PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:38 AM ET

Sponsor Check › Sponsor group

MD

Madison Dearborn

One sponsor team, 97 deal companies · Chicago, IL

Grouped because: 56 shared people, 4 shared management entities, same business address (81 issuers), similar issuer names (75) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) · linked address clusters (each with its own management entity or name): Mdcp (49) · Madison Dearborn (15) (automatic match from the filings) · not the same sponsor?

97deal companies
$43.66Breported sold
3,717investors
232Form D filings
2009–2026active
17new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 25, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Madison Dearborn is a sponsor group of 97 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, same person name on both filings; automatic match from the filings), filing 232 Form D filings between May 2009 and Sep 2026.

What this means One team, 97 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $43.66B to 3,717 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (78), "Other" (7), Other Banking and Financial Services (6), Other Health Care (3) and 3 more. Issuers are based in IL (86), CA (4), NY (3), Cayman Islands (as filed: E9) (2) and 2 more.

What this means $43.66B raised across the group, about $11.7M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Vahe A. Dombalagian (63 issuers, executive officer, director, and promoter), Paul J. Finnegan (56 issuers, executive officer and promoter), John Eric Knutsen (55 issuers, executive officer and promoter), Timothy P. Sullivan (52 issuers, executive officer, director, and promoter), Samuel M. Mencoff (51 issuers, executive officer and promoter) and 195 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 17 new offerings in the last 12 months; latest filing Sep 25, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: NUVEEN ASSET MANAGEMENT, LLC; NUVEEN FUND ADVISORS, LLC and 2 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 88 court cases matching the name, 106 bankruptcy cases matching the name listed in Key records below.

What this means 194 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 232 public filings for Madison Dearborn and found 22 differences, 8 worth asking the sponsor about: Investor count went down between filings; Madison Dearborn includes 11 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Madison Dearborn has not run yet — it is joining a line of 37,577 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

88 cases: 25 closed (disposition not in docket feed), 4 open, 51 dismissed, 8 judgment

