PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Sponsor group

P

Permal

One sponsor team, 18 deal companies · Boston, MA

Grouped because: 8 shared people, 1 shared management entity, similar issuer names (18) (automatic match from the filings) · not the same sponsor?

18deal companies
$1.27Breported sold
190investors
26Form D filings
2009–2021active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 2, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Permal is a sponsor group of 18 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity; automatic match from the filings), filing 26 Form D filings between Aug 2009 and Mar 2021.

What this means One team, 18 deal companies, about 12 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.27B to 190 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (11), Investing (7). Issuers are based in MA (18).

What this means $1.27B raised across the group, about $6.71M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Benjamin Marino (10 issuers, executive officer and promoter), C. Redington Barrett, III (10 issuers, executive officer and promoter), Robert DiGeronimo (10 issuers, executive officer and promoter), Adriaan Zur Muhlen (8 issuers, executive officer and promoter), Nicholas MacShane (7 issuers, executive officer and director) and 15 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 2, 2021.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 26 public filings for Permal and found 13 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Permal has not run yet — it is joining a line of 17,971 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Permal..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Permal — 5 worth asking about (compared 26 filings on Oct 24, 2026)

Worth asking · Dec 11, 2013

Amount sold went down between filings — Progress Ventures Fund II, L.P.

The Dec 11, 2013 filing says $1,000,350 sold; the Dec 11, 2013 Form D/A says $0 sold — $1,000,350 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Dec 11, 2013

Investor count went down between filings — Progress Ventures Fund II, L.P.

The Dec 11, 2013 filing reports 4 investors; the Dec 11, 2013 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Sep 29, 2009

Paid seller listed without a CRD number: Fairview Partners, Inc. — Permal Private Equity Holdings V(b), L.P.

Fairview Partners, Inc. is listed as receiving sales compensation on 1 filing (Sep 29, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Sep 28, 2009

Paid seller listed without a CRD number: Fairview Partners, Inc. — PERMAL PRIVATE EQUITY HOLDINGS V (A) LP

Fairview Partners, Inc. is listed as receiving sales compensation on 1 filing (Sep 28, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Dec 1, 2007 – Dec 11, 2013

12 Form Ds were filed more than 15 days after the first sale

Form D filed 383 days after the first sale — PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P. · Form D filed 383 days after the first sale — Permal Private Equity Opportunities IV FTE, L.P. · Form D filed 67 days after the first sale — TWG MEDIA FUND V LLC · Form D filed 364 days after the first sale — TWG MEDIA FUND IV LLC · Form D filed 641 days after the first sale — TWG Media Fund II, LLC · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 1, 2007 – Mar 2, 2021

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Progress Ventures Fund 4, L.P. (latest filing Mar 2, 2021) · No amendment in the last 12 months on an offering that may still be open — Permal Private Equity Opportunities V FTE, L.P. (latest filing Nov 4, 2015) · No amendment in the last 12 months on an offering that may still be open — Permal Private Equity Opportunities V, L.P. (latest filing Nov 4, 2015) · No amendment in the last 12 months on an offering that may still be open — Progress Ventures Fund II, L.P. (latest filing Dec 11, 2013) · No amendment in the last 12 months on an offering that may still be open — PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P. (latest filing Dec 28, 2011) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Sep 28, 2009 – Dec 29, 2010

Adriaan Zur Muhlen is written 2 different ways on the filings

listed as "Adriaan Zur Muhlen" on 4 filings (from Sep 28, 2009), and "Adriaan Muhlen" on 2 filings (from Dec 29, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Aug 10, 2009 – Sep 28, 2010

Nicholas MacShane is written 2 different ways on the filings

listed as "Nicholas M. MacShane" on 3 filings (from Aug 10, 2009), and "Nicholas MacShane" on 5 filings (from Sep 28, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Nov 6, 2014 – Nov 4, 2015

Minimum investment changed between filings — Permal Private Equity Opportunities V, L.P.

