PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:49 AM ET

Sponsor Check › Sponsor group

RO

Red Oak

One sponsor team, 8 deal companies · Grand Rapids, MI

Grouped because: 10 shared people, 2 shared management entities, same business address (2 issuers), similar issuer names (6) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

8deal companies
$5.59Mreported sold
305investors
12Form D filings
2014–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 25, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Red Oak is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, same business address, same person name on both filings, similar issuer names, shared management entity; automatic match from the filings), filing 12 Form D filings between Nov 2014 and Mar 2025.

What this means One team, 8 deal companies, about 11 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $5.59M to 305 investors (latest filing per issuer). Industries as reported: Other Real Estate (7), Commercial (1). Issuers are based in MI (5), NC (2), NY (1).

What this means $5.59M raised across the group, about $18K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Gary Bechtel (6 issuers, executive officer), Joseph Elias (5 issuers, executive officer), Kevin P Kennedy (5 issuers, executive officer, director, and promoter), Raymond Davis (5 issuers, executive officer and promoter), Jason Anderson (3 issuers, executive officer) and 13 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 25, 2025.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA), property records (NYC, FL, IL and TX counties) — 32 court cases matching the name, 37 bankruptcy cases matching the name listed in Key records below.

What this means 69 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Red Oak and found 17 differences, 8 worth asking the sponsor about: 40 bankruptcy cases name the subject or team members; 8 court cases name Red Oak; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Red Oak has not run yet — it is joining a line of 20,256 names; searches run around the clock at the hosts' allowed rate. Searched so far: 291 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

32 cases: 2 open, 6 closed (disposition not in docket feed), 17 dismissed, 7 judgment

