Sponsor Check › Person
Related person on Form D filings · address state as listed: MA · listed Mar 18, 2009 → Apr 3, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 19 offerings report sales commissions totalling $21,850; 0 report finder's fees; 1 reports proceeds to related persons totalling $252,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 3, 2024 D/A File 021-438774 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuers' limited partners. | None listed on this filing |
| EDGAR ↗ | Apr 7, 2022 D File 021-440883 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual administration fee for management services. | None listed on this filing |
| EDGAR ↗ | Nov 18, 2020 D/A File 021-320431 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuers' limited partners. | None listed on this filing |
| EDGAR ↗ | Aug 30, 2018 D File 021-320437 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2016 D File 021-263396 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuer's limited partners. | None listed on this filing |
| EDGAR ↗ | Nov 4, 2015 D/A File 021-227863 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 4, 2015 D/A File 021-227871 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate subscriptions of the Issuer's limited partners. | None listed on this filing |
| EDGAR ↗ | Nov 6, 2014 D File 021-227869 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 31, 2013 D File 021-205591 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of aggregate susbscriptions of the Issuer's limited partners. | None listed on this filing |
| EDGAR ↗ | Dec 28, 2011 D File 021-170824 | $0 | $0 | $0 (est.) Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which person's named as executive officers are beneficial owners. | None listed on this filing |
| EDGAR ↗ | Dec 28, 2011 D File 021-170825 | $0 | $0 | $0 (est.) Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which persons named as executive officers are beneficial owners. | None listed on this filing |
| EDGAR ↗ | May 16, 2011 D File 021-159893 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 29, 2010 D File 021-152672 | $0 | $0 | $0 (est.) Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which person's named as executive officers are beneficial owners. | None listed on this filing |
| EDGAR ↗ | Dec 29, 2010 D File 021-152692 | $0 | $0 | $0 (est.) Does not include fees payable to the Issuer's investment manager, Permal Capital Management, LLC, of which persons named as executive officers are beneficial owners. | None listed on this filing |
| EDGAR ↗ | Feb 16, 2010 D/A File 021-112652 | $9,100 (est.) | $0 | $0 PPEH V(a), LLC, Issuer's General Partner, will be entitled to a management fee as well as carried interest, as discussed in detail in the Issuer's confidential offering materials. | Fairview Securities, Inc. BrokerCheck CRD 35703 ↗ |
| EDGAR ↗ | Feb 16, 2010 D/A File 021-134804 | $12,750 (est.) | $0 (est.) | $0 PPEH V (b), LLC, Issuer's general partner, will be entitled to a management fee as well as carried interest, as discussed in detail in the Issuer's Confidential Offering Materials. | Fairview Securities, Inc. BrokerCheck CRD 35703 ↗ |
| EDGAR ↗ | Apr 13, 2009 D/A File 021-112675 | $0 | $0 | $0 No Fee | None listed on this filing |
| EDGAR ↗ | Mar 20, 2009 D File 021-128326 | $0 | $0 | $252,000 (est.) estimates based on 2008 payment | None listed on this filing |
| EDGAR ↗ | Mar 18, 2009 D/A File 021-123497 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Glouston Private Equity Opportunities VII, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner. | Apr 3, 2024 | D/A | $450,000,000 similar: $155,000–$5,250,000 | $297,820,201 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VII, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner. | Apr 5, 2023 | D/A | $450,000,000 similar: $155,000–$5,250,000 | $200,900,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Myriad Holdings III, L.P. group: Glouston | Executive Officer Executive Officer of the General Partner. | Apr 7, 2022 | D | $95,000,000 similar: $155,000–$5,250,000 | $95,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VII, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner. | Mar 24, 2022 | D | $450,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VI, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner | Nov 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $309,450,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VI, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner | Nov 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $274,450,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VI, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner | Aug 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $230,600,000 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VI(a), L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner | Aug 30, 2018 | D | $50,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Glouston Private Equity Opportunities VI, L.P. group: Glouston | Executive Officer, Promoter Executive Officer of the General Partner | Aug 30, 2018 | D | $550,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POMP III, L.P. group: Permal | Executive Officer Manager of the General Partner | May 18, 2016 | D | $100,000,000 similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities V FTE, L.P. group: Permal | Executive Officer Manager of the General Partner | Nov 4, 2015 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $305,450,000 | 16 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities V, L.P. group: Permal | Executive Officer Manager of the General Partner | Nov 4, 2015 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $305,450,000 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities V, L.P. group: Permal | Executive Officer Manager of the General Partner | Nov 6, 2014 | D | $500,000,000 similar: $155,000–$5,250,000 | $178,164,357 | 19 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities V(a), L.P. group: Permal | Executive Officer Manager of the General Partner | Nov 6, 2014 | D | $50,000,000 similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $50,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities V FTE, L.P. group: Permal | Executive Officer Manager of the General Partner | Nov 6, 2014 | D | $500,000,000 similar: $155,000–$5,250,000 | $178,164,357 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | POMP II, L.P. group: Permal | Executive Officer Manager of the General Partner | Oct 31, 2013 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's Investment manager and managing member of Issuer's general partner. | Dec 28, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $128,800,000 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities IV FTE, L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's Investment manager and managing member of Issuer's general partner. | Dec 28, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $73,000,000 | 9 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities IV(a), L.P. group: Permal | Executive Officer Executive Officer of Permal Capital Management, LLC, the Issuer's investment manager and managing member of Issuer's general partner. | May 16, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PERMAL PRIVATE EQUITY OPPORTUNITIES IV (US), L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's investment manager and managing member of Issuer's general partner. | Dec 29, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $41,000,000 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Opportunities IV FTE, L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's Investment manager and managing member of Issuer's general partner. | Dec 29, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $35,500,000 | 7 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Holdings V(b), L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's investment manager and managing member of Issuer's general partner | Feb 16, 2010 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $26,478,750 | 23 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PERMAL PRIVATE EQUITY HOLDINGS V (A) LP group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's Investment Manager and managing member of Issuer's General Partner | Feb 16, 2010 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $56,606,250 | 24 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Permal Private Equity Holdings V(b), L.P. group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's investment manager and managing member of Issuer's general partner | Sep 29, 2009 | D | $300,000,000 similar: $155,000–$5,250,000 | $25,350,000 | 8 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PERMAL PRIVATE EQUITY HOLDINGS V (A) LP group: Permal | Executive Officer, Promoter Executive Officer of Permal Capital Management, LLC, the Issuer's Investment Manager and managing member of Issuer's General Partner | Sep 28, 2009 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $55,900,000 | 9 similar: 4–27 | $1,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PPEH V (A) FTE LTD group: Ppeh | Director | Apr 13, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,700,000 | 4 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PPEH V(a) LLC group: Ppeh | Director | Mar 20, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $36,600 | 2 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PPEH V(B) FTE LTD group: Ppeh | Director | Mar 18, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $940,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Benjamin Marino. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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