Preston Hollow Capital LLC v. Nuveen Asset Management LLC closed
District Court, S.D. New York · No. 1:22-mc-00308 · Filed Nov 3, 2022 · Closed Apr 4, 2024 · Cause: M 22-1 Designation by U.S. Attorney of individual to accept service of summons and complaint
Role of Nuveen Asset Management LLC: Defendant · Outcome: Terminated 2024-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
Preston Hollow Capital LLC v. Nuveen Asset Management LLC closed
District Court, W.D. Texas · No. 1:22-mc-00878 · Filed Aug 30, 2022 · Closed Oct 27, 2022
Role of Nuveen Asset Management LLC: Defendant · Outcome: Terminated 2022-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
New Cingular Wireless PCS LLC v. County of Santa Barbara, California closed
District Court, C.D. California · No. 2:20-cv-11804 · Filed Dec 31, 2020 · Closed Sep 26, 2022 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of New Cingular Wireless PCS LLC v. County of Santa Barbara, California: Party · Outcome: Terminated 2022-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
S.B.C. v. Santa Barbara County Child Welfare Services closed
District Court, C.D. California · No. 2:20-cv-09216 · Filed Oct 7, 2020 · Closed May 27, 2021
Role of S.B.C. v. Santa Barbara County Child Welfare Services: Party · Outcome: Terminated 2021-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
The Santa Barbara Smokehouse, Inc. v. AquaChile, Inc. closed
District Court, C.D. California · No. 2:19-cv-10733 · Filed Dec 19, 2019 · Closed Mar 7, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of The Santa Barbara Smokehouse, Inc. v. AquaChile, Inc.: Party · Outcome: Terminated 2022-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara San Luis Obispo Regional Health Authority, d/b/a CenCal Health v. Teva Pharmaceuticals USA, Inc. open
District Court, N.D. Ohio · No. 1:19-op-45895 · Filed Oct 18, 2019 · Nature of suit: 470 Civil (RICO)
Role of Santa Barbara San Luis Obispo Regional Health Authority, d/b/a CenCal Health v. Teva Pharmaceuticals USA, Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Santa Barbara Cottage Hospital v. Global Excel Management, Inc. dismissed
District Court, C.D. California · No. 2:19-cv-08546 · Filed Oct 3, 2019 · Closed Dec 30, 2020 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of Santa Barbara Cottage Hospital v. Global Excel Management, Inc.: Party · Outcome: Terminated 2020-12-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Krystle Shay v. Santa Barbara Transportation Corporation dismissed
District Court, C.D. California · No. 2:19-cv-08272 · Filed Sep 23, 2019 · Closed Jan 31, 2020 · Nature of suit: 480 Consumer credit · Cause: 28:1441 Notice of Removal - Fair Credit Reporting Act
Role of Krystle Shay v. Santa Barbara Transportation Corporation: Party · Outcome: Terminated 2020-01-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Krystle Shay v. Santa Barbara Transportation Corporation closed
District Court, C.D. California · No. 5:19-cv-01826 · Filed Sep 23, 2019 · Closed Sep 24, 2019
Role of Krystle Shay v. Santa Barbara Transportation Corporation: Party · Outcome: Terminated 2019-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Jose L. Diaz v. Santa Barbara Transportation Corporation closed
District Court, C.D. California · No. 2:19-cv-07394 · Filed Aug 26, 2019 · Closed Aug 28, 2019 · Nature of suit: 480 Consumer Credit · Cause: 28:1441 Notice of Removal - Fair Credit Reporting Act
Role of Jose L. Diaz v. Santa Barbara Transportation Corporation: Party · Outcome: Terminated 2019-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Jose L. Diaz v. Santa Barbara Transportation Corporation closed
District Court, C.D. California · No. 5:19-cv-01638 · Filed Aug 26, 2019 · Closed Feb 27, 2020 · Nature of suit: 480 Consumer Credit · Cause: 28:1441 Notice of Removal - Fair Credit Reporting Act
Role of Jose L. Diaz v. Santa Barbara Transportation Corporation: Party · Outcome: Terminated 2020-02-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Metabank v. Santa Barbara Tax Products Group, LLC dismissed
District Court, D. South Dakota · No. 4:19-cv-04140 · Filed Aug 12, 2019 · Closed Jul 20, 2020 · Nature of suit: 190 Other contract actions
Role of Metabank v. Santa Barbara Tax Products Group, LLC: Party · Outcome: Terminated 2020-07-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in SD (not the issuer's state)
County of Santa Barbara v. Purdue Pharma, L.P. open
District Court, N.D. Ohio · No. 1:19-op-45128 · Filed Mar 12, 2019 · Nature of suit: 470 Civil (RICO)
Role of County of Santa Barbara v. Purdue Pharma, L.P.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
County of Santa Barbara v. Purdue Pharma, L.P. closed
District Court, C.D. California · No. 2:19-cv-01186 · Filed Feb 15, 2019 · Closed Mar 11, 2019 · Nature of suit: 470 Civil (RICO)
Role of County of Santa Barbara v. Purdue Pharma, L.P.: Party · Outcome: Terminated 2019-03-11 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
United States v. One Cellular Telephone Seized on Feb. 6, 2018, and in the Custody of the LASD in Santa Barbara, CA closed
District Court, C.D. California · No. 2:18-mj-00344 · Filed Feb 15, 2018 · Closed Mar 1, 2018
Role of United States v. One Cellular Telephone Seized on Feb. 6, 2018, and in the Custody of the LASD in Santa Barbara, CA: Party · Outcome: Terminated 2018-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
United States v. One Cellular Telephone Seized on Feb. 6, 2018, and in the Custody of the LASD in Santa Barbara, CA closed
District Court, C.D. California · No. 2:18-mj-00344 · Filed Feb 15, 2018 · Closed Mar 1, 2018
Role of United States v. One Cellular Telephone Seized on Feb. 6, 2018, and in the Custody of the LASD in Santa Barbara, CA: Party · Outcome: Terminated 2018-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
County of Santa Barbara v. Plains Pipeline, L.P. judgment
District Court, C.D. California · No. 2:17-cv-09304 · Filed Dec 29, 2017 · Closed May 2, 2019 · Nature of suit: 893 Environmental Matters · Cause: 33:1365 Environmental Matters
Role of County of Santa Barbara v. Plains Pipeline, L.P.: Party · Outcome: Terminated 2019-05-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Pegasus Aviation IV, Inc. v. Santa Barbara Airlines, S.A. dismissed
District Court, S.D. Florida · No. 1:17-cv-22681 · Filed Jul 18, 2017 · Closed Jan 19, 2018 · Nature of suit: 190 Other contract actions
Role of Pegasus Aviation IV, Inc. v. Santa Barbara Airlines, S.A.: Party · Outcome: Terminated 2018-01-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Laya v. Santa Barbara Airlines C.A. d/b/a SBA Airlines a Venezuelan company closed
District Court, S.D. Florida · No. 1:17-cv-22055 · Filed Jun 1, 2017 · Closed Jun 1, 2017
Role of Laya v. Santa Barbara Airlines C.A. d/b/a SBA Airlines a Venezuelan company: Party · Outcome: Terminated 2017-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Laya v. Santa Barbara Airlines C.A. closed
District Court, S.D. Florida · No. 1:17-cv-22057 · Filed Jun 1, 2017 · Closed May 30, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Laya v. Santa Barbara Airlines C.A.: Party · Outcome: Terminated 2018-05-30 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Bank of America, N.A. v. Santa Barbara Homeowners Association dismissed
District Court, D. Nevada · No. 2:16-cv-02768 · Filed Dec 2, 2016 · Closed Aug 29, 2019 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Bank of America, N.A. v. Santa Barbara Homeowners Association: Party · Outcome: Terminated 2019-08-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Santa Barbara Hospitality, N v. v. Hyatt Curacao, N.V. judgment
District Court, S.D. New York · No. 1:15-cv-03303 · Filed Apr 28, 2015 · Closed Aug 11, 2015 · Nature of suit: 896 Arbitration
Role of Santa Barbara Hospitality, N v. v. Hyatt Curacao, N.V.: Party · Outcome: Terminated 2015-08-11 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Hyatt Curacao, N v. v. Santa Barbara Hospitality, N.V. judgment
District Court, S.D. New York · No. 1:15-cv-03293 · Filed Apr 28, 2015 · Closed Aug 11, 2015 · Nature of suit: 896 Arbitration
Role of Hyatt Curacao, N v. v. Santa Barbara Hospitality, N.V.: Party · Outcome: Terminated 2015-08-11 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
ADV Tax Services, LLC v. Santa Barbara Tax Products Group, LLC dismissed
District Court, N.D. Georgia · No. 1:15-cv-00080 · Filed Jan 9, 2015 · Closed Feb 4, 2015 · Nature of suit: 190 Other contract actions
Role of ADV Tax Services, LLC v. Santa Barbara Tax Products Group, LLC: Party · Outcome: Terminated 2015-02-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
United States of America v. Santa Barbara County Alcohol, Drug and Mental Health Services open
District Court, C.D. California · No. 2:14-cv-06891-DMG-AGR · Filed Sep 4, 2014 · Nature of suit: Other Statutes: False Claims Act · Cause: 31:3729 False Claims Act
Role of United States of America v. Santa Barbara County Alcohol, Drug and Mental Health Services: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Bridgeport Pain Control Center Ltd v. Santa Barbara Medical Innovations LLC closed
District Court, N.D. Texas · No. 3:14-mc-00099 · Filed Jun 25, 2014 · Closed Jul 9, 2014 · Nature of suit: 220 Foreclosure
Role of Bridgeport Pain Control Center Ltd v. Santa Barbara Medical Innovations LLC: Party · Outcome: Terminated 2014-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
United States v. Santa Barbara Publishing LLC dismissed
District Court, C.D. California · No. 2:14-cv-02733 · Filed Apr 10, 2014 · Closed Jan 12, 2015 · Nature of suit: Contract: Other · Cause: 28:1345 Default of Promissory Note
Role of United States v. Santa Barbara Publishing LLC: Party · Outcome: Terminated 2015-01-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Phonak, LLC v. Santa Barbara Hearing Care, Inc. closed
District Court, C.D. California · No. 2:14-mc-00125 · Filed Mar 26, 2014 · Closed Mar 26, 2014
Role of Phonak, LLC v. Santa Barbara Hearing Care, Inc.: Party · Outcome: Terminated 2014-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Phonak, LLC v. Santa Barbara Hearing Care, Inc. closed
District Court, M.D. Florida · No. 8:14-mc-00022 · Filed Mar 19, 2014 · Closed Mar 19, 2014
Role of Phonak, LLC v. Santa Barbara Hearing Care, Inc.: Party · Outcome: Terminated 2014-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Primcogent Solutions LLC v. Santa Barbara Medical Innovations, LLC dismissed
District Court, N.D. Texas · No. 4:13-cv-00747 · Filed Sep 12, 2013 · Closed Dec 2, 2014 · Nature of suit: 370 Other fraud
Role of Primcogent Solutions LLC v. Santa Barbara Medical Innovations, LLC: Party · Outcome: Terminated 2014-12-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Santa Barbara Channelkeeper v. Gralar LLC dismissed
District Court, C.D. California · No. 2:13-cv-06458 · Filed Sep 4, 2013 · Closed Aug 1, 2014 · Nature of suit: Environmental Matters · Cause: 33:1365 Environmental Matters
Role of Santa Barbara Channelkeeper v. Gralar LLC: Party · Outcome: Terminated 2014-08-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Phonak, LLC v. Santa Barbara Hearing Care, Inc. judgment
District Court, N.D. Illinois · No. 1:13-cv-05793 · Filed Aug 14, 2013 · Closed Dec 11, 2013 · Nature of suit: 190 Other contract actions
Role of Phonak, LLC v. Santa Barbara Hearing Care, Inc.: Party · Outcome: Terminated 2013-12-11 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
The MacKnight Food Group, Inc. v. The Santa Barbara Smokehouse, Inc. dismissed
District Court, S.D. Florida · No. 1:12-cv-24229 · Filed Nov 28, 2012 · Closed Jan 29, 2013 · Nature of suit: 190 Other contract actions
Role of The MacKnight Food Group, Inc. v. The Santa Barbara Smokehouse, Inc.: Party · Outcome: Terminated 2013-01-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Santa Barbara Bank & Trust, N.A. v. Wright dismissed
District Court, D. Idaho · No. 2:12-cv-00533 · Filed Oct 25, 2012 · Closed Aug 30, 2013 · Nature of suit: 220 Foreclosure
Role of Santa Barbara Bank & Trust, N.A. v. Wright: Party · Outcome: Terminated 2013-08-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
R.T.O, Inc. v. Santa Barbara Bank and Trust dismissed
District Court, E.D. Virginia · No. 2:11-cv-00584 · Filed Oct 31, 2011 · Closed Jan 13, 2012 · Nature of suit: 190 Other contract actions
Role of R.T.O, Inc. v. Santa Barbara Bank and Trust: Party · Outcome: Terminated 2012-01-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Santa Barbara Farms LLC v. Custom Cuts Inc judgment
District Court, E.D. Wisconsin · No. 2:11-cv-00701 · Filed Jul 22, 2011 · Closed May 8, 2013 · Nature of suit: 891 Agricultural acts
Role of Santa Barbara Farms LLC v. Custom Cuts Inc: Party · Outcome: Terminated 2013-05-08 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
The Santa Barbara Smokehouse, Inc. v. True Nature Seafood, LLC dismissed
District Court, C.D. California · No. 2:11-cv-03592 · Filed Apr 26, 2011 · Closed Oct 26, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of The Santa Barbara Smokehouse, Inc. v. True Nature Seafood, LLC: Party · Outcome: Terminated 2011-10-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank & Trust v. Tax Refund Xpress, LLC dismissed
District Court, S.D. California · No. 3:10-cv-01484 · Filed Jul 16, 2010 · Closed Sep 27, 2011 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Bank & Trust v. Tax Refund Xpress, LLC: Party · Outcome: Terminated 2011-09-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Airlines Cargo Inc v. L.C. Cargo Express Inc closed
District Court, C.D. California · No. 2:10-cv-00134 · Filed Jan 8, 2010 · Closed Mar 3, 2010 · Nature of suit: 890 Other statutory actions
Role of Santa Barbara Airlines Cargo Inc v. L.C. Cargo Express Inc: Party · Outcome: Terminated 2010-03-03 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Mcgee v. Santa Barbara Bank & Trust dismissed
District Court, N.D. Georgia · No. 1:09-cv-01542 · Filed Jun 9, 2009 · Closed Aug 4, 2009 · Nature of suit: 371 Truth in lending
Role of Mcgee v. Santa Barbara Bank & Trust: Party · Outcome: Terminated 2009-08-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Mcgee v. Santa Barbara Bank & Trust closed
District Court, N.D. Georgia · No. 1:09-mi-00193 · Filed May 14, 2009 · Closed Jun 9, 2009
Role of Mcgee v. Santa Barbara Bank & Trust: Party · Outcome: Terminated 2009-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Lumar Aviation, Inc. v. Santa Barbara Airlines S.A. dismissed
District Court, S.D. Florida · No. 1:08-cv-21512 · Filed May 27, 2008 · Closed Sep 5, 2008 · Nature of suit: 190 Other contract actions
Role of Lumar Aviation, Inc. v. Santa Barbara Airlines S.A.: Party · Outcome: Terminated 2008-09-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Salazar v. Santa Barbara Townhomes of Homestaed,Inc. judgment
District Court, S.D. Florida · No. 1:08-cv-21459 · Filed May 20, 2008 · Closed Jul 29, 2008 · Nature of suit: 890 Other statutory actions
Role of Salazar v. Santa Barbara Townhomes of Homestaed,Inc.: Party · Outcome: Terminated 2008-07-29 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
McBride v. Santa Barbara Townhomes of Homestaed,Inc. closed
District Court, S.D. Florida · No. 1:08-cv-21460 · Filed May 20, 2008 · Closed Jul 7, 2008 · Nature of suit: 890 Other statutory actions
Role of McBride v. Santa Barbara Townhomes of Homestaed,Inc.: Party · Outcome: Terminated 2008-07-07 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Shirley Lee v. The Santa Barbara Marketing Company, Inc dismissed
District Court, C.D. California · No. 2:08-cv-02885 · Filed May 2, 2008 · Closed Feb 4, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Shirley Lee v. The Santa Barbara Marketing Company, Inc: Party · Outcome: Terminated 2009-02-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
James Lynn O'Hines v. Santa Barbara dismissed
District Court, C.D. California · No. 2:08-cv-01227 · Filed Feb 22, 2008 · Closed Mar 20, 2008 · Nature of suit: 890 Other statutory actions
Role of James Lynn O'Hines v. Santa Barbara: Party · Outcome: Terminated 2008-03-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
James Lynn O'Hines v. Santa Barbara dismissed
District Court, C.D. California · No. 2:08-cv-00132 · Filed Jan 9, 2008 · Closed Feb 1, 2008 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of James Lynn O'Hines v. Santa Barbara: Party · Outcome: Terminated 2008-02-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Rehabilitation Institute At Santa Barbara v. Michael O Leavitt dismissed
District Court, C.D. California · No. 2:07-cv-03808 · Filed Jun 12, 2007 · Closed Oct 25, 2007 · Nature of suit: 861 HIA (1395 FF) / Medicare
Role of Rehabilitation Institute At Santa Barbara v. Michael O Leavitt: Party · Outcome: Terminated 2007-10-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Airlines Cargo Inc v. L.C. Cargo Express Inc closed
District Court, C.D. California · No. 2:07-mc-00026 · Filed Mar 28, 2007 · Closed Jan 8, 2010
Role of Santa Barbara Airlines Cargo Inc v. L.C. Cargo Express Inc: Party · Outcome: Terminated 2010-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Lowery v. Santa Barbara Bank & Trust dismissed
District Court, N.D. Georgia · No. 1:06-cv-00717 · Filed Mar 28, 2006 · Closed May 6, 2006 · Nature of suit: 480 Consumer credit
Role of Lowery v. Santa Barbara Bank & Trust: Party · Outcome: Terminated 2006-05-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Joseph D Dennis v. Santa Barbara City of dismissed
District Court, C.D. California · No. 2:06-cv-00371 · Filed Jan 20, 2006 · Closed Feb 3, 2006 · Nature of suit: 480 Consumer credit
Role of Joseph D Dennis v. Santa Barbara City of: Party · Outcome: Terminated 2006-02-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
James H Donell v. Santa Barbara Media Partners Inc dismissed
District Court, C.D. California · No. 2:05-cv-08206 · Filed Nov 18, 2005 · Closed Apr 19, 2007 · Nature of suit: 890 Other statutory actions
Role of James H Donell v. Santa Barbara Media Partners Inc: Party · Outcome: Terminated 2007-04-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Oxley v. Santa Barbara Co. open
District Court, D. Oregon · No. 3:03-mc-00061 · Filed Oct 10, 2003
Role of Oxley v. Santa Barbara Co.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
EOS Prt L.P. v. Madison Dearborn Prt dismissed matched at sponsor-group level (Madison Dearborn)
District Court, N.D. Illinois · No. 1:03-cv-06861 · Filed Sep 29, 2003 · Closed Dec 15, 2003 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of EOS Prt L.P. v. Madison Dearborn Prt: Party · Outcome: Terminated 2003-12-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the group's state (IL)
Santa Barbara Promo v. Heartland Direct Inc dismissed
District Court, C.D. California · No. 2:02-cv-04508 · Filed Jun 7, 2002 · Closed Sep 4, 2002 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Promo v. Heartland Direct Inc: Party · Outcome: Terminated 2002-09-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Promo v. Heartland Direct Inc dismissed
District Court, C.D. California · No. 2:02-cv-04506 · Filed Jun 7, 2002 · Closed Aug 21, 2002 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Promo v. Heartland Direct Inc: Party · Outcome: Terminated 2002-08-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Old Town Mall v. Santa Barbara Bank dismissed
District Court, C.D. California · No. 2:02-cv-03260 · Filed Apr 19, 2002 · Closed Jun 6, 2002 · Nature of suit: 893 Environmental matters
Role of Old Town Mall v. Santa Barbara Bank: Party · Outcome: Terminated 2002-06-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Venoco Inc v. Santa Barbara County dismissed
District Court, C.D. California · No. 2:02-cv-02230 · Filed Mar 18, 2002 · Closed Oct 23, 2002 · Nature of suit: 893 Environmental matters
Role of Venoco Inc v. Santa Barbara County: Party · Outcome: Terminated 2002-10-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Jeanette Valador v. Santa Barbara Bank dismissed
District Court, C.D. California · No. 2:01-cv-07157 · Filed Aug 16, 2001 · Closed Aug 27, 2001 · Nature of suit: 890 Other statutory actions
Role of Jeanette Valador v. Santa Barbara Bank: Party · Outcome: Terminated 2001-08-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Old Town Mall v. Santa Barbara Bank dismissed
District Court, C.D. California · No. 2:01-cv-05286 · Filed Jun 13, 2001 · Closed Sep 24, 2003 · Nature of suit: 893 Environmental Matters · Cause: 33:1365 Environmental Matters
Role of Old Town Mall v. Santa Barbara Bank: Party · Outcome: Terminated 2003-09-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank v. Enviroline Inc dismissed
District Court, C.D. California · No. 2:01-cv-04328 · Filed May 11, 2001 · Closed Jan 18, 2002 · Nature of suit: 893 Environmental matters
Role of Santa Barbara Bank v. Enviroline Inc: Party · Outcome: Terminated 2002-01-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Emily R Smith v. Santa Barbara School dismissed
District Court, C.D. California · No. 2:01-cv-01994 · Filed Mar 1, 2001 · Closed Feb 10, 2003 · Nature of suit: 890 Other statutory actions
Role of Emily R Smith v. Santa Barbara School: Party · Outcome: Terminated 2003-02-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Elemen v. Emily Rose Smith dismissed
District Court, C.D. California · No. 2:01-cv-01728 · Filed Feb 22, 2001 · Closed Feb 10, 2003 · Nature of suit: 890 Other statutory actions
Role of Santa Barbara Elemen v. Emily Rose Smith: Party · Outcome: Terminated 2003-02-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
HT-Santa Barbara Inc v. Golf Trust of Amer dismissed
District Court, C.D. California · No. 2:01-cv-00364 · Filed Jan 12, 2001 · Closed Apr 2, 2001 · Nature of suit: 190 Other contract actions
Role of HT-Santa Barbara Inc v. Golf Trust of Amer: Party · Outcome: Terminated 2001-04-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Boeing Company The v. Santa Barbara Aeros closed
District Court, C.D. California · No. 5:00-cv-00890 · Filed Nov 14, 2000 · Closed May 23, 2002 · Nature of suit: 470 Civil (RICO)
Role of Boeing Company The v. Santa Barbara Aeros: Party · Outcome: Terminated 2002-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
CHARLES H. CHASE, ET AL v. SANTA BARBARA COUNTY, ET AL closed
District Court, C.D. California · No. · Filed May 5, 2000 · Closed Aug 18, 2000 · Nature of suit: 893 Environmental matters
Role of CHARLES H. CHASE, ET AL v. SANTA BARBARA COUNTY, ET AL: Party · Outcome: Terminated 2000-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
McKeon Prod Inc v. Santa Barbara Medco dismissed
District Court, E.D. Michigan · No. 5:00-cv-60219 · Filed Mar 31, 2000 · Closed Oct 6, 2000 · Nature of suit: 890 Other statutory actions
Role of McKeon Prod Inc v. Santa Barbara Medco: Party · Outcome: Terminated 2000-10-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Christopher A Brown v. Santa Barbara County dismissed
District Court, C.D. California · No. 2:99-cv-11189 · Filed Oct 25, 1999 · Closed Nov 15, 1999 · Nature of suit: 890 Other statutory actions
Role of Christopher A Brown v. Santa Barbara County: Party · Outcome: Terminated 1999-11-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Southwest Admin Inc v. Santa Barbara Met dismissed
District Court, C.D. California · No. 2:99-cv-09828 · Filed Sep 27, 1999 · Closed Apr 20, 2000 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Southwest Admin Inc v. Santa Barbara Met: Party · Outcome: Terminated 2000-04-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aeros v. Sun Cnty Airlines dismissed
District Court, C.D. California · No. 2:99-cv-05556 · Filed May 27, 1999 · Closed Jun 30, 1999 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Aeros v. Sun Cnty Airlines: Party · Outcome: Terminated 1999-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank v. Lund Machinery Co dismissed
District Court, C.D. California · No. 2:99-cv-04390 · Filed Apr 23, 1999 · Closed Oct 27, 1999 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Bank v. Lund Machinery Co: Party · Outcome: Terminated 1999-10-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Charles H. Chase v. Santa Barbara County dismissed
District Court, C.D. California · No. 2:98-cv-10296 · Filed Dec 21, 1998 · Closed Aug 18, 2000 · Nature of suit: 893 Environmental matters
Role of Charles H. Chase v. Santa Barbara County: Party · Outcome: Terminated 2000-08-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Michael Shawn Taylor v. Rancho Santa Barbara judgment
District Court, C.D. California · No. 2:98-cv-01422 · Filed Mar 2, 1998 · Closed Jun 8, 1998 · Nature of suit: 950 Constitutionality of state statutes
Role of Michael Shawn Taylor v. Rancho Santa Barbara: Party · Outcome: Terminated 1998-06-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Stranco Inc v. Santa Barbara dismissed
District Court, N.D. Illinois · No. 1:97-cv-00098 · Filed Jan 7, 1997 · Closed Mar 11, 1997 · Nature of suit: 890 Other statutory actions
Role of Stranco Inc v. Santa Barbara: Party · Outcome: Terminated 1997-03-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Santa Barbara Vend v. MCI Telecom Corp dismissed
District Court, C.D. California · No. 2:96-cv-07881 · Filed Nov 12, 1996 · Closed Jun 6, 1997 · Nature of suit: 890 Other statutory actions
Role of Santa Barbara Vend v. MCI Telecom Corp: Party · Outcome: Terminated 1997-06-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Invest v. Entertainment Publ dismissed
District Court, E.D. California · No. 1:96-cv-05241 · Filed Mar 6, 1996 · Closed Jul 26, 1996 · Nature of suit: 190 Other contract actions
Role of Santa Barbara Invest v. Entertainment Publ: Party · Outcome: Terminated 1996-07-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
That's Entertainment v. Santa Barbara dismissed
District Court, S.D. Florida · No. 1:95-cv-02684 · Filed Nov 30, 1995 · Closed May 2, 1996 · Nature of suit: 890 Other statutory actions
Role of That's Entertainment v. Santa Barbara: Party · Outcome: Terminated 1996-05-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Santa Barbara Travel v. Northwest Airlines dismissed
District Court, D. Minnesota · No. 4:95-cv-00331 · Filed Mar 13, 1995 · Closed Aug 12, 1997 · Nature of suit: 410 Antitrust
Role of Santa Barbara Travel v. Northwest Airlines: Party · Outcome: Terminated 1997-08-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
Robert Brown West v. Santa Barbara City dismissed
District Court, C.D. California · No. 2:94-cv-08635 · Filed Dec 27, 1994 · Closed May 22, 1995 · Nature of suit: 320 Assault, libel, and slander
Role of Robert Brown West v. Santa Barbara City: Party · Outcome: Terminated 1995-05-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Richard Moore & Co v. Santa Barbara Bank closed
District Court, S.D. Texas · No. 7:94-cv-00189 · Filed Oct 21, 1994 · Closed Jan 27, 1995 · Nature of suit: 190 Other contract actions
Role of Richard Moore & Co v. Santa Barbara Bank: Party · Outcome: Terminated 1995-01-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Sinclair Oil Corp v. Santa Barbara County dismissed
District Court, C.D. California · No. 2:93-cv-06943 · Filed Nov 17, 1993 · Closed Jul 8, 1998 · Nature of suit: 290 Other real property actions
Role of Sinclair Oil Corp v. Santa Barbara County: Party · Outcome: Terminated 1998-07-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Allstate Ins Co Inc v. Santa Barbara City closed
District Court, C.D. California · No. 2:92-cv-05352 · Filed Sep 2, 1992 · Closed Dec 22, 1992 · Nature of suit: 210 Land condemnation
Role of Allstate Ins Co Inc v. Santa Barbara City: Party · Outcome: Terminated 1992-12-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara County v. Casmalia Resources dismissed
District Court, C.D. California · No. 2:91-cv-04609 · Filed Aug 27, 1991 · Closed Jul 20, 1993 · Nature of suit: 893 Environmental matters
Role of Santa Barbara County v. Casmalia Resources: Party · Outcome: Terminated 1993-07-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
S E C v. SANTA BARBARA FUND dismissed
District Court, C.D. California · No. · Filed Apr 13, 1988 · Closed Oct 19, 1989 · Nature of suit: 850 Securities, Commodities, Exchange
Role of S E C v. SANTA BARBARA FUND: Party · Outcome: Terminated 1989-10-19 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
WESTERN OIL v. SANTA BARBARA CO judgment
District Court, C.D. California · No. · Filed Apr 14, 1987 · Closed Mar 28, 1988 · Nature of suit: 950 Constitutionality of state statutes
Role of WESTERN OIL v. SANTA BARBARA CO: Party · Outcome: Terminated 1988-03-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
CELERON PIPELINE v. SANTA BARBARA CO dismissed
District Court, C.D. California · No. · Filed Apr 7, 1987 · Closed Feb 24, 1988 · Nature of suit: 950 Constitutionality of state statutes
Role of CELERON PIPELINE v. SANTA BARBARA CO: Party · Outcome: Terminated 1988-02-24 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
EXXON CORP v. SANTA BARBARA CO dismissed
District Court, C.D. California · No. · Filed Dec 3, 1986 · Closed Dec 15, 1987 · Nature of suit: 893 Environmental matters
Role of EXXON CORP v. SANTA BARBARA CO: Party · Outcome: Terminated 1987-12-15 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
WOOD, MICHAEL R. v. SANTA BARBARA CHAMBER OF COMMERC closed
District Court, S.D. Indiana · No. 1:80-cv-01071 · Filed Nov 3, 1980 · Closed May 11, 1981
Role of WOOD, MICHAEL R. v. SANTA BARBARA CHAMBER OF COMMERC: Party · Outcome: Terminated 1981-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Madison Dearborn..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