Waste Connections of Georgia, Inc. v. Red Oak Sanitation, LLC open matched at sponsor-group level (Red Oak)
District Court, N.D. Georgia · No. 1:26-cv-01978 · Filed Apr 10, 2026 · Nature of suit: 370 Other Fraud · Cause: 28:1446 Notice of Removal - Fraud
Role of Red Oak Sanitation, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
First Baptist Church Red Oak Texas Inc v. Logistics Land Investment LLC open matched at sponsor-group level (Red Oak)
District Court, N.D. Texas · No. 3:25-cv-00505 · Filed Feb 27, 2025 · Nature of suit: Contract: Other Contract · Cause: 28:1446 Notice of Removal
Role of First Baptist Church Red Oak Texas Inc v. Logistics Land Investment LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Giovanni James v. Red Oak Capital Holdings, LLC closed matched at sponsor-group level (Red Oak)
District Court, C.D. California · No. 8:22-cv-02202 · Filed Dec 7, 2022 · Closed Jan 27, 2023 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Red Oak Capital Holdings, LLC: Defendant · Outcome: Terminated 2023-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in CA (not the issuer's state); group issuer "red oak capital holdings" is a party
RHV Investments, Inc. v. Red Oak Capital Fund III, LLC closed matched at sponsor-group level (Red Oak)
District Court, S.D. Mississippi · No. 3:21-cv-00602 · Filed Sep 16, 2021 · Closed Sep 29, 2022
Role of Red Oak Capital Fund III, LLC: Defendant · Outcome: Terminated 2022-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MS (not the issuer's state)
Red Oak Capital Fund II, LLC v. Tuglife Marine, LLC closed matched at sponsor-group level (Red Oak)
District Court, Virgin Islands · No. 3:21-cv-00068 · Filed Aug 26, 2021 · Closed Jul 13, 2022 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Contract Dispute
Role of Red Oak Capital Fund II, LLC: Plaintiff · Outcome: Terminated 2022-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in VI (not the issuer's state)
Nakaddu, LLC v. Red Oak Capital Fund II, LLC dismissed matched at sponsor-group level (Red Oak)
District Court, S.D. Georgia · No. 1:19-cv-00203 · Filed Nov 22, 2019 · Closed May 19, 2020 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:1334 Bankruptcy Appeal
Role of Red Oak Capital Fund II, LLC: Defendant · Outcome: Terminated 2020-05-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Red Oak Group, LLC v. TA Operating LLC dismissed matched at sponsor-group level (Red Oak)
District Court, E.D. Kentucky · No. 5:17-cv-00112 · Filed Mar 8, 2017 · Closed Mar 20, 2017 · Nature of suit: 190 Other contract actions
Role of Red Oak Group, LLC: Plaintiff · Outcome: Terminated 2017-03-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; court in KY (not the issuer's state)
Sahlein v. Red Oak Capital, Inc. judgment matched at sponsor-group level (Red Oak)
District Court, N.D. Mississippi · No. 3:13-cv-00067 · Filed Mar 11, 2013 · Closed Feb 20, 2015 · Nature of suit: 370 Other Fraud · Cause: 15:1692 Fair Debt Collection Act
Role of Red Oak Capital, Inc.: Defendant · Outcome: Terminated 2015-02-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; court in MS (not the issuer's state)
AES Red Oak, Inc v. Exergy Development Group of Idaho, LLC judgment matched at sponsor-group level (Red Oak)
District Court, D. Idaho · No. 1:12-cv-00433 · Filed Aug 22, 2012 · Closed Nov 17, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of AES Red Oak, Inc v. Exergy Development Group of Idaho, LLC: Party · Outcome: Terminated 2014-11-17 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
SunTrust Mortgage, Inc. v. Red Oak Capital, Inc. judgment matched at sponsor-group level (Red Oak)
District Court, E.D. Virginia · No. 3:12-cv-00041 · Filed Jan 19, 2012 · Closed Apr 12, 2012 · Nature of suit: 190 Other contract actions
Role of Red Oak Capital, Inc.: Defendant · Outcome: Terminated 2012-04-12 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state)
Red Oak Lake L L C v. Samson Contour Energy E & P L L C dismissed matched at sponsor-group level (Red Oak)
District Court, W.D. Louisiana · No. 5:11-cv-01372 · Filed Jul 25, 2011 · Closed Sep 13, 2011 · Nature of suit: 190 Other contract actions
Role of Red Oak Lake L L C v. Samson Contour Energy E & P L L C: Party · Outcome: Terminated 2011-09-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
BRAUN v. RED OAK ACQUISITION CORP. closed
District Court, D. New Jersey · No. 3:11-cv-00166 · Filed Jan 10, 2011 · Closed Feb 15, 2011 · Nature of suit: 160 Stockholder's suits · Cause: 28:1441 Notice of Removal
Role of BRAUN v. RED OAK ACQUISITION CORP.: Party · Outcome: Terminated 2011-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Moye v. Red Oak Realty dismissed
District Court, N.D. California · No. 3:09-cv-03896 · Filed Aug 25, 2009 · Closed Oct 27, 2009 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Moye v. Red Oak Realty: Party · Outcome: Terminated 2009-10-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Equipment Acquisition Resources, Inc. v. Red Oak Acquisition Fund V, LLC dismissed
District Court, N.D. Illinois · No. 1:09-cv-03317 · Filed Jun 2, 2009 · Closed Feb 1, 2010 · Nature of suit: 190 Other contract actions
Role of Equipment Acquisition Resources, Inc. v. Red Oak Acquisition Fund V, LLC: Party · Outcome: Terminated 2010-02-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Red Oak Acquisition Fund V LLC v. Equipment Acquisition Resources Inc dismissed
District Court, N.D. Texas · No. 3:09-cv-00873 · Filed May 11, 2009 · Closed Dec 2, 2010 · Nature of suit: Contract: Other Contract · Cause: 28:1332 Diversity-Breach of Contract
Role of Red Oak Acquisition Fund V LLC v. Equipment Acquisition Resources Inc: Party · Outcome: Terminated 2010-12-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
CLST Holdings Inc v. Red Oak Fund LP dismissed
