PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:34 AM ET

Sponsor Check › Sponsor group

N

Northwest

One sponsor team, 5 deal companies · Hong Kong, Hong Kong (as filed: K3)

Grouped because: 4 shared people, 1 shared management entity, same business address (4 issuers), similar issuer names (5) (automatic match from the filings) · not the same sponsor?

5deal companies
$2.14Breported sold
222investors
56Form D filings
2012–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 3, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Northwest is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 56 Form D filings between Feb 2012 and Dec 2025.

What this means One team, 5 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.14B to 222 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5). Issuers are based in Hong Kong (as filed: K3) (4), Cayman Islands (as filed: E9) (1).

What this means $2.14B raised across the group, about $9.65M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Martin Lang (5 issuers, director), Northwest Investment Management (Hong Kong) Limited (5 issuers, executive officer and promoter, entity), Ronan Daly (5 issuers, director), Carol Ann Michael-Green (4 issuers, director), Neale Safaty (3 issuers, director) and 1 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 3, 2025.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 14 court cases matching the name, 11 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 56 public filings for Northwest and found 13 differences, 2 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 8 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Northwest has not run yet — it is joining a line of 18,703 names; searches run around the clock at the hosts' allowed rate. Searched so far: 29 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 1 open, 4 closed (disposition not in docket feed), 5 dismissed, 4 judgment

Indoor Billboard/Northwest, Inc. v. Middlesex Insurance Company open matched at sponsor-group level (Northwest)
District Court, D. Oregon · No. 3:25-cv-02362 · Filed Dec 18, 2025
Role of Northwest, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OR (not the issuer's state)
Ashford Textiles, LLC v. The Northwest Company LLC closed matched at sponsor-group level (Northwest)
District Court, C.D. California · No. 2:20-cv-03150 · Filed Apr 3, 2020 · Closed May 20, 2020 · Nature of suit: 190 Other contract actions
Role of The Northwest Company LLC: Defendant · Outcome: Terminated 2020-05-20 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state)
LANDSTAR GLOBAL LOGISTICS, INC. v. NORTHWEST COMPANY, LLC dismissed matched at sponsor-group level (Northwest)
District Court, District of Columbia · No. 1:20-cv-00530 · Filed Feb 24, 2020 · Closed May 27, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Default
Role of NORTHWEST COMPANY, LLC: Defendant · Outcome: Terminated 2020-05-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DC (not the issuer's state)
Ginsberg v. Northwest, Inc judgment matched at sponsor-group level (Northwest)
District Court, S.D. California · No. 3:09-cv-00028 · Filed Jan 8, 2009 · Closed Nov 13, 2009 · Nature of suit: 190 Contract: Other · Cause: 28:1332ds Diversity-Contract Dispute
Role of Northwest, Inc: Defendant · Outcome: Terminated 2009-11-13 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2009, issuer incorporated 2016
New Trail Capital v. The Northwest Company, Inc. judgment matched at sponsor-group level (Northwest)
District Court, S.D. New York · No. 1:07-cv-09679 · Filed Oct 31, 2007 · Closed Jul 30, 2009 · Nature of suit: 190 Other contract actions
Role of The Northwest Company, Inc.: Defendant · Outcome: Terminated 2009-07-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 2007, issuer incorporated 2016
NEW TRAIL CAPITAL v. THE NORTHWEST COMPANY, INC. closed matched at sponsor-group level (Northwest)
District Court, E.D. Pennsylvania · No. 2:07-cv-02073 · Filed May 22, 2007 · Closed Oct 4, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of THE NORTHWEST COMPANY, INC.: Defendant · Outcome: Terminated 2007-10-04 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 2007, issuer incorporated 2016
UNITED LINEN WHOLESALE, L.L.C. v. THE NORTHWEST COMPANY dismissed matched at sponsor-group level (Northwest)
District Court, D. New Jersey · No. 2:06-cv-05934 · Filed Dec 12, 2006 · Closed Dec 14, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of THE NORTHWEST COMPANY: Defendant · Outcome: Terminated 2011-12-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NJ (not the issuer's state); filed 2006, issuer incorporated 2016
Northwest Corporation v. Vulcan Capital Management, Inc. judgment matched at sponsor-group level (Northwest)
District Court, S.D. New York · No. 1:06-cv-06342 · Filed Aug 21, 2006 · Closed Oct 22, 2008 · Nature of suit: 190 Other contract actions
Role of Northwest Corporation: Plaintiff · Outcome: Terminated 2008-10-22 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 2006, issuer incorporated 2016
NW IN DIST COUN CARP, ET AL v. NORTHWEST CORP, ET AL dismissed matched at sponsor-group level (Northwest)
District Court, N.D. Indiana · No. · Filed Oct 25, 1999 · Closed Jun 11, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of NORTHWEST CORP: Defendant · Outcome: Terminated 2001-06-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state); filed 1999, issuer incorporated 2016
Weiss v. Northwest Inc. closed matched at sponsor-group level (Northwest)
District Court, W.D. New York · No. 1:99-cv-00645 · Filed Sep 10, 1999 · Closed Nov 24, 1999 · Nature of suit: 190 Other contract actions
Role of Northwest Inc.: Defendant · Outcome: Terminated 1999-11-24 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 1999, issuer incorporated 2016
NW IN Dist Coun Carp v. Northwest Corp dismissed matched at sponsor-group level (Northwest)
District Court, N.D. Indiana · No. 2:99-cv-00191 · Filed May 27, 1999 · Closed Dec 10, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Northwest Corp: Defendant · Outcome: Terminated 1999-12-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state); filed 1999, issuer incorporated 2016
Consignaciones Mart v. Northwest Company dismissed matched at sponsor-group level (Northwest)
District Court, E.D. New York · No. 1:99-cv-00554 · Filed Jan 28, 1999 · Closed Oct 14, 1999 · Nature of suit: 190 Other contract actions
Role of Northwest Company: Defendant · Outcome: Terminated 1999-10-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 1999, issuer incorporated 2016
Northwest Corp. v. G v. National closed matched at sponsor-group level (Northwest)
District Court, D. Massachusetts · No. 1:96-mc-10041 · Filed Jan 17, 1996 · Closed Feb 8, 2007
Role of Northwest Corp.: Plaintiff · Outcome: Terminated 2007-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state); filed 1996, issuer incorporated 2016
REP POW METALS INC v. NORTHWEST INC judgment matched at sponsor-group level (Northwest)
District Court, D. Kansas · No. · Filed Oct 2, 1987 · Closed Dec 22, 1988 · Nature of suit: 190 Other contract actions
Role of NORTHWEST INC: Defendant · Outcome: Terminated 1988-12-22 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KS (not the issuer's state); filed 1987, issuer incorporated 2016
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Northwest..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

