PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

Sponsor Check › Sponsor group

M

M13

One sponsor team, 21 deal companies · Santa Monica, CA

Grouped because: 5 shared people, 3 shared management entities, same business address (15 issuers), similar issuer names (18) (automatic match from the filings) · not the same sponsor?

21deal companies
$430.2Mreported sold
675investors
26Form D filings
2013–2026active
3new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 18, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

M13 is a sponsor group of 21 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity, same person name on both filings; automatic match from the filings), filing 26 Form D filings between Apr 2013 and Sep 2026.

What this means One team, 21 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $430.2M to 675 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (14), "Other" (5), Investing (1), Other Banking and Financial Services (1). Issuers are based in CA (20), NY (1).

What this means $430.2M raised across the group, about $637K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Carter Reum (17 issuers, executive officer and director), Courtney Reum (15 issuers, executive officer and director), M13 Ventures II GP, LLC (9 issuers, director, entity), Karl Alomar (6 issuers, director), Brian Carroll (3 issuers, executive officer) and 15 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 3 new offerings in the last 12 months; latest filing Sep 18, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: M13 VENTURES MANAGEMENT, LLC; M13 HOLDINGS COMPANY, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 26 public filings for M13 and found 17 differences, 3 worth asking the sponsor about: M13 includes 4 deals that stopped filing before reaching their target; 78 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for M13 has not run yet — it is joining a line of 45,073 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

M13 Holdings, LLC v. Logic Meat Locker LLC closed
District Court, C.D. California · No. 2:20-cv-07011 · Filed Aug 4, 2020 · Closed Sep 22, 2020
Role of M13 Holdings, LLC: Plaintiff · Outcome: Terminated 2020-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET. Searched so far: 21 of 21 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched M13..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

The Flower Factory, Inc. Creditor Trust, b v. Innovative Brands, Inc. closed
United States Bankruptcy Court, N.D. Ohio · No. 13-06011 · Filed Jan 14, 2013 · Closed Oct 21, 2013
Role of Innovative Brands, Inc.: Defendant · Outcome: Case closed 2013-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state); different legal form (inc vs llc)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET. Searched so far: 21 of 21 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for M13 — 3 worth asking about (compared 26 filings on Oct 24, 2026)

Worth asking · Mar 22, 2019 – Jul 23, 2024

M13 includes 4 deals that stopped filing before reaching their target

M13 SO X LLC (last filing Jul 23, 2024; $0 sold of $3,200,000); M13 SO IX LLC (last filing Jun 12, 2024; $0 sold of $679,000); M13 Ventures IV, L.P. (last filing Jun 29, 2023; $0 sold of $400,000,000); M13 Holdings Company, LLC (last filing Mar 22, 2019; $0 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

M13 SO X LLC — PartnerFacts page ↗M13 SO IX LLC — PartnerFacts page ↗M13 Ventures IV, L.P. — PartnerFacts page ↗M13 Holdings Company, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 4, 2025

78 other issuers file from the same address — ALLOCATE HOLDINGS INC.

The address on file, 502 Waverley Street, Ste. 2, Palo Alto, CA, is used by 79 issuers in our index across 2 sponsor groups; 78 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

ALLOCATE HOLDINGS INC. — PartnerFacts page ↗EDGAR filer page · ALLOCATE HOLDINGS INC. ↗
Sources
Note · Jul 29, 2026 – Sep 18, 2026

22 other issuers file from the same address — 3 member issuers (M13 SO XII, LLC; M13 Ventures V, L.P.; M13 SO XII Feeder, LLC)

The address on file, 1800 Ave of The Stars, Suite 205, Los Angeles, CA, is used by 25 issuers in our index across 10 sponsor groups; 22 are outside this group. It is on our registered-agent / shared-office list (168 issuers in 42 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

M13 SO XII, LLC — PartnerFacts page ↗M13 Ventures V, L.P. — PartnerFacts page ↗M13 SO XII Feeder, LLC — PartnerFacts page ↗EDGAR filer page · M13 SO XII, LLC ↗
Sources
Worth asking · Sep 20, 2019 – Jun 23, 2023