District Court, N.D. Texas · No. 3:09-cv-00291 · Filed Feb 13, 2009 · Closed Jun 5, 2013 · Nature of suit: 850 Other Statutes: Securities/Commodities/Exchange · Cause: 15:78m(a) Securities Exchange Act
Role of CLST Holdings Inc v. Red Oak Fund LP: Party · Outcome: Terminated 2013-06-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Waste Services, LLC v. Red Oak Sanitation judgment matched at sponsor-group level (Red Oak)
District Court, N.D. Georgia · No. 2:08-cv-00153 · Filed Jul 25, 2008 · Closed Apr 1, 2009 · Nature of suit: 190 Other contract actions
Role of Waste Services, LLC v. Red Oak Sanitation: Party · Outcome: Terminated 2009-04-01 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Waste Services v. Red Oak Sanitation closed matched at sponsor-group level (Red Oak)
District Court, D. Utah · No. 2:08-cv-00417 · Filed May 23, 2008 · Closed Jul 23, 2008 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal- Other Contract
Role of Waste Services v. Red Oak Sanitation: Party · Outcome: Terminated 2008-07-23 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in UT (not the issuer's state)
Brooke Credit Corporation v. Red Oak Financial Services, Inc. dismissed
District Court, D. Kansas · No. 6:06-cv-01367 · Filed Dec 11, 2006 · Closed Feb 25, 2008 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Brooke Credit Corporation v. Red Oak Financial Services, Inc.: Party · Outcome: Terminated 2008-02-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in KS (not the issuer's state)
RED OAK BANK v. METAVANTE CORPORATION dismissed
District Court, D. New Jersey · No. 2:05-cv-00038 · Filed Jan 4, 2005 · Closed Mar 2, 2005 · Nature of suit: 190 Other contract actions
Role of RED OAK BANK v. METAVANTE CORPORATION: Party · Outcome: Terminated 2005-03-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Midland Red Oak Real v. Velasco Group, LLC dismissed matched at sponsor-group level (Red Oak)
District Court, W.D. Texas · No. 7:04-cv-00065 · Filed May 10, 2004 · Closed Aug 17, 2004 · Nature of suit: 190 Other contract actions
Role of Midland Red Oak Real v. Velasco Group, LLC: Party · Outcome: Terminated 2004-08-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
OTIS ELEVATOR CO v. MIDLAND RED OAK REAL, ET AL closed matched at sponsor-group level (Red Oak)
District Court, W.D. Oklahoma · No. · Filed Mar 18, 2003 · Closed Sep 24, 2004 · Nature of suit: 190 Other contract actions
Role of OTIS ELEVATOR CO v. MIDLAND RED OAK REAL, ET AL: Party · Outcome: Terminated 2004-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Otis Elevator Co v. Midland Red Oak Real dismissed matched at sponsor-group level (Red Oak)
District Court, W.D. Oklahoma · No. 5:03-cv-00384 · Filed Mar 18, 2003 · Closed Apr 24, 2008 · Nature of suit: 190 Other contract actions
Role of Otis Elevator Co v. Midland Red Oak Real: Party · Outcome: Terminated 2008-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Continental Casualty v. Red Oak Corp. dismissed
District Court, D. Rhode Island · No. 1:03-cv-00062 · Filed Feb 25, 2003 · Closed Jun 17, 2009 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of Continental Casualty v. Red Oak Corp.: Party · Outcome: Terminated 2009-06-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
FDIC Corp Capacity v. Red Oak Village II dismissed matched at sponsor-group level (Red Oak)
District Court, N.D. Texas · No. 3:93-cv-01392 · Filed Jul 13, 1993 · Closed Feb 25, 1994 · Nature of suit: 140 Negotiable instruments
Role of FDIC Corp Capacity v. Red Oak Village II: Party · Outcome: Terminated 1994-02-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
FDIC Corp Capacity v. Red Oak Village II dismissed matched at sponsor-group level (Red Oak)
District Court, N.D. Texas · No. 3:93-cv-01390 · Filed Jul 13, 1993 · Closed Feb 18, 1994 · Nature of suit: 140 Negotiable instruments
Role of FDIC Corp Capacity v. Red Oak Village II: Party · Outcome: Terminated 1994-02-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Resolution Trust v. Red Oak Manor Inc judgment
District Court, W.D. Missouri · No. 4:92-cv-00579 · Filed Jun 29, 1992 · Closed May 3, 1993 · Nature of suit: 140 Negotiable instruments
Role of Resolution Trust v. Red Oak Manor Inc: Party · Outcome: Terminated 1993-05-03 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
N.Y.S. Taxation v. Red Oak Plaza dismissed
District Court, S.D. New York · No. 1:92-cv-00129 · Filed Jan 8, 1992 · Closed Apr 13, 1992 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of N.Y.S. Taxation v. Red Oak Plaza: Party · Outcome: Terminated 1992-04-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
GILBERT TWEED v. RED OAK INVESTING CORP dismissed
District Court, S.D. New York · No. 1:90-cv-3362 · Filed Apr 17, 1990 · Closed Jan 30, 1991 · Nature of suit: 190 Other contract actions
Role of GILBERT TWEED v. RED OAK INVESTING CORP: Party · Outcome: Terminated 1991-01-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Red Oak State Bank v. Bonney judgment
District Court, N.D. Texas · No. 3:89-cv-02609 · Filed Oct 13, 1989 · Closed Oct 2, 1990 · Nature of suit: 140 Negotiable instruments
Role of Red Oak State Bank v. Bonney: Party · Outcome: Terminated 1990-10-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Red Oak State v. Carter Commercial judgment matched at sponsor-group level (Red Oak)
District Court, N.D. Texas · No. 3:89-cv-01366 · Filed May 22, 1989 · Closed Jul 17, 1991 · Nature of suit: 190 Other contract actions
Role of Red Oak State v. Carter Commercial: Party · Outcome: Terminated 1991-07-17 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
FOREST SALES CORPORATION v. RED OAK FARMS, INC. dismissed
District Court, D. South Carolina · No. · Filed Nov 8, 1985 · Closed May 3, 1989 · Nature of suit: 290 Other real property actions
Role of FOREST SALES CORPORATION v. RED OAK FARMS, INC.: Party · Outcome: Terminated 1989-05-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Red Oak..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