The Nov 6, 2014 filing lists a minimum of $250,000; the Nov 4, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 10, 2009 – Mar 2, 2021

17 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Progress Ventures Fund 4, L.P. · Address on file is a registered agent / shared office — POMP III, L.P. · Address on file is a registered agent / shared office — Permal Private Equity Opportunities V, L.P. · Address on file is a registered agent / shared office — Permal Private Equity Opportunities V(a), L.P. · Address on file is a registered agent / shared office — Progress Ventures Fund II, L.P. · and 12 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Aug 10, 2009 – Mar 2, 2021

Member companies were formed in 3 different states

Delaware (8), Massachusetts (6), Cayman Islands (4) — out of 18 member issuers. The odd ones out: PERMAL PRIVATE EQUITY HOLDINGS V (A) LP (Cayman Islands); Permal Private Equity Holdings V(b), L.P. (Cayman Islands); TWG MEDIA FUND III LLC (Massachusetts); TWG Media Fund I, LLC (Massachusetts); TWG Media Fund II, LLC (Massachusetts); TWG MEDIA FUND IV LLC (Massachusetts).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Dec 29, 2010 – Dec 28, 2011

Issuer used a different name before — PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.

SEC records list prior names for this filer: PERMAL PRIVATE EQUITY OPPORTUNITIES PARTNERS IV (US), L.P.. The current name on file is "PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
Note · May 16, 2011

Issuer used a different name before — Permal Private Equity Opportunities IV(a), L.P.