106 cases: 106 closed (disposition not in docket feed)

Santa Barbara Land Corporation closed
United States Bankruptcy Court, E.D. Kentucky · No. 20-51648 · Filed Dec 7, 2020 · Closed Mar 12, 2021
Role of Santa Barbara Land Corporation: Party · Outcome: Case closed 2021-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
Kravitz, Esq. v. The Santa Barbara Smokehouse, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 16-51894 · Filed Dec 20, 2016 · Closed Sep 28, 2017
Role of Kravitz, Esq. v. The Santa Barbara Smokehouse, Inc.: Party · Outcome: Case closed 2017-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Marketing Express Of Santa Barbara, Inc closed
United States Bankruptcy Court, C.D. California · No. 6:15-bk-18306 · Filed Aug 20, 2015 · Closed Jul 25, 2019
Role of Marketing Express Of Santa Barbara, Inc: Party · Outcome: Case closed 2019-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Primcogent Solutions LLC v. Santa Barbara Medical Innovations, LLC closed
United States Bankruptcy Court, N.D. Texas · No. 13-04054 · Filed May 24, 2013 · Closed Mar 10, 2014
Role of Primcogent Solutions LLC v. Santa Barbara Medical Innovations, LLC: Party · Outcome: Case closed 2014-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Quien v. Santa Barbara Bank & Trust, N.A. closed
United States Bankruptcy Court, C.D. California · No. 9:12-ap-01070 · Filed Mar 19, 2012 · Closed Aug 6, 2012
Role of Quien v. Santa Barbara Bank & Trust, N.A.: Party · Outcome: Case closed 2012-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
SYMTECH GROUP, INC. v. Santa Barbara Bank & Trust, N.A., f/k/a Pacific Ca closed
United States Bankruptcy Court, C.D. California · No. 2:12-ap-01126 · Filed Jan 30, 2012 · Closed May 31, 2012
Role of SYMTECH GROUP, INC. v. Santa Barbara Bank & Trust, N.A., f/k/a Pacific Ca: Party · Outcome: Case closed 2012-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Lovegren v. Santa Barbara Bank & Trust, N.A., f/k/a Pacific Ca closed
United States Bankruptcy Court, C.D. California · No. 9:11-ap-01285 · Filed Aug 29, 2011 · Closed Mar 5, 2012
Role of Lovegren v. Santa Barbara Bank & Trust, N.A., f/k/a Pacific Ca: Party · Outcome: Case closed 2012-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Tenuta v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, N.D. California · No. 11-04250 · Filed Aug 5, 2011 · Closed Jul 11, 2012
Role of Tenuta v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2012-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Land Company Inc v. Goodrich closed
United States Bankruptcy Court, C.D. California · No. 6:11-ap-01816 · Filed Jul 12, 2011 · Closed Jul 16, 2012
Role of Santa Barbara Land Company Inc v. Goodrich: Party · Outcome: Case closed 2012-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
P&P Santa Barbara Hospitality INV L.P., a Californ v. Prenatt closed
United States Bankruptcy Court, C.D. California · No. 9:10-ap-01307 · Filed Sep 30, 2010 · Closed Mar 7, 2013
Role of P&P Santa Barbara Hospitality INV L.P., a Californ v. Prenatt: Party · Outcome: Case closed 2013-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Bank of Santa Barbara v. Lack closed
United States Bankruptcy Court, C.D. California · No. 9:10-ap-01255 · Filed Aug 20, 2010 · Closed Jan 27, 2014
Role of Bank of Santa Barbara v. Lack: Party · Outcome: Case closed 2014-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Farming Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 10-34200 · Filed Aug 17, 2010 · Closed May 25, 2011
Role of Santa Barbara Farming Inc.: Party · Outcome: Case closed 2011-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Jeremiassen v. Santa Barbara Bank and Trust closed
United States Bankruptcy Court, C.D. California · No. 9:10-ap-01210 · Filed Jul 14, 2010 · Closed Feb 12, 2015
Role of Jeremiassen v. Santa Barbara Bank and Trust: Party · Outcome: Case closed 2015-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Dominick Pagano and Santa Barbara Pagano closed
United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-56159 · Filed May 21, 2010 · Closed Jun 21, 2011
Role of Dominick Pagano and Santa Barbara Pagano: Party · Outcome: Case closed 2011-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
DOHERTY v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, C.D. California · No. 9:09-ap-01225 · Filed Sep 25, 2009 · Closed May 5, 2011
Role of DOHERTY v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2011-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Ortiz v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, C.D. California · No. 9:09-ap-01196 · Filed Aug 29, 2009 · Closed May 6, 2010
Role of Ortiz v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2010-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Parente v. Santa Barbara Gardens Condominium Association, Inc closed
United States Bankruptcy Court, S.D. Florida. · No. 09-01288 · Filed Mar 27, 2009 · Closed Jun 19, 2009
Role of Parente v. Santa Barbara Gardens Condominium Association, Inc: Party · Outcome: Case closed 2009-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Pacific Capital Bancorp dba Santa Barbara Bank & T v. Arechiga closed
United States Bankruptcy Court, C.D. California · No. 9:08-ap-01016 · Filed Feb 26, 2008 · Closed Jun 4, 2010
Role of Pacific Capital Bancorp dba Santa Barbara Bank & T v. Arechiga: Party · Outcome: Case closed 2010-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Real Estate & Investment Corp closed
United States Bankruptcy Court, C.D. California · No. 9:07-bk-11324 · Filed Sep 17, 2007 · Closed Jan 18, 2008
Role of Santa Barbara Real Estate & Investment Corp: Party · Outcome: Case closed 2008-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Real Estate & Investment closed
United States Bankruptcy Court, C.D. California · No. 9:07-bk-11189 · Filed Aug 23, 2007 · Closed Mar 28, 2008
Role of Santa Barbara Real Estate & Investment: Party · Outcome: Case closed 2008-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Richmond v. Santa Barbara Bank and Trust closed
United States Bankruptcy Court, N.D. Alabama · No. 07-00063 · Filed Apr 10, 2007 · Closed Oct 29, 2007
Role of Richmond v. Santa Barbara Bank and Trust: Party · Outcome: Case closed 2007-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
Santa Barbara Beach Holding, LLC closed
United States Bankruptcy Court, C.D. California · No. 9:06-bk-10887 · Filed Nov 22, 2006 · Closed Nov 21, 2007
Role of Santa Barbara Beach Holding, LLC: Party · Outcome: Case closed 2007-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Henderson v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:06-ap-01200 · Filed Jun 6, 2006 · Closed Dec 19, 2006
Role of Henderson v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2006-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
Fonseca v. Pacific Capital Bancorp dba Santa Barbara Bank & T closed
United States Bankruptcy Court, N.D. Texas · No. 06-04124 · Filed Apr 12, 2006 · Closed Oct 4, 2006
Role of Fonseca v. Pacific Capital Bancorp dba Santa Barbara Bank & T: Party · Outcome: Case closed 2006-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Santa Barbara Elegant Events Inc closed
United States Bankruptcy Court, C.D. California · No. 9:06-bk-10004 · Filed Jan 4, 2006 · Closed Mar 18, 2008
Role of Santa Barbara Elegant Events Inc: Party · Outcome: Case closed 2008-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Graybar Electric Company, Inc. v. Santa Barbara Museum of Natural History closed
United States Bankruptcy Court, C.D. California · No. 9:05-ap-01130 · Filed Oct 21, 2005 · Closed Feb 28, 2007
Role of Graybar Electric Company, Inc. v. Santa Barbara Museum of Natural History: Party · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
PCT v. Santa Barbara Olive Company, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 05-76750 · Filed Mar 22, 2005 · Closed Sep 16, 2005
Role of PCT v. Santa Barbara Olive Company, Inc.: Party · Outcome: Case closed 2005-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Wall v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-05028 · Filed Jan 28, 2005 · Closed Apr 18, 2005
Role of Wall v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2005-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
OHC LIQUIDATION TRUST, by and through Alvarez & Ma v. SANTA BARBARA ESTATES closed
United States Bankruptcy Court, D. Delaware · No. 04-77886 · Filed Nov 8, 2004 · Closed Jun 27, 2005
Role of OHC LIQUIDATION TRUST, by and through Alvarez & Ma v. SANTA BARBARA ESTATES: Party · Outcome: Case closed 2005-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Santa Barbara Management, LLC v. Juan Carlos Gomez closed
United States Bankruptcy Court, D. New Jersey · No. 04-02206 · Filed Jul 9, 2004 · Closed Jan 23, 2006
Role of Santa Barbara Management, LLC v. Juan Carlos Gomez: Party · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Meldisco K-M Santa Barbara, Ca., Inc. closed
United States Bankruptcy Court, S.D. New York · No. 04-27948 · Filed Mar 3, 2004 · Closed Mar 29, 2006
Role of Meldisco K-M Santa Barbara, Ca., Inc.: Party · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
K Mart Corporation v. NYT Santa Barbara News Press Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 04-02371 · Filed Jan 26, 2004 · Closed Nov 16, 2006
Role of K Mart Corporation v. NYT Santa Barbara News Press Inc: Party · Outcome: Case closed 2006-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Santa Barbara Supermarket, Inc. closed
United States Bankruptcy Court, D. Maryland · No. 03-31101 · Filed Sep 9, 2003 · Closed Dec 23, 2003
Role of Santa Barbara Supermarket, Inc.: Party · Outcome: Case closed 2003-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Santa Barbara Sandstone Inc v. Webster closed
United States Bankruptcy Court, C.D. California · No. 9:03-ap-01272 · Filed Aug 5, 2003 · Closed Dec 29, 2003
Role of Santa Barbara Sandstone Inc v. Webster: Party · Outcome: Case closed 2003-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Sandstone Inc closed
United States Bankruptcy Court, C.D. California · No. 9:03-bk-12077 · Filed Jul 24, 2003 · Closed Jan 22, 2004
Role of Santa Barbara Sandstone Inc: Party · Outcome: Case closed 2004-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Warsco v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, N.D. Indiana · No. 03-01021 · Filed Feb 14, 2003 · Closed Mar 29, 2004
Role of Warsco v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Seitz v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-01183 · Filed Nov 20, 2002 · Closed Mar 24, 2005
Role of Seitz v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2005-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Santa Barbara Bank & Trust v. Simpson closed
United States Bankruptcy Court, C.D. California · No. 9:02-ap-01227 · Filed Nov 15, 2002 · Closed Jul 22, 2003
Role of Santa Barbara Bank & Trust v. Simpson: Party · Outcome: Case closed 2003-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
American Aircarriers Support, Inc. v. Santa Barbara Aerospace, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 02-06182 · Filed Oct 25, 2002 · Closed Aug 23, 2004
Role of American Aircarriers Support, Inc. v. Santa Barbara Aerospace, Inc.: Party · Outcome: Case closed 2004-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Wilcox v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, W.D. Tennessee · No. 02-05364 · Filed Oct 10, 2002 · Closed Mar 18, 2004
Role of Wilcox v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2004-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Santa Barbara Bank & Trust v. U S Data Management Llc closed
United States Bankruptcy Court, C.D. California · No. 9:02-ap-01162 · Filed Sep 19, 2002 · Closed Mar 31, 2003
Role of Santa Barbara Bank & Trust v. U S Data Management Llc: Party · Outcome: Case closed 2003-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
STR., INC. v. SANTA BARBARA INDUSTRIAL PARKS closed
United States Bankruptcy Court, D. Delaware · No. 02-05533 · Filed Sep 6, 2002 · Closed Jun 12, 2003
Role of STR., INC. v. SANTA BARBARA INDUSTRIAL PARKS: Party · Outcome: Case closed 2003-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
STR., INC. v. SANTA BARBARA NEWS-PRESS closed
United States Bankruptcy Court, D. Delaware · No. 02-05453 · Filed Sep 3, 2002 · Closed Jun 22, 2004
Role of STR., INC. v. SANTA BARBARA NEWS-PRESS: Party · Outcome: Case closed 2004-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Santa Barbara Bank & Trust v. Tucker closed
United States Bankruptcy Court, C.D. California · No. 9:02-ap-01091 · Filed Jun 24, 2002 · Closed Mar 31, 2003
Role of Santa Barbara Bank & Trust v. Tucker: Party · Outcome: Case closed 2003-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
SANTA BARBARA v. Principal Financial Group closed
United States Bankruptcy Court, D. Delaware · No. 02-03337 · Filed May 9, 2002 · Closed Aug 1, 2003
Role of SANTA BARBARA v. Principal Financial Group: Party · Outcome: Case closed 2003-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Amborn v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, D. Oregon · No. 02-06115 · Filed Apr 25, 2002 · Closed Jul 8, 2002
Role of Amborn v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2002-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Santa Barbara Bank & Trust v. Kendall closed
United States Bankruptcy Court, C.D. California · No. 1:02-ap-01245 · Filed Apr 1, 2002 · Closed May 1, 2003
Role of Santa Barbara Bank & Trust v. Kendall: Party · Outcome: Case closed 2003-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Hatch v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, W.D. Tennessee · No. 02-05053 · Filed Feb 12, 2002 · Closed May 6, 2002
Role of Hatch v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2002-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Hatch v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, W.D. Tennessee · No. 02-05014 · Filed Jan 10, 2002 · Closed Jan 29, 2002
Role of Hatch v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2002-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Santa Barbara Bank And Trust v. Arthur closed
United States Bankruptcy Court, E.D. California · No. 01-02503 · Filed Nov 16, 2001 · Closed May 28, 2002
Role of Santa Barbara Bank And Trust v. Arthur: Party · Outcome: Case closed 2002-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Grant v. Santa Barbara Bank &trust closed
United States Bankruptcy Court, M.D. Florida · No. 3:01-ap-00341 · Filed Nov 9, 2001 · Closed Nov 7, 2002
Role of Grant v. Santa Barbara Bank &trust: Party · Outcome: Case closed 2002-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Edward J Newman and Santa Barbara Newman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:01-bk-03789 · Filed Sep 14, 2001 · Closed Nov 26, 2003
Role of Edward J Newman and Santa Barbara Newman: Party · Outcome: Case closed 2003-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Santa Barbara Aerospace Inc v. American Protective Svcs Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01280 · Filed Jun 6, 2001 · Closed Oct 4, 2001
Role of Santa Barbara Aerospace Inc v. American Protective Svcs Inc: Party · Outcome: Case closed 2001-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Reliable Wholesale Lumber Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01281 · Filed Jun 6, 2001 · Closed Sep 7, 2001
Role of Santa Barbara Aerospace Inc v. Reliable Wholesale Lumber Inc: Party · Outcome: Case closed 2001-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Inland Empire Carpet Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01282 · Filed Jun 6, 2001 · Closed Jun 4, 2002
Role of Santa Barbara Aerospace Inc v. Inland Empire Carpet Inc: Party · Outcome: Case closed 2002-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Mcs Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01207 · Filed May 1, 2001 · Closed Jun 5, 2002
Role of Santa Barbara Aerospace Inc v. Mcs Inc: Party · Outcome: Case closed 2002-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Redlands Paint Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01203 · Filed May 1, 2001 · Closed Sep 7, 2001
Role of Santa Barbara Aerospace Inc v. Redlands Paint Inc: Party · Outcome: Case closed 2001-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Viking Auto Center Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01202 · Filed May 1, 2001 · Closed Oct 29, 2001
Role of Santa Barbara Aerospace Inc v. Viking Auto Center Inc: Party · Outcome: Case closed 2001-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Restroom Specialty Co Ltd closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01204 · Filed May 1, 2001 · Closed Oct 5, 2001
Role of Santa Barbara Aerospace Inc v. Restroom Specialty Co Ltd: Party · Outcome: Case closed 2001-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Miller Industrial Tools Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01205 · Filed May 1, 2001 · Closed Jun 11, 2002
Role of Santa Barbara Aerospace Inc v. Miller Industrial Tools Inc: Party · Outcome: Case closed 2002-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Mcgean-Rohco Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01208 · Filed May 1, 2001 · Closed Sep 25, 2001
Role of Santa Barbara Aerospace Inc v. Mcgean-Rohco Inc: Party · Outcome: Case closed 2001-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Service Diamond Tool Co closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01206 · Filed May 1, 2001 · Closed Jun 11, 2002
Role of Santa Barbara Aerospace Inc v. Service Diamond Tool Co: Party · Outcome: Case closed 2002-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc v. Transworld System Inc closed
United States Bankruptcy Court, C.D. California · No. 6:01-ap-01201 · Filed May 1, 2001 · Closed Sep 7, 2001
Role of Santa Barbara Aerospace Inc v. Transworld System Inc: Party · Outcome: Case closed 2001-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Burdette v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, W.D. Washington · No. 00-09285 · Filed Sep 20, 2000 · Closed Jan 23, 2001
Role of Burdette v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2001-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Santa Barbara Aerospace v. American Aircarriers Support Inc A Sc Co closed
United States Bankruptcy Court, C.D. California · No. 6:00-ap-01432 · Filed Aug 1, 2000 · Closed May 16, 2001
Role of Santa Barbara Aerospace v. American Aircarriers Support Inc A Sc Co: Party · Outcome: Case closed 2001-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Scott J. Klosinski Trustee v. Santa Barbara Bank & Trust closed
United States Bankruptcy Court, S.D. Georgia · No. 00-03017 · Filed May 1, 2000 · Closed Jan 11, 2001
Role of Scott J. Klosinski Trustee v. Santa Barbara Bank & Trust: Party · Outcome: Case closed 2001-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
WALDSCHMIDT v. SANTA BARBARA BANK & TRUST closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:00-ap-00162 · Filed Apr 18, 2000 · Closed Jul 12, 2000
Role of WALDSCHMIDT v. SANTA BARBARA BANK & TRUST: Party · Outcome: Case closed 2000-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Santa Barbara Beer Company Ltd closed
United States Bankruptcy Court, C.D. California · No. 9:00-bk-10534 · Filed Feb 18, 2000 · Closed Apr 16, 2001
Role of Santa Barbara Beer Company Ltd: Party · Outcome: Case closed 2001-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Aerospace Inc closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-23507 · Filed Aug 6, 1999 · Closed Dec 27, 2001
Role of Santa Barbara Aerospace Inc: Party · Outcome: Case closed 2001-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Llp El Paseo Of Santa Barbara closed
United States Bankruptcy Court, C.D. California · No. 9:98-bk-12649 · Filed Jun 1, 1998 · Closed Aug 30, 2000
Role of Llp El Paseo Of Santa Barbara: Party · Outcome: Case closed 2000-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Kent & Spiegel Direct Inc v. Santa Barbara Promotions Inc closed
United States Bankruptcy Court, C.D. California · No. 2:98-ap-01932 · Filed May 21, 1998 · Closed Jun 24, 1998
Role of Kent & Spiegel Direct Inc v. Santa Barbara Promotions Inc: Party · Outcome: Case closed 1998-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Worldview Systems Corporation and Santa Barbara Bank and Trust closed
United States Bankruptcy Court, N.D. California · No. 98-32089 · Filed May 13, 1998 · Closed Sep 29, 2003
Role of Worldview Systems Corporation and Santa Barbara Bank and Trust: Party · Outcome: Case closed 2003-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Devan v. Santa Barbara Style Jewelry Co., Inc. closed
United States Bankruptcy Court, D. Maryland · No. 98-05483 · Filed Feb 17, 1998 · Closed Sep 20, 1999
Role of Devan v. Santa Barbara Style Jewelry Co., Inc.: Party · Outcome: Case closed 1999-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Decker v. Santa Barbara Bank & closed
United States Bankruptcy Court, C.D. California · No. 9:97-ap-01317 · Filed Oct 31, 1997 · Closed Jul 7, 1998
Role of Decker v. Santa Barbara Bank &: Party · Outcome: Case closed 1998-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
ZAGUSTIN v. SANTA BARBARA SAVINGS & LOAN ASSOCIATION closed
United States Bankruptcy Court, D. Nevada · No. 97-02176 · Filed Jul 18, 1997 · Closed Jun 19, 1998
Role of ZAGUSTIN v. SANTA BARBARA SAVINGS & LOAN ASSOCIATION: Party · Outcome: Case closed 1998-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Santa Barbara Bank & v. Girvan closed
United States Bankruptcy Court, C.D. California · No. 9:97-ap-01086 · Filed Apr 4, 1997 · Closed Apr 15, 1998
Role of Santa Barbara Bank & v. Girvan: Party · Outcome: Case closed 1998-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Footwear Co., Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:97-bk-10827 · Filed Feb 19, 1997 · Closed May 27, 1999
Role of Santa Barbara Footwear Co., Inc.: Party · Outcome: Case closed 1999-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank And Trust v. Adler closed
United States Bankruptcy Court, C.D. California · No. 9:97-ap-01045 · Filed Feb 19, 1997 · Closed May 21, 1997
Role of Santa Barbara Bank And Trust v. Adler: Party · Outcome: Case closed 1997-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Berman v. Santa Barbara Aerospace, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 97-01087 · Filed Jan 15, 1997 · Closed Mar 13, 1998
Role of Berman v. Santa Barbara Aerospace, Inc.: Party · Outcome: Case closed 1998-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Santa Barbara Bank & v. Mcrary closed
United States Bankruptcy Court, C.D. California · No. 9:96-ap-01140 · Filed May 22, 1996 · Closed Nov 20, 1996
Role of Santa Barbara Bank & v. Mcrary: Party · Outcome: Case closed 1996-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Seafood Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:96-bk-10361 · Filed Jan 31, 1996 · Closed Dec 31, 1996
Role of Santa Barbara Seafood Inc.: Party · Outcome: Case closed 1996-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank A v. Mcrary closed
United States Bankruptcy Court, C.D. California · No. 9:95-ap-01229 · Filed Jul 17, 1995 · Closed Jun 20, 1996
Role of Santa Barbara Bank A v. Mcrary: Party · Outcome: Case closed 1996-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Equities closed
United States Bankruptcy Court, C.D. California · No. 9:95-bk-12939 · Filed Jul 11, 1995 · Closed Jan 8, 1997
Role of Santa Barbara Equities: Party · Outcome: Case closed 1997-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Bank & v. Franco closed
United States Bankruptcy Court, C.D. California · No. 9:95-ap-01209 · Filed Jun 19, 1995 · Closed Jul 22, 1996
Role of Santa Barbara Bank & v. Franco: Party · Outcome: Case closed 1996-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
CITY SANTA BARBARA, A CORPORATION v. CORY, VAN & RALPHS CHTD. closed
United States Bankruptcy Court, D. Nevada · No. 95-02117 · Filed May 3, 1995 · Closed Apr 22, 1996
Role of CITY SANTA BARBARA, A CORPORATION v. CORY, VAN & RALPHS CHTD.: Party · Outcome: Case closed 1996-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Duke Salisbury v. Santa Barbara Olive Co Inc closed
United States Bankruptcy Court, C.D. California · No. 2:95-ap-02104 · Filed Apr 18, 1995 · Closed Apr 7, 1998
Role of Duke Salisbury v. Santa Barbara Olive Co Inc: Party · Outcome: Case closed 1998-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
White House Of Santa Barbara, Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:94-bk-13366 · Filed Aug 9, 1994 · Closed Sep 21, 1994
Role of White House Of Santa Barbara, Inc.: Party · Outcome: Case closed 1994-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Hostmann v. Santa Barbara Financial & Insurance Svcs closed
United States Bankruptcy Court, D. Oregon · No. 94-03067 · Filed Feb 18, 1994 · Closed May 19, 1995
Role of Hostmann v. Santa Barbara Financial & Insurance Svcs: Party · Outcome: Case closed 1995-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
CITY SANTA BARBARA, A CORPORATION closed
United States Bankruptcy Court, D. Nevada · No. 93-21820 · Filed May 4, 1993 · Closed Feb 12, 1998
Role of CITY SANTA BARBARA, A CORPORATION: Party · Outcome: Case closed 1998-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Dumas v. Santa Barbara Bank And Trust closed
United States Bankruptcy Court, C.D. California · No. 1:93-ap-02365 · Filed Apr 23, 1993 · Closed Dec 4, 1998
Role of Dumas v. Santa Barbara Bank And Trust: Party · Outcome: Case closed 1998-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Air Dreams--santa Barbara, Inc., A closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-10501 · Filed Feb 11, 1993 · Closed Jul 14, 1993
Role of Air Dreams--santa Barbara, Inc., A: Party · Outcome: Case closed 1993-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Whitaker v. Santa Barbara Solarsystems Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-22819 · Filed Oct 2, 1992 · Closed Jun 10, 1993
Role of Whitaker v. Santa Barbara Solarsystems Inc.: Party · Outcome: Case closed 1993-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Santa Barbara Bank and Trust v. Andre Grinholz closed
United States Bankruptcy Court, D. Vermont · No. 92-01067 · Filed Jul 20, 1992 · Closed May 20, 1993
Role of Santa Barbara Bank and Trust v. Andre Grinholz: Party · Outcome: Case closed 1993-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in VT (not the issuer's state)
Santa Barbara Optical, Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:92-bk-70555 · Filed Jul 10, 1992 · Closed Feb 28, 1993
Role of Santa Barbara Optical, Inc.: Party · Outcome: Case closed 1993-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Dominick Pagano and Santa Barbara Pagano closed
United States Bankruptcy Court, S.D. Florida. · No. 92-21831 · Filed Apr 27, 1992 · Closed Sep 16, 1992
Role of Dominick Pagano and Santa Barbara Pagano: Party · Outcome: Case closed 1992-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Medstar Santa Barbara, Inc. v. Javier closed
United States Bankruptcy Court, C.D. California · No. 2:92-ap-01469 · Filed Feb 7, 1992 · Closed Feb 7, 994
Role of Medstar Santa Barbara, Inc. v. Javier: Party · Outcome: Case closed 0994-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Energy Corp. closed
United States Bankruptcy Court, C.D. California · No. 9:92-bk-14173 · Filed Jan 31, 1992 · Closed Dec 1, 1993
Role of Santa Barbara Energy Corp.: Party · Outcome: Case closed 1993-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Financial Corporation Of Santa Barbara v. The Resolution Trust Corporation closed
United States Bankruptcy Court, C.D. California · No. 9:91-ap-07262 · Filed Dec 2, 1991 · Closed Aug 22, 1995
Role of Financial Corporation Of Santa Barbara v. The Resolution Trust Corporation: Party · Outcome: Case closed 1995-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Star Motors, Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:91-bk-85232 · Filed Jul 30, 1991 · Closed Feb 8, 1996
Role of Santa Barbara Star Motors, Inc.: Party · Outcome: Case closed 1996-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Santa Barbara Home Loan Associates, Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:91-bk-75922 · Filed May 16, 1991 · Closed Oct 31, 2000
Role of Santa Barbara Home Loan Associates, Inc.: Party · Outcome: Case closed 2000-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Walhout v. Santa Barbara Auto Supply, Inc. closed
United States Bankruptcy Court, W.D. Michigan · No. 91-08400 · Filed May 7, 1991 · Closed Feb 12, 1992
Role of Walhout v. Santa Barbara Auto Supply, Inc.: Party · Outcome: Case closed 1992-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Walhout v. Santa Barbara Vet. Emerg. Group, Inc. closed
United States Bankruptcy Court, W.D. Michigan · No. 91-08233 · Filed May 2, 1991 · Closed Apr 28, 1992
Role of Walhout v. Santa Barbara Vet. Emerg. Group, Inc.: Party · Outcome: Case closed 1992-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Financial Corporation Of Santa Barbara closed
United States Bankruptcy Court, C.D. California · No. 9:90-bk-23257 · Filed Sep 17, 1990 · Closed Aug 27, 2001
Role of Financial Corporation Of Santa Barbara: Party · Outcome: Case closed 2001-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
SANTA BARBARA REALTY INC. and BARBARA SANTA closed
United States Bankruptcy Court, D. Arizona · No. 4:89-bk-00139 · Filed Jan 20, 1989 · Closed Jan 10, 1996
Role of SANTA BARBARA REALTY INC. and BARBARA SANTA: Party · Outcome: Case closed 1996-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
Santa Barbara Fishing Charters, Inc. closed
United States Bankruptcy Court, C.D. California · No. 9:86-bk-99352 · Filed May 27, 1986 · Closed Jun 14, 1995
Role of Santa Barbara Fishing Charters, Inc.: Party · Outcome: Case closed 1995-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
BRISAS DE SANTA BARBARA CORPORATION closed
United States Bankruptcy Court, D. Puerto Rico · No. 85-01877 · Filed Dec 26, 1985 · Closed Oct 31, 1994
Role of BRISAS DE SANTA BARBARA CORPORATION: Party · Outcome: Case closed 1994-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