The Northwest Company LLC open matched at sponsor-group level (Northwest)
United States Bankruptcy Court, S.D. New York · No. 20-10990 · Filed Apr 18, 2020
Role of The Northwest Company LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
Kmart Holding Corporation v. The Northwest Company LLC closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, S.D. New York · No. 20-06224 · Filed Apr 2, 2020 · Closed Jan 31, 2025
Role of The Northwest Company LLC: Defendant · Outcome: Case closed 2025-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
LP Northwest LLC closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, D. Oregon · No. 18-33646 · Filed Oct 22, 2018 · Closed Jun 8, 2021
Role of LP Northwest LLC: Debtor · Outcome: Case closed 2021-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OR (not the issuer's state)
Hartford/Northwest, LLC closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, E.D. California · No. 08-38100 · Filed Dec 8, 2008 · Closed Apr 8, 2009
Role of Northwest, LLC: Debtor · Outcome: Case closed 2009-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2008, issuer incorporated 2016
Northwest, LLC v. Tristar Business Communities LLC closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, E.D. Missouri · No. 06-04150 · Filed Mar 28, 2006 · Closed Jun 20, 2006
Role of Northwest, LLC: Plaintiff · Outcome: Case closed 2006-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 2006, issuer incorporated 2016
Northwest, LLC v. Freedom Express, Inc. closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, E.D. Missouri · No. 06-04104 · Filed Feb 9, 2006 · Closed Jul 13, 2006
Role of Northwest, LLC: Plaintiff · Outcome: Case closed 2006-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 2006, issuer incorporated 2016
House2home, Inc. Reorganized D v. Northwest Co closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, C.D. California · No. 8:03-ap-02657 · Filed Nov 6, 2003 · Closed Aug 13, 2004
Role of Northwest Co: Defendant · Outcome: Case closed 2004-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2003, issuer incorporated 2016
Uecker and Assoc., Inc. v. Northwest Co. closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, N.D. California · No. 00-05497 · Filed Dec 29, 2000 · Closed Mar 30, 2001
Role of Northwest Co.: Defendant · Outcome: Case closed 2001-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2000, issuer incorporated 2016
Whitaker v. Indoor Billboard/northwest Inc. closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-04921 · Filed Jun 2, 1992 · Closed May 5, 1993
Role of northwest Inc.: Defendant · Outcome: Case closed 1993-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1992, issuer incorporated 2016
De'medici v. The Northwest Company closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, N.D. Illinois · No. 92-00452 · Filed Apr 14, 1992 · Closed Sep 15, 1992
Role of The Northwest Company: Defendant · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1992, issuer incorporated 2016
Plaid Pantries, Inc., an Oregon Corp. v. Indoor Billboard/Northwest Inc closed matched at sponsor-group level (Northwest)
United States Bankruptcy Court, D. Oregon · No. 90-03200 · Filed May 17, 1990 · Closed Feb 20, 1991
Role of Northwest Inc: Defendant · Outcome: Case closed 1991-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OR (not the issuer's state); filed 1990, issuer incorporated 2016
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Northwest — 2 worth asking about (compared the newest 50 of 56 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 8, 2013 – Jan 22, 2016