37 cases: 6 open, 31 closed (disposition not in docket feed)

Red Oak Farms, LLC open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, N.D. West Virginia · No. 5:26-bk-00629 · Filed Sep 6, 2026
Role of Red Oak Farms, LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in WV (not the issuer's state)
5500 Red Oak Drive ZAV Next One LLC open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, C.D. California · No. 2:26-bk-17507 · Filed Jul 28, 2026
Role of 5500 Red Oak Drive ZAV Next One LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
King Wheel &Tire-Red Oak, LLC open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, S.D. California · No. 26-00886 · Filed Mar 3, 2026
Role of King Wheel &Tire-Red Oak, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
ROCF IV Series, a Series of Red Oak Capital Fund S v. Minnesota Commons Tenants Association, Inc. open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, District of Columbia · No. 25-10014 · Filed May 21, 2025
Role of ROCF IV Series, a Series of Red Oak Capital Fund S v. Minnesota Commons Tenants Association, Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
Red Oak, LP open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, N.D. California · No. 24-10519 · Filed Sep 12, 2024
Role of Red Oak, LP: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in CA (not the issuer's state)
Red Oak Tree, LP open matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, N.D. California · No. 24-10520 · Filed Sep 12, 2024
Role of Red Oak Tree, LP: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in CA (not the issuer's state)
Polk v. RED OAK SERVICING COMPANY, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. New Jersey · No. 22-01020 · Filed Jan 14, 2022 · Closed Feb 16, 2022
Role of RED OAK SERVICING COMPANY, LLC: Defendant · Outcome: Case closed 2022-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Polk v. RED OAK SERVICING COMPANY, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. New Jersey · No. 22-01019 · Filed Jan 14, 2022 · Closed Feb 15, 2022
Role of RED OAK SERVICING COMPANY, LLC: Defendant · Outcome: Case closed 2022-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
DiPatri v. RED OAK SERVICING COMPANY, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. New Jersey · No. 20-01581 · Filed Oct 28, 2020 · Closed Feb 1, 2021
Role of RED OAK SERVICING COMPANY, LLC: Defendant · Outcome: Case closed 2021-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Baguley v. RED OAK SERVICING COMPANY, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. New Jersey · No. 18-01584 · Filed Nov 17, 2018 · Closed Mar 1, 2019
Role of RED OAK SERVICING COMPANY, LLC: Defendant · Outcome: Case closed 2019-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Lonoke Healthcare & Rehab, LLC dba Red Oak Healthc closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, E.D. Tennessee · No. 1:16-bk-13262 · Filed Aug 5, 2016 · Closed Feb 22, 2018
Role of Lonoke Healthcare & Rehab, LLC dba Red Oak Healthc: Party · Outcome: Case closed 2018-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Jones v. Red Oak Capital, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, E.D. New York · No. 8-14-08324 · Filed Nov 25, 2014 · Closed Apr 5, 2016
Role of Red Oak Capital, LLC: Defendant · Outcome: Case closed 2016-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Jones v. Red Oak Capital closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, E.D. New York · No. 8-14-08199 · Filed Jul 18, 2014 · Closed Nov 17, 2014
Role of Red Oak Capital: Defendant · Outcome: Case closed 2014-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Subranni v. Red Oak Landscaping, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. New Jersey · No. 13-01477 · Filed May 14, 2013 · Closed Jun 12, 2014
Role of Red Oak Landscaping, LLC: Defendant · Outcome: Case closed 2014-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Forman v. Red Oak Power, LLC closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, D. Delaware · No. 13-50407 · Filed Jan 18, 2013 · Closed Apr 30, 2013
Role of Red Oak Power, LLC: Defendant · Outcome: Case closed 2013-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in DE (not the issuer's state)
Red Oak Medical, Inc. closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, N.D. Illinois · No. 12-44132 · Filed Nov 6, 2012 · Closed May 24, 2013
Role of Red Oak Medical, Inc.: Debtor · Outcome: Case closed 2013-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Red Oak 74 Partners, L.P. closed
United States Bankruptcy Court, S.D. Texas · No. 10-31739 · Filed Mar 1, 2010 · Closed Dec 26, 2010
Role of Red Oak 74 Partners, L.P.: Party · Outcome: Case closed 2010-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Red Oak Construction Inc closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-24934 · Filed Nov 9, 2009 · Closed Apr 30, 2010
Role of Red Oak Construction Inc: Party · Outcome: Case closed 2010-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Red Oak Investments, LLC closed
United States Bankruptcy Court, N.D. Georgia · No. 09-64046 · Filed Feb 17, 2009 · Closed Dec 23, 2015
Role of Red Oak Investments, LLC: Party · Outcome: Case closed 2015-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Red Oak Winery, LLC closed
United States Bankruptcy Court, D. Massachusetts · No. 08-16222 · Filed Aug 20, 2008 · Closed Mar 11, 2010
Role of Red Oak Winery, LLC: Party · Outcome: Case closed 2010-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Red Oak Shopping Center, LLC closed
United States Bankruptcy Court, N.D. Georgia · No. 08-64053 · Filed Mar 3, 2008 · Closed Oct 16, 2008
Role of Red Oak Shopping Center, LLC: Party · Outcome: Case closed 2008-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Merit Transportation Company, LLC v. Oakland/Red Oak Holdings, LLC closed
United States Bankruptcy Court, D. Nebraska · No. 08-08016 · Filed Feb 22, 2008 · Closed Nov 6, 2008
Role of Merit Transportation Company, LLC v. Oakland/Red Oak Holdings, LLC: Party · Outcome: Case closed 2008-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption
Red Oak Financial Service, Inc. closed
United States Bankruptcy Court, N.D. Texas · No. 06-44054 · Filed Nov 13, 2006 · Closed Jun 6, 2007
Role of Red Oak Financial Service, Inc.: Party · Outcome: Case closed 2007-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Fortress Systems, LLC v. Oakland/Red Oak Holdings, LLC closed
United States Bankruptcy Court, D. Nebraska · No. 05-08094 · Filed Dec 16, 2005 · Closed Apr 26, 2006
Role of Fortress Systems, LLC v. Oakland/Red Oak Holdings, LLC: Party · Outcome: Case closed 2006-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption
Red Oak Pond MOB Partnership, Ltd. v. Floyd closed
United States Bankruptcy Court, S.D. Texas · No. 05-03722 · Filed Oct 9, 2005 · Closed Mar 10, 2006
Role of Red Oak Pond MOB Partnership, Ltd. v. Floyd: Party · Outcome: Case closed 2006-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Meldisco K-M Red Oak, Iowa, Inc. closed matched at sponsor-group level (Red Oak)
United States Bankruptcy Court, S.D. New York · No. 04-29056 · Filed Mar 3, 2004 · Closed Jun 26, 2006
Role of Meldisco K-M Red Oak, Iowa, Inc.: Party · Outcome: Case closed 2006-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the group's state (NY)
Red Oak Diner, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 03-50329 · Filed Dec 15, 2003 · Closed Dec 6, 2004
Role of Red Oak Diner, Inc.: Party · Outcome: Case closed 2004-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Red Oak Glendale LLC closed
United States Bankruptcy Court, S.D. New York · No. 03-10237 · Filed Jan 14, 2003 · Closed Jul 12, 2004
Role of Red Oak Glendale LLC: Party · Outcome: Case closed 2004-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Gazoontite v. Red Oak Staffing, Inc. closed
United States Bankruptcy Court, N.D. California · No. 02-03283 · Filed Oct 4, 2002 · Closed Jan 6, 2003
Role of Gazoontite v. Red Oak Staffing, Inc.: Party · Outcome: Case closed 2003-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Beck v. Red Oak Technologies, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 02-02456 · Filed May 16, 2002 · Closed Jan 14, 2003
Role of Beck v. Red Oak Technologies, Inc.: Party · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
HECHINGER INVESTMENT COMPANY OF DELAWARE INC. v. RED OAK INDUSTRIES INC. closed
United States Bankruptcy Court, D. Delaware · No. 01-02926 · Filed Jun 5, 2001 · Closed Oct 21, 2003
Role of HECHINGER INVESTMENT COMPANY OF DELAWARE INC. v. RED OAK INDUSTRIES INC.: Party · Outcome: Case closed 2003-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Red Oak Renovations, Inc. closed
United States Bankruptcy Court, N.D. Oklahoma · No. 01-00010 · Filed Jan 2, 2001 · Closed Jul 12, 2001
Role of Red Oak Renovations, Inc.: Party · Outcome: Case closed 2001-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Red Oak Branch of Farmers State Bank of Quinton v. White closed
United States Bankruptcy Court, E.D. Oklahoma · No. 93-07076 · Filed Sep 20, 1993 · Closed Jun 24, 1994
Role of Red Oak Branch of Farmers State Bank of Quinton v. White: Party · Outcome: Case closed 1994-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Smith v. Red Oak Diesel Clinic, Inc. closed
United States Bankruptcy Court, S.D. Iowa · No. 91-91231 · Filed Dec 9, 1991 · Closed Oct 6, 1992
Role of Smith v. Red Oak Diesel Clinic, Inc.: Party · Outcome: Case closed 1992-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IA (not the issuer's state)
Kroh Operating LTD Partnership v. Red Oak Realty, Inc. closed
United States Bankruptcy Court, W.D. Missouri · No. 89-04025 · Filed Feb 7, 1989 · Closed Aug 25, 1989
Role of Kroh Operating LTD Partnership v. Red Oak Realty, Inc.: Party · Outcome: Case closed 1989-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Red Oak Branch of Farmers State Bank v. Steves closed
United States Bankruptcy Court, E.D. Oklahoma · No. 87-07082 · Filed Nov 2, 1987 · Closed Nov 2, 1987
Role of Red Oak Branch of Farmers State Bank v. Steves: Party · Outcome: Case closed 1987-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Red Oak Petroleums, Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-86-10190 · Filed Jan 29, 1986 · Closed Aug 30, 1994
Role of Red Oak Petroleums, Inc.: Party · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for Red Oak — 8 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jul 17, 1989 – Sep 6, 2026