SEC records list prior names for this filer: Permal private Equity Opportunities IV(a), L.P.. The current name on file is "Permal Private Equity Opportunities IV(a), L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 20 offerings report sales commissions totalling $21,850; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 2, 2021 D/A
Progress Ventures Fund 4, L.P.
File 021-361960
$0$0$0
An affiliate of the General Partner receives an annual management fee payable by the Issuer quarterly in advance. The management fee is generally equal to a percentage of commitments as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
May 18, 2016 D
POMP III, L.P.
File 021-263396
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuer's limited partners.
None listed on this filingEDGAR ↗
Nov 4, 2015 D/A
Permal Private Equity Opportunities V FTE, L.P.
File 021-227863
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2015 D/A
Permal Private Equity Opportunities V, L.P.
File 021-227871
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuer's limited partners.
None listed on this filingEDGAR ↗
Nov 6, 2014 D
Permal Private Equity Opportunities V(a), L.P.
File 021-227869
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2013 D/A
Progress Ventures Fund II, L.P.
File 021-207801
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2013 D
POMP II, L.P.
File 021-205591
$0$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate susbscriptions of the Issuer's limited partners.
None listed on this filingEDGAR ↗
Dec 28, 2011 D
Permal Private Equity Opportunities IV FTE, L.P.
File 021-170824
$0$0$0 (est.)
Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which person's named as executive officers are beneficial owners.
None listed on this filingEDGAR ↗
Dec 28, 2011 D
PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.
File 021-170825
$0$0$0 (est.)
Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which persons named as executive officers are beneficial owners.
None listed on this filingEDGAR ↗
May 16, 2011 D
Permal Private Equity Opportunities IV(a), L.P.
File 021-159893
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2010 D
Permal Private Equity Opportunities IV FTE, L.P.
File 021-152672
$0$0$0 (est.)
Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which person's named as executive officers are beneficial owners.
None listed on this filingEDGAR ↗
Dec 29, 2010 D
PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.
File 021-152692
$0$0$0 (est.)
Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which persons named as executive officers are beneficial owners.
None listed on this filingEDGAR ↗
Dec 22, 2010 D
TWG MEDIA FUND VI, LLC
File 021-152378
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
TWG MEDIA FUND IV LLC
File 021-148238
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
TWG MEDIA FUND V LLC
File 021-148252
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2010 D/A
PERMAL PRIVATE EQUITY HOLDINGS V (A) LP
File 021-112652
$9,100 (est.)$0$0
PPEH V(a), LLC, Issuer's General Partner, will be entitled to a management fee as well as carried interest, as discussed in detail in the Issuer's confidential offering materials.
Fairview Securities, Inc. BrokerCheck CRD 35703 ↗EDGAR ↗
Feb 16, 2010 D/A
Permal Private Equity Holdings V(b), L.P.
File 021-134804
$12,750 (est.)$0 (est.)$0
PPEH V (b), LLC, Issuer's general partner, will be entitled to a management fee as well as carried interest, as discussed in detail in the Issuer's Confidential Offering Materials.
Fairview Securities, Inc. BrokerCheck CRD 35703 ↗EDGAR ↗
Jan 5, 2010 D
TWG Media Fund I, LLC
File 021-137444
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2010 D
TWG Media Fund II, LLC
File 021-137443
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2009 D
TWG MEDIA FUND III LLC
File 021-133476
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 18 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Permal in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TM TWG MEDIA FUND III LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$265,00015No minimum reported2009–2009
EDGAR ↗PP PERMAL PRIVATE EQUITY HOLDINGS V (A) LPshared people, similar issuer namesBOSTON, MAPooled Investment Fund2$56,606,25024$1,500,0002009–2010
EDGAR ↗PP Permal Private Equity Holdings V(b), L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund2$26,478,75023$1,500,0002009–2010
EDGAR ↗TM TWG Media Fund I, LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$220,0009No minimum reported2010–2010
EDGAR ↗TM TWG Media Fund II, LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$155,0005No minimum reported2010–2010
EDGAR ↗TM TWG MEDIA FUND IV LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$152,5007No minimum reported2010–2010
EDGAR ↗TM TWG MEDIA FUND V LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$63,6003No minimum reported2010–2010
EDGAR ↗TM TWG MEDIA FUND VI, LLCshared people, similar issuer namesCAMBRIDGE, MAInvesting1$106,0004No minimum reported2010–2010
EDGAR ↗PP Permal Private Equity Opportunities IV FTE, L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund2$73,000,0009$1,500,0002010–2011
EDGAR ↗PP PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund2$128,800,00012$250,0002010–2011
EDGAR ↗PP Permal Private Equity Opportunities IV(a), L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund1$200,000,0001No minimum reported2011–2011
EDGAR ↗PL POMP II, L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering $100,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000,000
similar: $1,000–$100,000
2013–2013
EDGAR ↗PV Progress Ventures Fund II, L.P.shared people, similar issuer namesCAMBRIDGE, MAInvesting2$1,000,350
offering $50,000,000 · similar: $763,000–$10,000,000
4
similar: 4–23
$500,000
similar: $10,000–$78,388
2013–2013
EDGAR ↗PP Permal Private Equity Opportunities V, L.P.shared people, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund2$305,450,000
offering $500,000,000 · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2015
EDGAR ↗PP Permal Private Equity Opportunities V(a), L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund1$50,000,000
offering $50,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$50,000,000
similar: $1,000–$100,000
2014–2014
EDGAR ↗PP Permal Private Equity Opportunities V FTE, L.P.shared people, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund2$305,450,000
offering $500,000,000 · similar: $155,000–$5,250,000
16
similar: 4–27
$250,000
similar: $1,000–$100,000
2014–2015
EDGAR ↗PL POMP III, L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗PV Progress Ventures Fund 4, L.P.shared people, similar issuer namesBOSTON, MAPooled Investment Fund2$27,990,000
offering $50,000,000 · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 2, 2021Progress Ventures Fund 4, L.P.D/APooled Investment Fund$50,000,000$27,990,000
EDGAR ↗Mar 4, 2020Progress Ventures Fund 4, L.P.DPooled Investment Fund$50,000,000$0
EDGAR ↗May 18, 2016POMP III, L.P.DPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Nov 4, 2015Permal Private Equity Opportunities V FTE, L.P.D/APooled Investment Fund$500,000,000$305,450,000
EDGAR ↗Nov 4, 2015Permal Private Equity Opportunities V, L.P.D/APooled Investment Fund$500,000,000$305,450,000
EDGAR ↗Nov 6, 2014Permal Private Equity Opportunities V, L.P.DPooled Investment Fund$500,000,000$178,164,357
EDGAR ↗Nov 6, 2014Permal Private Equity Opportunities V(a), L.P.DPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗Nov 6, 2014Permal Private Equity Opportunities V FTE, L.P.DPooled Investment Fund$500,000,000$178,164,357
EDGAR ↗Dec 11, 2013Progress Ventures Fund II, L.P.D/AInvesting$50,000,000$0
EDGAR ↗Dec 11, 2013Progress Ventures Fund II, L.P.DInvesting$50,000,000$1,000,350
EDGAR ↗Oct 31, 2013POMP II, L.P.DPooled Investment Fund$100,000,000$0
EDGAR ↗Dec 28, 2011PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.DPooled Investment FundIndefinite$128,800,000
EDGAR ↗Dec 28, 2011Permal Private Equity Opportunities IV FTE, L.P.DPooled Investment FundIndefinite$73,000,000
EDGAR ↗May 16, 2011Permal Private Equity Opportunities IV(a), L.P.DPooled Investment FundIndefinite$200,000,000
EDGAR ↗Dec 29, 2010PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P.DPooled Investment FundIndefinite$41,000,000
EDGAR ↗Dec 29, 2010Permal Private Equity Opportunities IV FTE, L.P.DPooled Investment FundIndefinite$35,500,000
EDGAR ↗Dec 22, 2010TWG MEDIA FUND VI, LLCDInvesting$106,000$106,000
EDGAR ↗Sep 28, 2010TWG MEDIA FUND V LLCDInvesting$63,600$63,600
EDGAR ↗Sep 28, 2010TWG MEDIA FUND IV LLCDInvesting$152,500$152,500
EDGAR ↗Feb 16, 2010Permal Private Equity Holdings V(b), L.P.D/APooled Investment Fund$300,000,000$26,478,750
EDGAR ↗Feb 16, 2010PERMAL PRIVATE EQUITY HOLDINGS V (A) LPD/APooled Investment Fund$300,000,000$56,606,250
EDGAR ↗Jan 5, 2010TWG Media Fund II, LLCDInvesting$155,000$155,000
EDGAR ↗Jan 5, 2010TWG Media Fund I, LLCDInvesting$220,000$220,000
EDGAR ↗Sep 29, 2009Permal Private Equity Holdings V(b), L.P.DPooled Investment Fund$300,000,000$25,350,000
EDGAR ↗Sep 28, 2009PERMAL PRIVATE EQUITY HOLDINGS V (A) LPD/APooled Investment Fund$300,000,000$55,900,000
EDGAR ↗Aug 10, 2009TWG MEDIA FUND III LLCDInvesting$265,000$265,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 2, 2021. Industry history, as reported on each offering's latest filing: Previous offerings: Investing (2009), Pooled Investment Fund (2009), Investing (2010), Pooled Investment Fund (2010–2013), Investing (2013). Latest offering: Pooled Investment Fund (2014–2020; most recent Mar 4, 2020).