6 Form Ds were filed more than 15 days after the first sale

Form D filed 101 days after the first sale — M13 SO I LLC · Form D filed 18 days after the first sale — M13 SO VIII LLC · Form D filed 30 days after the first sale — M13 SO VII LLC · Form D filed 47 days after the first sale — M13 SO V, LLC · Form D filed 18 days after the first sale — PG13 Launchpad Beta, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 31, 2022 ↗M13 SO I LLC — PartnerFacts page ↗Form D · Jun 23, 2023 ↗M13 SO VIII LLC — PartnerFacts page ↗
Sources
Note · Mar 5, 2020 – Sep 4, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ALLOCATE HOLDINGS INC. (latest filing Sep 4, 2025) · No amendment in the last 12 months on an offering that may still be open — M13 Ventures III, L.P. (latest filing Mar 28, 2022) · No amendment in the last 12 months on an offering that may still be open — ALLOCATE HOLDINGS INC. (latest filing Mar 25, 2022) · No amendment in the last 12 months on an offering that may still be open — Lifeforce Digital Inc. (latest filing Feb 17, 2022) · No amendment in the last 12 months on an offering that may still be open — PG13 Launchpad Gamma, Inc. (latest filing Mar 19, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 4, 2025 ↗ALLOCATE HOLDINGS INC. — PartnerFacts page ↗Form D/A · Mar 28, 2022 ↗M13 Ventures III, L.P. — PartnerFacts page ↗
Sources
Note · Jun 23, 2023 – Oct 10, 2023

Offering amount changed between filings — M13 SO VIII LLC

The Jun 23, 2023 filing says $4,635,000 offered; the Oct 10, 2023 Form D/A says $8,035,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 23, 2023 ↗Form D/A (later) · Oct 10, 2023 ↗M13 SO VIII LLC — PartnerFacts page ↗
Sources
Note · Feb 11, 2021 – Mar 28, 2022

Offering amount changed between filings — M13 Ventures III, L.P.

The Feb 11, 2021 filing says $275,000,000 offered; the Mar 28, 2022 Form D/A says $400,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 11, 2021 ↗Form D/A (later) · Mar 28, 2022 ↗M13 Ventures III, L.P. — PartnerFacts page ↗
Sources
Note · Nov 8, 2018 – Nov 4, 2019

Offering amount changed between filings — M13 Ventures II, L.P.

The Nov 8, 2018 filing says $150,000,000 offered; the Nov 4, 2019 Form D/A says $168,367,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 8, 2018 ↗Form D/A (later) · Nov 4, 2019 ↗M13 Ventures II, L.P. — PartnerFacts page ↗
Sources
Note · Mar 25, 2022 – Sep 4, 2025

Address moved from Menlo Park, CA to Palo Alto, CA — ALLOCATE HOLDINGS INC.

The people listed on the Mar 25, 2022 filing give Menlo Park, CA; on the Sep 4, 2025 filing they give Palo Alto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 25, 2022 ↗Form D · Sep 4, 2025 ↗ALLOCATE HOLDINGS INC. — PartnerFacts page ↗
Sources
Note · Nov 8, 2018 – Nov 4, 2019

Address moved from Beverly Hills, CA to Santa Monica, CA — M13 Ventures II, L.P.

The people listed on the Nov 8, 2018 filing give Beverly Hills, CA; on the Nov 4, 2019 filing they give Santa Monica, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 8, 2018 ↗Form D/A · Nov 4, 2019 ↗M13 Ventures II, L.P. — PartnerFacts page ↗
Sources
Note · Sep 18, 2026

Address on file is a registered agent / shared office — M13 SO XII Feeder, LLC

The latest filing lists 1800 Ave of The Stars, Suite 205, Los Angeles, CA. That address is used by 168 issuers in our index (168 issuers in 42 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Sep 18, 2026 ↗M13 SO XII Feeder, LLC — PartnerFacts page ↗
Sources
Note · Sep 18, 2026

Address on file is a registered agent / shared office — M13 SO XII, LLC

The latest filing lists 1800 Ave of The Stars, Suite 205, Los Angeles, CA. That address is used by 168 issuers in our index (168 issuers in 42 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Sep 18, 2026 ↗M13 SO XII, LLC — PartnerFacts page ↗
Sources
Note · Jul 29, 2026

Address on file is a registered agent / shared office — M13 Ventures V, L.P.