40 bankruptcy cases name the subject or team members

Bankruptcy case: Red Oak Farms, LLC — filed Sep 6, 2026 · Bankruptcy case: Red Oak, LP — filed Sep 12, 2024 · Bankruptcy case: Red Oak Tree, LP — filed Sep 12, 2024 · Bankruptcy case: Red Oak Medical, Inc. — filed Nov 6, 2012 · Bankruptcy case: Raymond Charles Davis, Jr. — filed Jan 31, 2025 · and 35 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. West Virginia ↗Red Oak — sponsor group page ↗Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Worth asking · Jan 19, 2012 – Apr 10, 2026

8 court cases name Red Oak — 6 as defendant

By role: defendant in 6, plaintiff in 2. Newest: "Waste Connections of Georgia, Inc. v. Red Oak Sanitation, LLC" (District Court, N.D. Georgia, Apr 10, 2026); "Giovanni James v. Red Oak Capital Holdings, LLC" (District Court, C.D. California, Dec 7, 2022); "RHV Investments, Inc. v. Red Oak Capital Fund III, LLC" (District Court, S.D. Mississippi, Sep 16, 2021). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Waste Connections of Georgia, Inc. v. Red Oak Sanitation, LLC ↗Docket · Giovanni James v. Red Oak Capital Holdings, LLC ↗Docket · RHV Investments, Inc. v. Red Oak Capital Fund III, LLC ↗Docket · Red Oak Capital Fund II, LLC v. Tuglife Marine, LLC ↗
Sources
Worth asking · May 4, 2021 – Mar 25, 2025

4 filings report more than 10% of the money raised going to insiders

310% of the money raised went to insiders — Oak Institutional Credit Solutions, LLC · 251% of the money raised went to insiders — Red Oak Income Opportunity Fund II, LLC · 35% of the money raised went to insiders — Red Oak Capital Holdings, LLC · 13% of the money raised went to insiders — Red Oak Income Opportunity Fund, LLC

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 25, 2025 ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗Form D · Mar 12, 2025 ↗Red Oak Income Opportunity Fund II, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 19, 2015 – Jul 5, 2022

Red Oak includes 5 deals that stopped filing before reaching their target

Red Oak Income Opportunity Fund, LLC (last filing Jul 5, 2022; $22,863,000 sold of $150,000,000); Red Oak Capital Properties, LLC (last filing Jun 27, 2022; $0 sold of $17,500,000); Red Oak Capital Holdings, LLC (last filing May 4, 2021; $2,486,100 sold of $17,500,000); Red Oak Capital Special Institutional Fund, LLC (last filing Jan 27, 2021; $0 sold of $100,000,000); Red Oak Capital Fund, LLC (last filing Nov 19, 2015; $0 sold of $30,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Red Oak Income Opportunity Fund, LLC — PartnerFacts page ↗Red Oak Capital Properties, LLC — PartnerFacts page ↗Red Oak Capital Holdings, LLC — PartnerFacts page ↗Red Oak Capital Special Institutional Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 30, 2024 – Mar 25, 2025

