Retention Rocket is a sponsor group of 10 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 10 Form D filings between Apr 2011 and Nov 2025.
What this means One team, 10 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $23.6M to 79 investors (latest filing per issuer). Industries as reported: Restaurants (6), "Other" (3), Other Technology (1). Issuers are based in CA (10).
What this means $23.6M raised across the group, about $298K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: James Brennan (9 issuers, executive officer, director, and promoter), Dylan Whitman (3 issuers, executive officer and director), Brian Levine (2 issuers, executive officer and director), John Thaler (2 issuers, director), Ted Fogliani (2 issuers, director) and 6 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 1 new offering in the last 12 months; latest filing Nov 14, 2025.
What this means still raising money this year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.
What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Retention Rocket and found 7 differences, 2 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; 2 separate companies in this group use the same name: "Retention Rocket, LLC"; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.