Sponsor Check › Sponsor group
One sponsor team, 5 deal companies · Greenwich, CT
Grouped because: 5 shared people, same business address (5 issuers), similar issuer names (2) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group May 21, 2019 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Mill Road is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, same business address, similar issuer names; automatic match from the filings), filing 13 Form D filings between Sep 2010 and May 2019.
What this means One team, 5 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $807.9M to 150 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2), Retailing (2), Restaurants (1). Issuers are based in CT (5).
What this means $807.9M raised across the group, about $5.39M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Thomas E. Lynch (5 issuers, executive officer, director, and promoter), Scott P. Scharfman (4 issuers, executive officer, director, and promoter), Charles M. B. Goldman (3 issuers, executive officer, director, and promoter), Eric Yanagi (3 issuers, executive officer and director), Justin C. Jacobs (3 issuers, executive officer, director, and promoter) and 10 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing May 21, 2019.
What this means No new raise filed in the past year.
Adviser registration (Form ADV) on record: MILL ROAD CAPITAL.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 19 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.
What this means 33 records came back, including 6 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Mill Road and found 13 differences, 4 worth asking the sponsor about: Bankruptcy case: Mill Road Landco LLC; Paid seller listed without a CRD number: Tactex Asset Management; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Mill Road has not run yet — it is #38,895 of 56,113 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
19 cases: 6 open, 3 dismissed, 9 closed (disposition not in docket feed), 1 judgment
210 Land condemnation
210 Real Property: Condemnation· Cause:
15:717 Natural Gas Act
230 Rent, lease, ejectment
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-Other Contract
230 Rent, lease, ejectment
893 Environmental matters
791 Employee Retirement Income Security Act
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mill Road..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
14 cases: 4 open, 10 closed (disposition not in docket feed)
91 Declaratory judgment; 72 Injunctive relief - other
91 Declaratory judgment
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
13 differences found between the filings for Mill Road — 4 worth asking about (compared 13 filings on Oct 24, 2026)
United States Bankruptcy Court, D. New Jersey docket "Mill Road Landco LLC" filed Jun 4, 2026 (Open). Mill Road is listed as Debtor ("Mill Road Landco LLC"). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. California docket "Bank of America, N.A. v. Yanagi" filed Dec 9, 2005, closed Jan 6, 2006. Eric Yanagi (listed on the same filings) is listed as Defendant ("Yanagi"). Our match estimate: 65%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. California docket "Discover Bank v. Yanagi" filed Nov 18, 2005, closed Dec 13, 2005. Eric Yanagi (listed on the same filings) is listed as Defendant ("Yanagi"). Our match estimate: 65%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
Mill Road Capital III, L.P. (last filing May 21, 2019; $223,000,000 sold of $525,000,000). There is no filing in more than two years and the last one reported under half the target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Tactex Asset Management is listed as receiving sales compensation on 1 filing (May 21, 2019) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Triago Europe S.A. is listed as receiving sales compensation on 7 filings (Jun 25, 2012 to Dec 16, 2013) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Triago MEA LTD is listed as receiving sales compensation on 7 filings (Jun 25, 2012 to Dec 16, 2013) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
No amendment in the last 12 months on an offering that may still be open — Mill Road Capital III, L.P. (latest filing May 21, 2019) · No amendment in the last 12 months on an offering that may still be open — MRMMK Hold Co. (latest filing Jan 13, 2016) · No amendment in the last 12 months on an offering that may still be open — Mill Road Capital II, L.P. (latest filing Dec 16, 2013) · No amendment in the last 12 months on an offering that may still be open — MRRC Hold Co. (latest filing Sep 8, 2010)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Sep 8, 2010 filing lists Charles M. B. Goldman as director; the Feb 8, 2012 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
listed as "Thomas E. Lynch" on 12 filings (from Sep 8, 2010), and "Thomas Lynch" on the Jan 13, 2016 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Justin C. Jacobs" on 9 filings (from Jun 25, 2012), and "Justin Jacobs" on the Jan 13, 2016 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Charles M. B. Goldman" on 9 filings (from Sep 8, 2010), and "Charles M.B. Goldman" on the Sep 17, 2014 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
Delaware (4), Cayman Islands (1) — out of 5 member issuers. The odd ones out: Mill Road Capital III, L.P. (Cayman Islands).
What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 6 offerings reports sales commissions totalling $32,750; 1 reports finder's fees totalling $948,750; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| May 21, 2019 D/A Mill Road Capital III, L.P. File 021-334745 | $32,750 | $0 | $0 | Tactex Asset Management no CRD number reported | EDGAR ↗ |
| Jan 13, 2016 D MRMMK Hold Co. File 021-255048 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 17, 2014 D MRGB Hold Co. File 021-224898 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2013 D/A Mill Road Capital II, L.P. File 021-180255 | $0 | $948,750 | $0 | Triago Americas, Inc. BrokerCheck CRD 143529 ↗ Triago Europe S.A. no CRD number reported Triago MEA LTD no CRD number reported XT Capital Partners, LLC BrokerCheck CRD 118719 ↗ | EDGAR ↗ |
| Feb 8, 2012 D MRRC Hold Co. File 021-173100 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 8, 2010 D MRRC Hold Co. File 021-147423 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Mill Road in the sources searched.
Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | MH MRRC Hold Co. | shared people, same person name on both filings, same business address | GREENWICH, CT | Restaurants | 2 | $50,000,002 | 7 | No minimum reported | 2010–2012 |
| EDGAR ↗ | MR Mill Road Capital II, L.P. | shared people, same person name on both filings, same business address, similar issuer names | GREENWICH, CT | Pooled Investment Fund | 7 | $417,860,000 offering $525,000,000 · similar: $155,000–$5,250,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2012–2013 |
| EDGAR ↗ | MH MRGB Hold Co. | shared people, same person name on both filings, same business address | GREENWICH, CT | Retailing | 1 | $96,650,000 offering $96,650,000 · similar: $650,000–$6,000,000 | 10 similar: 1–11 | No minimum reported similar: $9,999–$50,000 | 2014–2014 |
| EDGAR ↗ | MH MRMMK Hold Co. | shared people, same person name on both filings, same business address | GREENWICH, CT | Retailing | 1 | $62,410,053 offering $65,000,000 · similar: $650,000–$6,000,000 | 13 similar: 1–11 | No minimum reported similar: $9,999–$50,000 | 2016–2016 |
| EDGAR ↗ | MR Mill Road Capital III, L.P. | shared people, same person name on both filings, same business address, similar issuer names | GREENWICH, CT | Pooled Investment Fund | 2 | $223,000,000 offering $525,000,000 · similar: $155,000–$5,250,000 | 50 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2019 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | May 21, 2019 | Mill Road Capital III, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $223,000,000 |
| EDGAR ↗ | Mar 13, 2019 | Mill Road Capital III, L.P. | D | Pooled Investment Fund | $525,000,000 | $183,550,000 |
| EDGAR ↗ | Jan 13, 2016 | MRMMK Hold Co. | D | Retailing | $65,000,000 | $62,410,053 |
| EDGAR ↗ | Sep 17, 2014 | MRGB Hold Co. | D | Retailing | $96,650,000 | $96,650,000 |
| EDGAR ↗ | Dec 16, 2013 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $417,860,000 |
| EDGAR ↗ | Sep 24, 2013 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $361,694,737 |
| EDGAR ↗ | Aug 16, 2013 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $271,578,947 |
| EDGAR ↗ | Jun 6, 2013 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $242,631,579 |
| EDGAR ↗ | Nov 20, 2012 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $174,258,893 |
| EDGAR ↗ | Aug 17, 2012 | Mill Road Capital II, L.P. | D/A | Pooled Investment Fund | $525,000,000 | $134,793,652 |
| EDGAR ↗ | Jun 25, 2012 | Mill Road Capital II, L.P. | D | Pooled Investment Fund | $525,000,000 | $125,700,000 |
| EDGAR ↗ | Feb 8, 2012 | MRRC Hold Co. | D | Restaurants | $8,000,425 | $8,000,425 |
| EDGAR ↗ | Sep 8, 2010 | MRRC Hold Co. | D | Restaurants | $52,081,338 | $50,000,002 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing May 21, 2019. Industry history, as reported on each offering's latest filing: Previous offerings: Restaurants (2010–2012), Pooled Investment Fund (2012), Retailing (2014–2016). Latest offering: Pooled Investment Fund (Mar 13, 2019).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| TL Thomas E. Lynch | Director, Executive Officer, Promoter | 5 | Sep 8, 2010 → May 21, 2019 |
| SS Scott P. Scharfman | Executive Officer, Director, Promoter | 4 | Sep 8, 2010 → May 21, 2019 |
| JJ Justin C. Jacobs | Executive Officer, Director, Promoter | 3 | Jun 25, 2012 → May 21, 2019 |
| EY Eric Yanagi | Director, Executive Officer | 3 | Sep 17, 2014 → May 21, 2019 |
| CG Charles M. B. Goldman | Executive Officer, Director, Promoter | 3 | Sep 8, 2010 → Sep 17, 2014 |
| MR Mill Road Capital III GP LLC entity | Executive Officer | 1 | Mar 13, 2019 → May 21, 2019 |
| DB David S. Blitzer | Director | 1 | Sep 17, 2014 → Sep 17, 2014 |
| NB Naveen Bhatia | Director | 1 | Sep 17, 2014 → Sep 17, 2014 |
| GT Greg Tunney | Director | 1 | Sep 17, 2014 → Sep 17, 2014 |
| MR Mill Road Capital II GP LLC entity | Executive Officer | 1 | Jun 25, 2012 → Dec 16, 2013 |
| MR Mill Road Capital Management LLC entity | Promoter | 1 | Jun 25, 2012 → Dec 16, 2013 |
| RR Ralph Rubio | Director | 1 | Sep 8, 2010 → Feb 8, 2012 |
| JZ James Zivin | Executive Officer, Director | 1 | Feb 8, 2012 → Feb 8, 2012 |
| MS Marc S. Simon | Director | 1 | Feb 8, 2012 → Feb 8, 2012 |
| DP Daniel Pittard | Director | 1 | Sep 8, 2010 → Sep 8, 2010 |
None of the 5 issuers has a record in the registries searched.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
MILL ROAD CAPITAL (legal name: MILL ROAD CAPITAL MANAGEMENT LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 5, 2012 · SEC file 801-73642 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $753,816,698 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 5 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.MILLROADCAPITAL.COM ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser legal name, same state (CT) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
No Meta Pixel ids or Facebook / Instagram page links on file for Mill Road as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Mill Road's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #323,132 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
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