6 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Northwest Feilong Fund Ltd · Amount sold went down between filings — Northwest Warrant Fund Ltd · Amount sold went down between filings — Northwest China Opportunities Fund Ltd · Amount sold went down between filings — Northwest Bonaventura Fund Ltd · Amount sold went down between filings — Northwest Warrant Fund Ltd · and 1 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 28, 2015 ↗Form D/A (later) · Jan 22, 2016 ↗Northwest Feilong Fund Ltd — PartnerFacts page ↗Form D/A (earlier) · Jan 28, 2015 ↗
Sources
Worth asking · Feb 16, 2012 – Jan 22, 2016

8 offerings reported fewer investors on a later filing

Investor count went down between filings — Northwest Feilong Fund Ltd · Investor count went down between filings — Northwest Warrant Fund Ltd · Investor count went down between filings — Northwest China Opportunities Fund Ltd · Investor count went down between filings — Northwest Bonaventura Fund Ltd · Investor count went down between filings — Northwest Warrant Fund Ltd · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 28, 2015 ↗Form D/A (later) · Jan 22, 2016 ↗Northwest Feilong Fund Ltd — PartnerFacts page ↗Form D/A (earlier) · Jan 28, 2015 ↗
Sources
Note · Sep 1, 2016 – Sep 26, 2016

Form D filed 25 days after the first sale — Northwest P Fund Ltd

The filing says the first sale was Sep 1, 2016. The Form D was filed Sep 26, 2016 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 26, 2016 ↗Northwest P Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 16, 2020 – Jan 15, 2021

Northwest Investment Management (Hong Kong) Limited's role changed at Northwest Feilong Fund Ltd: promoter → executive officer, promoter

The Jan 16, 2020 filing lists Northwest Investment Management (Hong Kong) Limited as promoter; the Jan 15, 2021 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 16, 2020 ↗Form D/A · Jan 15, 2021 ↗Northwest Investment Management (Hong Kong) Limited — PartnerFacts page ↗Northwest Feilong Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 16, 2020 – Jan 15, 2021

Northwest Investment Management (Hong Kong) Limited's role changed at Northwest China Opportunities Fund Ltd: promoter → executive officer, promoter

The Jan 16, 2020 filing lists Northwest Investment Management (Hong Kong) Limited as promoter; the Jan 15, 2021 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 16, 2020 ↗Form D/A · Jan 15, 2021 ↗Northwest Investment Management (Hong Kong) Limited — PartnerFacts page ↗Northwest China Opportunities Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 16, 2020 – Jul 28, 2020

Northwest Investment Management (Hong Kong) Limited's role changed at Northwest Bonaventura Fund Ltd: promoter → executive officer, promoter

The Jan 16, 2020 filing lists Northwest Investment Management (Hong Kong) Limited as promoter; the Jul 28, 2020 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 16, 2020 ↗Form D/A · Jul 28, 2020 ↗Northwest Investment Management (Hong Kong) Limited — PartnerFacts page ↗Northwest Bonaventura Fund Ltd — PartnerFacts page ↗
Sources
Note · Nov 30, 2005 – Jan 17, 2019

No amendment in the last 12 months on an offering that may still be open — Northwest Warrant Fund Ltd (latest filing Jan 17, 2019)