22 differences found between the filings for Madison Dearborn — 8 worth asking about (compared the newest 50 of 232 filings on Oct 24, 2026; older filings not covered)

Note · Jun 1, 1998 – Jul 25, 2019

40 bankruptcy cases name the subject or team members

Bankruptcy case: Marketing Express Of Santa Barbara, Inc — filed Aug 20, 2015 · Bankruptcy case: Jeremiassen v. Santa Barbara Bank and Trust — filed Jul 14, 2010 · Bankruptcy case: Bank of Santa Barbara v. Lack — filed Aug 20, 2010 · Bankruptcy case: P&P Santa Barbara Hospitality INV L.P., a Californ v. Prenatt — filed Sep 30, 2010 · Bankruptcy case: Quien v. Santa Barbara Bank & Trust, N.A. — filed Mar 19, 2012 · and 35 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Apr 19, 2024 – Apr 16, 2025

Investor count went down between filings — Nuveen Asset Management, LLC

The Apr 19, 2024 filing reports 246 investors; the Apr 16, 2025 Form D/A reports 228 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Feb 25, 2010 – Apr 18, 2023

Madison Dearborn includes 11 deals that stopped filing before reaching their target

MDCP INSURANCE SPV, L.P. (last filing Apr 18, 2023; $0 sold of $2,197,000,000); PATRIOT SPV, L.P. (last filing Feb 26, 2021; $0 sold of $800,000,000); MDCP VII AUXILIARY SPV, L.P. (last filing Aug 15, 2018; $0 sold of $700,000,000); MADISON DEARBORN CAPITAL PARTNERS VII-C, L.P. (last filing Nov 27, 2015; $828,100,000 sold of $3,750,000,000); MADISON DEARBORN CAPITAL PARTNERS VII-B, L.P. (last filing Nov 27, 2015; $1,850,405,000 sold of $3,750,000,000); MADISON DEARBORN CAPITAL PARTNERS VII-A, L.P. (last filing Nov 27, 2015; $1,850,405,000 sold of $3,750,000,000); and 5 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Aug 28, 2025 – Aug 26, 2026