Form D filed 176 days after the first sale — Oak Institutional Credit Solutions, LLC

The filing says the first sale was Sep 30, 2024. The Form D was filed Mar 25, 2025 — 176 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 161 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 25, 2025 ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 6, 2025 – Mar 12, 2025

Form D filed 65 days after the first sale — Red Oak Income Opportunity Fund II, LLC

The filing says the first sale was Jan 6, 2025. The Form D was filed Mar 12, 2025 — 65 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 50 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 12, 2025 ↗Red Oak Income Opportunity Fund II, LLC — PartnerFacts page ↗
Sources
Note · Sep 23, 2020 – Mar 25, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Oak Institutional Credit Solutions, LLC (latest filing Mar 25, 2025) · No amendment in the last 12 months on an offering that may still be open — Red Oak Income Opportunity Fund II, LLC (latest filing Mar 12, 2025) · No amendment in the last 12 months on an offering that may still be open — Oak Institutional Credit Solutions, LLC (latest filing Jun 21, 2022) · No amendment in the last 12 months on an offering that may still be open — Red Oak Income Opportunity Fund, LLC (latest filing Aug 10, 2021) · No amendment in the last 12 months on an offering that may still be open — Red Oak Capital Holdings, LLC (latest filing May 4, 2021)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 25, 2025 ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗Form D · Mar 12, 2025 ↗Red Oak Income Opportunity Fund II, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 17, 2020 – Aug 10, 2021

Chip Cummings is no longer listed on the Aug 10, 2021 amendment — Red Oak Income Opportunity Fund, LLC

Chip Cummings appears on the Jul 17, 2020 Form D (executive officer) but not on the Aug 10, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 17, 2020 ↗Form D/A · Aug 10, 2021 ↗Chip Cummings — PartnerFacts page ↗Red Oak Income Opportunity Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 17, 2020 – Aug 10, 2021

Red Oak Capital Group T. is no longer listed on the Aug 10, 2021 amendment — Red Oak Income Opportunity Fund, LLC

Red Oak Capital Group T. appears on the Jul 17, 2020 Form D (executive officer, promoter) but not on the Aug 10, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 17, 2020 ↗Form D/A · Aug 10, 2021 ↗Red Oak Capital Group T. — PartnerFacts page ↗Red Oak Income Opportunity Fund, LLC — PartnerFacts page ↗
Sources
Note · Jun 21, 2022 – Mar 25, 2025

Paul Cleary's role changed at Oak Institutional Credit Solutions, LLC: executive officer → director

The Jun 21, 2022 filing lists Paul Cleary as executive officer; the Mar 25, 2025 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 21, 2022 ↗Form D · Mar 25, 2025 ↗Paul Cleary — PartnerFacts page ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗
Sources
Note · Jun 21, 2022 – Mar 25, 2025

Brook Scardina's role changed at Oak Institutional Credit Solutions, LLC: executive officer → director

The Jun 21, 2022 filing lists Brook Scardina as executive officer; the Mar 25, 2025 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 21, 2022 ↗Form D · Mar 25, 2025 ↗Brook Scardina — PartnerFacts page ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗
Sources
Note · Jun 21, 2022 – Mar 25, 2025

Raymond Davis's role changed at Oak Institutional Credit Solutions, LLC: executive officer → director

The Jun 21, 2022 filing lists Raymond Davis as executive officer; the Mar 25, 2025 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 21, 2022 ↗Form D · Mar 25, 2025 ↗Raymond Davis — PartnerFacts page ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗
Sources
Note · Jul 17, 2020 – Jun 10, 2022

Raymond Davis is written 2 different ways on the filings

listed as "Raymond T Davis" on 4 filings (from Jul 17, 2020), and "Raymond Davis" on 5 filings (from Jun 10, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 17, 2020 ↗Form D · Jun 10, 2022 ↗Raymond Davis — PartnerFacts page ↗
Sources
Note · Jun 21, 2022 – Mar 25, 2025

Address moved from Bloomfield Hills, MI to Charlotte, NC — Oak Institutional Credit Solutions, LLC

The people listed on the Jun 21, 2022 filing give Bloomfield Hills, MI; on the Mar 25, 2025 filing they give Charlotte, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 21, 2022 ↗Form D · Mar 25, 2025 ↗Oak Institutional Credit Solutions, LLC — PartnerFacts page ↗
Sources
Note · Jan 27, 2021 – Jul 5, 2022

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Red Oak Income Opportunity Fund, LLC · Address on file is a registered agent / shared office — Red Oak Capital Properties, LLC · Address on file is a registered agent / shared office — Red Oak Capital Holdings, LLC · Address on file is a registered agent / shared office — Red Oak Capital Special Institutional Fund, LLC

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Jul 5, 2022 ↗Red Oak Income Opportunity Fund, LLC — PartnerFacts page ↗Form D · Jun 27, 2022 ↗Red Oak Capital Properties, LLC — PartnerFacts page ↗
Sources
Note · Nov 7, 2014 – Mar 25, 2025