The latest filing for this offering is dated Jan 17, 2019 (first sale Nov 30, 2005). It reports $7,056,888 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 17, 2019 ↗Northwest Warrant Fund Ltd — PartnerFacts page ↗
Sources
Note · Sep 1, 2016 – Sep 12, 2017

No amendment in the last 12 months on an offering that may still be open — Northwest P Fund Ltd (latest filing Sep 12, 2017)

The latest filing for this offering is dated Sep 12, 2017 (first sale Sep 1, 2016). It reports $35,250,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 12, 2017 ↗Northwest P Fund Ltd — PartnerFacts page ↗
Sources
Note · Feb 15, 2012 – Sep 26, 2016

Northwest Investment Management (Hong Kong) Limited is written 2 different ways on the filings

listed as "Northwest Investment Management (Hong Kong) Ltd" on 54 filings (from Feb 15, 2012), and "Northwest Investment Management (Hong Kong) Limited" on 2 filings (from Sep 26, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 15, 2012 ↗Form D · Sep 26, 2016 ↗Northwest Investment Management (Hong Kong) Limited — PartnerFacts page ↗
Sources
Note · Feb 15, 2012 – Sep 26, 2016

Martin Lang is written 2 different ways on the filings

listed as "Martin John Lang" on 54 filings (from Feb 15, 2012), and "Martin Lang" on 2 filings (from Sep 26, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 15, 2012 ↗Form D · Sep 26, 2016 ↗Martin Lang — PartnerFacts page ↗
Sources
Note · Feb 15, 2012 – Dec 11, 2024

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Northwest China Opportunities Fund Ltd · Reported net asset value range changed between filings — Northwest Bonaventura Fund Ltd · Reported net asset value range changed between filings — Northwest Feilong Fund Ltd · Reported net asset value range changed between filings — Northwest Warrant Fund Ltd

What this means The size band is self-reported. Ask for current numbers.

Form D · Feb 16, 2012 ↗Form D/A · Feb 6, 2014 ↗Form D/A · Jan 28, 2015 ↗Form D/A · Jan 18, 2018 ↗
Sources
Note · Sep 12, 2017 – Dec 3, 2025

Member companies list addresses in 2 different states

Hong Kong (as filed: K3) (4), Cayman Islands (as filed: E9) (1).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Northwest — sponsor group page ↗Northwest P Fund Ltd — PartnerFacts page ↗
Sources
Note · Feb 16, 2012 – Dec 3, 2025