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: MAGENTA CAPITAL SERVICES LTD. — Madison Dearborn Capital Partners IX-C, L.P. · Paid seller listed without a CRD number: MAGENTA CAPITAL SERVICES LTD. — Madison Dearborn Capital Partners IX-B, L.P. · Paid seller listed without a CRD number: MAGENTA CAPITAL SERVICES LTD. — Madison Dearborn Capital Partners IX-A, L.P. · Paid seller listed without a CRD number: MAGENTA CAPITAL SERVICES LTD. — MDP Arevi Fund I-A, L.P. · Paid seller listed without a CRD number: MAGENTA CAPITAL SERVICES LTD. — MDP Arevi Fund I-C, L.P. · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Feb 9, 2011 – Apr 16, 2025

84 other issuers file from the same address — 3 member issuers (Windy City Investments Holdings, LLC; Nuveen Asset Management, LLC; NWQ Partners, LLC)

The address on file, 333 W. Wacker, Chicago, IL, is used by 87 issuers in our index across 12 sponsor groups; 84 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Mar 4, 2011

12 other issuers file from the same address — CORE PLUS BOND FUND LLC

The address on file, 800 Nicollet Mall, Minneapolis, MN, is used by 13 issuers in our index across 5 sponsor groups; 12 are outside this group. It is on our registered-agent / shared-office list (20 issuers in 11 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Nov 1, 2024 – Feb 7, 2025

Form D filed 98 days after the first sale — Ancora TopCo Ltd

The filing says the first sale was Nov 1, 2024. The Form D was filed Feb 7, 2025 — 98 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 83 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Oct 15, 2014 – Oct 16, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WhiteSpruce Fund LP (latest filing Oct 16, 2025) · No amendment in the last 12 months on an offering that may still be open — WhiteSpruce Fund Ltd. (latest filing Sep 8, 2025) · No amendment in the last 12 months on an offering that may still be open — Nuveen Asset Management, LLC (latest filing Apr 16, 2025) · No amendment in the last 12 months on an offering that may still be open — BLUESPRUCE RESEARCH FUND LP (latest filing Mar 27, 2025) · No amendment in the last 12 months on an offering that may still be open — BlueSpruce Dislocation Fund LP (latest filing Jan 10, 2025)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Aug 28, 2025 – Aug 26, 2026

25 people are no longer listed on a later amendment

RICHARD H. COPANS is no longer listed on the Aug 26, 2026 amendment — Madison Dearborn Capital Partners IX-A, L.P. · RICHARD H. COPANS is no longer listed on the Aug 26, 2026 amendment — Madison Dearborn Capital Partners IX-B, L.P. · RICHARD H. COPANS is no longer listed on the Aug 26, 2026 amendment — Madison Dearborn Capital Partners IX-C, L.P. · RICHARD H. COPANS is no longer listed on the Aug 26, 2026 amendment — Madison Dearborn Capital Partners IX Executive-A, L.P. · RICHARD H. COPANS is no longer listed on the Aug 26, 2026 amendment — Madison Dearborn Capital Partners IX Executive-B, L.P. · and 20 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Jan 10, 2022 – Jan 10, 2023

BlueSpruce Investments, L.P.'s role changed at BlueSpruce Dislocation Fund LP: executive officer → promoter

The Jan 10, 2022 filing lists BlueSpruce Investments, L.P. as executive officer; the Jan 10, 2023 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jan 10, 2022 – Jan 10, 2023

BlueSpruce Dislocation Fund GP LLC's role changed at BlueSpruce Dislocation Fund LP: executive officer → promoter

The Jan 10, 2022 filing lists BlueSpruce Dislocation Fund GP LLC as executive officer; the Jan 10, 2023 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Dec 5, 2024 – Dec 29, 2025

Minimum investment changed between filings — Orchard Investment Partners Fund I, LP

The Dec 5, 2024 filing lists a minimum of $250,000; the Dec 29, 2025 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 22, 2014 – Aug 28, 2025

5 people are written more than one way across the filings

PAUL J. FINNEGAN is written 2 different ways on the filings · MATTHEW M DENISON is written 2 different ways on the filings · ELIZABETH Q. BETTEN is written 2 different ways on the filings · TIMOTHY P. SULLIVAN is written 2 different ways on the filings · Timothy Marc Hurd is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Worth asking · Oct 22, 2014 – Sep 7, 2017

2 separate companies in this group use the same name: "WhiteSpruce Fund LP"

CIK 1622811 (first filed Oct 22, 2014, Chicago, IL); CIK 1711730 (first filed Sep 7, 2017, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Worth asking · Jul 12, 2013 – Dec 2, 2013

2 separate companies in this group use the same name: "BlueSpruce Fund LP"

CIK 1581020 (first filed Jul 12, 2013, Chicago, IL); CIK 1592932 (first filed Dec 2, 2013, Chicago, IL).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Note · Dec 29, 2025

Address on file is a registered agent / shared office — Orchard Investment Partners Fund I, LP

The latest filing lists 180 N. Lasalle Street, Suite 3400, Chicago, IL. That address is used by 21 issuers in our index (21 issuers in 13 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Sep 8, 2025

Address on file is a registered agent / shared office — WhiteSpruce Fund Ltd.

The latest filing lists Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 131 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Feb 25, 2010 – Sep 25, 2026

Member companies were formed in 3 different states

Delaware (92), Cayman Islands (4), Australia (1) — out of 97 member issuers. The odd ones out: MADISON DEARBORN CAPITAL PARTNERS OFFSHORE VI-C, L.P. (Cayman Islands); BlueSpruce Fund Ltd. (Cayman Islands); Mustang Investment Holdings L.P. (Cayman Islands); WhiteSpruce Fund Ltd. (Cayman Islands); Ancora TopCo Ltd (Australia).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Feb 25, 2010 – Sep 25, 2026

Member companies list addresses in 6 different states

IL (86), CA (4), NY (3), Cayman Islands (as filed: E9) (2), MN (1), Australia (as filed: C3) (1). 9 members use a registered-agent or shared-office address: CORE PLUS BOND FUND LLC (800 Nicollet Mall, Minneapolis, MN); Mustang Investment Holdings L.P. (Ugland House, Po Box 309, S. Church St., Grand Cayman, Cayman Islands (as filed: E9)); NFP Ultimate Holdings, LLC (C/O Nfp Corp., 200 Park Avenue, Suite 3202, New York, NY); WhiteSpruce Fund Ltd. (Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · May 19, 2025 – Jun 25, 2026

Issuer used a different name before — Transition Equity Partners II, LP

SEC records list prior names for this filer: Transition Equity Partners I, LP. The current name on file is "Transition Equity Partners II, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
Note · May 19, 2025 – Jun 25, 2026

Issuer used a different name before — Transition Equity Partners II-A, LP

SEC records list prior names for this filer: Transition Equity Partners I-A, LP. The current name on file is "Transition Equity Partners II-A, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 232 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

7 of 109 offerings report sales commissions totalling $48,171,578; 0 report finder's fees; 11 report proceeds to related persons totalling $2,731,184,600. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 25, 2026 D
Falcon LIV Co-Investors, L.P.
File 021-598944
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 28, 2026 D
Transition Equity Partners II-B, LP
File 021-595805
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2026 D/A
Madison Dearborn Capital Partners IX-C, L.P.
File 021-556120
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Aug 26, 2026 D/A
Madison Dearborn Capital Partners IX-B, L.P.
File 021-556114
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Aug 26, 2026 D/A
Madison Dearborn Capital Partners IX Executive-A, L.P.
File 021-556124
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 26, 2026 D/A
Madison Dearborn Capital Partners IX Executive-B, L.P.
File 021-556127
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 26, 2026 D/A
Madison Dearborn Capital Partners IX-A, L.P.
File 021-556106
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Jun 26, 2026 D
Co-Investors-IX (Catalyst), L.P.
File 021-588833
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 26, 2026 D
Co-Investors-IX (Catalyst-C), L.P.
File 021-588835
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 25, 2026 D
Transition Equity Partners II-A, LP
File 021-588522
$0$0$0
The general partner is entitled to carried interest. The management company is entitled to a management fee. The carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
FIRSTPOINT EQUITY CAPITAL LTD no CRD number reported
via BA SECURITIES (CRD 153489 ↗)
EDGAR ↗
Jun 25, 2026 D
Transition Equity Partners II, LP
File 021-588521
$0$0$0
The general partner is entitled to carried interest. The management company is entitled to a management fee. The carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
FIRSTPOINT EQUITY CAPITAL LTD no CRD number reported
via BA SECURITIES (CRD 153489 ↗)
EDGAR ↗
Jun 18, 2026 D
Cub SPV, L.P.
File 021-587963
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗
EDGAR ↗
Jun 18, 2026 D
Cub SPV-C, L.P.
File 021-587966
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗
EDGAR ↗
May 1, 2026 D
BlueSpruce Diversified Fund LP
File 021-582558
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 1, 2026 D
BLUESPRUCE CONCENTRATED FUND LP
File 021-582559
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 12, 2026 D/A
BlueSpruce Fund LP
File 021-357664
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 12, 2026 D/A
BlueSpruce Fund Ltd.
File 021-357666
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2025 D/A
Orchard Investment Partners Fund I, LP
File 021-531237
$0$0$0
The Issuer will pay management fees to its investment manager, Orchard Investment Partners Management, LLC, as disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 12, 2025 D
MDP Arevi Fund I Executive-B, L.P.
File 021-566678
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 12, 2025 D
MDP Arevi Fund I Executive-A, L.P.
File 021-566677
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 12, 2025 D
MDP Arevi Fund I-A, L.P.
File 021-566687
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Dec 12, 2025 D
MDP Arevi Fund I-C, L.P.
File 021-566691
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Dec 12, 2025 D
MDP Arevi Fund I-B, L.P.
File 021-566690
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
EDGAR ↗
Dec 12, 2025 D
MDP Arevi Co-Investors (Rome), L.P.
File 021-566679
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 29, 2025 D
MDCP Co-Investors (Knight), L.P.
File 021-562475
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2025 D/A
WhiteSpruce Fund LP
File 021-226964
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 1, 2025 D
MDCP NC Co-Invest, L.P.
File 021-559503
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 8, 2025 D/A
WhiteSpruce Fund Ltd.
File 021-294205
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2025 D
MDCP Co-Investors (Chicago-C), L.P.
File 021-556164
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 28, 2025 D
MDCP Co-Investors (Chicago), L.P.
File 021-556163
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 19, 2025 D
Transition Equity Partners II-A, LP
File 021-546459
$0$0$0None listed on this filingEDGAR ↗
May 19, 2025 D
Transition Equity Partners II, LP
File 021-546460
$0$0$0None listed on this filingEDGAR ↗
May 1, 2025 D
MDCP Co-Investors (Nimbus), L.P.
File 021-544933
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 16, 2025 D/A
Nuveen Asset Management, LLC
File 021-338343
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2025 D
MDCP Co-Investors (Jade I), L.P.
File 021-542396
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2025 D
MDCP Co-Investors (Jade II), L.P.
File 021-542397
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2025 D
MDCP Co-Investors (Jade III), L.P.
File 021-542398
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2025 D/A
BLUESPRUCE RESEARCH FUND LP
File 021-509305
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2025 D
Ancora TopCo Ltd
File 021-537641
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2025 D/A
BlueSpruce Dislocation Fund LP
File 021-428630
$0$0$0 (est.)
The Investment Manager receives customary management fees as described in the Issuer's private placement memorandum
None listed on this filingEDGAR ↗
Dec 31, 2024 D
MDCP Co-Investors (Tango), L.P.
File 021-533932
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 9, 2024 D
MDCP CO-INVESTORS (APM), L.P.
File 021-526355
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 13, 2024 D/A
SM HOLDCO, LLC
File 021-319323
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2023 D
MDCP CO-INVESTORS (SHD), L.P.
File 021-497186
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 17, 2023 D/A
BlueSpruce Opportunity Fund A LP
File 021-324878
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2023 D/A
NFP Ultimate Holdings, LLC
File 021-312084
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2023 D
MDCP INSURANCE SPV, L.P.
File 021-479321
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation (i.e. carried interest). The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Sep 15, 2022 D
MDCP CO-INVESTORS (VISION), L.P.
File 021-459014
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 21, 2022 D
MDCP Co-Investors (Mobius), L.P.
File 021-453313
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2022 D
TEP NEXT DECADE B, LLC
File 021-437556
$0$0$0 (est.)
The Managing Member is entitled to a management fee. The management fee is fully disclosed in the Issuer's documentation.
None listed on this filingEDGAR ↗
Mar 3, 2022 D
MDCP Co-Investors (Tango), L.P.
File 021-435823
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2021 D/A
XPDI Sponsor II LLC
File 021-426707
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2021 D
PERA RISTRA MDCP CO-INVEST, L.P.
File 021-419035
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 10, 2021 D
ICONIC TFNP, LLC
File 021-409400
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2021 D
TEP NEXT DECADE, LLC
File 021-408101
$0$0$0 (est.)
The Managing Member is entitled to a management fee. The management fee is fully disclosed in the Issuer's documentation.
None listed on this filingEDGAR ↗
Apr 30, 2021 D/A
SANTA BARBARA ASSET MANAGEMENT, LLC
File 021-156993
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2021 D
MDCP Co-Investors (Patriot IV), L.P.
File 021-397513
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2021 D
MDCP Co-Investors (Patriot III), L.P.
File 021-397506
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2021 D
PATRIOT SPV, L.P.
File 021-390709
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Feb 18, 2021 D
XPDI Sponsor LLC
File 021-389847
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2020 D/A
MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.
File 021-350237
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
LINK CAPITAL PARTNERS no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
FUND PLACEMENT ISRAEL LTD. no CRD number reported
GOLDMAN SACHS & CO. LLC BrokerCheck CRD 361 ↗
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
EDGAR ↗
Nov 17, 2020 D/A
MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.
File 021-350238
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
LINK CAPITAL PARTNERS no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
FUND PLACEMENT ISRAEL LTD. no CRD number reported
GOLDMAN SACHS & CO. LLC BrokerCheck CRD 361 ↗
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
EDGAR ↗
Nov 17, 2020 D/A
MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.
File 021-350239
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
LINK CAPITAL PARTNERS no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
FUND PLACEMENT ISRAEL LTD. no CRD number reported
GOLDMAN SACHS & CO. LLC BrokerCheck CRD 361 ↗
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
EDGAR ↗
Jul 23, 2020 D/A
MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A, L.P.
File 021-350235
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jul 23, 2020 D/A
MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B, L.P.
File 021-350236
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jul 23, 2020 D
MADISON DEARBORN CAPITAL PARTNERS VIII SPV-A2, L.P.
File 021-371721
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jul 23, 2020 D
MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A2, L.P.
File 021-371718
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2020 D
MADISON DEARBORN CAPITAL PARTNERS VIII SPV-B2, L.P.
File 021-371722
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jul 23, 2020 D
MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B2, L.P.
File 021-371719
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2020 D/A
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
File 021-335134
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2019 D/A
BlueSpruce Fund LP
File 021-277852
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 10, 2019 D/A
BlueSpruce Fund Ltd.
File 021-277850
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2018 D
MDP SM HOLDINGS, LLC
File 021-319426
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2018 D/A
MDCP VII AUXILIARY SPV, L.P.
File 021-319359
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE PERFORMANCE ALLOCATION IS FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Aug 3, 2018 D
MDP ACM HOLDINGS, LLC
File 021-318476
$0$0$0None listed on this filingEDGAR ↗
May 10, 2018 D/A
NFP Ultimate Holdings, LLC
File 021-281744
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2017 D/A
Nuveen Asset Management, LLC
File 021-161311
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2017 D/A
NWQ Partners, LLC
File 021-253971
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2017 D
MDCP Co-Investors (Patriot II), L.P.
File 021-281433
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2017 D
EVO Investco, LLC
File 021-280333
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2016 D/A
NFP Holdings, LLC
File 021-209476
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2016 D/A
BlueSpruce Fund Ltd.
File 021-207247
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2016 D/A
BlueSpruce Fund LP
File 021-199565
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 27, 2015 D/A
MADISON DEARBORN CAPITAL PARTNERS VII-A, L.P.
File 021-233619
$15,000,000 (est.)$0 (est.)$337,500,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
GOLDMAN, SACHS & CO. BrokerCheck CRD 361 ↗
IM TRUST INTERNATIONAL S.A. no CRD number reported
EDGAR ↗
Nov 27, 2015 D/A
MADISON DEARBORN CAPITAL PARTNERS VII-B, L.P.
File 021-233620
$15,000,000 (est.)$0 (est.)$337,500,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
GOLDMAN, SACHS & CO. BrokerCheck CRD 361 ↗
IM TRUST INTERNATIONAL S.A. no CRD number reported
EDGAR ↗
Nov 27, 2015 D/A
MADISON DEARBORN CAPITAL PARTNERS VII-C, L.P.
File 021-233621
$15,000,000 (est.)$0 (est.)$337,500,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
MAGENTA CAPITAL SERVICES LTD. no CRD number reported
TRANSPACIFIC GROUP (ASIA) LIMITED no CRD number reported
via TRANSPACIFIC GROUP LLC (CRD 143869 ↗)

