Osprey is a sponsor group of 9 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity, same business address, same person name on both filings; automatic match from the filings), filing 29 Form D filings between Feb 2019 and Feb 2025.
What this means One team, 9 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $33.7M to 206 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (8), Other Banking and Financial Services (1). Issuers are based in NY (5), CT (4).
What this means $33.7M raised across the group, about $163K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Gregory King (9 issuers, executive officer, director, and promoter), Robert Rokose (9 issuers, executive officer), Matthew Mascera (5 issuers, executive officer and director), Osprey Funds, LLC (4 issuers, promoter, entity), Jack Drogin (2 issuers, executive officer) and 4 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Feb 5, 2025.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 12 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 13 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 29 public filings for Osprey and found 16 differences, 2 worth asking the sponsor about: Osprey includes 3 deals that stopped filing before reaching their target; Jack Drogin is no longer listed on the Apr 18, 2024 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.