Issuer used a different name before — Northwest Bonaventura Fund Ltd

SEC records list prior names for this filer: Northwest Fund Ltd. The current name on file is "Northwest Bonaventura Fund Ltd".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Northwest Bonaventura Fund Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 56 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 3, 2025 D/A
Northwest Feilong Fund Ltd
File 021-173482
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2025 D/A
Northwest China Opportunities Fund Ltd
File 021-173550
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2025 D/A
Northwest Bonaventura Fund Ltd
File 021-173551
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2019 D/A
Northwest Warrant Fund Ltd
File 021-173552
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2017 D/A
Northwest P Fund Ltd
File 021-271303
$0$0$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Northwest in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗NF Northwest Feilong Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesHONG KONG, Hong Kong (as filed: K3)Pooled Investment Fund15$1,368,691,620
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2025
EDGAR ↗NW Northwest Warrant Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesHONG KONG, Hong Kong (as filed: K3)Pooled Investment Fund8$20,627,200
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2019
EDGAR ↗NB Northwest Bonaventura Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesHONG KONG, Hong Kong (as filed: K3)Pooled Investment Fund16$599,029,077
offering Indefinite · similar: $155,000–$5,250,000
44
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2025
EDGAR ↗NC Northwest China Opportunities Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesHONG KONG, Hong Kong (as filed: K3)Pooled Investment Fund15$176,455,640
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2025
EDGAR ↗NP Northwest P Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$35,250,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 3, 2025Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$132,748,055
EDGAR ↗Dec 3, 2025Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Dec 3, 2025Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$1,368,691,620
EDGAR ↗Dec 11, 2024Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$132,748,055
EDGAR ↗Dec 11, 2024Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Dec 11, 2024Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$1,356,784,287
EDGAR ↗Dec 19, 2023Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Dec 19, 2023Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Dec 19, 2023Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$1,253,984,287
EDGAR ↗Jan 10, 2023Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Jan 10, 2023Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 10, 2023Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$1,235,234,287
EDGAR ↗Jan 12, 2022Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Jan 12, 2022Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 12, 2022Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$1,168,184,287
EDGAR ↗Jan 15, 2021Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Jan 15, 2021Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 15, 2021Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$775,384,287
EDGAR ↗Jul 28, 2020Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 16, 2020Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Jan 16, 2020Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 16, 2020Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$509,384,287
EDGAR ↗Jan 17, 2019Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$23,762,525
EDGAR ↗Jan 17, 2019Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$599,029,077
EDGAR ↗Jan 17, 2019Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$7,056,888
EDGAR ↗Jan 17, 2019Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$197,834,287
EDGAR ↗Jan 18, 2018Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$21,762,525
EDGAR ↗Jan 18, 2018Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$569,029,077
EDGAR ↗Jan 18, 2018Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$7,056,888
EDGAR ↗Jan 18, 2018Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$89,584,287
EDGAR ↗Sep 12, 2017Northwest P Fund LtdD/APooled Investment FundIndefinite$35,250,000
EDGAR ↗Jan 25, 2017Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$13,262,525
EDGAR ↗Jan 25, 2017Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$514,029,077
EDGAR ↗Jan 25, 2017Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$7,056,888
EDGAR ↗Jan 25, 2017Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$13,084,287
EDGAR ↗Sep 26, 2016Northwest P Fund LtdDPooled Investment FundIndefinite$24,000,000
EDGAR ↗Jan 22, 2016Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$13,012,525
EDGAR ↗Jan 22, 2016Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$504,779,077
EDGAR ↗Jan 22, 2016Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$7,056,888
EDGAR ↗Jan 22, 2016Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$13,084,287
EDGAR ↗Jan 28, 2015Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$12,729,497
EDGAR ↗Jan 28, 2015Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$344,722,039
EDGAR ↗Jan 28, 2015Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$10,229,524
EDGAR ↗Jan 28, 2015Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$243,343,699
EDGAR ↗Feb 6, 2014Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$40,722,705
EDGAR ↗Feb 6, 2014Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$417,383,926
EDGAR ↗Feb 6, 2014Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$20,627,200
EDGAR ↗Feb 6, 2014Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$11,196,423
EDGAR ↗Feb 8, 2013Northwest China Opportunities Fund LtdD/APooled Investment FundIndefinite$176,455,640
EDGAR ↗Feb 8, 2013Northwest Feilong Fund LtdD/APooled Investment FundIndefinite$0
EDGAR ↗Feb 8, 2013Northwest Bonaventura Fund LtdD/APooled Investment FundIndefinite$407,300,202
EDGAR ↗Feb 8, 2013Northwest Warrant Fund LtdD/APooled Investment FundIndefinite$19,432,259
EDGAR ↗Feb 16, 2012Northwest Warrant Fund LtdDPooled Investment FundIndefinite$3,881,171
EDGAR ↗Feb 16, 2012Northwest Bonaventura Fund LtdDPooled Investment FundIndefinite$343,862,092
EDGAR ↗Feb 16, 2012Northwest China Opportunities Fund LtdDPooled Investment FundIndefinite$119,827,709
EDGAR ↗Feb 15, 2012Northwest Feilong Fund LtdDPooled Investment FundIndefinite$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 3, 2025. Industry history, as reported on each offering's latest filing: All 5 offerings reported: Pooled Investment Fund (2012–2016).

People across the group

NameRolesIssuers hereFirst → last listed
NI Northwest Investment Management (Hong Kong) Limited entityExecutive Officer, Promoter5Feb 15, 2012 → Dec 3, 2025
ML Martin LangDirector5Feb 15, 2012 → Dec 3, 2025
RD Ronan DalyDirector5Feb 15, 2012 → Dec 3, 2025
CG Carol Ann Michael-GreenDirector4Feb 15, 2012 → Dec 3, 2025
NS Neale SafatyDirector3Feb 6, 2014 → Dec 3, 2025
CG Carol Michael-GreenDirector1Sep 26, 2016 → Sep 12, 2017

Adviser registration (Form ADV)

NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 8, 2010 · SEC file 801-71183 · Main office: HONG KONG · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,528,586,000 as reported on Form ADV filed Mar 23, 2026 (Item 5.F(2)(c)) · 4 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.NIMCO.CO.UK ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 23, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Northwest as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Northwest's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,592 of 374,652 in line (31 issuers searched so far). One-tap searches: Look further ↓

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