Sources
Note · Mar 7, 2019 – Jan 30, 2020

Offering amount changed between filings — Radix Jamaica Venture I, LP

The Mar 7, 2019 filing says $100,000,000 offered; the Jan 30, 2020 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 7, 2019 ↗Form D/A (later) · Jan 30, 2020 ↗Radix Jamaica Venture I, LP — PartnerFacts page ↗
Sources
Note · Mar 7, 2019 – Jan 30, 2020

Minimum investment changed between filings — Radix Jamaica Venture I, LP

The Mar 7, 2019 filing lists a minimum of $1,000,000; the Jan 30, 2020 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 7, 2019 ↗Form D/A (later) · Jan 30, 2020 ↗Radix Jamaica Venture I, LP — PartnerFacts page ↗
Sources
Note · Jan 2, 2014 – May 23, 2017

James Nelson is written 2 different ways on the filings

listed as "James P. Nelson" on the Jan 2, 2014 filing, and "James Nelson" on 2 filings (from May 23, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 2, 2014 ↗Form D · May 23, 2017 ↗James Nelson — PartnerFacts page ↗
Sources
Note · May 17, 2012 – May 23, 2017

George Yerrall is written 2 different ways on the filings

listed as "George Yerrall" on 8 filings (from May 17, 2012), and "George R Yerrall" on the May 23, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 17, 2012 ↗Form D · May 23, 2017 ↗George Yerrall — PartnerFacts page ↗
Sources
Note · Jan 2, 2014 – May 23, 2017

Paul J. Massey, Jr. is written 2 different ways on the filings

listed as "Paul J. Massey, Jr." on the Jan 2, 2014 filing, and "Paul Massey" on 2 filings (from May 23, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 2, 2014 ↗Form D · May 23, 2017 ↗Paul J. Massey, Jr. — PartnerFacts page ↗
Sources
Note · May 18, 2012

Formed in 2012 per the latest filing, but activity is dated 2010 — RiverOak Capital Investors, LLC

The issuer's latest filing says it was formed in 2012. The May 18, 2012 filing says the first sale was May 24, 2010 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · May 18, 2012 ↗RiverOak Capital Investors, LLC — PartnerFacts page ↗
Sources
Note · Sep 6, 2017 – Feb 20, 2025

Issuer used a different name before — Radix Jamaica Venture I, LP

SEC records list prior names for this filer: Radix Real Estate Opportunities Fund I, LP. The current name on file is "Radix Jamaica Venture I, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Radix Jamaica Venture I, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 2 report finder's fees totalling $135,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 20, 2025 D/A
Radix Jamaica Venture I, LP
File 021-294145
$0 (est.)$0 (est.)$0 (est.)
Radix Capital, LLC, the Issuer's Investment Manager, will receive customary management fees and carried interest payments as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
May 23, 2017 D
RiverOak NYC II, L.P.
File 021-287282
$0$60,000$0 (est.)Mallory Capital Group BrokerCheck CRD 108486 ↗
via N/A (CRD 00000 ↗)
EDGAR ↗
May 23, 2017 D
RiverOak NYC II-C1, L.P.
File 021-287283
$0$75,000$0 (est.)Mallory Capital Group BrokerCheck CRD 108486 ↗
via N/A (CRD 000000 ↗)
EDGAR ↗
Mar 30, 2015 D
RiverOak AC Ventures, LLC
File 021-236914
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2015 D
RiverOak Aviation Associates, LLC
File 021-236919
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2014 D
MKRO I, LLC
File 021-209137
$0$0$0None listed on this filingEDGAR ↗
May 17, 2013 D/A
MKRO I, LLC
File 021-178458
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2013 D
RMS RiverOak 1, LLC
File 021-193723
$0$0$0None listed on this filingEDGAR ↗
May 18, 2012 D
RiverOak Capital Investors, LLC
File 021-178488
$0$0$0None listed on this filingEDGAR ↗
May 17, 2012 D
MKRO I, LLC
File 021-178457
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET

0 recorded documents and 0 ownership records matched to Riveroak in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 24, 2026, 1:17 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 24, 2026, 1:17 AM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 24, 2026, 1:17 AM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗MI MKRO I, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSTAMFORD, CTCommercial4$12,249,500
offering $50,000,000 · similar: $1,815,000–$10,000,000
79
similar: 7–33
$25,000
similar: $20,000–$50,000
2012–2014
EDGAR ↗RC RiverOak Capital Investors, LLCshared people, same business address, similar issuer namesSTAMFORD, CTCommercial1$1,560,00021$7,5002012–2012
EDGAR ↗RR RMS RiverOak 1, LLCshared people, same business address, similar issuer namesSTAMFORD, CTCommercial1$735,80010No minimum reported2013–2013
EDGAR ↗RA RiverOak AC Ventures, LLCshared people, shared management entity, same business address, similar issuer namesSTAMFORD, CTCommercial1$1,000,000
offering $1,100,000 · similar: $1,815,000–$10,000,000
9
similar: 7–33
No minimum reported
similar: $20,000–$50,000
2015–2015
EDGAR ↗RA RiverOak Aviation Associates, LLCshared people, shared management entity, same business address, similar issuer namesSTAMFORD, CTAirlines and Airports1$1,600,000
offering $2,000,000 · similar: not enough data
17
similar: not enough data
No minimum reported
similar: not enough data
2015–2015
EDGAR ↗RN RiverOak NYC II-C1, L.P.shared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund1$7,300,000
offering $64,500,000 · similar: $155,000–$5,250,000
45
similar: 4–27
$30,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗RN RiverOak NYC II, L.P.shared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund1$9,800,000
offering $87,000,000 · similar: $155,000–$5,250,000
12
similar: 4–27
$30,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗RJ Radix Jamaica Venture I, LPshared peopleNEW YORK, NYPooled Investment Fund8$12,467,527
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$500,000
similar: $1,000–$100,000
2017–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); Airlines and Airports / 506(b) (30 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 20, 2025Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$12,467,527
EDGAR ↗Feb 20, 2024Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$11,964,280
EDGAR ↗Feb 17, 2023Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$10,802,000
EDGAR ↗Feb 17, 2022Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$10,802,000
EDGAR ↗Feb 2, 2021Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$4,676,000
EDGAR ↗Jan 30, 2020Radix Jamaica Venture I, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 7, 2019Radix Jamaica Venture I, LPD/APooled Investment Fund$100,000,000$0
EDGAR ↗Sep 6, 2017Radix Jamaica Venture I, LPDPooled Investment Fund$100,000,000$0
EDGAR ↗May 23, 2017RiverOak NYC II-C1, L.P.DPooled Investment Fund$64,500,000$7,300,000
EDGAR ↗May 23, 2017RiverOak NYC II, L.P.DPooled Investment Fund$87,000,000$9,800,000
EDGAR ↗Mar 30, 2015RiverOak Aviation Associates, LLCDAirlines and Airports$2,000,000$1,600,000
EDGAR ↗Mar 30, 2015RiverOak AC Ventures, LLCDCommercial$1,100,000$1,000,000
EDGAR ↗Jan 2, 2014MKRO I, LLCDCommercial$50,000,000$12,249,500
EDGAR ↗May 17, 2013MKRO I, LLCD/ACommercial$50,000,000$11,060,500
EDGAR ↗Mar 21, 2013RMS RiverOak 1, LLCDCommercial$10,000,000$735,800
EDGAR ↗May 18, 2012RiverOak Capital Investors, LLCDCommercial$1,600,000$1,560,000
EDGAR ↗May 17, 2012MKRO I, LLCDCommercial$50,000,000$2,720,000
EDGAR ↗May 17, 2012MKRO I, LLCDCommercial$50,000,000$2,720,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 20, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial (2012–2015), Airlines and Airports (2015). Latest offering: Pooled Investment Fund (2017; most recent Sep 6, 2017).

People across the group

NameRolesIssuers hereFirst → last listed
SD Stephen DeNardoExecutive Officer7May 17, 2012 → May 23, 2017
GY George YerrallExecutive Officer6May 17, 2012 → May 23, 2017
RK Robert KnakalExecutive Officer4Jan 2, 2014 → Feb 20, 2025
JN James NelsonExecutive Officer3Jan 2, 2014 → May 23, 2017
PM Paul J. Massey, Jr.Executive Officer3Jan 2, 2014 → May 23, 2017
RI RiverOak Investment Corp., LLC entityExecutive Officer, Promoter3Jan 2, 2014 → Mar 30, 2015
FO Fred OhebshalomExecutive Officer1Sep 6, 2017 → Feb 20, 2025
AO Alexander OhebshalomExecutive Officer1Sep 6, 2017 → Feb 20, 2025
RJ Radix Jamaica GP I, LLC entityPromoter1Jan 30, 2020 → Feb 20, 2025
RG Radix GP I, LLC entityPromoter1Sep 6, 2017 → Mar 7, 2019
MK Massey Knakal Realty Holdings LLC entityExecutive Officer1Jan 2, 2014 → Jan 2, 2014
DE Derek EakinExecutive Officer1Jan 2, 2014 → Jan 2, 2014
M1 MKRO 1A, LLC entityExecutive Officer1Jan 2, 2014 → Jan 2, 2014
MK Mark KellyExecutive Officer1Jan 2, 2014 → Jan 2, 2014

Business registration (state registry / Secretary of State)

None of the 8 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

RIVEROAK INVESTMENT CORP., LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Mar 30, 2012 · SEC file 802-76124 · Main office: STAMFORD, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): WWW.RIVEROAKIC.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CT) · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Riveroak as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Riveroak's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #77,310 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