TRANSPACIFIC GROUP LLC BrokerCheck CRD 143869 ↗
IM TRUST INTERNATIONAL S.A. no CRD number reported
EDGAR ↗
Nov 27, 2015 D/A
MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-A, L.P.
File 021-233622
$0$0$11,250,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
None listed on this filingEDGAR ↗
Nov 27, 2015 D/A
MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-B, L.P.
File 021-233623
$0$0$11,250,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
None listed on this filingEDGAR ↗
Apr 21, 2015 D
HC GROUP HOLDINGS I, LLC
File 021-238376
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2015 D
MDP HC HOLDINGS, LLC
File 021-238377
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2015 D/A
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
File 021-168670
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2015 D/A
Tradewinds Global Investors, LLC
File 021-176355
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2014 D
Mustang Investment Holdings L.P.
File 021-212741
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2014 D
Compound Holdings I, LLC
File 021-212385
$0$0$65,000,000 (est.)
An aggregate of approximately $65,000,000 in cash or equity has been or will be paid to executive officers in respect of the proceeds, transaction bonus, special dividend bonus, and LTIP amounts to which they are entitled under the Acquisition Agreement.
None listed on this filingEDGAR ↗
Aug 29, 2013 D
Mustang Parent Corp.
File 021-202071
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2013 D
MDCP Co-Investors (Patriot), L.P.
File 021-200074
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2013 D
NFP Holdings, LLC
File 021-199525
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2013 D/A
EVO Investco, LLC
File 021-188719
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2012 D
MDCP CO-INVESTORS (SP), L.P.
File 021-188339
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2011 D/A
Nuveen - Symphony Credit Partners Fund, L.P.
File 021-131457
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
CORE PLUS BOND FUND LLC
File 021-92731
$12,442$0$0Clint Doroff BrokerCheck CRD 2920137 ↗
via USBII (CRD 17868 ↗)

Tim Hennig BrokerCheck CRD 2732681 ↗
via USBII (CRD 17868 ↗)