The latest filing lists 1800 Ave of The Stars, Suite 205, Los Angeles, CA. That address is used by 168 issuers in our index (168 issuers in 42 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Jul 29, 2026 ↗M13 Ventures V, L.P. — PartnerFacts page ↗
Sources
Note · Apr 10, 2013 – Sep 18, 2026

Member companies were formed in 2 different states

Delaware (20), Nevada (1) — out of 21 member issuers. The odd ones out: Innovative Brands LLC (Nevada).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

M13 — sponsor group page ↗Innovative Brands LLC — PartnerFacts page ↗
Sources
Note · Apr 10, 2013 – Sep 18, 2026

Member companies list addresses in 2 different states

CA (20), NY (1). 3 members use a registered-agent or shared-office address: M13 SO XII, LLC (1800 Ave of The Stars, Suite 205, Los Angeles, CA); M13 Ventures V, L.P. (1800 Ave of The Stars, Suite 205, Los Angeles, CA); M13 SO XII Feeder, LLC (1800 Ave of The Stars, Suite 205, Los Angeles, CA).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

M13 — sponsor group page ↗M13 SO XII, LLC — PartnerFacts page ↗M13 Ventures V, L.P. — PartnerFacts page ↗M13 SO XII Feeder, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 23 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 18, 2026 D
M13 SO XII, LLC
File 021-598171
$0$0$0
Manager (or its designee) is entitled to receive a management fee.
None listed on this filingEDGAR ↗
Sep 18, 2026 D
M13 SO XII Feeder, LLC
File 021-598168
$0$0$0
Manager (or its designee) is entitled to receive a management fee.
None listed on this filingEDGAR ↗
Jul 29, 2026 D
M13 Ventures V, L.P.
File 021-592518
$0$0$0 (est.)
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof) under the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Sep 4, 2025 D
ALLOCATE HOLDINGS INC.
File 021-556570
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2024 D
M13 SO X LLC
File 021-519526
$0$0$0
Manager (or its designee) is entitled to receive a management fee.
None listed on this filingEDGAR ↗
Jun 12, 2024 D
M13 SO IX LLC
File 021-515840
$0$0$0
Manager (or its designee) is entitled to receive a management fee.
None listed on this filingEDGAR ↗
Oct 10, 2023 D/A
M13 SO VIII LLC
File 021-485027
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2023 D
M13 Ventures IV, L.P.
File 021-485549
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 31, 2022 D
M13 SO I LLC
File 021-439803
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2022 D/A
M13 Ventures III, L.P.
File 021-389213
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 25, 2022 D
ALLOCATE HOLDINGS INC.
File 021-438974
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2022 D
Lifeforce Digital Inc.
File 021-434025
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2021 D
M13 SO VII LLC
File 021-411472
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2021 D
M13 SO XI LLC
File 021-402466
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2020 D
PG13 Launchpad Gamma, Inc.
File 021-363250
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2020 D
M13 SO V, LLC
File 021-359734
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2019 D/A
M13 Ventures II, L.P.
File 021-325425
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Nov 4, 2019 D
M13 Ventures II, L.P.
File 021-352536
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Oct 15, 2019 D
PG13 Launchpad Beta, Inc.
File 021-350983
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2019 D
M13 SO IV, LLC
File 021-350661
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2019 D
PG13 Launchpad Alpha, Inc.
File 021-340926
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2019 D
M13 Holdings Company, LLC
File 021-335527
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2013 D
Innovative Brands LLC
File 021-194724
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 21 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to M13 in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗IB Innovative Brands LLCshared people, same person name on both filingsNEW YORK, NYOther1$3,150,00022No minimum reported2013–2013
EDGAR ↗MV M13 Ventures II, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund3$168,367,500
offering $25,000,000 · similar: $500,000–$16,420,250
217
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2019
EDGAR ↗MH M13 Holdings Company, LLCshared people, same person name on both filings, similar issuer namesBEVERLY HILLS, CAOther Banking and Financial Services1$0
offering $20,000,000 · similar: $2,144,500–$20,220,000
0
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2019–2019
EDGAR ↗PL PG13 Launchpad Alpha, Inc.shared people, same business address, similar issuer namesSANTA MONICA, CAOther1$2,400,000
offering $2,400,000 · similar: $500,000–$7,000,000
2
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2019–2019