People across the group

NameRolesIssuers hereFirst → last listed
BM Benjamin MarinoExecutive Officer, Promoter10Sep 28, 2009 → May 18, 2016
CB C. Redington Barrett, IIIExecutive Officer, Promoter10Sep 28, 2009 → May 18, 2016
RD Robert DiGeronimoExecutive Officer, Promoter10Sep 28, 2009 → May 18, 2016
AM Adriaan Zur MuhlenExecutive Officer, Promoter8Dec 28, 2011 → Mar 2, 2021
NM Nicholas MacShaneExecutive Officer, Director7Aug 10, 2009 → Dec 11, 2013
AM Adriaan Zur MuhlenExecutive Officer, Promoter4Sep 28, 2009 → Dec 29, 2010
MA Michael D'AgostinoExecutive Officer3Nov 6, 2014 → Nov 4, 2015
CL Chris LeggDirector, Executive Officer2Dec 11, 2013 → Mar 2, 2021
PV PPEO V, LLC entityExecutive Officer2Nov 6, 2014 → Nov 4, 2015
ST Sam ThompsonExecutive Officer1Mar 4, 2020 → Mar 2, 2021
P PV4GP, LLC entityExecutive Officer1Mar 4, 2020 → Mar 2, 2021
RG Rick GallagherExecutive Officer1Mar 4, 2020 → Mar 2, 2021
NM Nick MacShaneExecutive Officer1Mar 4, 2020 → Mar 2, 2021
P POMP III LLC entityExecutive Officer1May 18, 2016 → May 18, 2016
PV PPEO V(a), LLC entityExecutive Officer1Nov 6, 2014 → Nov 6, 2014
CB Charles BridgeExecutive Officer1Dec 11, 2013 → Dec 11, 2013
PV Progress Ventures II, entityDirector1Dec 11, 2013 → Dec 11, 2013
ST Samuel V. ThompsonDirector1Dec 11, 2013 → Dec 11, 2013
P POMP II LLC entityExecutive Officer1Oct 31, 2013 → Oct 31, 2013
AZ Adriaan ZurMuhlenExecutive Officer1May 16, 2011 → May 16, 2011

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Permal.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Permal as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Permal's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #296,849 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

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