Mark Pilon BrokerCheck CRD 2154367 ↗
via USBII (CRD 17868 ↗)
EDGAR ↗
Feb 9, 2011 D
Windy City Investments Holdings, LLC
File 021-155115
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2010 D
PICASSO PARENT COMPANY, INC.
File 021-143914
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 25, 2010 D/A
Madison Dearborn Capital Partners VI-B, L.P.
File 021-110834
$1,427,136 (est.)$0 (est.)$605,580,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 25, 2010 D/A
Madison Dearborn Capital Partners VI-C, L.P.
File 021-110832
$304,864 (est.)$0 (est.)$397,524,600 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 25, 2010 D/A
Madison Dearborn Capital Partners VI-A, L.P.
File 021-110837
$1,427,136 (est.)$0 (est.)$605,580,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 25, 2010 D/A
MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-A, L.P.
File 021-112186
$0 (est.)$0 (est.)$11,250,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 25, 2010 D/A
MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-B, L.P.
File 021-112187
$0 (est.)$0 (est.)$11,250,000 (est.)
Estimated aggregate amount of management fees for the first six years. The Issuer will continue to pay management fees thereafter.
CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 25, 2010 D/A
MADISON DEARBORN CAPITAL PARTNERS OFFSHORE VI-C, L.P.
File 021-116962
$0 (est.)$0 (est.)$0 (est.)
Estimated aggregate amount of management fees.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 97 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Madison Dearborn in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗NS Nuveen - Symphony Credit Partners Fund, L.P.shared peopleLOS ANGELES, CAPooled Investment Fund3$00$500,0002009–2011
EDGAR ↗MD Madison Dearborn Capital Partners VI-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesChicago, ILPooled Investment Fund1$3,083,060,000166$400,0002010–2010
EDGAR ↗MD Madison Dearborn Capital Partners VI-C, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesChicago, ILPooled Investment Fund1$657,000,00023$500,0002010–2010
EDGAR ↗MD Madison Dearborn Capital Partners VI-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesChicago, ILPooled Investment Fund1$3,083,060,000166$400,0002010–2010
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesChicago, ILPooled Investment Fund1$67,085,00029$250,0002010–2010
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesChicago, ILPooled Investment Fund1$67,085,00029$250,0002010–2010
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS OFFSHORE VI-C, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$60,000,0002$10,000,0002010–2010
EDGAR ↗CP CORE PLUS BOND FUND LLCshared people, same person name on both filingsMINNEAPOLIS, MNPooled Investment Fund2$181,059,15910$5,000,0002010–2011
EDGAR ↗PP PICASSO PARENT COMPANY, INC.shared people, same business addressCHICAGO, ILManufacturing1$293,754,65041$2,0602010–2010
EDGAR ↗WC Windy City Investments Holdings, LLCshared people, same person name on both filings, same business addressCHICAGO, ILInvesting1$81,679,24014No minimum reported2011–2011
EDGAR ↗SB SANTA BARBARA ASSET MANAGEMENT, LLCshared people, shared management entity, same business addressLOS ANGELES, CAOther Banking and Financial Services9$0
offering Indefinite · similar: $2,144,500–$20,220,000
26
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2011–2021
EDGAR ↗NA Nuveen Asset Management, LLCshared people, same person name on both filingsCHICAGO, ILOther Banking and Financial Services13$0
offering Indefinite · similar: $2,144,500–$20,220,000
322
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2011–2025
EDGAR ↗NI NWQ INVESTMENT MANAGEMENT COMPANY, LLCshared people, shared management entity, same business addressLOS ANGELES, CAOther Banking and Financial Services6$0
offering Indefinite · similar: $2,144,500–$20,220,000
31
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2011–2020
EDGAR ↗TG Tradewinds Global Investors, LLCshared peopleLOS ANGELES, CAOther Banking and Financial Services3$0
offering Indefinite · similar: $2,144,500–$20,220,000
34
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2012–2015
EDGAR ↗MC MDCP CO-INVESTORS (SP), L.P.shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$00No minimum reported2012–2012
EDGAR ↗EI EVO Investco, LLCshared people, same person name on both filingsMelville, NYOther Banking and Financial Services5$174,328,549
offering $71,250,062 · similar: $2,144,500–$20,220,000
19
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2012–2017
EDGAR ↗NH NFP Holdings, LLCshared people, director listed on many unrelated issuers (not used to group)NEW YORK, NYOther5$375,507,629
offering Indefinite · similar: $500,000–$7,000,000
140
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2013–2016
EDGAR ↗BF BlueSpruce Fund LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund15$801,298,656
offering Indefinite · similar: $155,000–$5,250,000
197
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗MC MDCP Co-Investors (Patriot), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund1$50,000,0001No minimum reported2013–2013
EDGAR ↗MP Mustang Parent Corp.shared people, same business address, similar issuer namesCHICAGO, ILOther1$166,620,00027No minimum reported2013–2013
EDGAR ↗BF BlueSpruce Fund Ltd.shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund14$47,420,577
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗CH Compound Holdings I, LLCshared people, same business addressCHICAGO, ILPharmaceuticals1$412,000,000
offering $412,000,000 · similar: $1,694,259–$16,000,000
178
similar: 1–13
No minimum reported
similar: $10,000–$55,000
2014–2014
EDGAR ↗MI Mustang Investment Holdings L.P.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Other1$166,620,000
offering Indefinite · similar: $500,000–$7,000,000
27
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2014–2014
EDGAR ↗WF WhiteSpruce Fund LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund12$4,162,081,760
offering Indefinite · similar: $155,000–$5,250,000
149
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2014–2025
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VII-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,850,405,000
offering $3,750,000,000 · similar: $155,000–$5,250,000
162
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VII-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,850,405,000
offering $3,750,000,000 · similar: $155,000–$5,250,000
162
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VII-C, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$828,100,000
offering $3,750,000,000 · similar: $155,000–$5,250,000
33
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$194,770,000
offering $253,500,000 · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$194,770,000
offering $253,500,000 · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗HG HC GROUP HOLDINGS I, LLCshared people, same business addressCHICAGO, ILOther Health Care1$607,387,344
offering $607,387,344 · similar: $829,831–$9,999,998
2
similar: 2–15
$297,619,799
similar: $10,000–$54,310
2015–2015
EDGAR ↗MH MDP HC HOLDINGS, LLCshared people, same business address, similar issuer namesCHICAGO, ILOther Health Care1$310,067,546
offering $310,067,546 · similar: $829,831–$9,999,998
19
similar: 2–15
$100,000
similar: $10,000–$54,310
2015–2015
EDGAR ↗NP NWQ Partners, LLCshared people, shared management entity, same business addressCHICAGO, ILOther Banking and Financial Services2$0
offering Indefinite · similar: $2,144,500–$20,220,000
19
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2015–2017
EDGAR ↗MC MDCP Co-Investors (Patriot II), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$125,000,000
offering $125,000,000 · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗NU NFP Ultimate Holdings, LLCshared people, same person name on both filings, director listed on many unrelated issuers (not used to group)NEW YORK, NYOther8$801,554,239
offering Indefinite · similar: $500,000–$7,000,000
311
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2017–2023
EDGAR ↗WF WhiteSpruce Fund Ltd.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund9$793,396,080
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2017–2025
EDGAR ↗MA MDP ACM HOLDINGS, LLCshared people, same business addressCHICAGO, ILOther Health Care1$60,000,000
offering Indefinite · similar: $829,831–$9,999,998
6
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2018–2018
EDGAR ↗MV MDCP VII AUXILIARY SPV, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$0
offering $700,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗SH SM HOLDCO, LLCshared people, same business addressCHICAGO, ILPooled Investment Fund7$408,249,700
offering Indefinite · similar: $155,000–$5,250,000
121
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2024
EDGAR ↗MS MDP SM HOLDINGS, LLCshared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$15,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗BO BlueSpruce Opportunity Fund A LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund6$190,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2018–2023
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$195,350,000
offering $250,000,000 · similar: $155,000–$5,250,000
91
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$195,350,000
offering $250,000,000 · similar: $155,000–$5,250,000
91
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund4$4,283,595,105
offering $4,500,000,000 · similar: $155,000–$5,250,000
160
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund5$4,283,595,105
offering $4,500,000,000 · similar: $155,000–$5,250,000
160
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund4$4,283,595,105
offering $4,500,000,000 · similar: $155,000–$5,250,000
58
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII SPV-A2, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$195,000,000
offering $195,000,000 · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A2, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$195,000,000
offering $195,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII SPV-B2, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$195,000,000
offering $195,000,000 · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗MD MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B2, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$195,000,000
offering $195,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗XS XPDI Sponsor LLCshared people, similar issuer namesCHICAGO, ILOther1$7,920,583
offering $7,920,583 · similar: $500,000–$7,000,000
26
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2021–2021
EDGAR ↗PS PATRIOT SPV, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressCHICAGO, ILPooled Investment Fund1$0
offering $800,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MC MDCP Co-Investors (Patriot IV), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$20,553,241
offering $20,553,241 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MC MDCP Co-Investors (Patriot III), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$62,000,000
offering $62,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗TN TEP NEXT DECADE, LLCshared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗IT ICONIC TFNP, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressCHICAGO, ILPooled Investment Fund1$1,500,000
offering $1,500,000 · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗PR PERA RISTRA MDCP CO-INVEST, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗XS XPDI Sponsor II LLCshared people, similar issuer namesCHICAGO, ILOther2$9,369,640
offering $9,369,640 · similar: $500,000–$7,000,000
22
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2021–2021
EDGAR ↗BD BlueSpruce Dislocation Fund LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund4$238,475,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2025
EDGAR ↗MC MDCP Co-Investors (Tango), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗TN TEP NEXT DECADE B, LLCshared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗MC MDCP Co-Investors (Mobius), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗MC MDCP CO-INVESTORS (VISION), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗MI MDCP INSURANCE SPV, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering $2,197,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗MC MDCP CO-INVESTORS (SHD), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BR BLUESPRUCE RESEARCH FUND LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$21,230,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗MC MDCP CO-INVESTORS (APM), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗OI Orchard Investment Partners Fund I, LPshared peopleChicago, ILPooled Investment Fund2$90,475,000
offering $200,000,000 · similar: $155,000–$5,250,000
75
similar: 4–27
$1
similar: $1,000–$100,000
2024–2025
EDGAR ↗AT Ancora TopCo Ltdshared peopleWEST PERTH, WA, Australia (as filed: C3)Other1$348,763
offering $348,763 · similar: $500,000–$7,000,000
13
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Jade III), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Jade II), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Jade I), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Nimbus), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗TE Transition Equity Partners II-A, LPshared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2026
EDGAR ↗TE Transition Equity Partners II, LPshared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$21,700,000
offering Indefinite · similar: $500,000–$16,420,250
18
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2026
EDGAR ↗MD Madison Dearborn Capital Partners IX Executive-B, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,604,170,731
offering $3,000,000,000 · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MD Madison Dearborn Capital Partners IX Executive-A, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,604,170,731
offering $3,000,000,000 · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MD Madison Dearborn Capital Partners IX-C, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,604,170,731
offering $3,000,000,000 · similar: $155,000–$5,250,000
54
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MD Madison Dearborn Capital Partners IX-B, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,604,170,731
offering $3,000,000,000 · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MD Madison Dearborn Capital Partners IX-A, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$1,604,170,731
offering $3,000,000,000 · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MC MDCP Co-Investors (Chicago-C), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Chicago), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MN MDCP NC Co-Invest, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MC MDCP Co-Investors (Knight), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Fund I Executive-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Fund I Executive-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Fund I-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Fund I-C, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Fund I-B, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MA MDP Arevi Co-Investors (Rome), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BD BlueSpruce Diversified Fund LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$11,000,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$25,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BC BLUESPRUCE CONCENTRATED FUND LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$11,025,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$25,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CS Cub SPV, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗CS Cub SPV-C, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗CI Co-Investors-IX (Catalyst), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗CI Co-Investors-IX (Catalyst-C), L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗TE Transition Equity Partners II-B, LPshared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026
EDGAR ↗FL Falcon LIV Co-Investors, L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 25, 2026Falcon LIV Co-Investors, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2026Transition Equity Partners II-B, LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 26, 2026Madison Dearborn Capital Partners IX-A, L.P.D/APooled Investment Fund$3,000,000,000$1,604,170,731
EDGAR ↗Aug 26, 2026Madison Dearborn Capital Partners IX-B, L.P.D/APooled Investment Fund$3,000,000,000$1,604,170,731
EDGAR ↗Aug 26, 2026Madison Dearborn Capital Partners IX-C, L.P.D/APooled Investment Fund$3,000,000,000$1,604,170,731
EDGAR ↗Aug 26, 2026Madison Dearborn Capital Partners IX Executive-A, L.P.D/APooled Investment Fund$3,000,000,000$1,604,170,731
EDGAR ↗Aug 26, 2026Madison Dearborn Capital Partners IX Executive-B, L.P.D/APooled Investment Fund$3,000,000,000$1,604,170,731
EDGAR ↗Jun 26, 2026Co-Investors-IX (Catalyst-C), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2026Co-Investors-IX (Catalyst), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 25, 2026Transition Equity Partners II, LPDPooled Investment FundIndefinite$21,700,000
EDGAR ↗Jun 25, 2026Transition Equity Partners II-A, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2026Cub SPV-C, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 18, 2026Cub SPV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 1, 2026BLUESPRUCE CONCENTRATED FUND LPDPooled Investment FundIndefinite$11,025,000
EDGAR ↗May 1, 2026BlueSpruce Diversified Fund LPDPooled Investment FundIndefinite$11,000,000
EDGAR ↗Jan 12, 2026BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$47,420,577
EDGAR ↗Jan 12, 2026BlueSpruce Fund LPD/APooled Investment FundIndefinite$801,298,656
EDGAR ↗Dec 29, 2025Orchard Investment Partners Fund I, LPD/APooled Investment Fund$200,000,000$90,475,000
EDGAR ↗Dec 12, 2025MDP Arevi Co-Investors (Rome), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025MDP Arevi Fund I-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025MDP Arevi Fund I-C, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025MDP Arevi Fund I-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025MDP Arevi Fund I Executive-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025MDP Arevi Fund I Executive-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 29, 2025MDCP Co-Investors (Knight), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025WhiteSpruce Fund LPD/APooled Investment FundIndefinite$4,162,081,760
EDGAR ↗Oct 1, 2025MDCP NC Co-Invest, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 8, 2025WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$793,396,080
EDGAR ↗Aug 28, 2025MDCP Co-Investors (Chicago), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2025MDCP Co-Investors (Chicago-C), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2025Madison Dearborn Capital Partners IX-A, L.P.DPooled Investment Fund$3,000,000,000$0
EDGAR ↗Aug 28, 2025Madison Dearborn Capital Partners IX Executive-B, L.P.DPooled Investment Fund$3,000,000,000$0
EDGAR ↗Aug 28, 2025Madison Dearborn Capital Partners IX Executive-A, L.P.DPooled Investment Fund$3,000,000,000$0
EDGAR ↗Aug 28, 2025Madison Dearborn Capital Partners IX-B, L.P.DPooled Investment Fund$3,000,000,000$0
EDGAR ↗Aug 28, 2025Madison Dearborn Capital Partners IX-C, L.P.DPooled Investment Fund$3,000,000,000$0
EDGAR ↗May 19, 2025Transition Equity Partners II, LPDPooled Investment FundIndefinite$0
EDGAR ↗May 19, 2025Transition Equity Partners II-A, LPDPooled Investment FundIndefinite$0
EDGAR ↗May 1, 2025MDCP Co-Investors (Nimbus), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 16, 2025Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 28, 2025MDCP Co-Investors (Jade III), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 28, 2025MDCP Co-Investors (Jade II), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 28, 2025MDCP Co-Investors (Jade I), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2025BLUESPRUCE RESEARCH FUND LPD/APooled Investment FundIndefinite$21,230,000
EDGAR ↗Feb 7, 2025Ancora TopCo LtdDOther$348,763$348,763
EDGAR ↗Jan 10, 2025BlueSpruce Dislocation Fund LPD/APooled Investment FundIndefinite$238,475,000
EDGAR ↗Jan 10, 2025BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$47,350,057
EDGAR ↗Jan 10, 2025BlueSpruce Fund LPD/APooled Investment FundIndefinite$795,548,656
EDGAR ↗Dec 31, 2024MDCP Co-Investors (Tango), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2024Orchard Investment Partners Fund I, LPDPooled Investment Fund$200,000,000$0
EDGAR ↗Oct 16, 2024WhiteSpruce Fund LPD/APooled Investment FundIndefinite$3,959,141,759
EDGAR ↗Oct 9, 2024MDCP CO-INVESTORS (APM), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 9, 2024WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$748,396,080
EDGAR ↗Aug 13, 2024SM HOLDCO, LLCD/APooled Investment FundIndefinite$408,249,700
EDGAR ↗Apr 19, 2024Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 2, 2024BLUESPRUCE RESEARCH FUND LPDPooled Investment FundIndefinite$21,230,000
EDGAR ↗Jan 10, 2024BlueSpruce Dislocation Fund LPD/APooled Investment FundIndefinite$238,475,000
EDGAR ↗Jan 10, 2024BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$47,180,431
EDGAR ↗Jan 10, 2024BlueSpruce Fund LPD/APooled Investment FundIndefinite$772,843,656
EDGAR ↗Nov 14, 2023MDCP CO-INVESTORS (SHD), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 17, 2023BlueSpruce Opportunity Fund A LPD/APooled Investment FundIndefinite$190,000,000
EDGAR ↗Oct 17, 2023WhiteSpruce Fund LPD/APooled Investment FundIndefinite$3,833,916,759
EDGAR ↗Oct 16, 2023NFP Ultimate Holdings, LLCD/AOtherIndefinite$198,453,364
EDGAR ↗Sep 6, 2023WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$727,396,080
EDGAR ↗Aug 11, 2023SM HOLDCO, LLCD/APooled Investment FundIndefinite$383,671,240
EDGAR ↗May 1, 2023Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 18, 2023MDCP INSURANCE SPV, L.P.DPooled Investment Fund$2,197,000,000$0
EDGAR ↗Jan 10, 2023BlueSpruce Dislocation Fund LPD/APooled Investment FundIndefinite$233,475,000
EDGAR ↗Jan 10, 2023BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$46,604,426
EDGAR ↗Jan 10, 2023BlueSpruce Fund LPD/APooled Investment FundIndefinite$754,393,656
EDGAR ↗Oct 17, 2022BlueSpruce Opportunity Fund A LPD/APooled Investment FundIndefinite$190,000,000
EDGAR ↗Oct 17, 2022WhiteSpruce Fund LPD/APooled Investment FundIndefinite$3,761,072,575
EDGAR ↗Sep 15, 2022MDCP CO-INVESTORS (VISION), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 6, 2022WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$724,396,080
EDGAR ↗Aug 12, 2022SM HOLDCO, LLCD/APooled Investment FundIndefinite$357,578,894
EDGAR ↗Jul 21, 2022MDCP Co-Investors (Mobius), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 27, 2022NFP Ultimate Holdings, LLCD/AOtherIndefinite$128,194,477
EDGAR ↗Apr 29, 2022Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 16, 2022TEP NEXT DECADE B, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 3, 2022MDCP Co-Investors (Tango), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 10, 2022BlueSpruce Dislocation Fund LPDPooled Investment FundIndefinite$119,475,000
EDGAR ↗Jan 10, 2022BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$46,575,762
EDGAR ↗Jan 10, 2022BlueSpruce Fund LPD/APooled Investment FundIndefinite$749,383,656
EDGAR ↗Dec 27, 2021XPDI Sponsor II LLCD/AOther$9,369,640$9,369,640
EDGAR ↗Dec 27, 2021XPDI Sponsor II LLCDOther$9,369,640$9,369,640
EDGAR ↗Oct 28, 2021PERA RISTRA MDCP CO-INVEST, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 15, 2021BlueSpruce Opportunity Fund A LPD/APooled Investment FundIndefinite$105,000,000
EDGAR ↗Oct 15, 2021WhiteSpruce Fund LPD/APooled Investment FundIndefinite$3,179,595,255
EDGAR ↗Sep 3, 2021WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$636,456,040
EDGAR ↗Aug 13, 2021SM HOLDCO, LLCD/APooled Investment FundIndefinite$357,038,894
EDGAR ↗Aug 10, 2021ICONIC TFNP, LLCDPooled Investment Fund$1,500,000$1,500,000
EDGAR ↗Jul 29, 2021TEP NEXT DECADE, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 21, 2021NFP Ultimate Holdings, LLCD/AOtherIndefinite$76,898,090
EDGAR ↗Apr 30, 2021SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 30, 2021Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 28, 2021MDCP Co-Investors (Patriot III), L.P.DPooled Investment Fund$62,000,000$62,000,000
EDGAR ↗Apr 28, 2021MDCP Co-Investors (Patriot IV), L.P.DPooled Investment Fund$20,553,241$20,553,241
EDGAR ↗Feb 26, 2021PATRIOT SPV, L.P.DPooled Investment Fund$800,000,000$0
EDGAR ↗Feb 18, 2021XPDI Sponsor LLCDOther$7,920,583$7,920,583
EDGAR ↗Jan 8, 2021BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$40,483,176
EDGAR ↗Jan 8, 2021BlueSpruce Fund LPD/APooled Investment FundIndefinite$727,873,635
EDGAR ↗Nov 17, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.D/APooled Investment Fund$4,500,000,000$4,283,595,105
EDGAR ↗Nov 17, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.D/APooled Investment Fund$4,500,000,000$4,283,595,105
EDGAR ↗Nov 17, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.D/APooled Investment Fund$4,500,000,000$4,283,595,105
EDGAR ↗Oct 30, 2020BlueSpruce Opportunity Fund A LPD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Oct 16, 2020WhiteSpruce Fund LPD/APooled Investment FundIndefinite$2,292,260,655
EDGAR ↗Sep 4, 2020WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$505,533,000
EDGAR ↗Aug 14, 2020SM HOLDCO, LLCD/APooled Investment FundIndefinite$330,198,892
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B2, L.P.DPooled Investment Fund$195,000,000$195,000,000
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII SPV-B2, L.P.DPooled Investment Fund$195,000,000$195,000,000
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A2, L.P.DPooled Investment Fund$195,000,000$195,000,000
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII SPV-A2, L.P.DPooled Investment Fund$195,000,000$195,000,000
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.D/APooled Investment Fund$4,500,000,000$4,077,986,040
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.D/APooled Investment Fund$4,500,000,000$4,077,986,040
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.D/APooled Investment Fund$4,500,000,000$4,077,986,040
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.D/APooled Investment Fund$4,500,000,000$4,077,986,040
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B, L.P.D/APooled Investment Fund$250,000,000$195,350,000
EDGAR ↗Jul 23, 2020MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A, L.P.D/APooled Investment Fund$250,000,000$195,350,000
EDGAR ↗May 28, 2020NFP Ultimate Holdings, LLCD/AOtherIndefinite$63,104,844
EDGAR ↗Apr 30, 2020SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 30, 2020NWQ INVESTMENT MANAGEMENT COMPANY, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 30, 2020Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jan 10, 2020BlueSpruce Fund Ltd.DPooled Investment FundIndefinite$38,388,635
EDGAR ↗Jan 10, 2020BlueSpruce Fund LPDPooled Investment FundIndefinite$592,120,214
EDGAR ↗Nov 1, 2019BlueSpruce Opportunity Fund A LPD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Oct 18, 2019WhiteSpruce Fund LPD/APooled Investment FundIndefinite$1,412,284,365
EDGAR ↗Oct 9, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.D/APooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 9, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.D/APooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 9, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.D/APooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 3, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-C, L.P.DPooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 3, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-B, L.P.DPooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 3, 2019MADISON DEARBORN CAPITAL PARTNERS VIII-A, L.P.DPooled Investment Fund$4,500,000,000$0
EDGAR ↗Oct 3, 2019MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-B, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Oct 3, 2019MADISON DEARBORN CAPITAL PARTNERS VIII EXECUTIVE-A, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Sep 9, 2019WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$354,417,000
EDGAR ↗Aug 14, 2019SM HOLDCO, LLCD/APooled Investment FundIndefinite$329,073,892
EDGAR ↗May 13, 2019NFP Ultimate Holdings, LLCD/AOtherIndefinite$49,000,049
EDGAR ↗Apr 29, 2019Nuveen Asset Management, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 19, 2019NWQ INVESTMENT MANAGEMENT COMPANY, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jan 10, 2019BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$36,066,560
EDGAR ↗Jan 10, 2019BlueSpruce Fund LPD/APooled Investment FundIndefinite$533,783,557
EDGAR ↗Nov 1, 2018BlueSpruce Opportunity Fund A LPDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Oct 19, 2018WhiteSpruce Fund LPD/APooled Investment FundIndefinite$733,250,365
EDGAR ↗Sep 7, 2018WhiteSpruce Fund Ltd.D/APooled Investment FundIndefinite$178,035,000
EDGAR ↗Aug 16, 2018MDP SM HOLDINGS, LLCDPooled Investment FundIndefinite$15,000,000
EDGAR ↗Aug 15, 2018SM HOLDCO, LLCDPooled Investment FundIndefinite$327,728,892
EDGAR ↗Aug 15, 2018MDCP VII AUXILIARY SPV, L.P.D/APooled Investment Fund$700,000,000$0
EDGAR ↗Aug 15, 2018MDCP VII AUXILIARY SPV, L.P.DPooled Investment Fund$700,000,000$0
EDGAR ↗Aug 3, 2018MDP ACM HOLDINGS, LLCDOther Health CareIndefinite$60,000,000
EDGAR ↗May 10, 2018NFP Ultimate Holdings, LLCDOtherIndefinite$29,162,724
EDGAR ↗May 10, 2018NFP Ultimate Holdings, LLCD/AOther$801,554,239$801,554,239
EDGAR ↗Jan 10, 2018BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$35,126,000
EDGAR ↗Jan 10, 2018BlueSpruce Fund LPD/APooled Investment FundIndefinite$409,385,369
EDGAR ↗Oct 20, 2017WhiteSpruce Fund LPD/APooled Investment FundIndefinite$83,253,365
EDGAR ↗Sep 7, 2017WhiteSpruce Fund Ltd.DPooled Investment FundIndefinite$14,500,000
EDGAR ↗Jun 9, 2017NWQ Partners, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jun 9, 2017Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jun 9, 2017SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 3, 2017NFP Ultimate Holdings, LLCDOther$784,175,989$784,175,989
EDGAR ↗Feb 28, 2017MDCP Co-Investors (Patriot II), L.P.DPooled Investment Fund$125,000,000$125,000,000
EDGAR ↗Feb 9, 2017EVO Investco, LLCDOther Banking and Financial Services$71,250,062$71,250,062
EDGAR ↗Jan 10, 2017BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$35,051,000
EDGAR ↗Jan 10, 2017BlueSpruce Fund LPD/APooled Investment FundIndefinite$383,967,990
EDGAR ↗Jan 6, 2017BlueSpruce Fund Ltd.DPooled Investment FundIndefinite$35,051,000
EDGAR ↗Jan 6, 2017BlueSpruce Fund LPDPooled Investment FundIndefinite$383,967,990
EDGAR ↗Dec 21, 2016NFP Holdings, LLCD/AOtherIndefinite$42,376,812
EDGAR ↗Oct 20, 2016WhiteSpruce Fund LPD/APooled Investment FundIndefinite$8,000,000
EDGAR ↗Jun 9, 2016Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jun 9, 2016SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jan 14, 2016BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$34,926,000
EDGAR ↗Jan 8, 2016BlueSpruce Fund LPD/APooled Investment FundIndefinite$348,985,873
EDGAR ↗Dec 28, 2015NWQ Partners, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Dec 18, 2015NFP Holdings, LLCD/AOtherIndefinite$19,584,812
EDGAR ↗Nov 27, 2015MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-B, L.P.D/APooled Investment Fund$253,500,000$194,770,000
EDGAR ↗Nov 27, 2015MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-A, L.P.D/APooled Investment Fund$253,500,000$194,770,000
EDGAR ↗Nov 27, 2015MADISON DEARBORN CAPITAL PARTNERS VII-C, L.P.D/APooled Investment Fund$3,750,000,000$828,100,000
EDGAR ↗Nov 27, 2015MADISON DEARBORN CAPITAL PARTNERS VII-B, L.P.D/APooled Investment Fund$3,750,000,000$1,850,405,000
EDGAR ↗Nov 27, 2015MADISON DEARBORN CAPITAL PARTNERS VII-A, L.P.D/APooled Investment Fund$3,750,000,000$1,850,405,000
EDGAR ↗Oct 21, 2015WhiteSpruce Fund LPD/APooled Investment FundIndefinite$8,000,000
EDGAR ↗Apr 21, 2015MDP HC HOLDINGS, LLCDOther Health Care$310,067,546$310,067,546
EDGAR ↗Apr 21, 2015HC GROUP HOLDINGS I, LLCDOther Health Care$607,387,344$607,387,344
EDGAR ↗Mar 11, 2015Tradewinds Global Investors, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 11, 2015SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 11, 2015NWQ INVESTMENT MANAGEMENT COMPANY, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 11, 2015Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Feb 6, 2015MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-B, L.P.DPooled Investment Fund$252,500,000$0
EDGAR ↗Feb 6, 2015MADISON DEARBORN CAPITAL PARTNERS VII EXECUTIVE-A, L.P.DPooled Investment Fund$252,500,000$0
EDGAR ↗Feb 6, 2015MADISON DEARBORN CAPITAL PARTNERS VII-C, L.P.DPooled Investment Fund$3,750,000,000$0
EDGAR ↗Feb 6, 2015MADISON DEARBORN CAPITAL PARTNERS VII-B, L.P.DPooled Investment Fund$3,750,000,000$0
EDGAR ↗Feb 6, 2015MADISON DEARBORN CAPITAL PARTNERS VII-A, L.P.DPooled Investment Fund$3,750,000,000$0
EDGAR ↗Jan 15, 2015BlueSpruce Fund Ltd.D/APooled Investment FundIndefinite$32,351,000
EDGAR ↗Jan 12, 2015BlueSpruce Fund LPD/APooled Investment FundIndefinite$321,123,500
EDGAR ↗Dec 24, 2014NFP Holdings, LLCD/AOtherIndefinite$10,364,076
EDGAR ↗Oct 22, 2014WhiteSpruce Fund LPDPooled Investment FundIndefinite$5,000,000
EDGAR ↗Mar 11, 2014SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Feb 28, 2014Mustang Investment Holdings L.P.DOtherIndefinite$166,620,000
EDGAR ↗Feb 24, 2014Compound Holdings I, LLCDPharmaceuticals$412,000,000$412,000,000
EDGAR ↗Jan 7, 2014NFP Holdings, LLCDOtherIndefinite$2,500,000
EDGAR ↗Dec 2, 2013BlueSpruce Fund Ltd.DPooled Investment FundIndefinite$32,175,000
EDGAR ↗Nov 25, 2013BlueSpruce Fund LPD/APooled Investment FundIndefinite$229,062,500
EDGAR ↗Nov 13, 2013NWQ INVESTMENT MANAGEMENT COMPANY, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Aug 29, 2013Mustang Parent Corp.DOther$166,620,000$166,620,000
EDGAR ↗Jul 23, 2013MDCP Co-Investors (Patriot), L.P.DPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗Jul 12, 2013BlueSpruce Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 12, 2013NFP Holdings, LLCDOther$375,507,629$375,507,629
EDGAR ↗May 23, 2013Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 9, 2013Tradewinds Global Investors, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 27, 2013EVO Investco, LLCD/AOther Banking and Financial Services$174,328,549$174,328,549
EDGAR ↗Mar 13, 2013EVO Investco, LLCD/AOther Banking and Financial Services$174,278,549$174,278,549
EDGAR ↗Mar 13, 2013SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jan 8, 2013EVO Investco, LLCD/AOther Banking and Financial Services$166,543,037$166,543,037
EDGAR ↗Dec 20, 2012EVO Investco, LLCDOther Banking and Financial Services$1,260,000$1,260,000
EDGAR ↗Dec 13, 2012MDCP CO-INVESTORS (SP), L.P.DPooled Investment Fund$70,000,000$0
EDGAR ↗Oct 31, 2012NWQ INVESTMENT MANAGEMENT COMPANY, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗May 29, 2012Nuveen Asset Management, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Apr 9, 2012Tradewinds Global Investors, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 16, 2012SANTA BARBARA ASSET MANAGEMENT, LLCD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Nov 15, 2011NWQ INVESTMENT MANAGEMENT COMPANY, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jun 15, 2011Nuveen Asset Management, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Jun 15, 2011Nuveen - Symphony Credit Partners Fund, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2011SANTA BARBARA ASSET MANAGEMENT, LLCDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Mar 4, 2011CORE PLUS BOND FUND LLCD/APooled Investment FundIndefinite$181,059,159
EDGAR ↗Feb 9, 2011Windy City Investments Holdings, LLCDInvesting$81,679,240$81,679,240
EDGAR ↗Jun 23, 2010PICASSO PARENT COMPANY, INC.DManufacturing$293,754,650$293,754,650
EDGAR ↗May 21, 2010Nuveen - Symphony Credit Partners Fund, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2010CORE PLUS BOND FUND LLCDPooled Investment FundIndefinite$170,866,208
EDGAR ↗Feb 25, 2010MADISON DEARBORN CAPITAL PARTNERS OFFSHORE VI-C, L.P.D/APooled Investment Fund$1,000,000,000$60,000,000
EDGAR ↗Feb 25, 2010MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-B, L.P.D/APooled Investment Fund$125,000,000$67,085,000
EDGAR ↗Feb 25, 2010MADISON DEARBORN CAPITAL PARTNERS VI EXECUTIVE-A, L.P.D/APooled Investment Fund$125,000,000$67,085,000
EDGAR ↗Feb 25, 2010Madison Dearborn Capital Partners VI-A, L.P.D/APooled Investment Fund$6,843,000,000$3,083,060,000
EDGAR ↗Feb 25, 2010Madison Dearborn Capital Partners VI-C, L.P.D/APooled Investment Fund$4,416,940,000$657,000,000
EDGAR ↗Feb 25, 2010Madison Dearborn Capital Partners VI-B, L.P.D/APooled Investment Fund$6,843,000,000$3,083,060,000
EDGAR ↗May 22, 2009Nuveen - Symphony Credit Partners Fund, L.P.DPooled Investment FundIndefinite$0