EDGAR ↗MS M13 SO IV, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$3,000,000
offering $3,000,000 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗PL PG13 Launchpad Beta, Inc.shared people, same business address, similar issuer namesSANTA MONICA, CAOther1$2,400,000
offering $2,400,000 · similar: $500,000–$7,000,000
2
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2019–2019
EDGAR ↗MS M13 SO V, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$4,515,000
offering $4,515,000 · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗PL PG13 Launchpad Gamma, Inc.shared people, same business address, similar issuer namesSANTA MONICA, CAOther1$1,600,000
offering $3,200,000 · similar: $500,000–$7,000,000
2
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗MV M13 Ventures III, L.P.shared people, same person name on both filings, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund2$341,275,000
offering $400,000,000 · similar: $500,000–$16,420,250
271
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2022
EDGAR ↗MS M13 SO XI LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$3,309,622
offering $3,309,622 · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MS M13 SO VII LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$5,379,355
offering $5,379,355 · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗LD Lifeforce Digital Inc.shared people, same business addressSANTA MONICA, CAOther1$5,512,500
offering $6,000,000 · similar: $500,000–$7,000,000
3
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2022–2022
EDGAR ↗AH ALLOCATE HOLDINGS INC.shared peoplePalo Alto, CAInvesting2$43,144,874
offering $45,704,908 · similar: $763,000–$10,000,000
72
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2022–2025
EDGAR ↗MS M13 SO I LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$6,500,000
offering $6,500,000 · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗MS M13 SO VIII LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund2$8,035,000
offering $8,035,000 · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗MV M13 Ventures IV, L.P.shared people, same person name on both filings, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$0
offering $400,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗MS M13 SO IX LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$0
offering $679,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗MS M13 SO X LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund1$0
offering $3,200,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗MV M13 Ventures V, L.P.shared people, same person name on both filings, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$0
offering $400,000,000 · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026
EDGAR ↗MS M13 SO XII, LLCshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026
EDGAR ↗MS M13 SO XII Feeder, LLCshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 18, 2026M13 SO XII Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Sep 18, 2026M13 SO XII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2026M13 Ventures V, L.P.DPooled Investment Fund$400,000,000$0
EDGAR ↗Sep 4, 2025ALLOCATE HOLDINGS INC.DInvesting$45,704,908$43,144,874
EDGAR ↗Jul 23, 2024M13 SO X LLCDPooled Investment Fund$3,200,000$0
EDGAR ↗Jun 12, 2024M13 SO IX LLCDPooled Investment Fund$679,000$0
EDGAR ↗Oct 10, 2023M13 SO VIII LLCD/APooled Investment Fund$8,035,000$8,035,000
EDGAR ↗Jun 29, 2023M13 Ventures IV, L.P.DPooled Investment Fund$400,000,000$0
EDGAR ↗Jun 23, 2023M13 SO VIII LLCDPooled Investment Fund$4,635,000$4,635,000
EDGAR ↗Mar 31, 2022M13 SO I LLCDPooled Investment Fund$6,500,000$6,500,000
EDGAR ↗Mar 28, 2022M13 Ventures III, L.P.D/APooled Investment Fund$400,000,000$341,275,000
EDGAR ↗Mar 25, 2022ALLOCATE HOLDINGS INC.DInvesting$21,017,225$20,625,324
EDGAR ↗Feb 17, 2022Lifeforce Digital Inc.DOther$6,000,000$5,512,500
EDGAR ↗Aug 27, 2021M13 SO VII LLCDPooled Investment Fund$5,379,355$5,379,355
EDGAR ↗Jun 10, 2021M13 SO XI LLCDPooled Investment Fund$3,309,622$3,309,622
EDGAR ↗Feb 11, 2021M13 Ventures III, L.P.DPooled Investment Fund$275,000,000$275,000,000
EDGAR ↗Mar 19, 2020PG13 Launchpad Gamma, Inc.DOther$3,200,000$1,600,000
EDGAR ↗Feb 4, 2020M13 SO V, LLCDPooled Investment Fund$4,515,000$4,515,000
EDGAR ↗Nov 4, 2019M13 Ventures II, L.P.DPooled Investment Fund$25,000,000$0
EDGAR ↗Nov 4, 2019M13 Ventures II, L.P.D/APooled Investment Fund$168,367,500$168,367,500
EDGAR ↗Oct 15, 2019PG13 Launchpad Beta, Inc.DOther$2,400,000$2,400,000
EDGAR ↗Oct 9, 2019M13 SO IV, LLCDPooled Investment Fund$3,000,000$3,000,000
EDGAR ↗Jun 3, 2019PG13 Launchpad Alpha, Inc.DOther$2,400,000$2,400,000
EDGAR ↗Mar 22, 2019M13 Holdings Company, LLCDOther Banking and Financial Services$20,000,000$0
EDGAR ↗Nov 8, 2018M13 Ventures II, L.P.DPooled Investment Fund$150,000,000$0
EDGAR ↗Apr 10, 2013Innovative Brands LLCDOther$3,150,000$3,150,000