Member companies were formed in 2 different states

Delaware (7), Michigan (1) — out of 8 member issuers. The odd ones out: Loquidity (Mista-Way), LLC (Michigan).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Red Oak — sponsor group page ↗Loquidity (Mista-Way), LLC — PartnerFacts page ↗
Sources
Note · Nov 7, 2014 – Mar 25, 2025

Member companies list addresses in 3 different states

MI (5), NC (2), NY (1). 4 members use a registered-agent or shared-office address: Red Oak Income Opportunity Fund, LLC (625 Kenmoor Avenue Se, Suite 200, Grand Rapids, MI); Red Oak Capital Holdings, LLC (625 Kenmoor Avenue Se, Suite 200, Grand Rapids, MI); Red Oak Capital Special Institutional Fund, LLC (625 Kenmoor Avenue Se, Suite 200, Grand Rapids, MI); Red Oak Capital Properties, LLC (625 Kenmoor Avenue Se, Suite 200, Grand Rapids, MI).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Red Oak — sponsor group page ↗Red Oak Income Opportunity Fund, LLC — PartnerFacts page ↗Red Oak Capital Holdings, LLC — PartnerFacts page ↗Red Oak Capital Special Institutional Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 10 offerings report sales commissions totalling $33,950,000; 0 report finder's fees; 7 report proceeds to related persons totalling $20,337,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 25, 2025 D
Oak Institutional Credit Solutions, LLC
File 021-542094
$0$0$2,250,000 (est.)
The Managing Member or its designee will receive an annual management fee equal to 0.75% of the Capital Commitments.
None no CRD number reportedEDGAR ↗
Mar 12, 2025 D
Red Oak Income Opportunity Fund II, LLC
File 021-540587
$12,000,000$0$5,250,000Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗EDGAR ↗
Jul 5, 2022 D
Red Oak Income Opportunity Fund, LLC
File 021-451056
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2022 D
Red Oak Capital Properties, LLC
File 021-450268
$875,000 (est.)$0$962,500 (est.)
Wholesaling fee of up to 0.5% of gross offering proceeds paid to our broker-dealer. Kevin Kennedy and Raymond Davis are registered associated persons of our broker-dealer and may be paid all or a part of any selling commission or wholesaling fee.
Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗EDGAR ↗
Jun 21, 2022 D/A
Oak Institutional Credit Solutions, LLC
File 021-448771
$0$0$6,000,000
The Managing Member or its designee will receive an annual management fee equal to 0.75% of the Capital Commitments.
None listed on this filingEDGAR ↗
Aug 10, 2021 D/A
Red Oak Income Opportunity Fund, LLC
File 021-371283
$13,350,000 (est.)$0 (est.)$3,000,000 (est.)
An organization and offering expenses fee equal to 2.0% of the gross proceeds payable to the Manager of the Issuer.
Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗
Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗
American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
CoreCap Investments, LLC BrokerCheck CRD 37068 ↗
D-Merc Services BrokerCheck CRD 292310 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Innovation Partners LLC BrokerCheck CRD 146344 ↗
International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
Landolt Securities, Inc. BrokerCheck CRD 28352 ↗
Moloney Securities Co., Inc BrokerCheck CRD 38535 ↗
Newbridge Securities Corporation BrokerCheck CRD 104065 ↗
Nova Capital Solutions, LLC BrokerCheck CRD 174636 ↗
Titan Securities BrokerCheck CRD 131392 ↗
Westpark Capital, Inc. BrokerCheck CRD 39914 ↗		EDGAR ↗
May 4, 2021 D
Red Oak Capital Holdings, LLC
File 021-398221
$1,225,000 (est.)$0 (est.)$875,000 (est.)
Kevin Kennedy & Raymond Davis, officers and members of the Issuer's Board, are registered as associated persons of the Issuer's MBD. As a result, they may be paid all or a part of any selling commission resulting from Packages sold directly by them
Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗EDGAR ↗
Jan 27, 2021 D
Red Oak Capital Special Institutional Fund, LLC
File 021-387503
$6,500,000 (est.)$0 (est.)$2,000,000 (est.)
The Manager of the Sponsor to receive an organization & expenses fee of 0.50% of gross proceeds from the offering + an annual asset management fee of 1.50% of the outstanding principal of the Bonds, paid the first year from offering proceeds.
Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗EDGAR ↗
Nov 19, 2015 D
Red Oak Capital Fund, LLC
File 021-251587
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 7, 2014 D
Loquidity (Mista-Way), LLC
File 021-227908
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 6:47 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Red Oak in the sources searched.