Activity: 17 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 25, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2010), Manufacturing (2010), Investing (2011), Other Banking and Financial Services (2011–2012), Pooled Investment Fund (2012), Other Banking and Financial Services (2012), Other (2013), Pooled Investment Fund (2013), Other (2013), Pooled Investment Fund (2013), Other (2014), Pharmaceuticals (2014), Other (2014), Pooled Investment Fund (2014–2015), Other Health Care (2015), Other Banking and Financial Services (2015), Pooled Investment Fund (2017), Other Banking and Financial Services (2017), Pooled Investment Fund (2017), Other (2017), Pooled Investment Fund (2017), Other (2018), Other Health Care (2018), Pooled Investment Fund (2018), Other Banking and Financial Services (2019), Pooled Investment Fund (2019–2020), Other (2021), Pooled Investment Fund (2021), Other (2021), Pooled Investment Fund (2022–2024), Other (2025). Latest offering: Pooled Investment Fund (2025–2026; most recent Sep 25, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
VD VAHE A. DOMBALAGIANExecutive Officer, Promoter, Director63Feb 25, 2010 → Sep 25, 2026
PF PAUL J. FINNEGANExecutive Officer, Promoter56Feb 25, 2010 → Sep 25, 2026
JK JOHN ERIC KNUTSENExecutive Officer, Promoter55Feb 25, 2010 → Sep 25, 2026
TS TIMOTHY P. SULLIVANExecutive Officer, Promoter, Director52Feb 25, 2010 → Oct 29, 2025
SM SAMUEL M. MENCOFFExecutive Officer, Promoter51Feb 25, 2010 → Oct 29, 2025
MR MATTHEW W. RAINOExecutive Officer, Promoter, Director47Jul 12, 2013 → Sep 25, 2026
TS THOMAS S. SOULELESExecutive Officer, Promoter, Director47Feb 25, 2010 → Oct 29, 2025
AT ANNIE S. TERRYExecutive Officer, Promoter45Aug 3, 2018 → Sep 25, 2026
EB ELIZABETH Q. BETTENExecutive Officer, Promoter, Director43Feb 24, 2014 → Sep 25, 2026
RC RICHARD H. COPANSExecutive Officer, Promoter, Director40Jun 23, 2010 → Oct 29, 2025
KB KARLA J. BULLARDExecutive Officer, Promoter39Dec 13, 2012 → Sep 25, 2026
MN MATTHEW W. NORTONExecutive Officer, Promoter, Director35Jul 12, 2013 → Oct 29, 2025
MD MICHAEL DOLCEExecutive Officer, Promoter31Aug 15, 2018 → Sep 25, 2026
JS JASON SHIDELERExecutive Officer, Promoter, Director29Feb 24, 2014 → Sep 25, 2026
ZA ZAID F. ALSIKAFIExecutive Officer, Promoter25Feb 28, 2014 → Nov 14, 2023
BB BRENDAN BARRETTExecutive Officer, Promoter, Director22Feb 9, 2017 → Sep 25, 2026
MT MARK B. TRESNOWSKIExecutive Officer, Promoter, Director21Feb 25, 2010 → Dec 29, 2025
SP SCOTT G. PASQUINIExecutive Officer, Promoter20Aug 15, 2018 → Dec 29, 2025
MD MATTHEW M DENISONExecutive Officer, Promoter, Director19May 21, 2021 → Sep 25, 2026
BL BRANDON LEVITANExecutive Officer, Promoter18Mar 28, 2025 → Sep 25, 2026
AF ALEX FISHERExecutive Officer, Promoter18Mar 28, 2025 → Sep 25, 2026
DP DAVID E. PEQUETExecutive Officer, Promoter17Oct 3, 2019 → Apr 18, 2023
TH Timothy Marc HurdExecutive Officer, Promoter, Director16Feb 25, 2010 → May 1, 2026
NA NICHOLAS W. ALEXOSExecutive Officer, Promoter, Director16Feb 25, 2010 → Nov 27, 2015
PE PATRICK C. EILERSExecutive Officer, Promoter14Feb 25, 2010 → Aug 28, 2026
JP JAMES N. PERRY, JR.Executive Officer, Promoter14Feb 25, 2010 → Apr 18, 2023
JC JOHN A. CANNING, JR.Executive Officer, Promoter14Feb 25, 2010 → Apr 18, 2023
DG DOUGLAS C. GRISSOMExecutive Officer, Promoter14Feb 25, 2010 → Apr 18, 2023
RS ROBIN P. SELATIExecutive Officer, Promoter12Feb 25, 2010 → Nov 27, 2015
TS TANNER SCOTTExecutive Officer, Promoter, Director11Aug 11, 2023 → Sep 25, 2026
EM Edward Michael MagnusExecutive Officer, Director10Feb 9, 2011 → May 1, 2026
EL Edward John Ludwig IVExecutive Officer9Nov 25, 2013 → May 1, 2026
BI BlueSpruce Investments, L.P. entityPromoter, Executive Officer8Nov 25, 2013 → May 1, 2026
MD MADISON DEARBORN PARTNERS, LLC entityPromoter8Feb 25, 2010 → Feb 28, 2017
KB KATHERINE BRYANExecutive Officer, Promoter7Oct 29, 2025 → Dec 12, 2025
MC MICHAEL P. COLEExecutive Officer, Promoter7Feb 25, 2010 → Feb 28, 2014
CM CHRISTOPHER J. MCGOWANExecutive Officer, Promoter, Director7Feb 25, 2010 → Jun 23, 2010
AR Alexander Robert RipleyExecutive Officer6Nov 25, 2013 → Sep 9, 2024
TM THOMAS T. MACEJKO, JR.Executive Officer, Promoter6Feb 28, 2014 → Nov 27, 2015
GP GEORGE A. PEINADOExecutive Officer, Promoter6Feb 25, 2010 → Feb 25, 2010
DM DAVID F. MOSHERPromoter6Feb 25, 2010 → Feb 25, 2010
BC BENJAMIN D. CHERESKINPromoter6Feb 25, 2010 → Feb 25, 2010
TG THOMAS M. GOLDSTEINPromoter6Feb 25, 2010 → Feb 25, 2010
MD MADISON DEARBORN PARTNERS VI-A&C, L.P. entityPromoter5Feb 25, 2010 → Feb 28, 2017
SH Sherri A. HlavacekExecutive Officer4May 22, 2009 → Jun 9, 2016
JA John P. AmboianExecutive Officer, Director4May 22, 2009 → Dec 28, 2015
MK Mary Elizabeth KeefeExecutive Officer4Feb 9, 2011 → Mar 13, 2013
TM THOMAS MACHAExecutive Officer, Promoter3Nov 14, 2023 → Dec 31, 2024
SG Scott S. GraceExecutive Officer, Director3Feb 9, 2011 → Jun 9, 2017
TS Thomas S. Schreier, Jr.Executive Officer3Mar 11, 2010 → Jun 9, 2016
GR Glenn R. RichterExecutive Officer, Director3May 22, 2009 → Mar 11, 2015
MD MADISON DEARBORN PARTNERS VI-B, L.P. entityPromoter3Feb 25, 2010 → Dec 13, 2012
JM John L. MacCarthyExecutive Officer, Director3May 22, 2009 → Jun 15, 2011
SC Stuart Jona CohenExecutive Officer2Mar 4, 2011 → Apr 16, 2025
William T. Huffman William T. HuffmanExecutive Officer2Mar 4, 2011 → Apr 16, 2025
WR WILLIAM RITCHIEExecutive Officer, Promoter2Nov 14, 2023 → Oct 9, 2024
JP JAY PAULEYExecutive Officer, Promoter2Nov 14, 2023 → Oct 9, 2024
BS Brett SchneiderExecutive Officer2Jul 12, 2013 → Oct 16, 2023
DH Douglas HammondExecutive Officer, Director2Jul 12, 2013 → Oct 16, 2023
EM Evan MichaelExecutive Officer2Jul 12, 2013 → Oct 16, 2023

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 97 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

NUVEEN ASSET MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 24, 2010 · SEC file 801-71957 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $280,484,645,970 as reported on Form ADV filed Mar 24, 2026 (Item 5.F(2)(c)) · 65,258 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.FACEBOOK.COM/NUVEENINVESTMENTS ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 24, 2026: 2 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser name, SEC CIK on Form ADV = issuer CIK · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

NUVEEN FUND ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 2, 1978 · SEC file 801-14147 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $186,250,952,275 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 235 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): LINKEDIN.COM/COMPANY/NUVEEN ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 2 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

BLUESPRUCE (legal name: BLUESPRUCE INVESTMENTS, LP) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 24, 2013 · SEC file 801-78091 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $4,454,268,000 as reported on Form ADV filed Jul 29, 2026 (Item 5.F(2)(c)) · 7 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.bluesprucelp.com ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

MADISON DEARBORN PARTNERS — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-74015 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $20,740,486,760 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 57 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (IL) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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