Activity: 3 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 18, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2013), Pooled Investment Fund (2018), Other Banking and Financial Services (2019), Other (2019), Pooled Investment Fund (2019), Other (2019), Pooled Investment Fund (2019–2020), Other (2020), Pooled Investment Fund (2021), Other (2022), Investing (2022), Pooled Investment Fund (2022–2024), Investing (2025). Latest offering: Pooled Investment Fund (2026; most recent Sep 18, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
CR Carter ReumExecutive Officer, Director17Apr 10, 2013 → Sep 18, 2026
CR Courtney ReumExecutive Officer, Director15Apr 10, 2013 → Jul 29, 2026
MV M13 Ventures II GP, LLC entityDirector9Nov 8, 2018 → Jul 23, 2024
KA Karl AlomarDirector6Mar 22, 2019 → Mar 19, 2020
BC Brian CarrollExecutive Officer3Jun 3, 2019 → Feb 17, 2022
LR Leigh RadfordDirector3Jun 3, 2019 → Mar 19, 2020
MC Management Company M13 Ventures Management, LLC entityPromoter2Sep 18, 2026 → Sep 18, 2026
MM Manager M13 Inflection I GP, LLC entityPromoter2Sep 18, 2026 → Sep 18, 2026
MV M13 Ventures Management, LLC entityPromoter1Jul 29, 2026 → Jul 29, 2026
MV M13 Ventures V GP, LLC entityPromoter1Jul 29, 2026 → Jul 29, 2026
SK Samir KajiExecutive Officer, Director1Mar 25, 2022 → Sep 4, 2025
HY Hana YangDirector1Mar 25, 2022 → Sep 4, 2025
MV M13 Ventures IV GP, LLC entityDirector1Jun 29, 2023 → Jun 29, 2023
MV M13 Ventures III GP, LLC entityDirector1Feb 11, 2021 → Mar 28, 2022
PD Peter H. DiamandisDirector1Feb 17, 2022 → Feb 17, 2022
JJ Joel JacksonDirector1Feb 17, 2022 → Feb 17, 2022
TR Tony RobbinsDirector1Feb 17, 2022 → Feb 17, 2022
DK Dugal Bain-KimDirector1Feb 17, 2022 → Feb 17, 2022
JD Jamie DuffExecutive Officer, Promoter1Oct 15, 2019 → Oct 15, 2019
AS Alex SongExecutive Officer1Apr 10, 2013 → Apr 10, 2013

Business registration (state registry / Secretary of State)

None of the 21 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

M13 VENTURES MANAGEMENT, LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jan 17, 2020 · SEC file 802-118096 · Main office: LOS ANGELES, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.m13.co ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 23, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

M13 HOLDINGS COMPANY, LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jan 17, 2020 · SEC file 802-118097 · Main office: LOS ANGELES, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): twitter.com/m13company ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 23, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser name, same state (CA) · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:52 PM ET

Meta advertising

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Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

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No website or social profile named in M13's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #160,380 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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