Not found in sources searched as of Oct 24, 2026, 6:47 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2024–2026) — 398,749 records, loaded Oct 24, 2026, 6:47 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2024–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 6:47 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗LM Loquidity (Mista-Way), LLCshared people, same person name on both filingsGRAND RAPIDS, MICommercial1$285,000
offering $285,000 · similar: $3,000,000–$20,000,000
0
similar: 4–26
$5,000
similar: $25,000–$100,000
2014–2014
EDGAR ↗RO Red Oak Capital Fund, LLCshared people, same person name on both filings, similar issuer namesNEW YORK, NYOther Real Estate1$0
offering $30,000,000 · similar: $3,160,078–$25,000,000
0
similar: 4–53
$100,000
similar: $25,000–$100,000
2015–2015
EDGAR ↗RO Red Oak Income Opportunity Fund, LLCshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND RAPIDS, MIOther Real Estate3$22,863,000
offering $2,200,000 · similar: $2,250,000–$16,950,000
250
similar: 5–32
$50,000
similar: $15,000–$100,000
2020–2022
EDGAR ↗RO Red Oak Capital Special Institutional Fund, LLCshared people, same person name on both filings, shared management entity, similar issuer namesGRAND RAPIDS, MIOther Real Estate1$0
offering $100,000,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2021–2021
EDGAR ↗RO Red Oak Capital Holdings, LLCshared people, same person name on both filings, similar issuer namesGRAND RAPIDS, MIOther Real Estate1$2,486,100
offering $17,500,000 · similar: $2,250,000–$16,950,000
26
similar: 5–32
$5,000
similar: $15,000–$100,000
2021–2021
EDGAR ↗OI Oak Institutional Credit Solutions, LLCshared people, same business address, director listed on many unrelated issuers (not used to group)Charlotte, NCOther Real Estate3$725,000
offering $600,000,000 · similar: $3,160,078–$25,000,000
7
similar: 4–53
$50,000
similar: $25,000–$100,000
2022–2025
EDGAR ↗RO Red Oak Capital Properties, LLCshared people, same person name on both filings, similar issuer names, director listed on many unrelated issuers (not used to group)Grand Rapids, MIOther Real Estate1$0
offering $17,500,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$5,000
similar: $15,000–$100,000
2022–2022
EDGAR ↗RO Red Oak Income Opportunity Fund II, LLCshared people, same person name on both filings, same business address, similar issuer namesCHARLOTTE, NCOther Real Estate1$2,089,000
offering $300,000,000 · similar: $3,160,078–$25,000,000
22
similar: 4–53
$50,000
similar: $25,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); Other Real Estate / 506(c) (1,959 filings); Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 25, 2025Oak Institutional Credit Solutions, LLCDOther Real Estate$600,000,000$725,000
EDGAR ↗Mar 12, 2025Red Oak Income Opportunity Fund II, LLCDOther Real Estate$300,000,000$2,089,000
EDGAR ↗Jul 5, 2022Red Oak Income Opportunity Fund, LLCDOther Real Estate$2,200,000$0
EDGAR ↗Jun 27, 2022Red Oak Capital Properties, LLCDOther Real Estate$17,500,000$0
EDGAR ↗Jun 21, 2022Oak Institutional Credit Solutions, LLCD/AOther Real Estate$200,000,000$0
EDGAR ↗Jun 10, 2022Oak Institutional Credit Solutions, LLCDOther Real Estate$200,000,000$0
EDGAR ↗Aug 10, 2021Red Oak Income Opportunity Fund, LLCD/AOther Real Estate$150,000,000$22,863,000
EDGAR ↗May 4, 2021Red Oak Capital Holdings, LLCDOther Real Estate$17,500,000$2,486,100
EDGAR ↗Jan 27, 2021Red Oak Capital Special Institutional Fund, LLCDOther Real Estate$100,000,000$0
EDGAR ↗Jul 17, 2020Red Oak Income Opportunity Fund, LLCDOther Real Estate$150,000,000$0
EDGAR ↗Nov 19, 2015Red Oak Capital Fund, LLCDOther Real Estate$30,000,000$0
EDGAR ↗Nov 7, 2014Loquidity (Mista-Way), LLCDCommercial$285,000$285,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 25, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial (2014). Latest offering: Other Real Estate (2015–2025; most recent Mar 25, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
GB Gary BechtelExecutive Officer6Jan 27, 2021 → Mar 25, 2025
RD Raymond DavisExecutive Officer, Promoter5Jul 17, 2020 → Mar 25, 2025
KK Kevin P KennedyExecutive Officer, Promoter, Director5Jul 17, 2020 → Mar 12, 2025
JE Joseph EliasExecutive Officer5Nov 7, 2014 → Aug 10, 2021
TM Tom McGovernExecutive Officer3Jun 10, 2022 → Jul 5, 2022
JA Jason AndersonExecutive Officer3Jul 17, 2020 → Aug 10, 2021
PC Paul ClearyExecutive Officer2Jun 10, 2022 → Mar 25, 2025
TM Thomas McGovernDirector2Mar 12, 2025 → Mar 25, 2025
RO Red Oak Capital GP T. entityExecutive Officer, Promoter2Jul 17, 2020 → Aug 10, 2021
RO Red Oak Capital Group T. entityExecutive Officer, Promoter2Jul 17, 2020 → Jan 27, 2021
CC Chip CummingsExecutive Officer2Nov 19, 2015 → Jul 17, 2020
JC Jesse ClemExecutive Officer2Nov 7, 2014 → Nov 19, 2015
BS Brook ScardinaExecutive Officer1Jun 10, 2022 → Mar 25, 2025
RK Robert R. Kaplan Jr.Director1Mar 25, 2025 → Mar 25, 2025
WF Will FlaaDirector1Mar 25, 2025 → Mar 25, 2025
PC Paul ClearlyDirector1Mar 12, 2025 → Mar 12, 2025
PC Paul CleartExecutive Officer1Jul 5, 2022 → Jul 5, 2022
RO Red Oak Capital Holdings T entityExecutive Officer, Promoter1Aug 10, 2021 → Aug 10, 2021

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Red Oak.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Red Oak as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Red Oak's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #151,474 of 374,652 in line (438 issuers searched so far). One-tap searches: Look further ↓

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Courts

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